$254 Million is the total value of Lumbard & Kellner, LLC's 99 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 8.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | FIRST AM GOVT OB FD CL Yshort term fds-taxable (acm) | $30,093,000 | -1.6% | 30,092,931 | -1.6% | 11.85% | -21.6% | |
| ICSH | Sell | BLACKROCK ULTRA SHORT TERM BOND ETFclosed end mutual fund fixed | $12,405,000 | -2.1% | 245,504 | -2.1% | 4.88% | -21.9% |
| QQQ | Sell | INVESCO QQQ TRUST ETFclosed end mutual fund equity | $9,535,000 | +14.9% | 30,312 | -1.6% | 3.75% | -8.4% |
| VTI | Sell | VANGUARD TOTAL STOCK MARKET ETFclosed end mutual fund equity | $7,641,000 | +13.3% | 39,386 | -2.5% | 3.01% | -9.7% |
| KRA | Sell | KRATON CORPORATION | $7,291,000 | -2.4% | 259,666 | -1.6% | 2.87% | -22.2% |
| GOOG | Sell | ALPHABET INC CL C | $7,231,000 | +10.7% | 3,939 | -2.3% | 2.85% | -11.8% |
| MET | Sell | METLIFE INC | $6,617,000 | +25.9% | 137,418 | -1.0% | 2.60% | +0.4% |
| AMAT | Sell | APPLIED MATERIALS INC | $6,496,000 | +61.2% | 67,190 | -1.3% | 2.56% | +28.5% |
| FLKR | Sell | FRANKLIN FTSE SOUTH KOREA ETFclosed end mutual fund equity | $5,032,000 | +34.0% | 160,987 | -1.4% | 1.98% | +6.9% |
| MDC | Sell | M D C HLDGS INC | $4,955,000 | +17.6% | 95,253 | -1.6% | 1.95% | -6.2% |
| FCX | Sell | FREEPORT MCMORAN INC | $4,780,000 | +53.2% | 177,623 | -1.3% | 1.88% | +22.1% |
| LMT | Sell | LOCKHEED MARTIN CORP | $4,178,000 | -9.4% | 12,982 | -1.4% | 1.64% | -27.8% |
| FLTW | Sell | FRANKLIN FTSE TAIWAN ETFclosed end mutual fund equity | $4,109,000 | +20.9% | 106,669 | -1.5% | 1.62% | -3.6% |
| GM | Sell | GENERAL MOTORS CO | $3,960,000 | -4.9% | 78,134 | -35.2% | 1.56% | -24.1% |
| BHF | Sell | BRIGHTHOUSE FINL INC | $3,440,000 | +5.5% | 97,273 | -1.3% | 1.35% | -15.9% |
| GMS | Sell | GMS INC | $3,080,000 | +26.6% | 106,245 | -1.3% | 1.21% | +1.0% |
| GLW | Sell | CORNING INC | $3,045,000 | -26.0% | 84,888 | -34.0% | 1.20% | -41.0% |
| Sell | FORD MTR CO DEL SR 8.500 4/21/23corporate bonds and notes | $2,713,000 | -0.8% | 2,423,000 | -2.2% | 1.07% | -20.9% | |
| CVET | Sell | COVETRUS INC NPV | $2,590,000 | -42.1% | 76,013 | -58.1% | 1.02% | -53.8% |
| TAK | Sell | TAKEDA PHARMACEUTICAL SP A D R | $2,404,000 | +13.7% | 136,378 | -0.8% | 0.95% | -9.3% |
| LTHM | Sell | LIVENT CORP | $2,248,000 | -41.8% | 123,369 | -65.7% | 0.88% | -53.6% |
| Sell | UNITED FINANCIAL 5.750 10/01/24corporate bonds and notes | $2,065,000 | -4.7% | 1,916,000 | -2.8% | 0.81% | -24.0% | |
| Sell | CITIGROUP INC 0.800 8/25/36corporate bonds and notes | $1,707,000 | +9.0% | 2,026,000 | -1.3% | 0.67% | -13.1% | |
| NOC | Sell | NORTHROP GRUMMAN CORPORATION | $1,698,000 | -3.7% | 5,926 | -2.6% | 0.67% | -23.2% |
| KEY | Sell | KEYCORP | $1,344,000 | +27.4% | 79,698 | -2.0% | 0.53% | +1.5% |
| LLY | Sell | ELI LILLY CO | $1,148,000 | +49.5% | 5,519 | -6.3% | 0.45% | +19.3% |
| Sell | JP MORGAN CHASE MTN 2.000 4/30/24corporate bonds and notes | $887,000 | -6.7% | 881,000 | -4.9% | 0.35% | -25.7% | |
| Sell | BANK OF AMER MTN 0.896 12/01/26corporate bonds and notes | $881,000 | -3.4% | 904,000 | -3.5% | 0.35% | -22.9% | |
| Sell | WACHOVIA CAP TR II 5.56975 3/29/49corporate bonds and notes | $750,000 | -4.1% | 751,000 | -3.8% | 0.30% | -23.6% | |
| HSIC | Sell | SCHEIN HENRY INC | $390,000 | -80.3% | 5,927 | -80.9% | 0.15% | -84.2% |
| PM | Sell | PHILIP MORRIS INTL | $255,000 | -17.2% | 3,200 | -26.2% | 0.10% | -34.2% |
| Exit | MANUF TRADERS 1.35975 12/28/20corporate bonds and notes | $0 | – | -173,000 | -100.0% | -0.08% | – | |
| Exit | CITIGROUP INC MTN 3.000 12/15/20corporate bonds and notes | $0 | – | -292,000 | -100.0% | -0.14% | – | |
| ROAM | Exit | HARTFORD MULTIFACTOR EMERGING ETFclosed end mutual fund equity | $0 | – | -192,500 | -100.0% | -1.86% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
| 13F-HR | 2021-11-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.