$194 Million is the total value of Lumbard & Kellner, LLC's 52 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 17.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GLD | Sell | SPDR GOLD SHARES ETFclosed end mutual fund equity | $13,262,000 | -8.4% | 85,746 | -0.3% | 6.83% | -7.6% |
| ICSH | Sell | BLACKROCK ULTRA SHORT TERM BOND ETFclosed end mutual fund fixed | $10,703,000 | -0.6% | 214,013 | -0.6% | 5.51% | +0.3% |
| MET | Sell | METLIFE INC | $7,323,000 | -3.2% | 120,482 | -0.0% | 3.77% | -2.3% |
| AR | New | ANTERO RESOURCES CORP | $6,469,000 | – | 114,467 | +100.0% | 3.33% | – |
| KMI | Buy | KINDER MORGAN INC | $6,413,000 | -0.2% | 385,369 | +0.5% | 3.30% | +0.7% |
| BIL | New | SPDR BLOOMBERG 1-3 MONTH T-BILL ETFetf | $6,241,000 | – | 68,129 | +100.0% | 3.22% | – |
| FB | Buy | META PLATFORMS INC | $5,861,000 | +17.1% | 43,194 | +39.2% | 3.02% | +18.2% |
| LMT | Sell | LOCKHEED MARTIN CORP COM | $5,802,000 | -10.2% | 15,019 | -0.1% | 2.99% | -9.4% |
| PRU | Sell | PRUDENTIAL FINANCIAL INC | $5,802,000 | -10.6% | 67,637 | -0.3% | 2.99% | -9.8% |
| GOOG | Buy | ALPHABET INC CL C | $5,282,000 | -12.2% | 54,940 | +1897.8% | 2.72% | -11.4% |
| EIDO | Sell | ISHARES MSCI INDONESIA ETFclosed end mutual fund equity | $5,191,000 | +4.1% | 222,610 | -0.1% | 2.68% | +5.1% |
| FLBR | Sell | FRANKLIN FTSE BRAZIL ETFclosed end mutual fund equity | $5,063,000 | +8.7% | 278,980 | -0.1% | 2.61% | +9.8% |
| GLNG | Sell | GOLAR LNG LTD | $5,063,000 | +9.2% | 203,155 | -0.3% | 2.61% | +10.3% |
| TSN | Sell | TYSON FOODS INC CL A | $4,900,000 | -23.5% | 74,318 | -0.1% | 2.52% | -22.7% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $4,493,000 | -16.9% | 15,331 | -15.8% | 2.32% | -16.1% |
| STNG | Sell | SCORPIO TANKERS INC | $4,317,000 | +21.0% | 102,680 | -0.7% | 2.22% | +22.2% |
| BHF | Sell | BRIGHTHOUSE FINL INC | $4,239,000 | +5.7% | 97,625 | -0.1% | 2.18% | +6.7% |
| T | Buy | AT T INC | $4,144,000 | -26.6% | 270,128 | +0.3% | 2.14% | -25.9% |
| CVET | Sell | COVETRUS INC NPV | $3,796,000 | +0.5% | 181,806 | -0.1% | 1.96% | +1.5% |
| Buy | CITIGROUP INC 2.07386 8/25/36corporate bonds and notes | $3,631,000 | +13.0% | 4,435,000 | +11.2% | 1.87% | +14.2% | |
| FCX | Sell | FREEPORT MCMORAN INC | $3,605,000 | -6.6% | 131,914 | -0.0% | 1.86% | -5.8% |
| GMS | Sell | GMS INC | $3,469,000 | -27.2% | 86,693 | -19.1% | 1.79% | -26.5% |
| Sell | FIRST CITIZENS 5.800 6/15/70corporate bonds and notes | $3,375,000 | +5.4% | 3,440,000 | -0.1% | 1.74% | +6.4% | |
| Sell | MATTHEWS INDIA FUND INSTITUTIONALmutual funds - equity | $3,355,000 | +5.1% | 130,634 | -0.1% | 1.73% | +6.1% | |
| FDX | Sell | FED EX CORP | $3,055,000 | -44.8% | 20,579 | -15.6% | 1.57% | -44.2% |
| NOC | NORTHROP GRUMMAN CORPORATION | $3,017,000 | -1.7% | 6,414 | 0.0% | 1.55% | -0.8% | |
| MDC | Sell | M D C HLDGS INC | $2,869,000 | -15.3% | 104,634 | -0.2% | 1.48% | -14.5% |
| MSFT | MICROSOFT CORP COM | $2,307,000 | -9.3% | 9,906 | 0.0% | 1.19% | -8.4% | |
| Sell | SUNTRUST CAPITAL 2.05739 5/15/27corporate bonds and notes | $2,256,000 | +0.8% | 2,432,000 | -0.1% | 1.16% | +1.7% | |
| AAPL | Sell | APPLE INC COM | $2,249,000 | +0.9% | 16,271 | -0.2% | 1.16% | +1.9% |
| PBR | Buy | PETROLEO BRASILEIRO S A A D R | $2,246,000 | +5.9% | 181,983 | +0.2% | 1.16% | +6.9% |
| Sell | VALLEY NATL BANCORP 3.000 6/15/31corporate bonds and notes | $2,208,000 | -3.7% | 2,497,000 | -0.1% | 1.14% | -2.8% | |
| VEU | Buy | VANGUARD FTSE ALL-WORLD EX-US INDEX FUNDetf | $2,124,000 | -8.8% | 47,885 | +2.7% | 1.09% | -8.0% |
| Sell | SUNTRUST CAPITAL 2.47886 3/15/28corporate bonds and notes | $2,115,000 | +0.5% | 2,311,000 | -0.2% | 1.09% | +1.5% | |
| DV | Buy | DOUBLEVERIFY HLDGS INC COM | $1,933,000 | +435.5% | 15,976 | +0.2% | 1.00% | +441.3% |
| Sell | AMERIS BANCORP LW 3.875 10/01/30corporate bonds and notes | $1,868,000 | -3.3% | 1,997,000 | -0.2% | 0.96% | -2.4% | |
| Sell | UNITED FINANCIAL 5.750 10/01/24corporate bonds and notes | $1,826,000 | -2.1% | 1,856,000 | -0.2% | 0.94% | -1.2% | |
| LLY | ELI LILLY CO | $1,785,000 | -0.2% | 5,519 | 0.0% | 0.92% | +0.8% | |
| Sell | MELLON CAPITAL IV 3.95652 12/20/67corporate bonds and notes | $1,689,000 | +5.4% | 2,269,000 | -0.1% | 0.87% | +6.4% | |
| TAK | Sell | TAKEDA PHARMACEUTICAL SP A D R | $1,646,000 | -9.6% | 126,946 | -2.0% | 0.85% | -8.7% |
| BRKA | BERKSHIRE HATHAWAY INC DEL CL Astock | $1,626,000 | -0.6% | 4 | 0.0% | 0.84% | +0.4% | |
| OI | New | O I GLASS INC | $1,623,000 | – | 125,320 | +100.0% | 0.84% | – |
| GLW | Sell | CORNING INC | $1,510,000 | -39.0% | 52,046 | -33.7% | 0.78% | -38.4% |
| RSP | Sell | INVESCO S P 500 EQUAL WEIGHT ETFclosed end mutual fund equity | $1,449,000 | -41.2% | 11,388 | -38.0% | 0.75% | -40.6% |
| SPDW | New | SPDR PORTFOLIO DEVELOPED WORLD EX-US ETFetf | $1,413,000 | – | 54,770 | +100.0% | 0.73% | – |
| SPY | Sell | SPDR S P 500 ETFclosed end mutual fund equity | $1,091,000 | -40.8% | 3,054 | -37.5% | 0.56% | -40.3% |
| US BANK CAPITAL IX 3.57778 4/15/49corporate bonds and notes | $1,004,000 | +8.3% | 1,323,000 | 0.0% | 0.52% | +9.3% | ||
| HBM | Sell | HUDBAY MINERALS INC | $957,000 | -66.4% | 237,571 | -66.0% | 0.49% | -66.1% |
| Sell | CYXTERA TECHNOLOGIES INC COM CL A | $945,000 | -64.1% | 231,546 | -0.1% | 0.49% | -63.7% | |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DEL CL B NEWstock | $923,000 | -1.1% | 3,457 | +1.1% | 0.48% | 0.0% |
| JP MORGAN CHASE MTN 2.000 4/30/24corporate bonds and notes | $847,000 | +0.4% | 881,000 | 0.0% | 0.44% | +1.2% | ||
| Sell | BANK OF AMER MTN 2.23043 12/01/26corporate bonds and notes | $814,000 | -0.1% | 864,000 | -0.2% | 0.42% | +0.7% | |
| XOM | EXXON MOBIL CORP | $768,000 | +2.0% | 8,794 | 0.0% | 0.40% | +3.1% | |
| Sell | WARNER BROS DISCOVERY INC SERIES A | $744,000 | -14.7% | 64,737 | -0.4% | 0.38% | -13.9% | |
| New | PRUDENTIAL FINANCIAL 5.625 6/15/43corporate bonds and notes | $739,000 | – | 750,000 | +100.0% | 0.38% | – | |
| ALLFIRST PFD CAP 2.57256 7/15/29corporate bonds and notes | $700,000 | -1.5% | 750,000 | 0.0% | 0.36% | -0.6% | ||
| QQQ | INVESCO QQQ TRUST ETFclosed end mutual fund equity | $638,000 | -4.6% | 2,386 | 0.0% | 0.33% | -3.5% | |
| New | FIRST MD CAP II 2.136 2/01/27corporate bonds and notes | $607,000 | – | 652,000 | +100.0% | 0.31% | – | |
| New | JPMORGAN CHASE CO 1.81957 2/01/27corporate bonds and notes | $605,000 | – | 650,000 | +100.0% | 0.31% | – | |
| CMCSA | COMCAST CORP CLASS A | $595,000 | -25.3% | 20,300 | 0.0% | 0.31% | -24.4% | |
| MINT | PIMCO ENHANCED SHORT MATURITY ETFclosed end mutual fund fixed | $589,000 | -0.2% | 5,961 | 0.0% | 0.30% | +0.7% | |
| CSCO | Sell | CISCO SYSTEMS INC | $574,000 | -3.9% | 13,253 | -5.4% | 0.30% | -3.0% |
| VT | VANGUARD TOTAL WORLD STOCK INDEX ETFclosed end mutual fund equity | $552,000 | -7.5% | 6,995 | 0.0% | 0.28% | -6.9% | |
| HON | HONEYWELL INTERNATIONAL INC | $544,000 | -4.1% | 3,261 | 0.0% | 0.28% | -3.1% | |
| MRK | MERCK CO INC | $533,000 | -5.3% | 6,186 | 0.0% | 0.28% | -4.2% | |
| VTV | VANGUARD VALUE INDEX FUND ETFclosed end mutual fund equity | $507,000 | -6.3% | 4,105 | 0.0% | 0.26% | -5.4% | |
| AMAT | APPLIED MATERIALS INC | $483,000 | -10.1% | 5,900 | 0.0% | 0.25% | -9.1% | |
| PEP | PEPSICO INC | $431,000 | -2.0% | 2,640 | 0.0% | 0.22% | -1.3% | |
| IVV | ISHARES CORE S&P 500 ETFetf | $344,000 | -5.2% | 958 | 0.0% | 0.18% | -4.3% | |
| JOE | Buy | ST JOE CO COMstock | $339,000 | -16.1% | 10,591 | +3.7% | 0.18% | -15.0% |
| PCG | PG&E CORP COMstock | $315,000 | +25.0% | 25,213 | 0.0% | 0.16% | +25.6% | |
| RTX | RAYTHEON TECHNOLOGIES CORP COM | $296,000 | -14.5% | 3,611 | 0.0% | 0.15% | -13.6% | |
| PM | PHILIP MORRIS INTL | $291,000 | -15.9% | 3,500 | 0.0% | 0.15% | -15.3% | |
| CWH | CAMPING WORLD HLDGS INC CL Astock | $284,000 | +17.4% | 11,207 | 0.0% | 0.15% | +17.7% | |
| LTHM | New | LIVENT CORP | $256,000 | – | 8,349 | +100.0% | 0.13% | – |
| JNJ | JOHNSON JOHNSON | $235,000 | -8.2% | 1,440 | 0.0% | 0.12% | -7.6% | |
| KEY | KEYCORP | $220,000 | -7.2% | 13,760 | 0.0% | 0.11% | -6.6% | |
| NI | NISOURCE INC | $202,000 | -14.4% | 8,000 | 0.0% | 0.10% | -13.3% | |
| JPMORGAN CHASE CO 1.786 2/01/27corporate bonds and notes | $188,000 | +0.5% | 200,000 | 0.0% | 0.10% | +2.1% | ||
| BARNESVILLE GA WTR 3.175 9/01/46muni bds-fixed taxable | $175,000 | -4.9% | 250,000 | 0.0% | 0.09% | -4.3% | ||
| APH | New | AMPHENOL CORP CL A | $67,000 | – | 1,000 | +100.0% | 0.04% | – |
| KOHLS CORPORATION 4.250 7/17/25corporate bonds and notes | $45,000 | -6.2% | 50,000 | 0.0% | 0.02% | -4.2% | ||
| STATE STREET CORP 2.82886 6/15/37corporate bonds and notes | $23,000 | -4.2% | 30,000 | 0.0% | 0.01% | 0.0% | ||
| ORCL | ORACLE CORP COMstock | $8,000 | -11.1% | 126 | 0.0% | 0.00% | -20.0% | |
| DXJ | Exit | WISDOMTREE JAPAN HEDGED EQUITY FUNDetf | $0 | – | -3,206 | -100.0% | -0.10% | – |
| KMB | Exit | KIMBERLY CLARK CORP | $0 | – | -1,500 | -100.0% | -0.10% | – |
| WELL | Exit | WELLTOWER INC COMreit | $0 | – | -5,496 | -100.0% | -0.23% | – |
| IWM | Exit | ISHARES RUSSELL 2000 ETFclosed end mutual fund equity | $0 | – | -6,120 | -100.0% | -0.53% | – |
| VTI | Exit | VANGUARD TOTAL STOCK MARKET ETFclosed end mutual fund equity | $0 | – | -18,618 | -100.0% | -1.79% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
| 13F-HR | 2021-11-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.