$255 Million is the total value of Lumbard & Kellner, LLC's 101 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 29.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ICSH | Sell | BLACKROCK ULTRA SHORT TERM BOND ETFclosed end mutual fund fixed | $12,115,000 | -1.6% | 239,878 | -1.6% | 4.75% | -0.3% |
| GOOG | Sell | ALPHABET INC CL C | $9,824,000 | +0.2% | 3,686 | -5.8% | 3.85% | +1.6% |
| VTI | Sell | VANGUARD TOTAL STOCK MARKET INDEX FUNDetf | $8,709,000 | -0.9% | 39,221 | -0.6% | 3.42% | +0.4% |
| AMAT | Sell | APPLIED MATERIALS INC | $8,205,000 | -13.8% | 63,740 | -4.7% | 3.22% | -12.7% |
| QQQ | Sell | INVESCO QQQ TRUST ETFclosed end mutual fund equity | $7,542,000 | -29.9% | 21,068 | -30.6% | 2.96% | -28.9% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $7,388,000 | -1.7% | 19,543 | -1.3% | 2.90% | -0.4% |
| FB | Sell | FACEBOOK INC CL Astock | $6,595,000 | -2.6% | 19,432 | -0.2% | 2.59% | -1.4% |
| TSN | Sell | TYSON FOODS INC CL A | $6,200,000 | +6.7% | 78,538 | -0.3% | 2.43% | +8.1% |
| VTRS | Sell | VIATRIS INC COMstock | $5,206,000 | -6.8% | 384,241 | -1.7% | 2.04% | -5.6% |
| EIDO | Sell | ISHARES MSCI INDONESIA ETFclosed end mutual fund equity | $4,946,000 | +4.6% | 228,045 | -2.2% | 1.94% | +6.0% |
| FLKR | Sell | FRANKLIN FTSE SOUTH KOREA ETFclosed end mutual fund equity | $4,673,000 | -14.0% | 162,362 | -0.5% | 1.83% | -12.9% |
| GMS | Sell | GMS INC | $4,652,000 | -9.0% | 106,202 | -0.0% | 1.82% | -7.8% |
| BHF | Sell | BRIGHTHOUSE FINL INC | $4,560,000 | -1.0% | 100,810 | -0.3% | 1.79% | +0.3% |
| Sell | MATTHEWS INDIA FUND INSTITUTIONALmutual funds - equity | $4,348,000 | +7.7% | 134,432 | -1.4% | 1.71% | +9.1% | |
| GM | Sell | GENERAL MOTORS CO | $4,076,000 | -10.9% | 77,324 | -0.0% | 1.60% | -9.8% |
| GLW | Sell | CORNING INC | $3,075,000 | -10.8% | 84,273 | -0.0% | 1.21% | -9.7% |
| VEU | Sell | VANGUARD FTSE ALL-WORLD EX US INDEX FUNDetf | $2,935,000 | -4.0% | 48,149 | -0.2% | 1.15% | -2.8% |
| AAPL | Sell | APPLE INC COMstock | $2,548,000 | -6.7% | 18,005 | -9.7% | 1.00% | -5.4% |
| TAK | Sell | TAKEDA PHARMACEUTICAL SP A D R | $2,239,000 | -3.4% | 136,693 | -0.8% | 0.88% | -2.1% |
| VT | Sell | VANGUARD TOTAL WORLD STOCK INDEX ETFclosed end mutual fund equity | $2,039,000 | -3.0% | 20,021 | -1.4% | 0.80% | -1.7% |
| KEY | Sell | KEYCORP | $1,708,000 | +4.7% | 79,003 | -0.0% | 0.67% | +6.0% |
| IVV | Sell | ISHARES CORE S&P 500 ETFetf | $1,387,000 | -15.2% | 3,219 | -15.4% | 0.54% | -14.1% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DEL CL B NEWstock | $933,000 | -6.1% | 3,418 | -4.5% | 0.37% | -4.9% |
| XLU | Sell | UTILITIES SELECT SECTOR SPDR FUNDetf | $564,000 | -0.5% | 8,833 | -1.4% | 0.22% | +0.5% |
| WFC | Sell | WELLS FARGO CO NEW COMstock | $563,000 | -0.5% | 12,141 | -2.8% | 0.22% | +0.9% |
| NEE | Sell | NEXTERA ENERGY INC | $284,000 | -13.7% | 3,618 | -19.5% | 0.11% | -12.6% |
| Exit | INGRAM MICRO INC 5.450 12/15/24corporate bonds and notes | $0 | – | -90,000 | -100.0% | -0.04% | – | |
| Exit | AMERICAN CENTURY EQUITY INCOME Imutual funds - equity | $0 | – | -18,554 | -100.0% | -0.07% | – | |
| SPTM | Exit | SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETFetf | $0 | – | -3,811 | -100.0% | -0.08% | – |
| GOVT | Exit | ISHARES U.S. TREASURY BOND ETFetf | $0 | – | -7,872 | -100.0% | -0.08% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -17,700 | -100.0% | -0.09% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC COMstock | $0 | – | -9,195 | -100.0% | -0.20% | – |
| Exit | AMERICAN EXPRESS CO 4.900 9/15/67corporate bonds and notes | $0 | – | -684,000 | -100.0% | -0.26% | – | |
| Exit | OPUS BANK 5.500 7/01/26corporate bonds and notes | $0 | – | -1,364,000 | -100.0% | -0.53% | – | |
| Exit | SUNTRUST CAPITAL 0.87978 5/15/27corporate bonds and notes | $0 | – | -1,429,000 | -100.0% | -0.54% | – | |
| SVACU | Exit | STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025stock | $0 | – | -322,941 | -100.0% | -1.29% | – |
| FLTW | Exit | FRANKLIN FTSE TAIWAN ETFclosed end mutual fund equity | $0 | – | -105,742 | -100.0% | -1.83% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-18
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
| 13F-HR | 2021-11-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.