Arete Wealth Advisors, LLC - Q2 2015 holdings

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$148 Million is the total value of Arete Wealth Advisors, LLC's 142 reported holdings in Q2 2015. The portfolio turnover from Q1 2015 to Q2 2015 was 31.4% .

All

			Value		Shares		↓ Weighting
BAC	Sell	BANK OF AMERICA CORPORATION	$17,876,000	+7.1%	1,050,317	-3.2%	12.04%	+11.8%
AIG	Sell	AMERICAN INTL GROUP INC	$11,484,000	-24.2%	185,758	-32.8%	7.73%	-20.9%
AAPL	Buy	APPLE INC	$10,137,000	+12.7%	80,820	+11.7%	6.83%	+17.6%
FSK	Sell	FS INVT CORP	$10,108,000	-10.5%	1,027,185	-7.9%	6.81%	-6.6%
AIGWS	Buy	AMERICAN INTL GROUP INC*w exp 01/19/202	$4,841,000	+27.5%	174,715	+0.7%	3.26%	+33.1%
SPY	Sell	SPDR S&P 500 ETF TRtr unit	$3,399,000	-27.2%	16,511	-27.0%	2.29%	-24.0%
SWKS	Buy	SKYWORKS SOLUTIONS INC	$2,715,000	+46.3%	26,078	+38.1%	1.83%	+52.7%
SBUX	Buy	STARBUCKS CORP	$2,587,000	+60.5%	48,243	+183.2%	1.74%	+67.5%
DIS	New	DISNEY WALT CO	$2,457,000	–	21,530	+100.0%	1.66%	–
GOOGL	Buy	GOOGLE INCcl a	$2,451,000	+46.9%	4,539	+50.9%	1.65%	+53.4%
ILMN	Buy	ILLUMINA INC	$2,399,000	+72.8%	10,986	+46.9%	1.62%	+80.4%
AMZN	New	AMAZON COM INC	$2,387,000	–	5,500	+100.0%	1.61%	–
LNKD	Buy	LINKEDIN CORP	$2,242,000	+22.0%	10,850	+47.5%	1.51%	+27.3%
KRE	Buy	SPDR SERIES TRUSTs&p regl bkg	$2,216,000	+752.3%	50,184	+686.7%	1.49%	+788.1%
CME	Buy	CME GROUP INC	$2,211,000	+46.1%	23,760	+48.8%	1.49%	+52.6%
PTC	New	PTC INC	$1,957,000	–	47,705	+100.0%	1.32%	–
BACWSA	Buy	BANK OF AMERICA CORPORATION*w exp 01/16/201	$1,860,000	+8.1%	301,475	+2.9%	1.25%	+12.9%
DLR	Buy	DIGITAL RLTY TR INC	$1,735,000	+2.7%	26,016	+1.5%	1.17%	+7.2%
LUK	Buy	LEUCADIA NATL CORP	$1,660,000	+9.2%	68,373	+0.3%	1.12%	+14.0%
BRKB	Buy	BERKSHIRE HATHAWAY INC DELcl b new	$1,604,000	+8.5%	11,783	+15.1%	1.08%	+13.2%
GNL	New	GLOBAL NET LEASE INC	$1,515,000	–	171,335	+100.0%	1.02%	–
VV		VANGUARD INDEX FDSlarge cap etf	$1,258,000	-0.4%	13,265	0.0%	0.85%	+3.9%
EFA	Sell	ISHARES TRmsci eafe etf	$1,246,000	-2.4%	19,622	-1.3%	0.84%	+1.9%
MORE	Sell	MONOGRAM RESIDENTIAL TR INC	$1,238,000	-35.5%	137,201	-33.4%	0.83%	-32.7%
IBM	Buy	INTERNATIONAL BUSINESS MACHS	$1,172,000	+48.5%	7,206	+46.4%	0.79%	+55.0%
BCSPRDCL	Sell	BARCLAYS BANK PLCadr pfd sr 5	$1,153,000	-8.4%	44,349	-7.4%	0.78%	-4.4%
HYS	Buy	PIMCO ETF TR0-5 high yield	$1,147,000	+13.8%	11,489	+15.7%	0.77%	+18.8%
IJH	Buy	ISHAREScore s&p mcp etf	$1,118,000	+8.2%	7,454	+9.6%	0.75%	+13.1%
DSM	Buy	DREYFUS STRATEGIC MUN BD FD	$1,070,000	+15.8%	139,567	+22.2%	0.72%	+21.0%
NTG	Sell	TORTOISE MLP FD INC	$1,047,000	-24.1%	49,289	-14.0%	0.70%	-20.8%
BABA	Buy	ALIBABA GROUP HLDG LTDsponsored ads	$1,041,000	-1.0%	12,648	+0.1%	0.70%	+3.2%
BWG	Sell	LEGG MASON BW GLB INC OPP FD	$1,039,000	-27.1%	73,034	-18.4%	0.70%	-23.9%
XHR	Buy	XENIA HOTELS & RESORTS INC	$1,019,000	+5.8%	46,868	+10.2%	0.69%	+10.5%
GOLD	Sell	BARRICK GOLD CORP	$1,006,000	-5.5%	94,405	-2.8%	0.68%	-1.5%
CASY	Buy	CASEYS GEN STORES INC	$957,000	+6.5%	9,992	+0.2%	0.64%	+11.0%
FXO	New	FIRST TR EXCHANGE TRADED FDfinls alphadex	$915,000	–	38,551	+100.0%	0.62%	–
NYRT	Buy	NEW YORK REIT INC	$900,000	+11.1%	90,463	+16.6%	0.61%	+15.9%
ETJ	Sell	EATON VANCE RISK MNGD DIV EQ	$899,000	-34.5%	83,184	-34.4%	0.60%	-31.7%
MDY	Buy	SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp	$893,000	-0.3%	3,269	+1.1%	0.60%	+4.0%
IVW	Buy	ISHARESs&p 500 grwt etf	$864,000	+0.6%	7,585	+0.6%	0.58%	+5.1%
CHK	Sell	CHESAPEAKE ENERGY CORP	$863,000	-30.1%	77,259	-11.4%	0.58%	-27.1%
IWM	Sell	ISHARES TRrussell 2000 etf	$851,000	-70.1%	6,815	-70.2%	0.57%	-68.8%
JHP	Sell	NUVEEN QUALITY PFD INC FD 3	$841,000	-32.3%	103,208	-28.0%	0.57%	-29.3%
BRKA		BERKSHIRE HATHAWAY INC DELcl a	$819,000	-5.9%	4	0.0%	0.55%	-1.6%
SIR	Buy	SELECT INCOME REIT	$795,000	+21.2%	38,512	+46.5%	0.54%	+26.5%
NG	Buy	NOVAGOLD RES INC	$787,000	+15.7%	230,111	+0.1%	0.53%	+20.7%
IJJ	Buy	ISHARESs&p mc 400vl etf	$708,000	-0.7%	5,490	+0.8%	0.48%	+3.7%
FAST	New	FASTENAL CO	$704,000	–	16,699	+100.0%	0.47%	–
CEFL	Buy	UBS AG LONDON BRHetracs mth 2xlv	$682,000	-1.2%	33,675	+7.7%	0.46%	+3.1%
HTLD		HEARTLAND EXPRESS INC	$677,000	-14.8%	33,446	0.0%	0.46%	-11.1%
IVE	Buy	ISHARESs&p 500 val etf	$667,000	-0.3%	7,235	+0.1%	0.45%	+3.9%
VZ	Sell	VERIZON COMMUNICATIONS INC	$661,000	-5.4%	14,181	-1.3%	0.44%	-1.3%
ABBV	Sell	ABBVIE INC	$656,000	-33.3%	9,760	-41.9%	0.44%	-30.3%
GWW	New	GRAINGER W W INC	$642,000	–	2,714	+100.0%	0.43%	–
TACO	Buy	LEVY ACQUISITION CORP	$628,000	+25.1%	41,245	+8.0%	0.42%	+30.6%
XLY	Sell	SELECT SECTOR SPDR TRsbi cons discr	$627,000	-57.7%	8,196	-58.3%	0.42%	-55.9%
IXJ	Sell	ISHARESglob hlthcre etf	$625,000	+0.6%	5,747	-0.2%	0.42%	+5.0%
IJK	New	ISHARES TRs&p mc 400gr etf	$614,000	–	3,625	+100.0%	0.41%	–
TIP	Sell	ISHAREStips bd etf	$588,000	-4.9%	5,244	-3.7%	0.40%	-0.8%
GE	Sell	GENERAL ELECTRIC CO	$577,000	+1.8%	21,713	-5.0%	0.39%	+6.3%
BSV	Buy	VANGUARD BD INDEX FD INCshort trm bond	$555,000	+1.1%	6,919	+1.5%	0.37%	+5.6%
AGG	Sell	ISHAREScore totusbd etf	$553,000	-23.6%	5,085	-21.7%	0.37%	-20.3%
PNNT	Sell	PENNANTPARK INVT CORP	$547,000	-8.4%	62,349	-5.9%	0.37%	-4.4%
JNK	Sell	SPDR SERIES TRUSTbrc hgh yld bd	$532,000	-9.4%	13,838	-7.5%	0.36%	-5.5%
BIV	Buy	VANGUARD BD INDEX FD INCintermed term	$528,000	-2.6%	6,294	+0.2%	0.36%	+1.7%
KO	Buy	COCA COLA CO	$527,000	+21.1%	13,421	+25.2%	0.36%	+26.3%
UDFI	Buy	UNITED DEV FDG IV	$524,000	+16.7%	29,962	+16.8%	0.35%	+21.7%
IXG		ISHARESglobal finls etf	$522,000	+0.6%	9,107	0.0%	0.35%	+5.1%
CWB	New	SPDR SERIES TRUSTbrc cnv secs etf	$517,000	–	10,866	+100.0%	0.35%	–
RPAI	Sell	RETAIL PPTYS AMER INCcl a	$483,000	-14.8%	34,676	-2.2%	0.32%	-11.2%
CSCO	Sell	CISCO SYS INC	$481,000	-4.8%	17,525	-4.5%	0.32%	-0.6%
VEU	Buy	VANGUARD INTL EQUITY INDEX Fallwrld ex us	$459,000	+3.8%	9,446	+4.0%	0.31%	+8.4%
IXN	Sell	ISHARESglobal tech etf	$454,000	-20.4%	4,743	-19.3%	0.31%	-16.8%
ABT	Sell	ABBOTT LABS	$447,000	-21.7%	9,110	-26.0%	0.30%	-18.2%
VOO	Sell	VANGUARD INDEX FDS	$445,000	-3.1%	2,356	-2.9%	0.30%	+1.4%
JPM	Buy	JPMORGAN CHASE & CO	$444,000	+11.8%	6,557	+0.1%	0.30%	+16.8%
L	Sell	LOEWS CORP	$430,000	-6.3%	11,176	-0.6%	0.29%	-2.0%
PFF	Buy	ISHARESu.s. pfd stk etf	$421,000	-0.5%	10,753	+2.0%	0.28%	+4.0%
RWO	Sell	SPDR INDEX SHS FDSdj glb rl es etf	$394,000	-32.2%	8,597	-26.4%	0.26%	-29.3%
KNOW	Buy	DIREXION SHS ETF TRall cp insider	$393,000	+44.0%	5,548	+44.3%	0.26%	+50.6%
IBB	Sell	ISHARES TRnasdq biotec etf	$387,000	-18.7%	1,050	-24.2%	0.26%	-15.0%
GRBK	Sell	GREEN BRICK PARTNERS INC	$388,000	+3.2%	35,442	-22.0%	0.26%	+7.4%
CELG	Sell	CELGENE CORP	$386,000	-1.5%	3,336	-2.6%	0.26%	+2.8%
TBT	Sell	PROSHARES TR	$383,000	+19.7%	7,700	-2.2%	0.26%	+25.2%
VGK	New	VANGUARD INTL EQUITY INDEX Fftse europe etf	$374,000	–	6,935	+100.0%	0.25%	–
RCAPQ	Buy	RCS CAP CORP	$374,000	+228.1%	48,792	+362.0%	0.25%	+240.5%
IWO	Sell	ISHARES TRrus 2000 grw etf	$352,000	-14.6%	2,275	-16.3%	0.24%	-10.9%
AMGN		AMGEN INC	$352,000	-1.9%	2,290	0.0%	0.24%	+2.2%
OAK	Sell	OAKTREE CAP GROUP LLCunit cl a	$344,000	+2.4%	6,463	-0.5%	0.23%	+6.9%
FXH	Sell	FIRST TR EXCHANGE TRADED FDhlth care alph	$335,000	-55.6%	4,863	-56.8%	0.23%	-53.5%
OIA	Buy	INVESCO MUNI INCOME OPP TRST	$330,000	-3.2%	49,437	+2.8%	0.22%	+0.9%
T104PS	Buy	AMERICAN RLTY CAP PPTYS INC	$330,000	-12.2%	40,576	+5.2%	0.22%	-8.6%
MVF	Buy	BLACKROCK MUNIVEST FN INC	$328,000	-3.8%	34,420	+2.6%	0.22%	+0.5%
NPM	Buy	NUVEEN PREM INCOME MUN FD 2	$326,000	-3.6%	24,547	+3.0%	0.22%	+0.9%
NMA	Buy	NUVEEN MUN ADVANTAGE FD INC	$326,000	-2.4%	25,057	+3.2%	0.22%	+2.3%
PSP	New	POWERSHARES ETF TRUSTgbl lstd pvt eqt	$327,000	–	28,204	+100.0%	0.22%	–
PG	Buy	PROCTOR & GAMBLE CO	$325,000	+10.9%	4,150	+15.9%	0.22%	+15.9%
TACOU		LEVY ACQUISITION CORPunit 99/99/9999	$324,000	+14.1%	18,400	0.0%	0.22%	+19.1%
GS	Buy	GOLDMAN SACHS GROUP INC	$322,000	+27.8%	1,543	+15.1%	0.22%	+33.1%
T	Sell	AT&T INC	$321,000	+7.7%	9,049	-0.9%	0.22%	+12.5%
IGIB		ISHARESinterm cr bd etf	$317,000	-1.6%	2,911	0.0%	0.21%	+2.4%
XOM	Buy	EXXON MOBIL CORP	$305,000	-1.9%	3,668	+0.2%	0.20%	+2.0%
IWR	New	ISHARES TRrus mid-cap etf	$304,000	–	1,786	+100.0%	0.20%	–
CXP	Buy	COLUMBIA PPTY TR INC	$303,000	-8.7%	12,334	+0.2%	0.20%	-4.7%
DHR	Sell	DANAHER CORP DEL	$274,000	-11.3%	3,203	-12.0%	0.18%	-7.0%
ECA	Sell	ENCANA CORP	$273,000	-9.9%	24,813	-8.8%	0.18%	-5.6%
DE	Sell	DEERE & CO	$271,000	0.0%	2,794	-9.7%	0.18%	+4.0%
		APPLE INCcall	$266,000	+1.5%	49	0.0%	0.18%	+5.9%
V	Buy	VISA INC	$264,000	+3.1%	3,924	+0.1%	0.18%	+7.9%
BDCL	Buy	UBS AG LONDON BRH2x lev lng lkd	$264,000	+9.5%	12,950	+18.3%	0.18%	+14.8%
IVV	New	ISHARES TRcore s&p500 etf	$263,000	–	1,270	+100.0%	0.18%	–
MCC	New	MEDLEY CAP CORP	$241,000	–	27,050	+100.0%	0.16%	–
WFC	Buy	WELLS FARGO & CO NEW	$239,000	+6.7%	4,248	+2.9%	0.16%	+11.0%
HRB	Buy	BLOCK H & R INC	$239,000	-7.0%	8,051	+0.6%	0.16%	-3.0%
PBP	New	POWERSHARES GLOBAL ETF FDs&p 500 buywrt	$237,000	–	11,287	+100.0%	0.16%	–
NLY	Buy	ANNALY CAP MGMT INC	$234,000	-7.1%	25,503	+5.3%	0.16%	-3.1%
CAT	Sell	CATERPILLAR INC DEL	$232,000	+3.1%	2,741	-2.6%	0.16%	+7.6%
BKD		BROOKDALE SR LIVING INC	$228,000	-8.4%	6,583	0.0%	0.15%	-4.3%
VNQ	Buy	VANGUARD INDEX FDSreit etf	$227,000	-10.6%	3,034	+0.6%	0.15%	-6.7%
SHW	Buy	SHERWIN WILLIAMS CO	$221,000	-0.5%	802	+2.8%	0.15%	+4.2%
USB	Buy	US BANCORP DEL	$221,000	-0.5%	5,099	+0.1%	0.15%	+4.2%
SFL	New	SHIP FINANCE INTERNATIONAL L	$222,000	–	13,587	+100.0%	0.15%	–
PFE	Buy	PFIZER INC	$218,000	-1.4%	6,489	+2.3%	0.15%	+2.8%
SRC	Sell	SPIRIT RLTY CAP INC NEW	$216,000	-40.3%	22,368	-24.7%	0.14%	-38.0%
JBHT	Buy	HUNT J B TRANS SVCS INC	$209,000	0.0%	2,552	+4.3%	0.14%	+4.4%
HHC		HOWARD HUGHES CORP	$210,000	-7.5%	1,463	0.0%	0.14%	-3.4%
STKL	Buy	SUNOPTA INC	$183,000	+21.2%	17,050	+23.1%	0.12%	+26.8%
NRF	New	NORTHSTAR RLTY FIN CORP	$175,000	–	11,031	+100.0%	0.12%	–
F	Sell	FORD MTR CO DEL	$163,000	-36.3%	10,851	-32.2%	0.11%	-33.3%
PSEC	Sell	PROSPECT CAPITAL CORPORATION	$161,000	-17.4%	21,900	-5.6%	0.11%	-14.3%
VTA	Buy	INVESCO DYNAMIC CR OPP FD	$146,000	+15.9%	12,593	+19.5%	0.10%	+21.0%
SPF		STANDARD PAC CORP NEW	$124,000	-0.8%	13,863	0.0%	0.08%	+3.7%
PSLV		SPROTT PHYSICAL SILVER TRtr unit	$116,000	-4.9%	18,800	0.0%	0.08%	-1.3%
SALM	Buy	SALEM COMMUNICATIONS CORP DEcl a	$113,000	+3.7%	17,858	+1.0%	0.08%	+8.6%
SIL		GLOBAL X FDSsilver mnr etf	$107,000	+1.9%	12,540	0.0%	0.07%	+5.9%
CWST		CASELLA WASTE SYS INCcl a	$84,000	+1.2%	15,000	0.0%	0.06%	+5.6%
FVE		FIVE STAR QUALITY CARE INC	$65,000	+8.3%	13,595	0.0%	0.04%	+12.8%
LBMH		LIBERATOR MEDICAL HLDGS INC	$50,000	-35.1%	22,000	0.0%	0.03%	-32.0%
APPCQ		AMERICAN APPAREL INC	$40,000	-29.8%	80,640	0.0%	0.03%	-27.0%
GRHHQ	Buy	GREENHUNTER RES INC	$32,000	+300.0%	46,000	+318.2%	0.02%	+340.0%
NYMX	New	NYMOX PHARMACEUTICAL CORP	$13,000	–	10,000	+100.0%	0.01%	–
SDOCQ	Exit	SANDRIDGE ENERGY INC	$0	–	-10,035	-100.0%	-0.01%	–
IAU	Exit	ISHARES GOLD TRUSTishares	$0	–	-10,108	-100.0%	-0.08%	–
ACHN	Exit	ACHILLION PHARMACEUTICALS IN	$0	–	-13,000	-100.0%	-0.08%	–
TACOW	Exit	LEVY ACQUISITION CORP*w exp 11/19/201	$0	–	-32,750	-100.0%	-0.09%	–
GER	Exit	GOLDMAN SACHS MLP ENERGY REN	$0	–	-10,650	-100.0%	-0.10%	–
CIK	Exit	CREDIT SUISSE ASSET MGMT INC	$0	–	-52,280	-100.0%	-0.11%	–
JGV	Exit	NUVEEN GLOBAL EQUITY INCOME	$0	–	-14,250	-100.0%	-0.12%	–
JQC	Exit	NUVEEN CR STRATEGIES INCM FD	$0	–	-20,905	-100.0%	-0.12%	–
COP	Exit	CONOCOPHILLIPS	$0	–	-3,256	-100.0%	-0.13%	–
KRG	Exit	KITE RLTY GROUP TR	$0	–	-7,206	-100.0%	-0.13%	–
EAD	Exit	WELLS FARGO ADVANTAGE INCOME	$0	–	-25,345	-100.0%	-0.14%	–
GCC	Exit	GREENHAVEN CONT CMDTY INDEXunit ben int	$0	–	-11,501	-100.0%	-0.16%	–
XCO	Exit	EXCO RESOURCES INC	$0	–	-190,473	-100.0%	-0.22%	–
XRT	Exit	SPDR SERIES TRUSTs&p retail etf	$0	–	-4,083	-100.0%	-0.27%	–
HQH	Exit	TEKLA HEALTHCARE INVSsh ben int	$0	–	-12,550	-100.0%	-0.28%	–
AGC	Exit	ADVENT CLAY CONV SEC INC FD	$0	–	-65,230	-100.0%	-0.28%	–
DHY	Exit	CREDIT SUISSE HIGH YLD BND Fsh ben int	$0	–	-212,664	-100.0%	-0.38%	–
AVK	Exit	ADVENT CLAYMORE CV SECS & IN	$0	–	-34,172	-100.0%	-0.38%	–
UTF	Exit	COHEN & STEERS INFRASTRUCTUR	$0	–	-26,581	-100.0%	-0.39%	–
BCX	Exit	BLACKROCK RES & COMM STRAT T	$0	–	-67,275	-100.0%	-0.41%	–
UUP	Exit	POWERSHS DB US DOLLAR INDEXdoll indx bull	$0	–	-25,981	-100.0%	-0.43%	–
SPLV	Exit	POWERSHARES ETF TR IIs&p500 low vol	$0	–	-18,580	-100.0%	-0.46%	–
EMD	Exit	WESTERN ASSET EMRG MKT DEBT	$0	–	-44,851	-100.0%	-0.46%	–
ETW	Exit	EATON VANCE TXMGD GL BUYWR O	$0	–	-60,297	-100.0%	-0.46%	–
GLQ	Exit	CLOUGH GLOBAL EQUITY FD	$0	–	-49,021	-100.0%	-0.48%	–
EWJ	Exit	ISHARESmsci japan etf	$0	–	-65,955	-100.0%	-0.53%	–
PALL	Exit	ETFS PALLADIUM TRsh ben int	$0	–	-12,282	-100.0%	-0.56%	–
CRM	Exit	SALESFORCE COM INC	$0	–	-17,825	-100.0%	-0.77%	–
DAL	Exit	DELTA AIR LINES INC DEL	$0	–	-36,128	-100.0%	-1.05%	–
WPX	Exit	WPX ENERGY INC	$0	–	-427,943	-100.0%	-3.02%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2015-08-14

Signatures

The EDGAR filing(s) were signed by:

Joshua Rogers — President

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SPDR S&P 500 ETF TR	40	Q3 2023	7.0%
BERKSHIRE HATHAWAY INC DEL	40	Q3 2023	2.3%
ISHARES	40	Q3 2023	1.3%
CISCO SYS INC	40	Q3 2023	1.6%
EXXON MOBIL CORP	40	Q3 2023	1.5%
CASEYS GEN STORES INC	40	Q3 2023	0.8%
VERIZON COMMUNICATIONS INC	40	Q3 2023	0.8%
AT&T INC	40	Q3 2023	0.8%
ISHARES	40	Q3 2023	0.5%
ISHARES	40	Q3 2023	0.5%

View Arete Wealth Advisors, LLC's complete holdings history.

Latest filings

Type	Filed
13F-HR	2024-02-14
13F-HR	2023-10-30
13F-HR	2023-08-09
13F-HR/A	2023-05-22
13F-HR	2023-05-01
13F-HR	2023-02-06
13F-HR	2022-11-07
13F-HR	2022-08-15
13F-HR	2022-05-06
13F-HR	2022-02-07

View Arete Wealth Advisors, LLC's complete filings history.

All filings

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Issues

The following issues were detected while analyzing the report:

The reported number of holdings is incorrect (142 != 141)

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