$251 Million is the total value of Arete Wealth Advisors, LLC's 270 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 28.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AIGWS | Sell | AMERICAN INTL GROUP INC*w exp 01/19/202 | $7,832,000 | -26.7% | 391,610 | -22.7% | 3.12% | -36.0% |
| VOO | Sell | VANGUARD INDEX FDS | $7,600,000 | -3.8% | 32,936 | -7.4% | 3.03% | -16.0% |
| FSK | Buy | FS INVT CORP | $6,425,000 | -7.5% | 760,375 | +0.1% | 2.56% | -19.3% |
| BAC | Sell | BANK OF AMERICA CORPORATION | $6,123,000 | -0.2% | 241,615 | -4.5% | 2.44% | -12.9% |
| AAPL | Buy | APPLE INC | $5,698,000 | +28.4% | 36,968 | +20.0% | 2.27% | +12.0% |
| GNL | Buy | GLOBAL NET LEASE INC | $3,757,000 | +27.1% | 171,624 | +29.1% | 1.50% | +10.9% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $3,667,000 | +18.3% | 20,001 | +9.3% | 1.46% | +3.3% |
| NGD | Buy | NEW GOLD INC CDA | $3,423,000 | +46.8% | 922,648 | +25.9% | 1.36% | +28.1% |
| HHC | Sell | HOWARD HUGHES CORP | $3,266,000 | -4.2% | 27,693 | -0.2% | 1.30% | -16.4% |
| BX | Buy | BLACKSTONE GROUP L P | $3,242,000 | +7.7% | 97,139 | +7.7% | 1.29% | -6.0% |
| KMPH | Sell | KEMPHARM INC | $3,093,000 | -9.2% | 835,915 | -1.9% | 1.23% | -20.8% |
| NTG | Buy | TORTOISE MLP FD INC | $3,037,000 | +0.9% | 167,603 | +7.5% | 1.21% | -11.9% |
| AMZN | Buy | AMAZON COM INC | $2,780,000 | +3.9% | 2,892 | +4.6% | 1.11% | -9.3% |
| AVK | Buy | ADVENT CLAYMORE CV SECS & IN | $2,750,000 | +7.0% | 169,850 | +6.7% | 1.10% | -6.6% |
| HYS | Buy | PIMCO ETF TR0-5 high yield | $2,662,000 | +7.8% | 26,212 | +7.6% | 1.06% | -5.9% |
| GUNR | New | FLEXSHARES TRmornstar upstr | $2,662,000 | – | 85,450 | +100.0% | 1.06% | – |
| BGY | Buy | BLACKROCK INTL GRWTH & INC T | $2,635,000 | +10.8% | 401,625 | +6.0% | 1.05% | -3.4% |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $2,630,000 | +14.5% | 436,102 | +7.5% | 1.05% | -0.1% |
| CELG | Sell | CELGENE CORP | $2,625,000 | +11.6% | 17,999 | -0.6% | 1.05% | -2.7% |
| DSM | Buy | DREYFUS STRATEGIC MUN BD FD | $2,485,000 | +10.7% | 293,333 | +11.3% | 0.99% | -3.4% |
| FFA | Buy | FIRST TR ENHANCED EQTY INC F | $2,435,000 | +9.0% | 161,808 | +6.1% | 0.97% | -4.8% |
| LGFB | Sell | LIONS GATE ENTMNT CORPcl b non vtg | $2,299,000 | +9.3% | 72,331 | -9.6% | 0.92% | -4.7% |
| BATRK | Sell | LIBERTY MEDIA CORP DELAWARE | $2,286,000 | +5.0% | 90,459 | -0.4% | 0.91% | -8.4% |
| CAT | Sell | CATERPILLAR INC DEL | $2,239,000 | +14.4% | 17,957 | -1.4% | 0.89% | -0.2% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $2,239,000 | -3.3% | 2,299 | -7.7% | 0.89% | -15.6% |
| X | Sell | UNITED STATES STL CORP NEW | $2,143,000 | +7.0% | 83,528 | -7.7% | 0.85% | -6.7% |
| GDX | Buy | VANECK VECTORS ETF TRgold miners etf | $2,134,000 | +14.1% | 92,939 | +9.8% | 0.85% | -0.4% |
| CSCO | Sell | CISCO SYS INC | $2,091,000 | +0.9% | 62,186 | -6.1% | 0.83% | -12.0% |
| IJH | Buy | ISHAREScore s&p mcp etf | $2,036,000 | +6.2% | 11,380 | +3.2% | 0.81% | -7.3% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $1,988,000 | +200.8% | 45,618 | +181.7% | 0.79% | +162.3% |
| LLL | Sell | L3 TECHNOLOGIES INC | $1,974,000 | +10.7% | 10,479 | -1.9% | 0.79% | -3.4% |
| DGRO | Buy | ISHARES TRcore div grwth | $1,929,000 | +14.6% | 59,394 | +10.5% | 0.77% | 0.0% |
| PFF | Buy | ISHARESu.s. pfd stk etf | $1,884,000 | +9.1% | 48,550 | +10.1% | 0.75% | -4.8% |
| QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $1,866,000 | +29.3% | 12,830 | +22.4% | 0.74% | +12.9% |
| AIG | Sell | AMERICAN INTL GROUP INC | $1,820,000 | -5.1% | 29,645 | -3.3% | 0.72% | -17.2% |
| EOG | Sell | EOG RES INC | $1,818,000 | -8.2% | 18,789 | -14.1% | 0.72% | -19.8% |
| MUB | Buy | ISHARESnat amt free bd | $1,798,000 | +50.5% | 16,220 | +49.5% | 0.72% | +31.3% |
| SLCA | Sell | U S SILICA HLDGS INC | $1,697,000 | -17.4% | 54,604 | -5.7% | 0.68% | -28.0% |
| MINT | Buy | PIMCO ETF TRenhan shrt ma ac | $1,649,000 | +4.4% | 16,197 | +4.3% | 0.66% | -8.9% |
| WPM | Sell | WHEATON PRECIOUS METALS CORP | $1,633,000 | -9.3% | 85,552 | -5.5% | 0.65% | -20.8% |
| XOM | Buy | EXXON MOBIL CORP | $1,596,000 | +3.0% | 19,465 | +1.4% | 0.64% | -10.2% |
| GOLD | Sell | BARRICK GOLD CORP | $1,590,000 | -1.0% | 98,799 | -2.1% | 0.63% | -13.6% |
| VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $1,532,000 | +42.2% | 35,280 | +35.3% | 0.61% | +24.2% |
| IJR | Sell | ISHAREScore s&p scp etf | $1,523,000 | +1.5% | 20,520 | -4.1% | 0.61% | -11.4% |
| OCLR | Sell | OCLARO INC | $1,466,000 | -20.5% | 169,917 | -14.0% | 0.58% | -30.7% |
| VV | Sell | VANGUARD INDEX FDSlarge cap etf | $1,456,000 | +3.6% | 12,621 | -0.3% | 0.58% | -9.7% |
| EFV | New | ISHARESeafe value etf | $1,430,000 | – | 26,182 | +100.0% | 0.57% | – |
| BKLN | Buy | POWERSHARES ETF TRUST IIsenior ln port | $1,427,000 | +3.1% | 61,606 | +3.0% | 0.57% | -10.0% |
| RSP | Buy | RYDEX ETF TRUSTgug s&p500 eq wt | $1,406,000 | +52.8% | 14,720 | +48.3% | 0.56% | +33.3% |
| AMGN | Buy | AMGEN INC | $1,400,000 | +9.5% | 7,507 | +1.1% | 0.56% | -4.5% |
| BCSPRDCL | Buy | BARCLAYS BANK PLCadr pfd sr 5 | $1,395,000 | +2.8% | 52,533 | +3.0% | 0.56% | -10.3% |
| PFE | Buy | PFIZER INC | $1,387,000 | +23.2% | 38,846 | +15.9% | 0.55% | +7.6% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $1,374,000 | +7.8% | 5 | 0.0% | 0.55% | -5.8% | |
| JPS | Buy | NUVEEN PREFERRED SECURITIES | $1,368,000 | +8.1% | 131,440 | +6.3% | 0.54% | -5.7% |
| DWDP | New | DOWDUPONT INC | $1,322,000 | – | 19,098 | +100.0% | 0.53% | – |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $1,313,000 | -8.9% | 5,227 | -12.3% | 0.52% | -20.5% |
| AGG | Buy | ISHAREScore totusbd etf | $1,277,000 | +3.1% | 11,652 | +3.0% | 0.51% | -10.1% |
| DIA | Buy | SPDR DOW JONES INDL AVRG ETFut ser 1 | $1,226,000 | +68.9% | 5,479 | +61.0% | 0.49% | +47.3% |
| GILD | Buy | GILEAD SCIENCES INC | $1,187,000 | +78.2% | 14,649 | +55.6% | 0.47% | +55.6% |
| PG | Buy | PROCTOR & GAMBLE CO | $1,183,000 | +13.3% | 13,003 | +8.6% | 0.47% | -1.0% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $1,184,000 | +50.1% | 9,141 | +44.2% | 0.47% | +31.1% |
| FSFR | Sell | FIFTH STR SR FLOATNG RATE CO | $1,119,000 | -23.5% | 127,189 | -29.1% | 0.45% | -33.2% |
| EPC | Sell | EDGEWELL PERS CARE CO | $1,111,000 | -32.6% | 15,265 | -29.6% | 0.44% | -41.2% |
| PCY | Buy | POWERSHARES ETF TR IIsovereign debt | $1,104,000 | +21.7% | 37,083 | +19.7% | 0.44% | +6.3% |
| CASY | Buy | CASEYS GEN STORES INC | $1,098,000 | +2.4% | 10,029 | +0.2% | 0.44% | -10.6% |
| NYCBPRU | Buy | NEW YORK CMNTY CAP TR Vunit 11/01/2051 | $1,095,000 | +40.4% | 21,526 | +42.2% | 0.44% | +22.5% |
| BATRA | Sell | LIBERTY MEDIA CORP DELAWARE | $1,081,000 | +2.1% | 42,590 | -3.9% | 0.43% | -11.0% |
| VIG | Buy | VANGUARD SPECIALIZED PORTFOLdiv app etf | $1,079,000 | +10.3% | 11,385 | +7.9% | 0.43% | -3.8% |
| RWO | Buy | SPDR INDEX SHS FDSdj glb rl es etf | $1,046,000 | +152.0% | 21,898 | +151.6% | 0.42% | +119.5% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $1,043,000 | +15.9% | 1,087 | +9.8% | 0.42% | +1.2% |
| SBUX | Buy | STARBUCKS CORP | $1,044,000 | +227.3% | 19,444 | +254.9% | 0.42% | +184.9% |
| MLPA | Buy | GLOBAL X FDSglbl x mlp etf | $1,042,000 | 0.0% | 101,261 | +6.1% | 0.42% | -12.8% |
| VVR | Sell | INVESCO SR INCOME TR | $1,037,000 | -2.7% | 230,960 | -1.2% | 0.41% | -15.2% |
| CLNS | Buy | COLONY NORTHSTAR INC | $995,000 | -10.2% | 79,236 | +0.8% | 0.40% | -21.5% |
| MRK | Buy | MERCK & CO INC | $985,000 | +2.3% | 15,381 | +2.3% | 0.39% | -10.7% |
| VBR | New | VANGUARD INDEX FDSsm cp val etf | $955,000 | – | 7,474 | +100.0% | 0.38% | – |
| IRT | INDEPENDENCE RLTY TR INC | $954,000 | +3.0% | 93,800 | 0.0% | 0.38% | -10.2% | |
| GSY | Sell | CLAYMORE EXCHANGE TRD FD TRgugg enh sht dur | $954,000 | -9.2% | 18,944 | -9.3% | 0.38% | -20.8% |
| ENR | ENERGIZER HLDGS INC NEW | $953,000 | -4.1% | 20,693 | 0.0% | 0.38% | -16.3% | |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $950,000 | +97.9% | 6,550 | +110.1% | 0.38% | +73.1% |
| HDV | Buy | ISHARES TRcore high dv etf | $939,000 | +18.6% | 10,920 | +14.6% | 0.37% | +3.3% |
| IVV | New | ISHARES TRcore s&p500 etf | $924,000 | – | 3,653 | +100.0% | 0.37% | – |
| FBND | Buy | FIDELITYtotal bd etf | $918,000 | +1.9% | 18,249 | +1.5% | 0.37% | -11.2% |
| JNJ | Sell | JOHNSON & JOHNSON | $912,000 | -8.5% | 7,013 | -7.0% | 0.36% | -20.0% |
| ABBV | Sell | ABBVIE INC | $913,000 | +20.1% | 10,270 | -2.0% | 0.36% | +4.9% |
| GPC | New | GENUINE PARTS CO | $897,000 | – | 9,380 | +100.0% | 0.36% | – |
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $889,000 | +119.0% | 8,908 | +111.8% | 0.35% | +91.4% |
| C | Buy | CITIGROUP INC | $880,000 | +233.3% | 12,104 | +206.9% | 0.35% | +190.1% |
| IXN | Buy | ISHARESglobal tech etf | $880,000 | +49.7% | 6,179 | +37.6% | 0.35% | +30.5% |
| EFA | Buy | ISHARES TRmsci eafe etf | $830,000 | +5.5% | 12,127 | +0.4% | 0.33% | -7.8% |
| MSFT | Buy | MICROSOFT CORP | $818,000 | +20.1% | 10,985 | +11.2% | 0.33% | +4.8% |
| MCC | Buy | MEDLEY CAP CORP | $806,000 | -6.1% | 134,970 | +0.5% | 0.32% | -18.1% |
| GIM | Sell | TEMPLETON GLOBAL INCOME FD | $802,000 | -7.8% | 118,923 | -8.1% | 0.32% | -19.4% |
| JPM | Buy | JPMORGAN CHASE & CO | $793,000 | +13.1% | 8,306 | +8.4% | 0.32% | -1.2% |
| BACPRL | Buy | BANK AMER CORP7.25%cnv pfd l | $794,000 | +40.0% | 610 | +35.9% | 0.32% | +22.0% |
| IXG | Buy | ISHARESglobal finls etf | $782,000 | +60.2% | 11,720 | +51.6% | 0.31% | +39.9% |
| UTF | Buy | COHEN & STEERS INFRASTRUCTUR | $773,000 | +2.9% | 33,619 | +5.7% | 0.31% | -10.2% |
| TMP | New | TOMPKINS FINANCIAL CORPORATI | $772,000 | – | 8,965 | +100.0% | 0.31% | – |
| NZF | Buy | NUVEEN ENHANCED MUN CREDIT O | $758,000 | +31.6% | 49,856 | +29.2% | 0.30% | +14.8% |
| VB | New | VANGUARD INDEX FDSsmall cp etf | $756,000 | – | 5,352 | +100.0% | 0.30% | – |
| VER | Buy | VEREIT INC | $751,000 | +9.0% | 90,538 | +6.9% | 0.30% | -5.1% |
| CVS | Sell | CVS HEALTH CORP | $748,000 | -17.5% | 9,200 | -18.4% | 0.30% | -28.0% |
| BGB | Buy | BLACKSTONE GSO STRATEGIC CR | $748,000 | +25.5% | 46,780 | +24.9% | 0.30% | +9.6% |
| NNN | New | NATIONAL RETAIL PPTYS INC | $745,000 | – | 17,888 | +100.0% | 0.30% | – |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $742,000 | +20.8% | 28,475 | +25.6% | 0.30% | +5.7% |
| XHR | Sell | XENIA HOTELS & RESORTS INC | $732,000 | +0.3% | 34,777 | -7.7% | 0.29% | -12.3% |
| MMM | Buy | 3M CO | $728,000 | +8.3% | 3,469 | +7.5% | 0.29% | -5.5% |
| DSU | Buy | BLACKROCK DEBT STRAT FD INC | $727,000 | +12.4% | 62,256 | +11.1% | 0.29% | -2.0% |
| SCZ | Buy | ISHARES TReafe sml cp etf | $725,000 | +42.2% | 11,688 | +32.7% | 0.29% | +24.0% |
| GSK | Buy | GLAXOSMITHKLINE PLCsponsored adr | $722,000 | +1.1% | 17,776 | +7.4% | 0.29% | -11.7% |
| BA | Buy | BOEING CO | $715,000 | +50.5% | 2,810 | +16.9% | 0.28% | +31.3% |
| AEM | Buy | AGNICO EAGLE MINES LTD | $710,000 | +8.4% | 15,708 | +8.2% | 0.28% | -5.4% |
| NKE | Sell | NIKE INCcl b | $710,000 | -17.2% | 13,695 | -5.9% | 0.28% | -27.8% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $695,000 | +34.4% | 14,043 | +21.2% | 0.28% | +17.4% |
| NEA | Buy | NUVEEN AMT FREE QLTY MUN INC | $689,000 | +27.6% | 49,762 | +26.0% | 0.28% | +11.3% |
| AFB | Buy | ALLIANCEBERNSTEIN NATL MUNI | $688,000 | +28.6% | 49,266 | +26.0% | 0.27% | +12.3% |
| JNK | Buy | SPDR SERIES TRUSTbrc hgh yld bd | $687,000 | +76.2% | 18,405 | +75.4% | 0.27% | +53.9% |
| MUI | Buy | BLACKROCK MUNI INTER DR FD I | $681,000 | +28.2% | 48,082 | +27.0% | 0.27% | +11.5% |
| VSS | New | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $668,000 | – | 5,808 | +100.0% | 0.27% | – |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $662,000 | +35.4% | 10,379 | +18.2% | 0.26% | +18.4% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $660,000 | +7.1% | 12,512 | +1.6% | 0.26% | -6.4% |
| AXP | Buy | AMERICAN EXPRESS CO | $653,000 | +37.2% | 7,215 | +27.6% | 0.26% | +19.8% |
| GE | Sell | GENERAL ELECTRIC CO | $639,000 | -58.7% | 26,417 | -53.9% | 0.26% | -63.9% |
| ETY | Buy | EATON VANCE TX MGD DIV EQ IN | $637,000 | +22.0% | 54,672 | +18.1% | 0.25% | +6.7% |
| INTC | Buy | INTEL CORP | $635,000 | +18.5% | 16,664 | +4.8% | 0.25% | +3.3% |
| T | Buy | AT&T INC | $636,000 | +5.5% | 16,226 | +1.5% | 0.25% | -8.0% |
| MET | Buy | METLIFE INC | $623,000 | +4.0% | 11,984 | +9.9% | 0.25% | -9.5% |
| IXJ | Buy | ISHARESglob hlthcre etf | $620,000 | +14.2% | 5,516 | +11.1% | 0.25% | -0.4% |
| VTWO | Buy | VANGUARD SCOTTSDALE FDSvng rus2000idx | $616,000 | +5.8% | 5,181 | +0.3% | 0.25% | -7.5% |
| SPIB | New | SPDR SERIES TRUSTblombrg brc intr | $614,000 | – | 17,791 | +100.0% | 0.24% | – |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $606,000 | -29.2% | 4,846 | -32.6% | 0.24% | -38.1% |
| NFLX | Buy | NETFLIX INC | $605,000 | +30.4% | 3,336 | +7.5% | 0.24% | +13.7% |
| SIR | Sell | SELECT INCOME REIT | $600,000 | -3.8% | 25,613 | -1.4% | 0.24% | -16.1% |
| BME | Buy | BLACKROCK HEALTH SCIENCES TR | $600,000 | +41.2% | 16,452 | +42.0% | 0.24% | +23.2% |
| TSN | New | TYSON FOODS INCcl a | $584,000 | – | 8,284 | +100.0% | 0.23% | – |
| WFC | Sell | WELLS FARGO & CO NEW | $578,000 | -46.9% | 10,488 | -46.6% | 0.23% | -53.7% |
| VIRT | Buy | VIRTU FINL INCcl a | $574,000 | -7.9% | 35,415 | +0.3% | 0.23% | -19.6% |
| IJT | Buy | ISHARESsp smcp600gr etf | $566,000 | +22.8% | 3,443 | +16.6% | 0.23% | +7.1% |
| CA | Sell | CA INC | $566,000 | -3.2% | 16,950 | -0.1% | 0.23% | -15.4% |
| COP | Buy | CONOCOPHILLIPS | $566,000 | +19.9% | 11,318 | +5.5% | 0.23% | +4.6% |
| BOE | Buy | BLACKROCK GLOBAL OPP EQTY TR | $566,000 | +2.5% | 41,704 | +0.0% | 0.23% | -10.3% |
| MPC | Buy | MARATHON PETE CORP | $557,000 | +7.1% | 9,939 | +0.1% | 0.22% | -6.7% |
| DIS | Buy | DISNEY WALT CO | $536,000 | +13.3% | 5,442 | +22.2% | 0.21% | -0.9% |
| HBI | HANESBRANDS INC | $537,000 | +6.3% | 21,800 | 0.0% | 0.21% | -7.4% | |
| NVDA | Buy | NVIDIA CORP | $529,000 | +24.8% | 2,959 | +0.9% | 0.21% | +8.8% |
| KEY | Buy | KEYCORP NEW | $519,000 | +25.1% | 27,598 | +24.6% | 0.21% | +8.9% |
| XBI | Buy | SPDR SERIES TRUSTs&p biotech | $512,000 | +64.1% | 5,911 | +46.0% | 0.20% | +42.7% |
| ARI | Buy | APOLLO COML REAL EST FIN INC | $507,000 | +3.0% | 28,016 | +5.6% | 0.20% | -10.2% |
| TTE | Buy | TOTAL S Asponsored adr | $491,000 | +9.4% | 9,168 | +1.3% | 0.20% | -4.4% |
| FB | Buy | FACEBOOK INCcl a | $489,000 | +21.3% | 2,859 | +7.0% | 0.20% | +6.0% |
| ACRE | Buy | ARES COML REAL ESTATE CORP | $484,000 | +21.9% | 36,384 | +19.9% | 0.19% | +6.6% |
| ABT | Sell | ABBOTT LABS | $478,000 | +6.9% | 8,954 | -2.6% | 0.19% | -6.4% |
| KO | Buy | COCA COLA CO | $473,000 | +97.9% | 10,501 | +96.9% | 0.19% | +73.4% |
| LUV | New | SOUTHWEST AIRLS CO | $472,000 | – | 8,434 | +100.0% | 0.19% | – |
| BTZ | Sell | BLACKROCK CR ALLCTN INC TR | $469,000 | +0.2% | 34,597 | -0.6% | 0.19% | -12.6% |
| NRZ | Sell | NEW RESIDENTIAL INVT CORP | $464,000 | +5.7% | 27,735 | -1.8% | 0.18% | -8.0% |
| IWB | Buy | ISHARES TRrus 1000 etf | $463,000 | +56.9% | 3,310 | +52.0% | 0.18% | +37.0% |
| VGT | Buy | VANGUARD WORLD FDSinf tech etf | $461,000 | +8.0% | 3,035 | +0.1% | 0.18% | -5.6% |
| ADM | Sell | ARCHER DANIELS MIDLAND CO | $461,000 | +2.0% | 10,837 | -0.8% | 0.18% | -10.7% |
| IAU | Buy | ISHARES GOLD TRUSTishares | $460,000 | +41.1% | 37,375 | +36.9% | 0.18% | +22.8% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $456,000 | +16.9% | 5,492 | +17.3% | 0.18% | +2.2% |
| COST | Buy | COSTCO WHSL CORP NEW | $451,000 | +29.6% | 2,745 | +26.3% | 0.18% | +13.2% |
| FTSL | Sell | FIRST TR EXCHANGE TRADED FDsenior ln fd | $452,000 | -7.9% | 9,376 | -7.7% | 0.18% | -19.6% |
| EMD | Sell | WESTERN ASSET EMRG MKT DEBT | $443,000 | -0.4% | 28,147 | -1.5% | 0.18% | -12.8% |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $445,000 | +8.8% | 3,350 | +4.1% | 0.18% | -5.3% |
| DJP | New | BARCLAYS BK PLCdjubs cmdt etn36 | $440,000 | – | 18,921 | +100.0% | 0.18% | – |
| CEFL | UBS AG LONDON BRHetracs mth 2xlv | $438,000 | +3.1% | 23,375 | 0.0% | 0.18% | -9.8% | |
| LUMN | Sell | CENTURYLINK INC | $438,000 | -30.1% | 23,201 | -11.6% | 0.18% | -38.8% |
| APO | Buy | APOLLO GLOBAL MGMT LLC | $440,000 | +52.8% | 14,630 | +34.2% | 0.18% | +32.6% |
| V | Sell | VISA INC | $433,000 | +8.5% | 4,114 | -3.2% | 0.17% | -4.9% |
| IEP | Sell | ICAHN ENTERPRISES LPdepositary unit | $426,000 | +5.7% | 7,767 | -0.5% | 0.17% | -7.6% |
| BND | New | VANGUARD BD INDEX FD INCtotal bnd mrkt | $424,000 | – | 5,169 | +100.0% | 0.17% | – |
| PAGP | PLAINS GP HLDGS L Pltd partnr int a | $425,000 | -16.3% | 19,432 | 0.0% | 0.17% | -27.2% | |
| O | Buy | REALTY INCOME CORP | $421,000 | +8.5% | 7,358 | +4.8% | 0.17% | -5.1% |
| XRX | New | XEROX CORP | $415,000 | – | 12,460 | +100.0% | 0.16% | – |
| PSX | Buy | PHILLIPS 66 | $408,000 | +17.2% | 4,453 | +5.8% | 0.16% | +2.5% |
| IJJ | Buy | ISHARESs&p mc 400vl etf | $409,000 | +10.2% | 2,680 | +7.3% | 0.16% | -3.6% |
| GIS | Buy | GENERAL MLS INC | $406,000 | -5.1% | 7,851 | +1.7% | 0.16% | -16.9% |
| BK | New | BANK NEW YORK MELLON CORP | $405,000 | – | 7,632 | +100.0% | 0.16% | – |
| RPAI | Sell | RETAIL PPTYS AMER INCcl a | $402,000 | +2.8% | 30,631 | -4.2% | 0.16% | -10.6% |
| PEP | Buy | PEPSICO INC | $397,000 | +1.3% | 3,563 | +4.9% | 0.16% | -11.7% |
| IGSB | Buy | ISHARES TR1-3 yr cr bd etf | $397,000 | +9.1% | 3,766 | +8.9% | 0.16% | -4.8% |
| SNR | Sell | NEW SR INVT GROUP INC | $393,000 | -9.4% | 42,900 | -0.7% | 0.16% | -20.7% |
| PNNT | Sell | PENNANTPARK INVT CORP | $392,000 | +1.3% | 52,177 | -0.4% | 0.16% | -11.9% |
| IWD | Buy | ISHARES TRrus 1000 val etf | $389,000 | +69.1% | 3,286 | +66.6% | 0.16% | +47.6% |
| VYM | New | VANGUARD WHITEHALL FDS INChigh div yld | $378,000 | – | 4,657 | +100.0% | 0.15% | – |
| SO | SOUTHERN CO | $378,000 | +2.7% | 7,687 | 0.0% | 0.15% | -10.1% | |
| BG | Sell | BUNGE LIMITED | $374,000 | -15.2% | 5,378 | -9.0% | 0.15% | -25.9% |
| BST | Buy | BLACKROCK SCIENCE & TECH TR | $371,000 | +23.7% | 15,196 | +12.6% | 0.15% | +8.0% |
| ETP | Sell | ENERGY TRANSFER PARTNERS LPunit ltd prt int | $368,000 | -25.1% | 20,112 | -16.5% | 0.15% | -34.4% |
| CVX | Buy | CHEVRON CORP NEW | $366,000 | +15.8% | 3,113 | +2.9% | 0.15% | +1.4% |
| FLOT | Sell | ISHARES TRfltg rate bd etf | $364,000 | -32.2% | 7,150 | -32.2% | 0.14% | -40.8% |
| ISD | Sell | PRUDENTIAL SHT DURATION HG Y | $359,000 | -1.4% | 23,552 | -1.1% | 0.14% | -13.9% |
| BSV | New | VANGUARD BD INDEX FD INCshort trm bond | $353,000 | – | 4,424 | +100.0% | 0.14% | – |
| SYNA | SYNAPTICS INC | $349,000 | -24.1% | 8,900 | 0.0% | 0.14% | -33.8% | |
| HD | New | HOME DEPOT INC | $345,000 | – | 2,108 | +100.0% | 0.14% | – |
| TGT | New | TARGET CORP | $334,000 | – | 5,655 | +100.0% | 0.13% | – |
| USB | Sell | US BANCORP DEL | $326,000 | -0.9% | 6,088 | -4.0% | 0.13% | -13.3% |
| ACN | ACCENTURE PLC IRELAND | $320,000 | +9.2% | 2,371 | 0.0% | 0.13% | -4.5% | |
| MO | Sell | ALTRIA GROUP INC | $321,000 | -22.5% | 5,055 | -9.0% | 0.13% | -32.3% |
| PFG | Sell | PRINCIPAL FINL GROUP INC | $317,000 | -15.0% | 4,933 | -15.4% | 0.13% | -25.9% |
| VHT | VANGUARD WORLD FDShealth car etf | $312,000 | +3.3% | 2,052 | 0.0% | 0.12% | -10.1% | |
| BIV | Buy | VANGUARD BD INDEX FD INCintermed term | $312,000 | +28.4% | 3,683 | +28.0% | 0.12% | +11.7% |
| NLY | Sell | ANNALY CAP MGMT INC | $309,000 | -7.8% | 25,388 | -8.6% | 0.12% | -19.6% |
| SDY | Sell | SPDR SERIES TRUSTs&p divid etf | $302,000 | -12.0% | 3,311 | -14.1% | 0.12% | -23.6% |
| IEFA | New | ISHARES TRcore msci eafe | $292,000 | – | 4,557 | +100.0% | 0.12% | – |
| DVA | Sell | DAVITA INC | $279,000 | -9.4% | 4,700 | -1.2% | 0.11% | -21.3% |
| NOC | Sell | NORTHROP GRUMMAN CORP | $273,000 | +11.9% | 950 | -0.1% | 0.11% | -1.8% |
| PM | New | PHILIP MORRIS INTL INC | $271,000 | – | 2,446 | +100.0% | 0.11% | – |
| TRV | TRAVELERS COMPANIES INC | $268,000 | -3.2% | 2,189 | 0.0% | 0.11% | -15.7% | |
| CDXC | CHROMADEX CORP | $269,000 | +12.6% | 62,593 | 0.0% | 0.11% | -1.8% | |
| SHW | Buy | SHERWIN WILLIAMS CO | $267,000 | +4.7% | 747 | +2.8% | 0.11% | -8.6% |
| SPTI | New | SPDR SERIES TRUSTblmbrg brc intrm | $267,000 | – | 4,449 | +100.0% | 0.11% | – |
| AHT | Buy | ASHFORD HOSPITALITY TR INC | $266,000 | +37.1% | 39,900 | +25.1% | 0.11% | +19.1% |
| SJM | SMUCKER J M CO | $263,000 | -11.1% | 2,502 | 0.0% | 0.10% | -22.2% | |
| MANT | New | MANTECH INTL CORPcl a | $261,000 | – | 5,918 | +100.0% | 0.10% | – |
| CRM | New | SALESFORCE COM INC | $260,000 | – | 2,783 | +100.0% | 0.10% | – |
| VFH | Buy | VANGUARD WORLD FDSfinancials etf | $261,000 | +4.8% | 3,999 | +0.4% | 0.10% | -8.8% |
| TACO | DEL TACO RESTAURANTS INC | $261,000 | +11.5% | 16,994 | 0.0% | 0.10% | -2.8% | |
| MON | Buy | MONSANTO CO NEW | $257,000 | +7.1% | 2,149 | +6.0% | 0.10% | -7.3% |
| DOC | New | PHYSICIANS RLTY TR | $255,000 | – | 14,400 | +100.0% | 0.10% | – |
| SLV | Buy | ISHARES SILVER TRUSTishares | $254,000 | +46.8% | 16,134 | +46.4% | 0.10% | +27.8% |
| DXJ | Sell | WISDOMTREE TRjapn hedge eqt | $248,000 | +2.5% | 4,536 | -2.5% | 0.10% | -10.8% |
| CEF | New | CENTRAL FD CDA LTDcl a | $245,000 | – | 19,315 | +100.0% | 0.10% | – |
| OHI | Sell | OMEGA HEALTHCARE INVS INC | $243,000 | -4.7% | 7,630 | -1.3% | 0.10% | -16.4% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $241,000 | +1.3% | 738 | -1.5% | 0.10% | -11.9% |
| PSEC | Sell | PROSPECT CAPITAL CORPORATION | $240,000 | -28.6% | 35,780 | -13.5% | 0.10% | -37.3% |
| EWI | New | ISHARES INCmsci itl etf new | $235,000 | – | 7,483 | +100.0% | 0.09% | – |
| VCLT | New | VANGUARD SCOTTSDALE FDSlg-term cor bd | $233,000 | – | 2,478 | +100.0% | 0.09% | – |
| IGF | New | ISHARES TRglb infrastr etf | $230,000 | – | 5,076 | +100.0% | 0.09% | – |
| UPS | New | UNITED PARCEL SERVICE INCcl b | $232,000 | – | 1,932 | +100.0% | 0.09% | – |
| CSX | CSX CORP | $228,000 | -0.4% | 4,200 | 0.0% | 0.09% | -13.3% | |
| ADBE | Buy | ADOBE SYS INC | $229,000 | +11.7% | 1,538 | +6.3% | 0.09% | -3.2% |
| MA | New | MASTERCARD INCORPORATEDcl a | $222,000 | – | 1,570 | +100.0% | 0.09% | – |
| ARCC | Buy | ARES CAP CORP | $222,000 | +23.3% | 13,533 | +22.8% | 0.09% | +7.3% |
| BWX | Sell | SPDR SERIES TRUSTblomberg intl tr | $219,000 | -6.8% | 7,790 | -8.3% | 0.09% | -18.7% |
| MOO | New | VANECK VECTORS ETF TRagribusiness etf | $215,000 | – | 6,413 | +100.0% | 0.09% | – |
| BDX | Sell | BECTON DICKINSON & CO | $216,000 | -1.8% | 1,103 | -2.3% | 0.09% | -14.0% |
| UNH | New | UNITEDHEALTH GROUP INC | $216,000 | – | 1,104 | +100.0% | 0.09% | – |
| NWBI | Sell | NORTHWEST BANCSHARES INC MD | $216,000 | +8.0% | 12,500 | -2.5% | 0.09% | -5.5% |
| EFG | New | ISHARES TReafe grwth etf | $217,000 | – | 2,809 | +100.0% | 0.09% | – |
| WPC | New | W P CAREY INC | $216,000 | – | 3,198 | +100.0% | 0.09% | – |
| WMT | New | WAL-MART STORES INC | $212,000 | – | 2,713 | +100.0% | 0.08% | – |
| DHR | Sell | DANAHER CORP DEL | $209,000 | +1.5% | 2,438 | -0.1% | 0.08% | -11.7% |
| VGK | New | VANGUARD INTL EQUITY INDEX Fftse europe etf | $208,000 | – | 3,565 | +100.0% | 0.08% | – |
| IDV | New | ISHARES TRintl sel div etf | $208,000 | – | 6,153 | +100.0% | 0.08% | – |
| SILJ | New | ETF MANAGERS TRprime junir slvr | $206,000 | – | 17,345 | +100.0% | 0.08% | – |
| ETV | EATON VANCE TX MNG BY WRT OP | $206,000 | +0.5% | 13,415 | 0.0% | 0.08% | -12.8% | |
| IWN | New | ISHARES TRrus 2000 val etf | $206,000 | – | 1,662 | +100.0% | 0.08% | – |
| LQD | New | ISHARES TRiboxx inv cp etf | $202,000 | – | 1,669 | +100.0% | 0.08% | – |
| MZOR | New | MAZOR ROBOTICS LTDsponsored ads | $203,000 | – | 4,112 | +100.0% | 0.08% | – |
| F | Sell | FORD MTR CO DEL | $204,000 | +3.0% | 17,032 | -3.8% | 0.08% | -10.0% |
| GLD | Sell | SPDR GOLD TRUST | $204,000 | -6.8% | 1,674 | -9.7% | 0.08% | -19.0% |
| PSK | New | SPDR SERIES TRUSTwells fg pfd etf | $202,000 | – | 4,518 | +100.0% | 0.08% | – |
| IWP | New | ISHARES TRrus md cp gr etf | $202,000 | – | 1,781 | +100.0% | 0.08% | – |
| IWS | New | ISHARES TRrus mdcp val etf | $204,000 | – | 2,406 | +100.0% | 0.08% | – |
| GRBK | Sell | GREEN BRICK PARTNERS INC | $197,000 | -51.5% | 19,892 | -43.9% | 0.08% | -57.3% |
| TIER | Buy | TIER REIT INC | $196,000 | +4.8% | 10,160 | +0.3% | 0.08% | -8.2% |
| KYN | New | KAYNE ANDERSON MLP INVT CO | $182,000 | – | 10,038 | +100.0% | 0.07% | – |
| GPM | Sell | GUGGENHEIM ENHNCD EQTY INCM | $177,000 | -11.5% | 20,635 | -14.5% | 0.07% | -22.0% |
| CSQ | New | CALAMOS STRATEGIC TOTL RETN | $128,000 | – | 10,556 | +100.0% | 0.05% | – |
| PSLV | SPROTT PHYSICAL SILVER TRtr unit | $114,000 | -0.9% | 18,200 | 0.0% | 0.04% | -15.1% | |
| SDLP | Sell | SEADRILL PARTNERS LLC | $55,000 | -5.2% | 14,794 | -13.2% | 0.02% | -15.4% |
| GIGM | New | GIGAMEDIA LTD | $53,000 | – | 16,503 | +100.0% | 0.02% | – |
| PDLI | New | PDL BIOPHARMA INC | $47,000 | – | 13,746 | +100.0% | 0.02% | – |
| UAMY | Buy | UNITED STATES ANTIMONY CORP | $43,000 | +138.9% | 149,000 | +231.1% | 0.02% | +112.5% |
| XXII | 22ND CENTY GROUP INC | $32,000 | +60.0% | 11,500 | 0.0% | 0.01% | +44.4% | |
| ATHX | ATHERSYS INC | $29,000 | +38.1% | 13,849 | 0.0% | 0.01% | +20.0% | |
| RAD | New | RITE AID CORP | $20,000 | – | 10,250 | +100.0% | 0.01% | – |
| AEG | Exit | AEGON N Vny registry sh | $0 | – | -11,142 | -100.0% | -0.03% | – |
| SRC | Exit | SPIRIT RLTY CAP INC NEW | $0 | – | -16,583 | -100.0% | -0.06% | – |
| CXP | Exit | COLUMBIA PPTY TR INC | $0 | – | -8,993 | -100.0% | -0.09% | – |
| CAH | Exit | CARDINAL HEALTH INC | $0 | – | -2,879 | -100.0% | -0.10% | – |
| AMLP | Exit | AALS ETF TRalerian mlp | $0 | – | -20,002 | -100.0% | -0.11% | – |
| SON | Exit | SONOCO PRODS CO | $0 | – | -5,000 | -100.0% | -0.12% | – |
| FNDX | Exit | SCHWAB STRATEGIC TRschwab fdt us lg | $0 | – | -8,100 | -100.0% | -0.12% | – |
| XRX | Exit | XEROX CORP | $0 | – | -10,386 | -100.0% | -0.14% | – |
| AWK | Exit | AMERICAN WTR WKS CO INC NEW | $0 | – | -3,902 | -100.0% | -0.14% | – |
| IGIB | Exit | ISHARESinterm cr bd etf | $0 | – | -2,864 | -100.0% | -0.14% | – |
| WSTC | Exit | WEST CORP | $0 | – | -14,300 | -100.0% | -0.15% | – |
| WU | Exit | WESTERN UN CO | $0 | – | -18,600 | -100.0% | -0.16% | – |
| KRE | Exit | SPDR SERIES TRUSTs&p regl bkg | $0 | – | -6,714 | -100.0% | -0.17% | – |
| DD | Exit | DU PONT E I DE NEMOURS & CO | $0 | – | -5,351 | -100.0% | -0.20% | – |
| DOW | Exit | DOW CHEM CO | $0 | – | -11,307 | -100.0% | -0.33% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 40 | Q3 2023 | 7.0% |
| BERKSHIRE HATHAWAY INC DEL | 40 | Q3 2023 | 2.3% |
| ISHARES | 40 | Q3 2023 | 1.3% |
| CISCO SYS INC | 40 | Q3 2023 | 1.6% |
| EXXON MOBIL CORP | 40 | Q3 2023 | 1.5% |
| CASEYS GEN STORES INC | 40 | Q3 2023 | 0.8% |
| VERIZON COMMUNICATIONS INC | 40 | Q3 2023 | 0.8% |
| AT&T INC | 40 | Q3 2023 | 0.8% |
| ISHARES | 40 | Q3 2023 | 0.5% |
| ISHARES | 40 | Q3 2023 | 0.5% |
View Arete Wealth Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-10-30 |
| 13F-HR | 2023-08-09 |
| 13F-HR/A | 2023-05-22 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-06 |
| 13F-HR | 2022-11-07 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-07 |
View Arete Wealth Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.