$667 Million is the total value of B. Riley Wealth Management, Inc.'s 521 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| KBWY | New | INVESCO KBW PREMIUM YIELD EQUITY REIT ETFetf | $2,437,000 | – | 78,092 | +100.0% | 0.36% | – |
| VSAT | New | VIASAT INC COMstock | $2,175,000 | – | 29,721 | +100.0% | 0.33% | – |
| ARCC | New | ARES CAPITAL CORP COM STKstock | $1,368,000 | – | 73,333 | +100.0% | 0.20% | – |
| UBER | New | UBER TECHNOLOGIES INC COMstock | $1,110,000 | – | 37,338 | +100.0% | 0.17% | – |
| PYPL | New | PAYPAL HLDGS INC COMstock | $976,000 | – | 9,027 | +100.0% | 0.15% | – |
| PGHY | New | INVESCO GLOBAL SHORT TERM HIGH YIELD BOND ETFetf | $868,000 | – | 38,089 | +100.0% | 0.13% | – |
| SYK | New | STRYKER CORPstock | $706,000 | – | 3,364 | +100.0% | 0.11% | – |
| NVDA | New | NVIDIA CORPstock | $664,000 | – | 2,820 | +100.0% | 0.10% | – |
| SPYD | New | SPDR PORTFOLIO S&P 500 HIGH DIVIDEND ETFetf | $670,000 | – | 16,982 | +100.0% | 0.10% | – |
| PTLC | New | PACER TRENDPILOT US LARGE CAP ETFetf | $513,000 | – | 15,332 | +100.0% | 0.08% | – |
| SNAP | New | SNAP INC CL Astock | $451,000 | – | 27,610 | +100.0% | 0.07% | – |
| ENB | New | ENBRIDGE INC COMstock | $429,000 | – | 10,794 | +100.0% | 0.06% | – |
| OKE | New | ONEOK INC NEW COMstock | $420,000 | – | 5,552 | +100.0% | 0.06% | – |
| GOLD | New | BARRICK GOLD CORP Fstock | $399,000 | – | 21,454 | +100.0% | 0.06% | – |
| DHC | New | SENIOR HOUSING PROPERTIES TRUSTreit | $374,000 | – | 44,305 | +100.0% | 0.06% | – |
| BSJN | New | INVESCO BULLETSHARES 2023 HIGH YIELD CORPORATE BOND ETFetf | $340,000 | – | 12,992 | +100.0% | 0.05% | – |
| QTEC | New | FIRST TR NASDAQ 100 TECHNOLOGY INDEX FD SHSetf | $336,000 | – | 3,361 | +100.0% | 0.05% | – |
| LRCX | New | LAM RESEARCH CORPstock | $322,000 | – | 1,102 | +100.0% | 0.05% | – |
| ADBE | New | ADOBE SYS INCstock | $318,000 | – | 964 | +100.0% | 0.05% | – |
| IXN | New | ISHARES TRUST S&P GLOBAL INFO TECHNOLOGYetf | $312,000 | – | 1,481 | +100.0% | 0.05% | – |
| KRP | New | KIMBELL RTY PARTNERS LP UNITstock | $297,000 | – | 17,481 | +100.0% | 0.04% | – |
| SNSR | New | GLOBAL X INTERNET OF THINGS THEMATIC ETFetf | $300,000 | – | 12,717 | +100.0% | 0.04% | – |
| SPGP | New | INVESCO S&P 500 GARP ETFetf | $297,000 | – | 4,703 | +100.0% | 0.04% | – |
| SBIO | New | ALPS MEDICAL BREAKTHROUGHS ETFetf | $291,000 | – | 6,880 | +100.0% | 0.04% | – |
| PALL | New | ETFS PALLADIUM TR SHBEN INTetf | $293,000 | – | 1,599 | +100.0% | 0.04% | – |
| TDOC | New | TELADOC HEALTH INC COMstock | $290,000 | – | 3,466 | +100.0% | 0.04% | – |
| CYBR | New | CYBERARK SOFTWARE LTD SHSstock | $265,000 | – | 2,275 | +100.0% | 0.04% | – |
| FMB | New | FIRST TRUST MANAGED MUNICIPAL ETFetf | $264,000 | – | 4,750 | +100.0% | 0.04% | – |
| PAGP | New | PLAINS GP HLDGS LP SHS CL A REPSTG LTD PARTNER INTstock | $259,000 | – | 13,672 | +100.0% | 0.04% | – |
| BLK | New | BLACKROCK INCstock | $259,000 | – | 516 | +100.0% | 0.04% | – |
| FXN | New | FIRST TR EXCHANGE TRADED FD II ENERGY ALPHADEX FD ANNUALetf | $258,000 | – | 24,415 | +100.0% | 0.04% | – |
| PBA | New | PEMBINA PIPELINE CORPORATIONstock | $250,000 | – | 6,742 | +100.0% | 0.04% | – |
| ITA | New | ISHARES TR US AER DEF ETFetf | $234,000 | – | 1,057 | +100.0% | 0.04% | – |
| IMMU | New | IMMUNOMEDICS INC COMstock | $231,000 | – | 10,900 | +100.0% | 0.04% | – |
| ALB | New | ALBEMARLE CORP COMstock | $235,000 | – | 3,220 | +100.0% | 0.04% | – |
| BSJK | New | INVESCO BULLETSHARES 2020 HIGH YIELD CORPORATE BOND ETFetf | $227,000 | – | 9,474 | +100.0% | 0.03% | – |
| BSTZ | New | BLACKROCK SCIENCE & TECH TR II SHS BEN INTcef | $227,000 | – | 11,050 | +100.0% | 0.03% | – |
| VGSH | New | VANGUARD SHORT-TERM GOVERNMENT BOND ETFetf | $223,000 | – | 3,673 | +100.0% | 0.03% | – |
| APTV | New | DELPHI AUTOMOTIVE PLC COMstock | $218,000 | – | 2,300 | +100.0% | 0.03% | – |
| HDV | New | ISHARES TR HIGH DIVID EQUITY FDetf | $220,000 | – | 2,243 | +100.0% | 0.03% | – |
| VRTX | New | VERTEX PHARMACEUTICALS INC COMstock | $217,000 | – | 992 | +100.0% | 0.03% | – |
| UDN | New | INVESCO DB US DOLLAR INDEX BEARISH FUNDetf | $221,000 | – | 10,785 | +100.0% | 0.03% | – |
| IAC | New | IAC/INTERACTIVECORPstock | $221,000 | – | 887 | +100.0% | 0.03% | – |
| LECO | New | LINCOLN ELEC HLDGS INCstock | $218,000 | – | 2,258 | +100.0% | 0.03% | – |
| XLE | New | ENERGY SELECT SECTOR SPDRetf | $215,000 | – | 3,574 | +100.0% | 0.03% | – |
| LOW | New | LOWES COS INC COMstock | $212,000 | – | 1,773 | +100.0% | 0.03% | – |
| CMI | New | CUMMINS INC COMstock | $216,000 | – | 1,208 | +100.0% | 0.03% | – |
| AIO | New | ALLIANZGI ART INTEL & TECH OPP COMcef | $213,000 | – | 10,600 | +100.0% | 0.03% | – |
| EJUL | New | INNOVATOR MSCI EMERGING MARKETS POWER BUFFER ETF - JULYetf | $206,000 | – | 7,921 | +100.0% | 0.03% | – |
| IJT | New | ISHARES S&P SMALLCAP 600 GROWTH ETFetf | $203,000 | – | 1,051 | +100.0% | 0.03% | – |
| NVG | New | NUVEEN INSD DIVID ADVANTAGE MUN FDcef | $191,000 | – | 11,471 | +100.0% | 0.03% | – |
| IVR | New | INVESCO MORTGAGE CAPITAL INC COMreit | $195,000 | – | 11,717 | +100.0% | 0.03% | – |
| HTGC | New | HERCULES CAPITAL INC COMcef | $156,000 | – | 11,130 | +100.0% | 0.02% | – |
| NLY | New | ANNALY CAPITAL MANAGEMENT INCreit | $98,000 | – | 10,400 | +100.0% | 0.02% | – |
| SIRI | New | SIRIUS XM RADIO INCstock | $80,000 | – | 11,238 | +100.0% | 0.01% | – |
| CX | New | CEMEX S.A.B. DE C.V.adr | $41,000 | – | 10,975 | +100.0% | 0.01% | – |
| OUSM | New | O'SHARES FTSE RUSSELL SMALL CAP QUALITY DIVIDEND ETFetf | $33,000 | – | 1,110 | +100.0% | 0.01% | – |
| EYES | New | SECOND SIGHT MED PRODS INC COM NEWstock | $27,000 | – | 36,600 | +100.0% | 0.00% | – |
| SDOG | New | ALPS SECTOR DIVIDEND DOGS ETFetf | $5,000 | – | 111 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| B. Riley Wealth Management, Inc. | 25 | Q2 2022 | 6.2% |
| VANGUARD INDEX FDS VANGUARD GROWTH ETF FORMERLY VANGUARD INDEX TR VIPERS | 25 | Q2 2022 | 5.9% |
| SPDR S&P 500 TRUST | 25 | Q2 2022 | 3.5% |
| MICROSOFT CORP COM | 25 | Q2 2022 | 2.9% |
| B. Riley Wealth Management, Inc. | 25 | Q2 2022 | 4.6% |
| META PLATFORMS INC | 25 | Q2 2022 | 2.7% |
| MERCK & CO INC NEW COM | 25 | Q2 2022 | 1.6% |
| B. Riley Wealth Management, Inc. | 25 | Q2 2022 | 1.9% |
| PFIZER INC COM | 25 | Q2 2022 | 1.4% |
| ENTERPRISE PRODS PARTNERS L P COM | 25 | Q2 2022 | 1.4% |
View B. Riley Wealth Management, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2022-09-09 |
| 13F-HR | 2022-05-10 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-08-12 |
| 13F-HR | 2021-05-17 |
| 13F-HR | 2021-02-11 |
| 13F-HR | 2020-11-12 |
| 13F-HR | 2020-08-17 |
| 13F-HR | 2020-05-15 |
View B. Riley Wealth Management, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.