$140 Million is the total value of Lumbard & Kellner, LLC's 98 reported holdings in Q2 2014. The portfolio turnover from Q1 2014 to Q2 2014 was 66.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | FIRST AMERICAN GOVERNMENT OBLIGATIONmoney market fund | $9,984,000 | – | 9,983,055 | +100.0% | 7.12% | – | |
| Buy | MATTHEWS ASIA DIVIDEND FUNDmutual funds - equity | $7,300,000 | +15.5% | 448,122 | +10.6% | 5.21% | -3.8% | |
| MSFT | Buy | MICROSOFT CORP | $6,965,000 | +12.2% | 167,020 | +0.6% | 4.97% | -6.6% |
| MET | Sell | METLIFE INC | $6,127,000 | -13.3% | 110,265 | -16.2% | 4.37% | -27.8% |
| FDX | Buy | FED EX CORP | $4,810,000 | +6.1% | 31,770 | +0.7% | 3.43% | -11.7% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHINES CORP | $4,510,000 | +2.3% | 24,880 | +5.9% | 3.22% | -14.8% |
| PRU | Buy | PRUDENTIAL FINANCIAL INC | $4,368,000 | +55.4% | 49,195 | +61.4% | 3.12% | +29.4% |
| SDRL | Buy | SEADRILL LIMITED | $4,231,000 | +5.5% | 105,906 | +8.4% | 3.02% | -12.2% |
| MDT | Sell | MEDTRONIC INC | $3,666,000 | +11.0% | 57,490 | -0.1% | 2.62% | -7.6% |
| KEY | Buy | KEYCORP NEW | $3,554,000 | +7.6% | 247,960 | +0.7% | 2.54% | -10.5% |
| JCI | Buy | JOHNSON CONTROLS INC | $3,497,000 | +0.9% | 70,020 | +3.7% | 2.50% | -16.0% |
| GLW | Buy | CORNING INC | $3,385,000 | +34.1% | 154,201 | +8.8% | 2.42% | +11.6% |
| RTN | Buy | RAYTHEON COMPANY | $3,374,000 | +6.6% | 36,570 | +4.8% | 2.41% | -11.3% |
| WMT | Buy | WAL MART STORES INC | $3,272,000 | +845.7% | 43,575 | +890.3% | 2.34% | +686.2% |
| PFE | Buy | PFIZER INC | $2,959,000 | -1.5% | 99,693 | +1.6% | 2.11% | -18.0% |
| HPQ | Buy | HEWLETT PACKARD CO | $2,938,000 | +20.6% | 87,231 | +0.2% | 2.10% | +0.3% |
| SNY | Sell | SANOFI A D R | $2,889,000 | -1.6% | 54,335 | -0.8% | 2.06% | -18.1% |
| KBR | New | KBR INC | $2,746,000 | – | 115,104 | +100.0% | 1.96% | – |
| RF | New | REGIONS FINL CORP | $2,625,000 | – | 247,165 | +100.0% | 1.87% | – |
| QCOM | Buy | QUALCOMM INC | $2,624,000 | +10.2% | 33,131 | +3.3% | 1.87% | -8.3% |
| BRCM | Sell | BROADCOM CORP CL A | $2,620,000 | +0.2% | 70,555 | -20.0% | 1.87% | -16.6% |
| EPOL | Buy | ISHARES MSCI POLAND CAPPED INVSTBLclosed end mutual fund equity | $2,565,000 | +2.4% | 87,380 | +3.5% | 1.83% | -14.8% |
| F | Sell | FORD MOTOR CO | $2,435,000 | +10.9% | 141,194 | -0.8% | 1.74% | -7.7% |
| GS | New | GOLDMAN SACHS GROUP INC | $2,350,000 | – | 14,030 | +100.0% | 1.68% | – |
| TTF | Buy | THAI FUND INCclosed end mutual fund equity | $2,269,000 | +39.9% | 202,171 | +126.2% | 1.62% | +16.5% |
| A309PS | Sell | DIRECTV | $2,221,000 | -38.8% | 26,120 | -50.3% | 1.58% | -49.0% |
| SGAPY | Buy | SINGAPORE TELECOMMUNICATNS A D R | $2,211,000 | +48.1% | 71,275 | +38.9% | 1.58% | +23.3% |
| GM | Buy | GENERAL MOTORS CO | $2,114,000 | -9.7% | 58,232 | +1.7% | 1.51% | -24.8% |
| TM | New | TOYOTA MTR CORP A D R | $2,060,000 | – | 17,215 | +100.0% | 1.47% | – |
| HBAN | New | HUNTINGTON BANCSHARES INC | $2,051,000 | – | 214,915 | +100.0% | 1.46% | – |
| HA | Buy | HAWAIIAN HLDGS INC | $1,647,000 | +42.6% | 120,100 | +0.1% | 1.18% | +18.7% |
| XOM | Buy | EXXON MOBIL CORP | $1,635,000 | +23.0% | 16,234 | +23.6% | 1.17% | +2.5% |
| STATE STREET CAP TR IVcorporate bonds and notes | $1,594,000 | +12.5% | 1,875,000 | 0.0% | 1.14% | -6.3% | ||
| KF | Buy | KOREA FUND INCclosed end mutual fund equity | $1,582,000 | +4.9% | 37,017 | +1.3% | 1.13% | -12.6% |
| SZOXF | Buy | POWERSHARES DB CRUDE SHORT | $1,577,000 | -5.5% | 45,700 | +6.8% | 1.12% | -21.3% |
| MORGAN STANLEYcorporate bonds and notes | $1,483,000 | +1.9% | 1,400,000 | 0.0% | 1.06% | -15.2% | ||
| US BANK CAPITAL IXcorporate bonds and notes | $1,264,000 | +10.0% | 1,482,000 | 0.0% | 0.90% | -8.4% | ||
| MORGAN STANLEYcorporate bonds and notes | $1,219,000 | +2.0% | 1,205,000 | 0.0% | 0.87% | -15.0% | ||
| Buy | MORGAN STANLEYYcorporate bonds and notes | $1,203,000 | +15.9% | 1,156,000 | +15.6% | 0.86% | -3.6% | |
| VNM | Buy | MARKET VECTORS VIETNAM ETFclosed end mutual fund equity | $1,160,000 | +19.0% | 55,760 | +7.4% | 0.83% | -1.0% |
| EUROPEAN INVESTMENT BANKother foreign corporate bonds | $1,062,000 | +2.2% | 2,220,000 | 0.0% | 0.76% | -14.8% | ||
| ROYAL BK OF SCOTLAND NVother foreign corporate bonds | $994,000 | +1.0% | 998,000 | 0.0% | 0.71% | -15.9% | ||
| IMGN | Sell | IMMUNOGEN INC | $955,000 | -19.9% | 80,525 | -0.9% | 0.68% | -33.4% |
| Sell | FIRST MD CAP Icorporate bonds and notes | $913,000 | +7.3% | 1,040,000 | -1.0% | 0.65% | -10.7% | |
| New | BANK OF AMERICA CORPcorporate bonds and notes | $870,000 | – | 995,000 | +100.0% | 0.62% | – | |
| New | MELLON CAP IVcorporate bonds and notes | $857,000 | – | 985,000 | +100.0% | 0.61% | – | |
| GENERAL ELEC CAP CORPcorporate bonds and notes | $693,000 | +2.4% | 750,000 | 0.0% | 0.49% | -14.8% | ||
| MRK | Buy | MERCK AND CO INC | $684,000 | +17.9% | 11,810 | +2.0% | 0.49% | -1.8% |
| GE | Buy | GENERAL ELECTRIC CO | $659,000 | -3.7% | 25,070 | +2.7% | 0.47% | -19.8% |
| Sell | NTC CAPITAL IIcorporate bonds and notes | $647,000 | +4.4% | 743,000 | -2.0% | 0.46% | -13.0% | |
| AMAT | Sell | APPLIED MATERIALS INC | $550,000 | +2.4% | 24,350 | -19.9% | 0.39% | -14.8% |
| CVX | Sell | CHEVRON CORPORATION | $476,000 | -23.5% | 3,640 | -26.8% | 0.34% | -36.2% |
| CITIGROUP INCcorporate bonds and notes | $476,000 | +2.4% | 600,000 | 0.0% | 0.34% | -14.8% | ||
| FOVSY | Sell | FORD OTOMOTIV SANAYI A S A D R | $474,000 | -68.3% | 7,600 | -73.1% | 0.34% | -73.6% |
| NI | NISOURCE INC | $473,000 | +19.7% | 12,000 | 0.0% | 0.34% | -0.6% | |
| PM | Buy | PHILIP MORRIS INTL | $448,000 | +0.2% | 5,310 | +3.5% | 0.32% | -16.4% |
| HON | Buy | HONEYWELL INTERNATIONAL INC | $443,000 | +9.1% | 4,756 | +7.0% | 0.32% | -9.2% |
| CMCSA | COMCAST CORP CL Amutual funds-fixed nontaxable | $442,000 | +3.5% | 8,221 | 0.0% | 0.32% | -13.9% | |
| XPO | New | XPO LOGISTICS INC | $432,000 | – | 15,065 | +100.0% | 0.31% | – |
| RPM | RPM INTERNATIONAL INC | $402,000 | +11.4% | 8,700 | 0.0% | 0.29% | -7.1% | |
| MXE | New | MEXICO EQUITY & INCOME FDmutual funds - equity | $344,000 | – | 21,325 | +100.0% | 0.24% | – |
| KMB | Buy | KIMBERLY CLARK CORP | $342,000 | +9.3% | 3,070 | +2.3% | 0.24% | -9.0% |
| APC | ANADARKO PETROLEUM CORP | $331,000 | +37.9% | 3,016 | 0.0% | 0.24% | +14.6% | |
| New | PROCTER & GAMBLE CO | $324,000 | – | 53,455 | +100.0% | 0.23% | – | |
| ORCL | Buy | ORACLE CORPORATION | $319,000 | +11.1% | 7,852 | +4.7% | 0.23% | -7.3% |
| Sell | CITIGROUP INCcorporate bonds and notes | $305,000 | -1.3% | 293,000 | -2.3% | 0.22% | -17.7% | |
| PEP | Buy | PEPSICO INC | $286,000 | +18.7% | 3,200 | +10.3% | 0.20% | -1.4% |
| LLY | ELI LILLY CO | $249,000 | +22.1% | 4,000 | 0.0% | 0.18% | +1.7% | |
| DHOXQ | Sell | DESARROLLADORA HOMEX A D Rmuni bds-fixed non taxable | $237,000 | -78.0% | 350,550 | -61.9% | 0.17% | -81.7% |
| GPC | New | GENUINE PARTS COMPANY | $218,000 | – | 2,480 | +100.0% | 0.16% | – |
| BANK OF AMERICA CORP | $104,000 | +2.0% | 100,000 | 0.0% | 0.07% | -14.9% | ||
| New | MASSACHUSETTS ST SER Bmuni bds-fixed non taxable | $102,000 | – | 100,000 | +100.0% | 0.07% | – | |
| New | BELCHERTOWN MAmuni bds-fixed non taxable | $103,000 | – | 100,000 | +100.0% | 0.07% | – | |
| CELG | New | CELGENE CORP | $69,000 | – | 50,210 | +100.0% | 0.05% | – |
| New | WESTWOOD MA REFmuni bds-fixed non taxable | $57,000 | – | 50,000 | +100.0% | 0.04% | – | |
| New | SOUTHBOROUGH MA REFmuni bds-fixed non taxable | $57,000 | – | 50,000 | +100.0% | 0.04% | – | |
| New | UNIV OF MASSACHUSETTS MA BLDG AUTHmuni bds-fixed non taxable | $55,000 | – | 50,000 | +100.0% | 0.04% | – | |
| GE ELEC CAP CORPcorporate bonds and notes | $53,000 | 0.0% | 50,000 | 0.0% | 0.04% | -15.6% | ||
| New | MILTON MA REFmuni bds-fixed non taxable | $53,000 | – | 50,000 | +100.0% | 0.04% | – | |
| New | MASSACHUSETTS ST SER Euni bds-fixed non taxable | $52,000 | – | 50,000 | +100.0% | 0.04% | – | |
| New | WELLS FARGO COMPANYcorporate bonds and notes | $52,000 | – | 50,000 | +100.0% | 0.04% | – | |
| New | EVERETT MA REFmuni bds-fixed non taxable | $52,000 | – | 50,000 | +100.0% | 0.04% | – | |
| New | MASSACHUSETTS ST WTR RESOURCES AUTHmuni bds-fixed non taxable | $51,000 | – | 50,000 | +100.0% | 0.04% | – | |
| New | MASSACHUSETTS ST BAY TRANSPRTN AUTHmuni bds-fixed non taxable | $51,000 | – | 50,000 | +100.0% | 0.04% | – | |
| New | UNIV OF MICHIGAN MI GEN SER Amuni bds-fixed non taxable | $44,000 | – | 40,000 | +100.0% | 0.03% | – | |
| New | TEXAS A M UNIV REVS FING SYS SER Dmuni bds-fixed non taxable | $29,000 | – | 25,000 | +100.0% | 0.02% | – | |
| New | PENNSYLVANIA ST SECOND REFmuni bds-fixed non taxable | $29,000 | – | 25,000 | +100.0% | 0.02% | – | |
| New | DERRY NH COOPERATIVE SCH DIST | $26,000 | – | 25,000 | +100.0% | 0.02% | – | |
| New | WISCONSIN ST TRANSPRTN REVENUE SER Amuni bds-fixed non taxable | $27,000 | – | 25,000 | +100.0% | 0.02% | – | |
| New | GEORGIA PACIFIC LLC L Pcorporate bonds and notes | $27,000 | – | 25,000 | +100.0% | 0.02% | – | |
| New | NORTH FORK OH LOCAL SCH DIST SCHmuni bds-fixed non taxable | $27,000 | – | 25,000 | +100.0% | 0.02% | – | |
| New | REGL TRANSPRTN DIST CO SALES TAXmuni bds-fixed non taxable | $21,000 | – | 20,000 | +100.0% | 0.02% | – | |
| New | U S TREAS BDSus treasury bonds & notes | $14,000 | – | 10,000 | +100.0% | 0.01% | – | |
| New | DESARROLLADORA HOMEX SAother foreign corporate bonds | $8,000 | – | 63,000 | +100.0% | 0.01% | – | |
| New | BIOSHELTERS INC SERIES B CONVERTIBLEcorporate bonds and notes | $1,000 | – | 52,000 | +100.0% | 0.00% | – | |
| New | COPY OF - BIOSHELTERS INC SERIES Bcorporate bonds and notes | $1,000 | – | 62,000 | +100.0% | 0.00% | – | |
| New | FRACTIONAL CUSIP FOR 33832D106 | $1,000 | – | 100,000 | +100.0% | 0.00% | – | |
| Exit | AMERICAN CENTY MUN TRmutual funds/money markets | $0 | – | -74,000 | -100.0% | -0.06% | – | |
| AA | Exit | ALCOA INC | $0 | – | -14,200 | -100.0% | -0.13% | – |
| VVUS | Exit | VIVUS INC | $0 | – | -90,945 | -100.0% | -0.71% | – |
| PACR | Exit | PACER INTERNATIONAL INC | $0 | – | -150,000 | -100.0% | -1.06% | – |
| SWK | Exit | STANLEY BLACK DECKER INC | $0 | – | -22,695 | -100.0% | -1.57% | – |
| SBGSY | Exit | SCHNEIDER ELECT SA UNSP A D R | $0 | – | -104,520 | -100.0% | -1.57% | – |
| Exit | CVS CAREMARKcorporate bonds and notes | $0 | – | -2,483,000 | -100.0% | -1.91% | – | |
| TEF | Exit | TELEFONICA SA SPON A D R | $0 | – | -145,460 | -100.0% | -2.04% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-08-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| METLIFE INC COM | 40 | Q3 2023 | 6.1% |
| PRUDENTIAL FINL INC COM | 40 | Q3 2023 | 5.0% |
| FEDEX CORP COM | 40 | Q3 2023 | 4.0% |
| CORNING INC | 40 | Q3 2023 | 4.0% |
| MICROSOFT CORP COM | 40 | Q3 2023 | 5.3% |
| APPLIED MATERIALS INC | 40 | Q3 2023 | 3.7% |
| ELI LILLY CO | 40 | Q3 2023 | 2.0% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.2% |
| COMCAST CORP NEW CL A | 40 | Q3 2023 | 0.6% |
| MERCK & CO INC COM | 40 | Q3 2023 | 0.5% |
View Lumbard & Kellner, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-04 |
| 13F-HR | 2023-06-06 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-18 |
| 13F-HR | 2021-11-18 |
View Lumbard & Kellner, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.