$183 Million is the total value of Lumbard & Kellner, LLC's 81 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TAK | TAKEDA PHARMACEUTICAL SP A D R | $2,301,000 | -2.8% | 133,804 | 0.0% | 1.26% | -0.9% | |
| BANK OF NY MELLON 4.950 12/20/67corporate bonds and notes | $2,010,000 | -1.1% | 2,000,000 | 0.0% | 1.10% | +0.7% | ||
| ENERGY TRANSFER 5.72087 11/01/66corporate bonds and notes | $1,433,000 | -0.3% | 1,911,000 | 0.0% | 0.78% | +1.6% | ||
| US BANK CAPITAL IX 3.57778 4/15/49corporate bonds and notes | $1,205,000 | +4.2% | 1,414,000 | 0.0% | 0.66% | +6.1% | ||
| FIRST MD CAP I 3.43631 1/15/27corporate bonds and notes | $919,000 | +0.1% | 992,000 | 0.0% | 0.50% | +2.0% | ||
| JP MORGAN CHASE MTN 2.000 4/30/24corporate bonds and notes | $905,000 | +0.8% | 926,000 | 0.0% | 0.50% | +2.7% | ||
| BANK OF AMER MTN 3.1028 12/01/26corporate bonds and notes | $899,000 | +3.9% | 949,000 | 0.0% | 0.49% | +6.0% | ||
| MELLON CAPITAL IV 4.000 12/20/67corporate bonds and notes | $835,000 | +3.2% | 944,000 | 0.0% | 0.46% | +5.1% | ||
| CITIGROUP INC 5.950 2/15/68corporate bonds and notes | $807,000 | -0.6% | 790,000 | 0.0% | 0.44% | +1.1% | ||
| NTC CAPITAL II 3.18857 4/15/27corporate bonds and notes | $712,000 | +1.7% | 758,000 | 0.0% | 0.39% | +3.7% | ||
| AMERICAN EXPRESS CO 4.900 9/15/67corporate bonds and notes | $698,000 | -0.3% | 698,000 | 0.0% | 0.38% | +1.6% | ||
| LLY | ELI LILLY CO | $666,000 | +0.9% | 5,955 | 0.0% | 0.36% | +2.8% | |
| HON | HONEYWELL INTERNATIONAL INC | $631,000 | -3.1% | 3,730 | 0.0% | 0.35% | -1.1% | |
| XOM | EXXON MOBIL CORP | $621,000 | -7.9% | 8,794 | 0.0% | 0.34% | -6.1% | |
| MRK | MERCK CO INC | $515,000 | +0.4% | 6,120 | 0.0% | 0.28% | +2.2% | |
| V | VISA INC CLASS A SHARES | $487,000 | -1.0% | 2,834 | 0.0% | 0.27% | +0.8% | |
| AAPL | APPLE INC | $475,000 | +13.1% | 2,120 | 0.0% | 0.26% | +15.0% | |
| CITIGROUP INC 2.97158 8/25/36corporate bonds and notes | $446,000 | +1.6% | 570,000 | 0.0% | 0.24% | +3.4% | ||
| CMCSA | COMCAST CORP CLASS A | $444,000 | +6.5% | 9,854 | 0.0% | 0.24% | +8.5% | |
| PEP | PEPSICO INC | $404,000 | +4.4% | 2,950 | 0.0% | 0.22% | +6.2% | |
| CHKP | CHECK POINT SOFTWARE TECH LTD | $370,000 | -5.1% | 3,376 | 0.0% | 0.20% | -3.3% | |
| NI | NISOURCE INC | $359,000 | +3.8% | 12,000 | 0.0% | 0.20% | +5.9% | |
| KRE | SPDR S&P REGIONAL BANKING ETFclosed end mutual fund equity | $331,000 | -1.2% | 6,270 | 0.0% | 0.18% | +0.6% | |
| PM | PHILIP MORRIS INTL | $329,000 | -3.2% | 4,334 | 0.0% | 0.18% | -1.6% | |
| VOYA | VOYA FINANCIAL INC | $301,000 | -1.6% | 5,525 | 0.0% | 0.16% | 0.0% | |
| CITIGROUP INC MTN 3.66025 12/15/20corporate bonds and notes | $301,000 | -0.3% | 300,000 | 0.0% | 0.16% | +1.9% | ||
| NEE | NEXTERA ENERGY INC | $280,000 | +13.8% | 1,200 | 0.0% | 0.15% | +15.9% | |
| MSFT | MICROSOFT CORP | $271,000 | +3.8% | 1,950 | 0.0% | 0.15% | +5.7% | |
| LYB | LYONDELLBASELL INDU CL A | $264,000 | +3.5% | 2,955 | 0.0% | 0.14% | +5.8% | |
| SPY | SPDR S P 500 ETFclosed end mutual fund equity | $223,000 | +1.4% | 750 | 0.0% | 0.12% | +3.4% | |
| KMB | KIMBERLY CLARK CORP | $213,000 | +6.5% | 1,500 | 0.0% | 0.12% | +8.3% | |
| VANGUARD 500 INDEX ADMIRALmutual funds - equity | $212,000 | +1.0% | 772 | 0.0% | 0.12% | +2.7% | ||
| OPUS BANK 5.500 7/01/26corporate bonds and notes | $195,000 | 0.0% | 192,000 | 0.0% | 0.11% | +1.9% | ||
| SUNTRUST CAPITAL 2.99444 3/15/28corporate bonds and notes | $189,000 | +1.6% | 204,000 | 0.0% | 0.10% | +4.0% | ||
| MANUF TRADERS 3.68995 12/28/20corporate bonds and notes | $173,000 | 0.0% | 173,000 | 0.0% | 0.10% | +2.2% | ||
| GE | GENERAL ELECTRIC CO | $149,000 | -14.9% | 16,700 | 0.0% | 0.08% | -12.8% | |
| BANK OF AMER MTN 3.82262 6/29/20corporate bonds and notes | $101,000 | +1.0% | 100,000 | 0.0% | 0.06% | +1.9% | ||
| INGRAM MICRO INC 5.450 12/15/24corporate bonds and notes | $93,000 | +1.1% | 90,000 | 0.0% | 0.05% | +4.1% | ||
| KOHLS CORPORATION 4.250 7/17/25corporate bonds and notes | $53,000 | +1.9% | 50,000 | 0.0% | 0.03% | +3.6% | ||
| WELLS FARGO MTN 3.500 3/08/22corporate bonds and notes | $52,000 | +2.0% | 50,000 | 0.0% | 0.03% | +3.7% | ||
| SOUTHBOROUGH MA REF 4.000 6/01/20muni bds-fixed non taxable | $51,000 | 0.0% | 50,000 | 0.0% | 0.03% | +3.7% | ||
| MASSACHUSETTS ST SER 3.000 12/01/23muni bds-fixed non taxable | $50,000 | 0.0% | 50,000 | 0.0% | 0.03% | 0.0% | ||
| STATE STREET CORP 3.48603 6/15/37corporate bonds and notes | $23,000 | 0.0% | 30,000 | 0.0% | 0.01% | +8.3% | ||
| GBRRF | GABRIEL RESOURCES LTD | $12,000 | +20.0% | 30,000 | 0.0% | 0.01% | +40.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-11-21
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-16 |
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.