$154 Million is the total value of Lumbard & Kellner, LLC's 78 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 30.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | FIRST AMERICAN GOVT OBLIG FUND CL Yshort term fds-taxable (acm) | $18,816,000 | +24.5% | 18,815,930 | +24.5% | 12.24% | +17.9% | |
| VTI | Buy | VANGUARD TOTAL STOCK MKT ETFclosed end mutual fund equity | $10,435,000 | +8.6% | 90,490 | +4.8% | 6.79% | +2.8% |
| Buy | MATTHEWS ASIA DIVIDEND INSmutual funds - equity | $9,466,000 | -5.6% | 609,905 | +3.2% | 6.16% | -10.7% | |
| PRU | Buy | PRUDENTIAL FINANCIAL INC | $7,734,000 | +30.2% | 74,321 | +2.1% | 5.03% | +23.2% |
| MET | Buy | METLIFE INC | $6,952,000 | +24.5% | 129,000 | +2.6% | 4.52% | +17.9% |
| FDX | Buy | FED EX CORP | $5,250,000 | +7.9% | 28,195 | +1.3% | 3.42% | +2.2% |
| WMT | Buy | WAL MART STORES INC | $4,964,000 | -2.0% | 71,810 | +2.2% | 3.23% | -7.2% |
| GLW | Buy | CORNING INC | $4,907,000 | +3.0% | 202,176 | +0.4% | 3.19% | -2.5% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $4,690,000 | +52.9% | 19,586 | +3.0% | 3.05% | +44.7% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHINES CORP | $4,288,000 | +6.8% | 25,834 | +2.2% | 2.79% | +1.1% |
| KRA | Buy | KRATON CORPORATION | $3,874,000 | -3.7% | 136,013 | +18.5% | 2.52% | -8.8% |
| Buy | MATTHEWS INDIA FUND INSTITUTIONALmutual funds - equity | $3,814,000 | -6.2% | 148,018 | +2.7% | 2.48% | -11.2% | |
| GOOG | Buy | ALPHABET INC CL C | $3,729,000 | +2.5% | 4,831 | +3.2% | 2.43% | -2.9% |
| EPOL | Buy | ISHARES MSCI POLAND CAPPED INVST ETFclosed end mutual fund equity | $3,640,000 | +3.1% | 200,905 | +3.6% | 2.37% | -2.4% |
| VWO | Buy | VANGUARD FTSE EMERGING MARKETS ETFclosed end mutual fund equity | $3,407,000 | -2.1% | 95,220 | +2.9% | 2.22% | -7.4% |
| T | Buy | AT&T INC | $3,251,000 | +10.3% | 76,445 | +5.3% | 2.12% | +4.4% |
| TWX | New | TIME WARNER INC | $3,152,000 | – | 32,648 | +100.0% | 2.05% | – |
| SHPG | Buy | SHIRE PLC A D R | $3,075,000 | -9.4% | 18,050 | +3.1% | 2.00% | -14.2% |
| SGAPY | Buy | SINGAPORE TELECOMMUNICATNS A D R | $2,556,000 | -12.2% | 102,495 | +3.6% | 1.66% | -16.8% |
| BWA | New | BORG WARNER INC | $2,364,000 | – | 59,945 | +100.0% | 1.54% | – |
| New | STATE STR CORP 6/15/37corporate bonds and notes | $1,653,000 | – | 1,870,000 | +100.0% | 1.08% | – | |
| GM | Buy | GENERAL MOTORS CO | $1,516,000 | +13.1% | 43,501 | +3.1% | 0.99% | +7.1% |
| CYNO | Buy | CYNOSURE INC CL A | $829,000 | -3.7% | 18,170 | +7.5% | 0.54% | -9.0% |
| KRE | New | SPDR S P REGIONAL BANKING ETFclosed end mutual fund equity | $362,000 | – | 6,520 | +100.0% | 0.24% | – |
| APC | New | ANADARKO PETROLEUM CORP | $210,000 | – | 3,016 | +100.0% | 0.14% | – |
| New | OPUS BANK 5.500 7/01/26corporate bonds and notes | $201,000 | – | 200,000 | +100.0% | 0.13% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
| 13F-HR | 2021-11-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.