$136 Million is the total value of Lumbard & Kellner, LLC's 83 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 16.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTI | Buy | VANGUARD TOTAL STOCK MKT ETFclosed end mutual fund equity | $12,542,000 | +18.1% | 119,655 | +17.5% | 9.20% | +17.6% |
| New | MATTHEWS ASIA DIVIDEND INSmutual funds - equity | $7,230,000 | – | 459,905 | +100.0% | 5.30% | – | |
| Sell | FIRST AMER GOVT OBLIG FUND CL Yshort term fds-taxable (acm) | $6,381,000 | -35.1% | 6,380,935 | -35.1% | 4.68% | -35.4% | |
| TSN | Sell | TYSON FOODS INC CL A | $5,893,000 | +24.5% | 88,410 | -0.4% | 4.32% | +24.0% |
| MET | Buy | METLIFE INC | $5,574,000 | -8.6% | 126,865 | +0.3% | 4.09% | -9.0% |
| PRU | Buy | PRUDENTIAL FINANCIAL INC | $5,351,000 | -10.8% | 74,093 | +0.5% | 3.92% | -11.1% |
| WMT | Sell | WAL MART STORES INC | $5,176,000 | +11.3% | 75,570 | -0.4% | 3.80% | +10.9% |
| GLW | Buy | CORNING INC | $4,853,000 | +15.3% | 232,331 | +0.9% | 3.56% | +14.8% |
| FDX | Buy | FED EX CORP | $4,680,000 | +12.1% | 28,760 | +2.6% | 3.43% | +11.6% |
| EPOL | Buy | ISHARES MSCI POLAND CAPPED INVST ETFclosed end mutual fund equity | $4,034,000 | +12.1% | 199,450 | +0.2% | 2.96% | +11.7% |
| T | Sell | AT&T INC | $3,985,000 | +13.3% | 101,731 | -0.5% | 2.92% | +12.9% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHINES CORP | $3,982,000 | +9.8% | 26,294 | -0.2% | 2.92% | +9.4% |
| FMC | Sell | F M C CORPORATION | $3,746,000 | +2.7% | 92,780 | -0.5% | 2.75% | +2.3% |
| New | MATTHEWS INDIA FUND INSTITUTIONALmutual funds - equity | $3,719,000 | – | 146,132 | +100.0% | 2.73% | – | |
| MSFT | Sell | MICROSOFT CORP | $3,707,000 | -1.2% | 67,115 | -0.7% | 2.72% | -1.6% |
| SGAPY | Sell | SINGAPORE TELECOMMUNICATNS A D R | $3,564,000 | +9.2% | 125,860 | -0.7% | 2.61% | +8.8% |
| GOOG | New | ALPHABET INC CL C | $3,454,000 | – | 4,637 | +100.0% | 2.53% | – |
| VWO | Sell | VANGUARD FTSE EMERGING MARKETS ETFclosed end mutual fund equity | $3,292,000 | +5.4% | 95,190 | -0.3% | 2.41% | +5.0% |
| New | MATTHEWS ASIA SCIENCE AND TECHNOLOGYmutual funds - equity | $3,100,000 | – | 268,370 | +100.0% | 2.27% | – | |
| GS | Buy | GOLDMAN SACHS GROUP INC | $3,057,000 | -12.1% | 19,475 | +1.0% | 2.24% | -12.5% |
| RF | Buy | REGIONS FINL CORP | $2,366,000 | -17.6% | 301,350 | +0.8% | 1.74% | -17.9% |
| KRA | Sell | KRATON PERFORMANCE POLYMERS | $2,352,000 | +2.7% | 135,975 | -1.4% | 1.72% | +2.3% |
| HBAN | Buy | HUNTINGTON BANCSHARES INC | $2,221,000 | -10.9% | 232,825 | +3.3% | 1.63% | -11.2% |
| KEY | Buy | KEYCORP | $2,012,000 | -15.3% | 182,260 | +1.2% | 1.48% | -15.7% |
| F | Sell | FORD MOTOR CO | $1,897,000 | -4.6% | 140,544 | -0.4% | 1.39% | -4.9% |
| TM | Sell | TOYOTA MTR CORP A D R | $1,806,000 | -14.2% | 16,985 | -0.8% | 1.32% | -14.6% |
| FIRST RESOURCES LTD | $1,472,000 | +10.8% | 981,100 | 0.0% | 1.08% | +10.3% | ||
| IMGN | Sell | IMMUNOGEN INC | $1,434,000 | -37.5% | 168,315 | -0.4% | 1.05% | -37.7% |
| Sell | MORGAN STANLEY MTN 3.500% 9/30/17corporate bonds and notes | $1,417,000 | -0.9% | 1,385,000 | -0.7% | 1.04% | -1.3% | |
| STATE STREET CAP 1.38875% 6/15/37corporate bonds and notes | $1,367,000 | -10.6% | 1,870,000 | 0.0% | 1.00% | -11.0% | ||
| GM | Sell | GENERAL MOTORS CO | $1,353,000 | -8.7% | 43,036 | -1.2% | 0.99% | -9.1% |
| CYNO | CYNOSURE INC CL A | $1,333,000 | -1.2% | 30,205 | 0.0% | 0.98% | -1.6% | |
| MITSUBISHI HVY IND | $1,291,000 | -16.1% | 347,125 | 0.0% | 0.95% | -16.4% | ||
| BDRBF | Sell | BOMBARDIER INC CL B | $1,232,000 | +4.0% | 1,232,475 | -0.6% | 0.90% | +3.6% |
| Sell | MORGAN STANLEY MTN 2.750% 4/16/19corporate bonds and notes | $1,212,000 | -1.0% | 1,195,000 | -0.8% | 0.89% | -1.3% | |
| Sell | ENERGY TRANSFER 3.36889% 11/01/66corporate bonds and notes | $1,135,000 | -9.9% | 1,992,000 | -0.4% | 0.83% | -10.3% | |
| Sell | US BANK CAPITAL IX 3.57778% 4/15/49corporate bonds and notes | $1,090,000 | -4.5% | 1,473,000 | -0.6% | 0.80% | -4.9% | |
| AVGO | New | BROADCOM LTD | $849,000 | – | 5,495 | +100.0% | 0.62% | – |
| Sell | FIRST MD CAP I 0.07833% 1/15/27corporate bonds and notes | $848,000 | -3.9% | 1,042,000 | -0.8% | 0.62% | -4.2% | |
| Sell | BANK OF AMERICA MT 1.0642% 12/01/26corporate bonds and notes | $843,000 | -0.6% | 991,000 | -0.9% | 0.62% | -1.0% | |
| XOM | EXXON MOBIL CORP | $740,000 | +7.2% | 8,856 | 0.0% | 0.54% | +6.9% | |
| MELLON CAP IV 6.244% 6/29/49corporate bonds and notes | $703,000 | -3.7% | 947,000 | 0.0% | 0.52% | -4.1% | ||
| NTC CAPITAL II 0.82174% 4/15/27corporate bonds and notes | $610,000 | -6.7% | 758,000 | 0.0% | 0.45% | -7.1% | ||
| HON | HONEYWELL INTERNATIONAL INC | $606,000 | +8.2% | 5,408 | 0.0% | 0.44% | +7.8% | |
| Sell | KEYCORP CAPITAL 1 1.3522% 7/01/28corporate bonds and notes | $603,000 | -3.8% | 751,000 | -1.8% | 0.44% | -4.3% | |
| GE | Sell | GENERAL ELECTRIC CO | $531,000 | -26.6% | 16,700 | -28.0% | 0.39% | -26.9% |
| AMAT | APPLIED MATERIALS INC | $477,000 | +13.6% | 22,500 | 0.0% | 0.35% | +13.3% | |
| CMCSA | Sell | COMCAST CORP CLASS A | $441,000 | +3.8% | 7,221 | -4.1% | 0.32% | +3.2% |
| LLY | ELI LILLY CO | $429,000 | -14.5% | 5,955 | 0.0% | 0.32% | -14.9% | |
| PM | PHILIP MORRIS INTL | $422,000 | +11.6% | 4,300 | 0.0% | 0.31% | +11.2% | |
| CITIGROUP INC 0.96416% 8/25/36corporate bonds and notes | $388,000 | -14.9% | 600,000 | 0.0% | 0.28% | -15.5% | ||
| MRK | Sell | MERCK AND CO INC | $311,000 | -53.5% | 5,880 | -53.6% | 0.23% | -53.7% |
| PEP | Sell | PEPSICO INC | $302,000 | -7.1% | 2,950 | -9.2% | 0.22% | -7.5% |
| CITIGROUP INC MTN 3.000% 12/15/20corporate bonds and notes | $301,000 | 0.0% | 300,000 | 0.0% | 0.22% | -0.5% | ||
| CPGX | COLUMBIA PIPELINE GROUP W I | $301,000 | +25.4% | 12,000 | 0.0% | 0.22% | +24.9% | |
| NI | NISOURCE INC | $283,000 | +20.9% | 12,000 | 0.0% | 0.21% | +20.9% | |
| KMB | KIMBERLY CLARK CORP | $269,000 | +5.5% | 2,000 | 0.0% | 0.20% | +4.8% | |
| MXE | MEXICO EQUITY & INCOME FDclosed end mutual fund equity | $217,000 | +3.8% | 19,386 | 0.0% | 0.16% | +3.2% | |
| MANUF & TRADERS 5.585% 12/28/20corporate bonds and notes | $196,000 | -2.5% | 201,000 | 0.0% | 0.14% | -2.7% | ||
| BAC | BANK OF AMERICA CORP | $176,000 | -20.0% | 13,050 | 0.0% | 0.13% | -20.4% | |
| SUNTRUST CAPITAL 1.14937% 3/15/28corporate bonds and notes | $168,000 | -4.5% | 219,000 | 0.0% | 0.12% | -5.4% | ||
| SLM CORP MTN 8.450% 6/15/18corporate bonds and notes | $107,000 | +1.9% | 100,000 | 0.0% | 0.08% | +1.3% | ||
| BANK OF AMER MTN 2.47057% 6/29/20corporate bonds and notes | $102,000 | +3.0% | 100,000 | 0.0% | 0.08% | +2.7% | ||
| INGRAM MICRO INC 4.950% 12/15/24corporate bonds and notes | $88,000 | -2.2% | 90,000 | 0.0% | 0.06% | -1.5% | ||
| ALTRIA GROUP INC 9.700% 11/10/18corporate bonds and notes | $60,000 | 0.0% | 50,000 | 0.0% | 0.04% | 0.0% | ||
| SOUTHBOROUGH MA REF 4.000% 6/01/20muni bds-fixed non taxable | $56,000 | 0.0% | 50,000 | 0.0% | 0.04% | 0.0% | ||
| WESTWOOD MA REF 4.000% 6/01/19muni bds-fixed non taxable | $55,000 | 0.0% | 50,000 | 0.0% | 0.04% | 0.0% | ||
| WELLS FARGO MTN 3.500% 3/08/22corporate bonds and notes | $53,000 | +1.9% | 50,000 | 0.0% | 0.04% | +2.6% | ||
| MASSACHUSETTS ST SER 3.000% 12/01/23muni bds-fixed non taxable | $53,000 | +1.9% | 50,000 | 0.0% | 0.04% | +2.6% | ||
| MILTON MA REF 2.000% 1/15/19muni bds-fixed non taxable | $52,000 | +2.0% | 50,000 | 0.0% | 0.04% | 0.0% | ||
| UNIV OF MA 5.000% 5/01/16muni bds-fixed non taxable | $50,000 | -2.0% | 50,000 | 0.0% | 0.04% | -2.6% | ||
| CONSTELLATION BRANDS 7.250% 9/01/16corporate bonds and notes | $51,000 | -1.9% | 50,000 | 0.0% | 0.04% | -2.6% | ||
| KOHLS CORPORATION 4.250% 7/17/25corporate bonds and notes | $49,000 | 0.0% | 50,000 | 0.0% | 0.04% | 0.0% | ||
| US STEEL CORP 7.000% 2/01/18corporate bonds and notes | $45,000 | +28.6% | 50,000 | 0.0% | 0.03% | +26.9% | ||
| GOLDMAN SACHS GR MTN 3.250% 8/15/18corporate bonds and notes | $41,000 | +2.5% | 40,000 | 0.0% | 0.03% | +3.4% | ||
| UNIV OF MICHIGAN MI 5.000% 4/01/16muni bds-fixed non taxable | $40,000 | 0.0% | 40,000 | 0.0% | 0.03% | 0.0% | ||
| TYSON FOODS INC 6.600% 4/01/16corporate bonds and notes | $35,000 | 0.0% | 35,000 | 0.0% | 0.03% | 0.0% | ||
| SPRINT NEXTEL CORP 6.000% 12/01/16corporate bonds and notes | $30,000 | 0.0% | 30,000 | 0.0% | 0.02% | 0.0% | ||
| PENNSYLVANIA ST 5.000% 7/01/18muni bds-fixed non taxable | $27,000 | 0.0% | 25,000 | 0.0% | 0.02% | 0.0% | ||
| TEXAS A M UNIV REVS 5.000% 5/15/18muni bds-fixed non taxable | $27,000 | 0.0% | 25,000 | 0.0% | 0.02% | 0.0% | ||
| FORD MOTOR MTN 4.200% 9/20/25corporate bonds and notes | $25,000 | 0.0% | 25,000 | 0.0% | 0.02% | 0.0% | ||
| New | U S TREAS BDS 8.125% 8/15/19us treasury bonds & notes | $12,000 | – | 10,000 | +100.0% | 0.01% | – | |
| Exit | MOHAWK INDS INC 6.125% 1/15/16corporate bonds and notes | $0 | – | -20,000 | -100.0% | -0.02% | – | |
| BA | Exit | BOEING CO | $0 | – | -1,500 | -100.0% | -0.16% | – |
| JNJ | Exit | JOHNSON JOHNSON | $0 | – | -2,130 | -100.0% | -0.16% | – |
| CVX | Exit | CHEVRON CORPORATION | $0 | – | -4,440 | -100.0% | -0.29% | – |
| BRCM | Exit | BROADCOM CORP CL A | $0 | – | -12,720 | -100.0% | -0.54% | – |
| Exit | MATTHEWS ASIA SCI AND TECH INVmutual funds - equity | $0 | – | -268,309 | -100.0% | -2.43% | – | |
| Exit | MATTHEWS INDIA FUNDmutual funds - equity | $0 | – | -146,060 | -100.0% | -2.84% | – | |
| Exit | MATTHEWS ASIA DIVIDEND FUNDmutual funds - equity | $0 | – | -463,536 | -100.0% | -5.24% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-05-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
| 13F-HR | 2021-11-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.