$667 Million is the total value of B. Riley Wealth Management, Inc.'s 521 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 28.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VCSH | Buy | VANGUARD SHORT TERM CORP BOND FD ETFstock | $33,399,000 | +13.5% | 412,187 | +13.6% | 5.01% | -2.4% |
| VUG | Buy | VANGUARD INDEX FDS VANGUARD GROWTH ETF FORMERLY VANGUARD INDEX TR VIPERSetf | $28,312,000 | +11.9% | 155,415 | +2.1% | 4.24% | -3.9% |
| VTV | Buy | VANGUARD VALUE ETFetf | $21,631,000 | +10.2% | 180,485 | +2.6% | 3.24% | -5.3% |
| AAPL | Buy | APPLE INC COMstock | $16,819,000 | +31.3% | 57,274 | +0.2% | 2.52% | +12.8% |
| BOND | Buy | PIMCO ACTIVE BOND EXCHANGE-TRADED FUNDetf | $13,027,000 | +22.0% | 120,833 | +23.2% | 1.95% | +4.8% |
| AMZN | Buy | AMAZON.COM INCstock | $12,549,000 | +17.7% | 6,791 | +10.5% | 1.88% | +1.1% |
| HYZD | Buy | WISDOMTREE BOFA MERRILL LYNCH HIGH YIELD BOND ZERO DURATION FUNDetf | $12,399,000 | +26.4% | 535,139 | +25.5% | 1.86% | +8.6% |
| MSFT | Buy | MICROSOFT CORPstock | $11,976,000 | +16.0% | 75,944 | +2.3% | 1.80% | -0.3% |
| CSM | Sell | PROSHARES TR PSHS CS 130/30etf | $11,446,000 | +5.9% | 148,304 | -2.7% | 1.72% | -9.0% |
| MINT | Buy | PIMCO ETF TRUST ENHANCED SHORT MATURITY ACTIVE ETF USDstock | $10,742,000 | +6.2% | 105,744 | +6.3% | 1.61% | -8.8% |
| VV | Sell | VANGUARD LARGE CAPetf | $10,659,000 | +6.6% | 72,096 | -1.7% | 1.60% | -8.4% |
| EFA | Sell | ISHARES MSCI EAFE ETFetf | $10,524,000 | +5.6% | 151,562 | -0.8% | 1.58% | -9.3% |
| SUNS | Sell | SOLAR SENIOR CAPITAL LTD COMstock | $10,332,000 | +117.1% | 265,222 | -1.0% | 1.55% | +86.6% |
| IWR | Sell | ISHARES TR RUSSELL MIDCAP INDEX FDetf | $8,829,000 | +3.9% | 148,089 | -2.5% | 1.32% | -10.7% |
| DVY | Buy | ISHARES SELECT DIVIDEND ETFetf | $8,825,000 | +165.3% | 83,522 | +156.1% | 1.32% | +128.1% |
| MNA | Sell | MNAEXIQ ETF TR IQ ARB MERGER ARBITRAGEETFetf | $8,254,000 | +2.7% | 248,622 | -0.8% | 1.24% | -11.8% |
| SPY | Buy | SPDR S&P500 ETF TRUST TRUST UNIT DEPOSITARY RECEIPTstock | $8,089,000 | +9.5% | 25,132 | +1.0% | 1.21% | -5.9% |
| EFG | Sell | ISHARES MSCI EAFE GROWTH INDEX ETFetf | $8,038,000 | +6.3% | 92,956 | -1.0% | 1.20% | -8.6% |
| FPE | Buy | FIRST TR EXCHANGE-TRADED FD III FIRST TR PFD SECS & INCOME ETFetf | $7,136,000 | +22.9% | 355,580 | +20.8% | 1.07% | +5.6% |
| FVD | Buy | FIRST TRUST VALUE LINE DIVIDEND FUNDetf | $7,052,000 | +323.0% | 195,729 | +309.4% | 1.06% | +263.2% |
| CVX | Buy | CHEVRON CORP NEW COMstock | $6,919,000 | +21.7% | 57,409 | +19.7% | 1.04% | +4.5% |
| IVV | Buy | ISHARES S&P 500 INDEXetf | $6,806,000 | +12.5% | 21,054 | +3.9% | 1.02% | -3.3% |
| VNQ | Sell | VANGUARD REIT INDEX ETFetf | $6,434,000 | -0.8% | 69,339 | -0.3% | 0.96% | -14.7% |
| IWP | Sell | ISHARES RUSSELL MIDCAP GROWTH ETFetf | $6,270,000 | +6.5% | 41,093 | -1.3% | 0.94% | -8.5% |
| QQQ | Buy | POWERSHARES QQQ TRetf | $6,214,000 | +86.3% | 29,224 | +65.4% | 0.93% | +60.1% |
| HD | Buy | HOME DEPOT INC COMstock | $6,129,000 | -2.7% | 28,064 | +3.4% | 0.92% | -16.3% |
| XOM | Buy | EXXON MOBIL CORP COMstock | $5,833,000 | +3.0% | 83,590 | +4.2% | 0.87% | -11.5% |
| V | Buy | VISA INCstock | $5,779,000 | +10.5% | 30,754 | +1.1% | 0.87% | -5.1% |
| VBK | Sell | VANGUARD SMALL-CAP GROWTH INDEX FUNDetf | $5,427,000 | +7.6% | 27,313 | -1.4% | 0.81% | -7.5% |
| DIA | Buy | SPDR DOW JONES INDUSTRIAL ETFstock | $5,191,000 | +60.3% | 18,206 | +51.3% | 0.78% | +37.7% |
| EWX | Buy | SPDR INDEX SHS FDS S&P EMERGING MKTS SM CAP ETFetf | $4,979,000 | +6.2% | 108,104 | +0.2% | 0.75% | -8.8% |
| FB | Sell | FACEBOOK INC-CLASS Astock | $4,759,000 | +9.7% | 23,186 | -4.8% | 0.71% | -5.8% |
| VO | Buy | VANGUARD MID CAPetf | $4,729,000 | +10.1% | 26,541 | +3.5% | 0.71% | -5.5% |
| VZ | Buy | VERIZON COMMUNICATIONSstock | $4,721,000 | +30.5% | 76,885 | +28.3% | 0.71% | +12.2% |
| SONO | SONOS INC COMstock | $4,668,000 | +210.8% | 112,010 | 0.0% | 0.70% | +167.2% | |
| IWY | Buy | ISHARES TRUST RUSSELL 200 GROWTH INDEX FDetf | $4,524,000 | +25.4% | 46,845 | +13.1% | 0.68% | +7.8% |
| VTI | Buy | VANGUARD TOTAL STK MKTetf | $4,509,000 | +12.4% | 27,552 | +3.7% | 0.68% | -3.4% |
| JPST | Buy | JPMORGAN ULTRA-SHORT INCOME ETFetf | $4,442,000 | +2.2% | 88,075 | +2.2% | 0.67% | -12.1% |
| GOOGL | Buy | GOOGLE INCstock | $4,135,000 | +51.0% | 3,087 | +37.6% | 0.62% | +29.7% |
| VB | Sell | VANGUARD SMALL CAP ETFetf | $4,061,000 | +6.0% | 24,514 | -1.6% | 0.61% | -9.0% |
| JNJ | Buy | JOHNSON & JOHNSON COMstock | $4,061,000 | +14.7% | 27,845 | +1.7% | 0.61% | -1.5% |
| RSP | Buy | GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHTetf | $4,011,000 | +7.7% | 34,658 | +0.6% | 0.60% | -7.5% |
| FTSM | Buy | FIRST TRUST ENHANCED SHORT MATURITY ETFetf | $3,971,000 | +8.7% | 66,090 | +8.7% | 0.60% | -6.6% |
| VCIT | Buy | VANGUARD SCOTTSDALE FDS INTERMEDIATE TERM CORPORATE BOND INDEXstock | $3,888,000 | +1.8% | 42,569 | +1.7% | 0.58% | -12.5% |
| WMT | Sell | WALMART INC COMstock | $3,768,000 | -1.5% | 31,707 | -1.6% | 0.56% | -15.3% |
| IHI | Buy | ISHARES TR DOW JONES US MEDICAL DEVICES INDEXetf | $3,644,000 | +38.1% | 13,785 | +29.2% | 0.55% | +18.7% |
| VOO | Buy | VANGUARD S&P 500 ETFetf | $3,519,000 | +20.8% | 11,895 | +11.3% | 0.53% | +3.9% |
| JPM | Buy | JPMORGAN CHASE & CO COMstock | $3,480,000 | +47.7% | 24,967 | +24.7% | 0.52% | +27.0% |
| TMO | Buy | THERMO FISHER SCIENTIFIC INC COMstock | $3,215,000 | +11.7% | 9,897 | +0.2% | 0.48% | -4.0% |
| PNNT | Buy | PENNANTPARK INVT CORPstock | $3,141,000 | +16.3% | 480,941 | +11.7% | 0.47% | 0.0% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX FUND INC FTSE EMERGING MARKETS ETFetf | $3,048,000 | +10.1% | 68,531 | -0.3% | 0.46% | -5.4% |
| HON | Sell | HONEYWELL INTL INCstock | $3,006,000 | +4.3% | 16,983 | -0.3% | 0.45% | -10.3% |
| PFLT | Buy | PENNANTPARK FLOATING RATE CAP COMstock | $2,992,000 | +6.9% | 245,610 | +1.8% | 0.45% | -8.0% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L P COMstock | $2,963,000 | +4.4% | 105,230 | +5.9% | 0.44% | -10.3% |
| DOCU | Buy | DOCUSIGN INC COMstock | $2,946,000 | +23.1% | 39,750 | +2.8% | 0.44% | +6.0% |
| FTCS | Buy | FIRST TRUST CAPITAL STRENGTH ETFetf | $2,939,000 | +10.4% | 48,686 | +3.8% | 0.44% | -5.0% |
| DWM | Buy | WISDOMTREE DIVIDEND EFA INDEX ETFetf | $2,910,000 | +16.8% | 54,417 | +8.6% | 0.44% | +0.2% |
| NKE | Buy | NIKE INC CLASS Bstock | $2,750,000 | +10.9% | 27,144 | +2.8% | 0.41% | -4.8% |
| SPLK | Buy | SPLUNK INC COMstock | $2,723,000 | +29.1% | 18,178 | +1.6% | 0.41% | +10.9% |
| UNP | Sell | UNION PACIFIC CORP COMstock | $2,658,000 | +11.4% | 14,704 | -0.2% | 0.40% | -4.3% |
| INTC | Sell | INTEL CORP COMstock | $2,592,000 | +10.3% | 43,308 | -5.1% | 0.39% | -5.1% |
| PFE | Buy | PFIZER INC COMstock | $2,570,000 | +69.0% | 65,579 | +54.9% | 0.38% | +45.3% |
| KBWY | New | INVESCO KBW PREMIUM YIELD EQUITY REIT ETFetf | $2,437,000 | – | 78,092 | +100.0% | 0.36% | – |
| LDUR | Sell | PIMCO ENHACED LOW DURATION ACTIVE EXCHANGE TRADED FUNDstock | $2,381,000 | -1.2% | 23,857 | -0.7% | 0.36% | -15.0% |
| DIS | Buy | DISNEY WALT COstock | $2,374,000 | +40.3% | 16,410 | +26.4% | 0.36% | +20.7% |
| T | Sell | AT&T INC COM USD1stock | $2,366,000 | -1.3% | 60,562 | -4.4% | 0.36% | -15.1% |
| VBR | Buy | VANGUARD SMALL CAP VALUE ETFetf | $2,270,000 | +9.1% | 16,560 | +2.6% | 0.34% | -6.3% |
| NTG | Buy | TORTOISE MIDSTRM ENERGY FD INC COMstock | $2,239,000 | +164.7% | 204,292 | +196.8% | 0.34% | +127.0% |
| ROP | Sell | ROPER INDUSTRIES INCstock | $2,237,000 | -0.8% | 6,316 | -0.2% | 0.34% | -15.0% |
| GLD | Buy | SPDR GOLD ETFetf | $2,213,000 | +5.5% | 15,484 | +2.5% | 0.33% | -9.3% |
| VSAT | New | VIASAT INC COMstock | $2,175,000 | – | 29,721 | +100.0% | 0.33% | – |
| CSCO | Buy | CISCO SYS INCstock | $2,158,000 | +90.5% | 45,004 | +96.4% | 0.32% | +63.6% |
| PFF | Sell | ISHARES TR PFD AND INCM SECetf | $2,112,000 | -20.7% | 56,169 | -20.8% | 0.32% | -31.7% |
| KO | Buy | COCA COLA COstock | $2,080,000 | +79.2% | 37,580 | +76.1% | 0.31% | +53.7% |
| XLK | Buy | TECHNOLOGY SELECT SECTOR SPDRetf | $2,041,000 | +195.4% | 22,268 | +159.7% | 0.31% | +152.9% |
| SLB | Sell | SCHLUMBERGER LTD COMstock | $2,037,000 | +11.5% | 50,662 | -5.3% | 0.30% | -4.4% |
| IBM | Buy | INTL BUSINESS MACHINESstock | $2,029,000 | +51.1% | 15,136 | +63.9% | 0.30% | +29.9% |
| BRPM | B RILEY PRINCIPAL MERGER CORP CL Astock | $2,019,000 | +1.1% | 201,664 | 0.0% | 0.30% | -13.2% | |
| RSG | Sell | REPUBLIC SERVICES INCstock | $1,987,000 | +1.7% | 22,169 | -1.7% | 0.30% | -12.6% |
| LDP | Buy | COHEN &STEERS LTD DUR PFD INCstock | $1,974,000 | +2.8% | 75,276 | +0.3% | 0.30% | -11.6% |
| DOW | Buy | DOW INC COMstock | $1,962,000 | +152.8% | 35,854 | +120.2% | 0.29% | +117.8% |
| PCI | Buy | PIMCO DYNAMIC CREDITINCOME FUND COM SHScef | $1,950,000 | +3.5% | 77,375 | +0.5% | 0.29% | -11.2% |
| IWS | Buy | ISHARES RUSSELL MIDCAP VALUE INDEXetf | $1,918,000 | +8.7% | 20,243 | +3.0% | 0.29% | -6.5% |
| JMBS | Sell | JANUS HENDERSON MORTGAGE-BACKED SECURITIES ETFetf | $1,898,000 | -9.9% | 36,485 | -9.2% | 0.28% | -22.3% |
| AMLP | Buy | ALPS TRUST ETF ALERIAN MLPetf | $1,869,000 | +60.4% | 219,866 | +72.4% | 0.28% | +37.9% |
| FXL | Buy | FIRST TR EXCH TRADED FD TECHNOLOGY ALPHADEX FDetf | $1,850,000 | +11.9% | 25,496 | +0.4% | 0.28% | -4.2% |
| MMM | Buy | 3M CO COMstock | $1,783,000 | +201.7% | 10,110 | +181.5% | 0.27% | +159.2% |
| BABA | Buy | ALIBABA GROUP HLDG LTD SPONSORED ADSadr | $1,782,000 | +38.6% | 8,401 | +3.8% | 0.27% | +19.2% |
| AVGO | Buy | AVAGO TECHNOLOGIES LTDstock | $1,770,000 | +14.9% | 5,602 | +0.4% | 0.26% | -1.5% |
| QQEW | Buy | FIRST TR NASDAQ 100 EQUAL WEIGHTED INDEXISIN#US3373441050 FD SHSetf | $1,762,000 | +334.0% | 23,869 | +290.3% | 0.26% | +271.8% |
| VXUS | Buy | VANGUARD STAR FD VANGUARD TOTAL INTL STOCK INDEX FD ETF SHSetf | $1,761,000 | +44.9% | 31,615 | +34.4% | 0.26% | +24.5% |
| VEA | Sell | VANGUARD FTSE DEVELOPED MARKETS ETFetf | $1,713,000 | -4.0% | 38,889 | -10.5% | 0.26% | -17.4% |
| DSL | Sell | DOUBLELINE INCOME SOLUTIONS FUNDcef | $1,698,000 | -6.5% | 85,931 | -5.8% | 0.26% | -19.6% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DEL CL B NEWstock | $1,702,000 | +4.2% | 7,516 | -4.3% | 0.26% | -10.5% |
| MDY | Buy | SPDR S&P MIDCAP 400 ETFetf | $1,624,000 | +28.0% | 4,326 | +20.2% | 0.24% | +10.0% |
| SHY | Buy | ISHARES 1-3 YR TREASURY BOND ETFetf | $1,605,000 | +17.5% | 18,969 | +17.8% | 0.24% | +1.3% |
| FLOT | Sell | ISHARES TR FLTG RATE NT ETFstock | $1,591,000 | -0.3% | 31,252 | -0.2% | 0.24% | -14.0% |
| USB | Sell | US BANCORP DEL COM NEWstock | $1,584,000 | +5.2% | 26,717 | -1.8% | 0.24% | -9.9% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC COMstock | $1,577,000 | +198.7% | 26,751 | +180.3% | 0.24% | +156.5% |
| PG | Sell | PROCTER & GAMBLE CO COMstock | $1,552,000 | -6.2% | 12,426 | -6.6% | 0.23% | -19.4% |
| LMT | Buy | LOCKHEED MARTIN CORPstock | $1,545,000 | +2.3% | 3,967 | +2.5% | 0.23% | -11.8% |
| ABBV | Buy | ABBVIE INC COMstock | $1,538,000 | +93.2% | 17,370 | +65.3% | 0.23% | +66.2% |
| CRM | Sell | SALESFORCE COMstock | $1,515,000 | +7.4% | 9,317 | -2.0% | 0.23% | -7.7% |
| APH | Sell | AMPHENOL CORP CL Astock | $1,493,000 | +12.1% | 13,799 | -0.0% | 0.22% | -3.4% |
| VFC | Sell | V F CORP COMstock | $1,485,000 | +10.2% | 14,897 | -1.6% | 0.22% | -5.1% |
| TOTL | Buy | SSGA ACTIVE ETF TR SPDR TR TACTICstock | $1,427,000 | +0.4% | 29,136 | +0.9% | 0.21% | -13.7% |
| DWTR | Sell | INVESCO DWA TACTICAL SECTOR ROTATION ETFetf | $1,428,000 | -0.4% | 43,556 | -4.7% | 0.21% | -14.4% |
| VIG | Buy | VANGUARD GROUP DIV APP ETFetf | $1,414,000 | +10.6% | 11,338 | +5.5% | 0.21% | -4.9% |
| USMV | Buy | ISHARES EDGE MSCI MIN VOL USA ETFstock | $1,415,000 | +12.7% | 21,578 | +10.3% | 0.21% | -3.2% |
| IBB | Buy | ISHARES TR NASDAQ BIOTECHetf | $1,398,000 | +136.5% | 11,604 | +95.3% | 0.21% | +103.9% |
| ACWV | ISHARES EDGE MSCI MIN VOL GLOBAL ETFetf | $1,386,000 | +1.2% | 14,463 | 0.0% | 0.21% | -13.0% | |
| TRGP | Buy | TARGA RES CORP COMstock | $1,386,000 | +23.8% | 33,938 | +21.8% | 0.21% | +6.7% |
| PEY | Buy | POWERSHARES HY DIVIDEND ACHIEVERSetf | $1,376,000 | +30.8% | 72,447 | +26.1% | 0.21% | +12.0% |
| RDVY | FIRST TRUST NASDAQ RISING DIVIDEND ACHIEVERS FUNDetf | $1,367,000 | +12.7% | 38,100 | 0.0% | 0.20% | -3.3% | |
| ARCC | New | ARES CAPITAL CORP COM STKstock | $1,368,000 | – | 73,333 | +100.0% | 0.20% | – |
| MRK | Sell | MERCK & CO INC NEW COMstock | $1,349,000 | +7.8% | 14,825 | -0.2% | 0.20% | -7.3% |
| TEL | Sell | TE CONNECTIVITY LTDstock | $1,322,000 | -0.8% | 13,793 | -3.5% | 0.20% | -15.0% |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO COMstock | $1,262,000 | +155.5% | 19,663 | +101.9% | 0.19% | +119.8% |
| IGSB | Buy | ISHARES TR SH TR CRPORT ETFetf | $1,249,000 | +10.2% | 23,292 | +10.4% | 0.19% | -5.6% |
| XLV | Sell | SELECT SECTOR SPDR TR HEALTH CARE FORMERLY CONSUMER SVCS TO 06/24/2002stock | $1,223,000 | +12.2% | 12,006 | -0.7% | 0.18% | -3.7% |
| CCX | CHURCHILL CAP CORP II CL Astock | $1,205,000 | +3.1% | 116,664 | 0.0% | 0.18% | -11.3% | |
| WMB | Buy | WILLIAMS COS INC DEL COMstock | $1,201,000 | +14.1% | 50,618 | +15.7% | 0.18% | -2.2% |
| PAPR | Sell | INNOVATOR S&P 500 POWER BUFFER ETF - APRILetf | $1,189,000 | -3.2% | 45,596 | -3.5% | 0.18% | -16.8% |
| VGK | Buy | VANGUARD INTL EQUITY INDEX FDS FTSE EUROPE ETFetf | $1,169,000 | +59.3% | 19,950 | +45.7% | 0.18% | +36.7% |
| COST | Buy | COSTCO WHOLESALE CORPstock | $1,159,000 | +3.4% | 3,941 | +1.3% | 0.17% | -11.2% |
| IJR | Buy | ISHARES S&P SMALLCAP 600 ETFetf | $1,150,000 | +60.6% | 13,720 | +49.2% | 0.17% | +37.6% |
| TWLO | Sell | TWILIO INC CL Astock | $1,124,000 | -25.0% | 11,442 | -16.0% | 0.17% | -35.2% |
| XLF | Buy | SELECT SECTOR SPDR TRUST AMEX FINANCIAL SELECT INDEX USD DISstock | $1,119,000 | +87.8% | 36,345 | +70.8% | 0.17% | +61.5% |
| UBER | New | UBER TECHNOLOGIES INC COMstock | $1,110,000 | – | 37,338 | +100.0% | 0.17% | – |
| GPN | GLOBAL PMTS INC COMstock | $1,104,000 | +14.9% | 6,047 | 0.0% | 0.17% | -1.2% | |
| GOOG | Sell | ALPHABET INC CAP STK CL Cstock | $1,101,000 | +2.9% | 823 | -6.3% | 0.16% | -11.8% |
| JCO | Sell | NUVEEN CR OPPORTUNITIES 2022 COMcef | $1,095,000 | -8.0% | 109,196 | -9.4% | 0.16% | -21.2% |
| RDSA | Sell | ROYAL DUTCH SHELL PLC-ADRadr | $1,088,000 | -0.2% | 18,451 | -0.4% | 0.16% | -14.2% |
| IDV | Sell | ISHARES TR INTL SEL DIV ETFetf | $1,089,000 | -6.9% | 32,427 | -14.8% | 0.16% | -20.1% |
| DNL | Buy | WISDOMTREE TR GLOBAL EX US QUALITY DIVID GROWTH FDstock | $1,069,000 | +16.7% | 16,248 | +3.3% | 0.16% | 0.0% |
| BAC | Sell | BANK AMER CORP COMstock | $1,068,000 | +15.0% | 30,323 | -4.8% | 0.16% | -1.2% |
| JHB | Sell | NUVEEN HIGH INCOME NOVEMBER 20 COMcef | $1,060,000 | +0.9% | 105,937 | -0.3% | 0.16% | -13.1% |
| MUB | ISHARES NATIONAL MUNI BOND ETFetf | $1,048,000 | -0.1% | 9,198 | 0.0% | 0.16% | -14.2% | |
| NYF | ISHARES NEW YORK MUNI BOND ETFetf | $1,041,000 | -0.3% | 18,239 | 0.0% | 0.16% | -14.3% | |
| SBUX | Buy | STARBUCKS CORPstock | $1,033,000 | +6.9% | 11,750 | +7.5% | 0.16% | -8.3% |
| IVE | Buy | ISHARES S&P 500 VALUE ETFetf | $1,032,000 | +371.2% | 7,932 | +331.8% | 0.16% | +307.9% |
| ACWX | Buy | ISHARES TR MSCI ACWI EX USetf | $1,027,000 | +12.1% | 20,916 | +5.2% | 0.15% | -3.8% |
| CMF | Sell | ISHARES CALIFORNIA MUNI BOND ETFetf | $1,030,000 | -2.9% | 16,810 | -2.9% | 0.15% | -16.8% |
| LQD | Sell | ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETFetf | $997,000 | -14.3% | 7,797 | -14.6% | 0.15% | -26.6% |
| MCD | Buy | MCDONALDS CORP COMstock | $987,000 | -5.9% | 4,995 | +2.3% | 0.15% | -19.1% |
| PYPL | New | PAYPAL HLDGS INC COMstock | $976,000 | – | 9,027 | +100.0% | 0.15% | – |
| RTN | Buy | RAYTHEON CO COM NEWstock | $971,000 | +23.9% | 4,418 | +10.5% | 0.15% | +6.6% |
| GSY | Buy | INVESCO ULTRA SHORT DURATION ETFetf | $966,000 | +2.3% | 19,175 | +2.4% | 0.14% | -12.1% |
| CWB | Buy | SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETFetf | $965,000 | +29.5% | 17,390 | +22.4% | 0.14% | +11.5% |
| IWF | Sell | ISHARES RUSSELL 1000 GROWTH ETFetf | $953,000 | +4.6% | 5,416 | -5.2% | 0.14% | -10.1% |
| GLPI | Sell | GAMING & LEISURE PPTYSreit | $947,000 | +8.1% | 22,000 | -3.9% | 0.14% | -7.2% |
| BA | Sell | BOEING CO COMstock | $927,000 | -16.5% | 2,844 | -2.5% | 0.14% | -28.4% |
| SHW | Sell | SHERWIN WILLIAMS CO COMstock | $919,000 | +6.0% | 1,575 | -0.1% | 0.14% | -8.6% |
| SVMK | SVMK INC COMstock | $894,000 | +4.6% | 50,000 | 0.0% | 0.13% | -10.1% | |
| CAT | Buy | CATERPILLAR INC DEL COMstock | $887,000 | +59.8% | 6,009 | +36.8% | 0.13% | +37.1% |
| PHYS | Sell | SPROTT PHYSICAL GOLD TRUSTcef | $881,000 | +1.6% | 72,357 | -1.4% | 0.13% | -12.6% |
| IJH | Sell | ISHARES CORE S&P MID-CAP ETFetf | $869,000 | +4.1% | 4,222 | -2.3% | 0.13% | -11.0% |
| PGHY | New | INVESCO GLOBAL SHORT TERM HIGH YIELD BOND ETFetf | $868,000 | – | 38,089 | +100.0% | 0.13% | – |
| FPEI | Buy | FIRST TRUST INSTITUTIONAL PREFERRED SECURITIES AND INCOME ETFetf | $867,000 | +2.4% | 43,230 | +0.1% | 0.13% | -12.2% |
| UNH | Sell | UNITEDHEALTH GROUPstock | $863,000 | -56.7% | 2,936 | -68.0% | 0.13% | -62.9% |
| HPQ | Sell | HP INC COMstock | $847,000 | -0.5% | 41,229 | -8.4% | 0.13% | -14.2% |
| PGX | Buy | POWERSHARES GLOBAL PREFERRED ETFstock | $840,000 | +4.7% | 55,977 | +4.8% | 0.13% | -10.0% |
| EMB | Sell | ISHARES TR JP MOR EM MK ETFetf | $831,000 | -20.9% | 7,261 | -21.6% | 0.12% | -31.7% |
| IVW | Sell | ISHARES S&P 500 GROWTH ETFetf | $832,000 | -7.1% | 4,297 | -13.7% | 0.12% | -19.9% |
| LMBS | Buy | FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETFetf | $821,000 | +33.3% | 15,842 | +33.7% | 0.12% | +15.0% |
| HYLS | Buy | FIRST TRUST TACTICAL HIGH YIELD ETFetf | $809,000 | +7.7% | 16,591 | +6.6% | 0.12% | -7.6% |
| IEMG | Sell | ISHARES INC CORE MSCI EMERGING MKTS ETFstock | $805,000 | +3.5% | 14,974 | -5.7% | 0.12% | -11.0% |
| NOBL | Buy | PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETFetf | $798,000 | +278.2% | 10,551 | +257.7% | 0.12% | +224.3% |
| IWB | Buy | ISHARES TR RUSSELL 1000 INDEX ETFetf | $799,000 | +9.6% | 4,478 | +1.0% | 0.12% | -5.5% |
| SCHX | Sell | SCHWAB U.S. LARGE-CAP ETFetf | $783,000 | +5.0% | 10,192 | -3.1% | 0.12% | -10.0% |
| C | Buy | CITIGROUP INCstock | $760,000 | +16.9% | 9,514 | +1.1% | 0.11% | +0.9% |
| NFLX | Buy | NETFLIX COM INCstock | $736,000 | +21.7% | 2,274 | +0.6% | 0.11% | +3.8% |
| EEM | Buy | ISHARES TRUST MSCI EMG MKTS ETF USD DISetf | $734,000 | +65.7% | 16,353 | +51.0% | 0.11% | +42.9% |
| BIL | Sell | SPDR SER TR LEHMAN 1-3 MONTH T-BILL ETFetf | $728,000 | -76.4% | 7,967 | -76.4% | 0.11% | -79.8% |
| VPL | Buy | VANGUARD INTL EQUITY INDEX FDS FTSE PAC ETFetf | $723,000 | +17.4% | 10,390 | +11.4% | 0.11% | +0.9% |
| TSLA | Buy | TESLA MOTORS INCstock | $715,000 | +140.7% | 1,708 | +38.7% | 0.11% | +105.8% |
| GOOS | Sell | CANADA GOOSE HOLDINGS INC SHS SUB VTGstock | $709,000 | -19.0% | 19,575 | -1.7% | 0.11% | -30.7% |
| SYK | New | STRYKER CORPstock | $706,000 | – | 3,364 | +100.0% | 0.11% | – |
| IWO | Buy | ISHARES RUSSELL 2000 GROWTH ETFetf | $705,000 | +15.0% | 3,292 | +3.4% | 0.11% | -0.9% |
| IWD | Sell | ISHARES RUSSELL 1000 VALUE ETFetf | $706,000 | +6.3% | 5,173 | -0.1% | 0.11% | -8.6% |
| SPLV | Sell | POWERSHARES SP500 LOW VOLATILITY ETFetf | $702,000 | -48.5% | 12,029 | -48.9% | 0.10% | -55.9% |
| ESI | ELEMENT SOLUTIONS INC COMstock | $701,000 | +14.7% | 60,000 | 0.0% | 0.10% | -1.9% | |
| CCI | Sell | CROWN CASTLE INTL CORPreit | $691,000 | -15.8% | 4,859 | -17.7% | 0.10% | -27.3% |
| ABT | Buy | ABBOTT LABORATORIESstock | $690,000 | +10.6% | 7,955 | +6.6% | 0.10% | -5.5% |
| ROKU | Buy | ROKU INC COM CL Astock | $678,000 | +68.7% | 5,060 | +28.2% | 0.10% | +45.7% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX FD INC FTSE ALL-WORLD EX-US INDEX FD ETF SHSetf | $673,000 | +27.0% | 12,515 | +17.8% | 0.10% | +9.8% |
| VTIP | Buy | VANGUARD MALVERN FDS SHORT-TERM INFLATION PROTECTED SECS INDEX FD ETF SHSetf | $672,000 | +12.0% | 13,642 | +11.5% | 0.10% | -3.8% |
| VCLT | Sell | VANGUARD SCOTTSDALE FUNDS LONG-TERM CORP BOND IDX FUNDstock | $672,000 | -0.1% | 6,626 | -0.4% | 0.10% | -13.7% |
| NVDA | New | NVIDIA CORPstock | $664,000 | – | 2,820 | +100.0% | 0.10% | – |
| SPYD | New | SPDR PORTFOLIO S&P 500 HIGH DIVIDEND ETFetf | $670,000 | – | 16,982 | +100.0% | 0.10% | – |
| MO | Sell | ALTRIA GROUP INC COMstock | $641,000 | +7.4% | 12,839 | -12.0% | 0.10% | -7.7% |
| PEP | Sell | PEPSICO INC COMstock | $634,000 | -2.3% | 4,636 | -2.1% | 0.10% | -15.9% |
| PFFA | Buy | VIRTUS INFRACAP U.S. PREFERRED STOCK ETFetf | $623,000 | +2.1% | 23,648 | +2.1% | 0.09% | -12.3% |
| ITW | Buy | ILLINOIS TOOL WKS INC COMstock | $614,000 | +29.5% | 3,417 | +12.8% | 0.09% | +10.8% |
| FDN | Sell | FIRST TR EXCHANGE TRADED FD DOW JONES INTERNET INDEX FDetf | $611,000 | +1.0% | 4,393 | -2.2% | 0.09% | -13.2% |
| BSV | Buy | VANGUARD SHORT-TERM BOND INDEX FUNDetf | $594,000 | +5.1% | 7,368 | +5.3% | 0.09% | -10.1% |
| GILD | Buy | GILEAD SCIENCES INCstock | $591,000 | +22.6% | 9,101 | +19.7% | 0.09% | +6.0% |
| AMGN | Buy | AMGEN INCstock | $594,000 | +62.7% | 2,463 | +30.7% | 0.09% | +39.1% |
| CVS | Sell | CVS HEALTH CORPORATION COMstock | $577,000 | +9.7% | 7,765 | -6.9% | 0.09% | -5.4% |
| KMI | Buy | KINDER MORGAN INC COMstock | $582,000 | +61.7% | 27,463 | +57.1% | 0.09% | +38.1% |
| IEFA | Buy | ISHARES TRUST CORE MSCI EAFE ETFstock | $576,000 | +16.4% | 8,821 | +8.9% | 0.09% | 0.0% |
| STT | Buy | STATE STR CORP COMstock | $563,000 | +35.7% | 7,117 | +1.5% | 0.08% | +16.7% |
| RAVI | Buy | FLEXSHARES READY ACCESS VARIABLE INCOME FUNDetf | $560,000 | +28.1% | 7,395 | +28.3% | 0.08% | +10.5% |
| IJS | Buy | ISHARES S&P SMALLCAP 600 VALUE ETFetf | $544,000 | +9.0% | 3,385 | +1.8% | 0.08% | -5.7% |
| AFT | Sell | APOLLO SENIOR FLOATING RATE FD INC COMstock | $544,000 | -25.2% | 35,922 | -26.8% | 0.08% | -35.4% |
| AGG | Sell | ISHARES AGGREGATE BOND ETFetf | $537,000 | -52.4% | 4,777 | -52.1% | 0.08% | -58.9% |
| PHO | Buy | POWERSHARES GLOBAL WATER PORTFOLIO EXCHANGE-TRADED FDetf | $527,000 | +12.6% | 13,640 | +6.8% | 0.08% | -3.7% |
| CARA | Sell | CARACO PHARMACEUTICAL LABORATORIES LTDstock | $530,000 | -12.0% | 32,880 | -0.2% | 0.08% | -24.8% |
| NAC | NUVEEN CA QUALTY MUN INCOME FD COMcef | $521,000 | -0.8% | 35,000 | 0.0% | 0.08% | -15.2% | |
| IWM | Sell | ISHARES RUSSELL 2000 ETFetf | $517,000 | -6.3% | 3,116 | -14.6% | 0.08% | -18.8% |
| ETN | Buy | EATON CORP PLC SHSstock | $515,000 | +14.2% | 5,435 | +0.2% | 0.08% | -2.5% |
| PTLC | New | PACER TRENDPILOT US LARGE CAP ETFetf | $513,000 | – | 15,332 | +100.0% | 0.08% | – |
| PANW | Buy | PALO ALTO NETWORKS INC COMstock | $499,000 | +15.0% | 2,156 | +1.2% | 0.08% | -1.3% |
| NEE | Buy | NEXTERA ENERGY INC COMstock | $490,000 | +29.6% | 2,025 | +24.8% | 0.07% | +10.6% |
| XLY | Sell | SELECT SECTOR SPDR TR CONSUMER DISCRETIONARY FORMERLY CYCLICAL/ TRANSN TO 06/24/2002stock | $485,000 | -10.0% | 3,863 | -13.5% | 0.07% | -22.3% |
| TWTR | Buy | TWITTER INC COMstock | $478,000 | -7.4% | 14,912 | +18.9% | 0.07% | -20.0% |
| NOC | Buy | NORTHROP GRUMMAN CORP COMstock | $471,000 | +10.0% | 1,369 | +19.9% | 0.07% | -5.3% |
| GSK | Sell | GLAXOSMITHKLINE PLC SPONSORED ADRadr | $464,000 | -10.3% | 9,867 | -18.6% | 0.07% | -22.2% |
| MA | Buy | MASTERCARD INCstock | $468,000 | +17.3% | 1,568 | +6.8% | 0.07% | 0.0% |
| NXC | NUVEEN CA SELECT TAX FREE PRTF SH BEN INTcef | $465,000 | +5.7% | 28,000 | 0.0% | 0.07% | -9.1% | |
| SNAP | New | SNAP INC CL Astock | $451,000 | – | 27,610 | +100.0% | 0.07% | – |
| LHX | Buy | L3HARRIS TECHNOLOGIES INC COMstock | $451,000 | +4.2% | 2,279 | +9.8% | 0.07% | -10.5% |
| IEF | Sell | ISHARES 7-10 YR TREASURY BOND ETFetf | $454,000 | -77.7% | 4,122 | -77.2% | 0.07% | -80.8% |
| POCT | INNOVATOR S&P 500 POWER BUFFER ETF - OCTOBERetf | $445,000 | +1.4% | 17,642 | 0.0% | 0.07% | -13.0% | |
| XLP | Sell | CONSUMER STAPLES SELECT SECTOR SPDRetf | $448,000 | -7.6% | 7,120 | -9.8% | 0.07% | -21.2% |
| Z | Buy | ZILLOW GROUP INC CL C CAP STKstock | $444,000 | +87.3% | 9,675 | +21.7% | 0.07% | +63.4% |
| UTX | Buy | UNITED TECHNOLOGIES CORP COMstock | $444,000 | +15.6% | 2,966 | +5.4% | 0.07% | 0.0% |
| ET | Buy | ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIPstock | $443,000 | +207.6% | 34,505 | +212.1% | 0.07% | +164.0% |
| ORLY | Buy | O REILLY AUTOMOTIVE INCstock | $442,000 | +19.1% | 1,008 | +8.3% | 0.07% | +1.5% |
| ENB | New | ENBRIDGE INC COMstock | $429,000 | – | 10,794 | +100.0% | 0.06% | – |
| BIV | Sell | VANGUARD INTERMEDIATE-TERM BONDetf | $428,000 | -8.5% | 4,904 | -7.9% | 0.06% | -22.0% |
| CMCSA | Sell | COMCAST CORP NEW CL Astock | $425,000 | -5.3% | 9,472 | -4.7% | 0.06% | -17.9% |
| OKE | New | ONEOK INC NEW COMstock | $420,000 | – | 5,552 | +100.0% | 0.06% | – |
| NMFC | NEW MOUNTAIN FIN CORPcef | $423,000 | +0.7% | 30,786 | 0.0% | 0.06% | -13.7% | |
| GNR | Sell | SPDR INDEX SHS FDS S&P GLOBAL NAT RES ETFstock | $422,000 | -41.6% | 9,145 | -45.5% | 0.06% | -50.0% |
| AVY | Buy | AVERY DENNISON CORP COM USD1stock | $415,000 | +15.9% | 3,174 | +0.6% | 0.06% | 0.0% |
| D | Sell | DOMINION RESOURCES INCstock | $406,000 | +0.5% | 4,901 | -1.8% | 0.06% | -12.9% |
| GE | Buy | GENERAL ELECTRIC CO COMstock | $410,000 | +28.1% | 36,760 | +2.8% | 0.06% | +8.9% |
| PBE | Sell | INVESCO EXCHANGE TRADED FD TR DYNMC BIOTECHstock | $407,000 | +54.2% | 7,281 | -5.3% | 0.06% | +32.6% |
| JKHY | HENRY JACK & ASSOC INCstock | $399,000 | 0.0% | 2,734 | 0.0% | 0.06% | -14.3% | |
| FDX | Sell | FEDEX CORPstock | $402,000 | -8.4% | 2,657 | -11.9% | 0.06% | -22.1% |
| GOLD | New | BARRICK GOLD CORP Fstock | $399,000 | – | 21,454 | +100.0% | 0.06% | – |
| LLY | Buy | LILLY ELI & CO COMstock | $396,000 | +17.9% | 3,013 | +0.4% | 0.06% | 0.0% |
| SHOP | Buy | SHOPIFY INC CL Astock | $393,000 | +31.0% | 989 | +2.6% | 0.06% | +13.5% |
| SO | Sell | SOUTHERN CO COMstock | $391,000 | +1.0% | 6,133 | -2.2% | 0.06% | -13.2% |
| SMDV | PROSHARES RUSSELL 2000 DIVIDEND GROWERS ETFetf | $392,000 | +4.3% | 6,337 | 0.0% | 0.06% | -10.6% | |
| WFC | Sell | WELLS FARGO CO NEW COMstock | $390,000 | +5.1% | 7,250 | -1.5% | 0.06% | -10.8% |
| TGT | Buy | TARGET CORP COMstock | $390,000 | +29.6% | 3,046 | +8.1% | 0.06% | +9.4% |
| QSR | Buy | RESTAURANT BRANDS INTL INC COMstock | $380,000 | -9.1% | 5,959 | +1.5% | 0.06% | -21.9% |
| JHY | NUVEEN HIGH INCOME 2020 TARGET COMcef | $383,000 | -1.5% | 39,158 | 0.0% | 0.06% | -16.2% | |
| AWK | Sell | AMERICAN WATER WORKS COstock | $373,000 | -35.4% | 3,040 | -34.6% | 0.06% | -44.6% |
| DHC | New | SENIOR HOUSING PROPERTIES TRUSTreit | $374,000 | – | 44,305 | +100.0% | 0.06% | – |
| BLV | Buy | VANGUARD BOND INDEX FUND INC LONG TERM BD ETFetf | $371,000 | -1.9% | 3,702 | +0.5% | 0.06% | -15.2% |
| MDLZ | Sell | MONDELEZ INTL INC CL Astock | $373,000 | -41.7% | 6,765 | -41.5% | 0.06% | -50.0% |
| UPS | Buy | UNITED PARCEL SERVICE INCstock | $365,000 | +15.9% | 3,118 | +18.6% | 0.06% | 0.0% |
| NCB | NUVEEN CALIF MUNICPAL VALU FD2 COMcef | $370,000 | -4.6% | 23,400 | 0.0% | 0.06% | -19.1% | |
| SIVB | Sell | SVB FINL GROUP COMstock | $367,000 | +6.1% | 1,463 | -11.8% | 0.06% | -8.3% |
| XLI | Buy | INDUSTRIAL SELECT SECTOR SPDRetf | $367,000 | +5.8% | 4,500 | +0.8% | 0.06% | -9.8% |
| VRML | Buy | VERMILLION INC COM NEWstock | $363,000 | +108.6% | 448,552 | +34.8% | 0.05% | +80.0% |
| EFAV | ISHARES EDGE MSCI MIN VOL EAFE ETFstock | $362,000 | +2.0% | 4,851 | 0.0% | 0.05% | -12.9% | |
| BND | Buy | VANGUARD TOTAL BOND MARKET ETFetf | $360,000 | +71.4% | 4,287 | +72.1% | 0.05% | +45.9% |
| HYI | Buy | HIGH YIELD INCOME FDcef | $352,000 | +30.9% | 22,500 | +26.8% | 0.05% | +12.8% |
| VGT | Buy | VANGUARD INFORMATION TECHNOLOGYetf | $350,000 | +33.6% | 1,429 | +17.7% | 0.05% | +13.0% |
| HRL | Sell | HORMEL FOODS CORP COMstock | $346,000 | -5.7% | 7,677 | -8.6% | 0.05% | -18.8% |
| BSJN | New | INVESCO BULLETSHARES 2023 HIGH YIELD CORPORATE BOND ETFetf | $340,000 | – | 12,992 | +100.0% | 0.05% | – |
| BRKA | BERKSHIRE HATHAWAY INC DEL CL A FRMstock | $340,000 | +9.0% | 1 | 0.0% | 0.05% | -5.6% | |
| VXF | Sell | VANGUARD EXTENDED MARKET INDEX FUNDetf | $342,000 | -6.3% | 2,716 | -13.5% | 0.05% | -20.3% |
| COP | Buy | CONOCOPHILLIPS COMstock | $343,000 | +25.2% | 5,277 | +10.0% | 0.05% | +6.2% |
| RPM | Sell | RPM INTL INC COMstock | $339,000 | +10.1% | 4,412 | -1.4% | 0.05% | -5.6% |
| FDL | Sell | FIRST TR MORNINGSTARDIVID LEADERS INDEX FD SHSetf | $338,000 | +4.0% | 10,380 | -1.0% | 0.05% | -10.5% |
| QCOM | Sell | QUALCOMM INC COMstock | $333,000 | +15.2% | 3,778 | -0.1% | 0.05% | 0.0% |
| QTEC | New | FIRST TR NASDAQ 100 TECHNOLOGY INDEX FD SHSetf | $336,000 | – | 3,361 | +100.0% | 0.05% | – |
| MGC | Sell | VANGUARD MEGA CAP ETFetf | $328,000 | +7.5% | 2,940 | -0.7% | 0.05% | -7.5% |
| WM | Sell | WASTE MANAGEMENT INCstock | $326,000 | -23.5% | 2,858 | -22.8% | 0.05% | -33.8% |
| PAI | Buy | WESTERN ASSET INVESTMENT GRADE COMcef | $324,000 | +9.8% | 20,900 | +14.8% | 0.05% | -3.9% |
| SYY | Buy | SYSCO CORP COMstock | $326,000 | +7.9% | 3,811 | +0.2% | 0.05% | -7.5% |
| EWZ | Sell | ISHARES MSCI BRAZIL INDEX FD ETFetf | $328,000 | -19.0% | 6,929 | -27.8% | 0.05% | -31.0% |
| SCZ | Buy | ISHARES MSCI EAFE SMALL CAP ETFetf | $318,000 | +29.3% | 5,108 | +18.9% | 0.05% | +11.6% |
| NOW | Buy | SERVICENOW INC COMstock | $319,000 | +52.6% | 1,130 | +37.1% | 0.05% | +33.3% |
| WELL | Buy | HEALTH CARE REIT INCreit | $321,000 | -8.0% | 3,919 | +1.8% | 0.05% | -21.3% |
| LRCX | New | LAM RESEARCH CORPstock | $322,000 | – | 1,102 | +100.0% | 0.05% | – |
| HSY | Sell | HERSHEY CO COMstock | $317,000 | -13.6% | 2,155 | -9.1% | 0.05% | -25.0% |
| ADBE | New | ADOBE SYS INCstock | $318,000 | – | 964 | +100.0% | 0.05% | – |
| IXN | New | ISHARES TRUST S&P GLOBAL INFO TECHNOLOGYetf | $312,000 | – | 1,481 | +100.0% | 0.05% | – |
| GM | Buy | GENERAL MTRS CO COMstock | $314,000 | +27.6% | 8,569 | +30.4% | 0.05% | +9.3% |
| BX | Buy | BLACKSTONE GROUP LPstock | $316,000 | +115.0% | 5,659 | +88.6% | 0.05% | +80.8% |
| ORCL | ORACLE CORPORATIONstock | $309,000 | -3.7% | 5,829 | 0.0% | 0.05% | -17.9% | |
| CQP | Sell | CHENIERE ENERGY PARTNERS L P COM UNIT REPTG LIMITEDstock | $309,000 | -56.2% | 7,750 | -50.0% | 0.05% | -62.6% |
| PM | Sell | PHILIP MORRIS INTL INCstock | $305,000 | +7.0% | 3,580 | -4.7% | 0.05% | -8.0% |
| KRP | New | KIMBELL RTY PARTNERS LP UNITstock | $297,000 | – | 17,481 | +100.0% | 0.04% | – |
| SNSR | New | GLOBAL X INTERNET OF THINGS THEMATIC ETFetf | $300,000 | – | 12,717 | +100.0% | 0.04% | – |
| SPGP | New | INVESCO S&P 500 GARP ETFetf | $297,000 | – | 4,703 | +100.0% | 0.04% | – |
| SBIO | New | ALPS MEDICAL BREAKTHROUGHS ETFetf | $291,000 | – | 6,880 | +100.0% | 0.04% | – |
| PALL | New | ETFS PALLADIUM TR SHBEN INTetf | $293,000 | – | 1,599 | +100.0% | 0.04% | – |
| XLU | Sell | UTILITIES SELECT SECTOR SPDR FUNDetf | $294,000 | -66.7% | 4,548 | -66.6% | 0.04% | -71.4% |
| TDOC | New | TELADOC HEALTH INC COMstock | $290,000 | – | 3,466 | +100.0% | 0.04% | – |
| NDAQ | Buy | NASDAQ STK MKT INCstock | $290,000 | +37.4% | 2,705 | +27.4% | 0.04% | +16.2% |
| HYS | Buy | PIMCO ETF TR 0-5 YR HIGH YIELD CORP BD INDEX FDetf | $280,000 | +6.5% | 2,809 | +6.5% | 0.04% | -8.7% |
| PSX | Sell | PHILLIPS 66 COMstock | $278,000 | +3.0% | 2,500 | -5.2% | 0.04% | -10.6% |
| MUNI | PIMCO ETF TR INTER MUN BD STRATEGY FDetf | $281,000 | -0.4% | 5,100 | 0.0% | 0.04% | -14.3% | |
| CL | Buy | COLGATE PALMOLIVEstock | $281,000 | -4.7% | 4,078 | +1.8% | 0.04% | -17.6% |
| KW | Buy | KENNEDY-WILSON HLDGS INC COMstock | $283,000 | +2.2% | 12,702 | +0.6% | 0.04% | -12.5% |
| DAL | Sell | DELTA AIR LINES INC DEL COM NEWstock | $273,000 | -4.5% | 4,668 | -6.0% | 0.04% | -18.0% |
| BDX | Sell | BECTON DICKINSON & CO COMstock | $275,000 | +3.8% | 1,012 | -3.3% | 0.04% | -10.9% |
| MKC | Buy | MCCORMICK &COMPANY INC COM NPVstock | $276,000 | +9.1% | 1,627 | +0.2% | 0.04% | -6.8% |
| AMRN | Buy | AMARIN CORP PLC SPONS ADR NEWadr | $265,000 | +57.7% | 12,350 | +11.3% | 0.04% | +37.9% |
| XLC | COMMUNICATION SERVICES SELECT SECTOR SPDRA FUNDetf | $264,000 | +8.2% | 4,930 | 0.0% | 0.04% | -7.0% | |
| CYBR | New | CYBERARK SOFTWARE LTD SHSstock | $265,000 | – | 2,275 | +100.0% | 0.04% | – |
| FMB | New | FIRST TRUST MANAGED MUNICIPAL ETFetf | $264,000 | – | 4,750 | +100.0% | 0.04% | – |
| SPR | SPIRIT AEROSYSTEMS HOLDINGS INC CL Astock | $267,000 | -11.6% | 3,669 | 0.0% | 0.04% | -24.5% | |
| GS | Buy | GOLDMAN SACHS GROUP INCstock | $261,000 | +13.0% | 1,134 | +1.5% | 0.04% | -2.5% |
| TJX | Sell | TJX COS INC NEW COMstock | $257,000 | +7.5% | 4,210 | -1.7% | 0.04% | -7.1% |
| KYN | KAYNE ANDERSN MLP MIDS INVT CO COMstock | $260,000 | -3.7% | 18,665 | 0.0% | 0.04% | -17.0% | |
| PAGP | New | PLAINS GP HLDGS LP SHS CL A REPSTG LTD PARTNER INTstock | $259,000 | – | 13,672 | +100.0% | 0.04% | – |
| BLK | New | BLACKROCK INCstock | $259,000 | – | 516 | +100.0% | 0.04% | – |
| FXN | New | FIRST TR EXCHANGE TRADED FD II ENERGY ALPHADEX FD ANNUALetf | $258,000 | – | 24,415 | +100.0% | 0.04% | – |
| HCA | HCA INCstock | $254,000 | +22.7% | 1,720 | 0.0% | 0.04% | +5.6% | |
| IYR | ISHARES US REAL ESTATE ETFetf | $252,000 | -0.4% | 2,710 | 0.0% | 0.04% | -13.6% | |
| GMZ | Sell | GOLDMAN SACHS MLP INCOME OPP FD COMstock | $254,000 | -33.7% | 41,823 | -24.3% | 0.04% | -43.3% |
| NAD | Buy | NUVEEN QUALITY MUNCP INCOME FD COMcef | $244,000 | +29.1% | 16,693 | +27.1% | 0.04% | +12.1% |
| NBB | NUVEEN TAXABLE MUNICPL INCM FD COMstock | $244,000 | -2.0% | 11,171 | 0.0% | 0.04% | -14.0% | |
| SLRC | Sell | SOLAR CAP LTD COMstock | $248,000 | -12.1% | 12,050 | -11.8% | 0.04% | -24.5% |
| PBA | New | PEMBINA PIPELINE CORPORATIONstock | $250,000 | – | 6,742 | +100.0% | 0.04% | – |
| VT | VANGUARD INTL EQUITY INDEX FUND INC TOTAL WORLD STK INDEX FUND ETF SHSetf | $238,000 | +8.2% | 2,941 | 0.0% | 0.04% | -5.3% | |
| PNC | Buy | PNC FINL SVCS GROUP INC COMstock | $242,000 | +18.0% | 1,516 | +3.7% | 0.04% | 0.0% |
| MU | Sell | MICRON TECHNOLOGYstock | $238,000 | +13.9% | 4,421 | -9.2% | 0.04% | 0.0% |
| ESTC | ELASTIC N V COMstock | $240,000 | -21.8% | 3,726 | 0.0% | 0.04% | -33.3% | |
| IJK | Sell | ISHARES S&P MIDCAP 400 GROWTH INDEXetf | $238,000 | -2.9% | 1,000 | -8.7% | 0.04% | -16.3% |
| FPX | Buy | FIRST TR IPOX 100 INDEX FD SHSetf | $240,000 | +7.1% | 2,981 | +0.7% | 0.04% | -7.7% |
| FIV | Buy | FIRST TR SR FLOATING RATE 2022 COM SHScef | $242,000 | +8.5% | 26,330 | +4.3% | 0.04% | -7.7% |
| TXN | Sell | TEXAS INSTRS INC COMstock | $238,000 | -17.1% | 1,852 | -16.5% | 0.04% | -28.0% |
| ITA | New | ISHARES TR US AER DEF ETFetf | $234,000 | – | 1,057 | +100.0% | 0.04% | – |
| NZF | Buy | NUVEEN DIVID ADVANTAGE MUN FD 3 COMcef | $232,000 | +32.6% | 14,143 | +31.4% | 0.04% | +12.9% |
| IMMU | New | IMMUNOMEDICS INC COMstock | $231,000 | – | 10,900 | +100.0% | 0.04% | – |
| BRT | BRT APARTMENTS CORP COMstock | $236,000 | +16.8% | 56,616 | 0.0% | 0.04% | 0.0% | |
| ADP | Sell | AUTOMATIC DATA PROCESSING INC COMstock | $235,000 | -9.3% | 1,376 | -14.3% | 0.04% | -22.2% |
| AIF | Sell | APOLLO TACTICAL INCOME FD INC COMstock | $234,000 | -8.9% | 15,506 | -8.4% | 0.04% | -22.2% |
| ALB | New | ALBEMARLE CORP COMstock | $235,000 | – | 3,220 | +100.0% | 0.04% | – |
| BSJK | New | INVESCO BULLETSHARES 2020 HIGH YIELD CORPORATE BOND ETFetf | $227,000 | – | 9,474 | +100.0% | 0.03% | – |
| MGK | VANGUARD WORLD FUND ETF MEGA CAP 300 GROWTH ETFetf | $226,000 | +9.7% | 1,551 | 0.0% | 0.03% | -5.6% | |
| BSTZ | New | BLACKROCK SCIENCE & TECH TR II SHS BEN INTcef | $227,000 | – | 11,050 | +100.0% | 0.03% | – |
| GLW | Sell | CORNING INC COMstock | $224,000 | +1.4% | 7,684 | -0.6% | 0.03% | -12.8% |
| VOE | Buy | VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS ETFetf | $225,000 | +9.8% | 1,887 | +4.0% | 0.03% | -5.6% |
| QUAL | Buy | ISHARES EDGE MSCI USA QUALITY FACTOR ETFetf | $227,000 | +12.9% | 2,244 | +3.2% | 0.03% | -2.9% |
| BP | Sell | BP PLC SPONSORED ADRadr | $230,000 | -28.6% | 6,104 | -28.0% | 0.03% | -39.3% |
| VGSH | New | VANGUARD SHORT-TERM GOVERNMENT BOND ETFetf | $223,000 | – | 3,673 | +100.0% | 0.03% | – |
| APTV | New | DELPHI AUTOMOTIVE PLC COMstock | $218,000 | – | 2,300 | +100.0% | 0.03% | – |
| HDV | New | ISHARES TR HIGH DIVID EQUITY FDetf | $220,000 | – | 2,243 | +100.0% | 0.03% | – |
| VRTX | New | VERTEX PHARMACEUTICALS INC COMstock | $217,000 | – | 992 | +100.0% | 0.03% | – |
| UDN | New | INVESCO DB US DOLLAR INDEX BEARISH FUNDetf | $221,000 | – | 10,785 | +100.0% | 0.03% | – |
| IAC | New | IAC/INTERACTIVECORPstock | $221,000 | – | 887 | +100.0% | 0.03% | – |
| LECO | New | LINCOLN ELEC HLDGS INCstock | $218,000 | – | 2,258 | +100.0% | 0.03% | – |
| XLE | New | ENERGY SELECT SECTOR SPDRetf | $215,000 | – | 3,574 | +100.0% | 0.03% | – |
| LOW | New | LOWES COS INC COMstock | $212,000 | – | 1,773 | +100.0% | 0.03% | – |
| CMI | New | CUMMINS INC COMstock | $216,000 | – | 1,208 | +100.0% | 0.03% | – |
| AIO | New | ALLIANZGI ART INTEL & TECH OPP COMcef | $213,000 | – | 10,600 | +100.0% | 0.03% | – |
| IDN | Sell | INTELLICHECK INC COM NEWstock | $207,000 | +42.8% | 27,600 | -4.8% | 0.03% | +24.0% |
| DUK | DUKE ENERGY CORP NEW COM NEWstock | $208,000 | -5.0% | 2,280 | 0.0% | 0.03% | -18.4% | |
| AXP | Buy | AMERICAN EXPRESS CO COMstock | $208,000 | +890.5% | 1,674 | +830.0% | 0.03% | +675.0% |
| EJUL | New | INNOVATOR MSCI EMERGING MARKETS POWER BUFFER ETF - JULYetf | $206,000 | – | 7,921 | +100.0% | 0.03% | – |
| BCE | Buy | BCE INC COM NEWstock | $204,000 | +0.5% | 4,406 | +5.3% | 0.03% | -11.4% |
| OHI | Sell | OMEGA HEALTHCARE INVESTORS INCreit | $202,000 | -1.5% | 4,760 | -2.8% | 0.03% | -16.7% |
| INDY | Buy | ISHARES TR S&P INDIANIFTY 50 INDEX FDetf | $203,000 | +8.6% | 5,249 | +2.9% | 0.03% | -9.1% |
| IJT | New | ISHARES S&P SMALLCAP 600 GROWTH ETFetf | $203,000 | – | 1,051 | +100.0% | 0.03% | – |
| SDIV | Sell | GLOBAL X ETFetf | $193,000 | 0.0% | 10,924 | -4.0% | 0.03% | -14.7% |
| NVG | New | NUVEEN INSD DIVID ADVANTAGE MUN FDcef | $191,000 | – | 11,471 | +100.0% | 0.03% | – |
| IVR | New | INVESCO MORTGAGE CAPITAL INC COMreit | $195,000 | – | 11,717 | +100.0% | 0.03% | – |
| GMRE | Sell | GLOBAL MED REIT INC COM NEWreit | $184,000 | +6.4% | 13,891 | -8.2% | 0.03% | -6.7% |
| EMD | Buy | SALOMON BROS EMERGING MKTS DEBT FUNDcef | $179,000 | +7.2% | 12,515 | +4.2% | 0.03% | -6.9% |
| AHT | Buy | ASHFORD HOSPITALITY TR INC COM SHSreit | $162,000 | +3.2% | 58,085 | +22.3% | 0.02% | -11.1% |
| F | Sell | FORD MOTOR COMPANYstock | $157,000 | -14.7% | 16,914 | -15.7% | 0.02% | -25.0% |
| BAR | GRANITESHARES GOLD SHARESetf | $151,000 | +2.7% | 10,000 | 0.0% | 0.02% | -11.5% | |
| HTGC | New | HERCULES CAPITAL INC COMcef | $156,000 | – | 11,130 | +100.0% | 0.02% | – |
| HBAN | Buy | HUNTINGTON BANCSHARES INC COMstock | $151,000 | +5.6% | 10,029 | +0.1% | 0.02% | -8.0% |
| HMLP | HOEGH LNG PARTNERS LP COM UNIT LTDstock | $156,000 | +0.6% | 10,000 | 0.0% | 0.02% | -14.8% | |
| TEVA | Buy | TEVA PHARMACEUTICAL INDS LTD SPONSORED ADSadr | $154,000 | +42.6% | 15,735 | +0.6% | 0.02% | +21.1% |
| ISRG | Sell | INTUITIVE SURGICAL, INC.stock | $150,000 | -29.2% | 253 | -35.5% | 0.02% | -40.5% |
| CTT | Sell | CATCHMARK TIMBER TR INC CL Areit | $149,000 | -29.7% | 13,020 | -34.5% | 0.02% | -40.5% |
| OLP | ONE LIBERTY PPTYS INC FRMLY ONE LIBERTY FIRESTONE PPTYS 10/21/1985unit | $140,000 | -0.7% | 15,482 | 0.0% | 0.02% | -16.0% | |
| EAD | Buy | EVERGREEN INCOME ADVANTAGEcef | $134,000 | +6.3% | 15,900 | +4.2% | 0.02% | -9.1% |
| DCF | Buy | BNY MELLON ALCENTRA GLOBAL CRcef | $124,000 | +3.3% | 13,366 | +2.9% | 0.02% | -9.5% |
| SSSS | Buy | SUTTER ROCK CAPITAL CORP COMstock | $130,000 | +5.7% | 19,891 | +0.5% | 0.02% | -9.5% |
| INTEQ | Sell | INTELSAT SA COMstock | $127,000 | -72.6% | 18,000 | -11.3% | 0.02% | -76.5% |
| EOLS | Sell | EVOLUS INC COMstock | $126,000 | -54.5% | 10,360 | -41.6% | 0.02% | -60.4% |
| YPF | YPF SOCIEDAD ANONIMA SPONS ADR REPTSG CL D SHSadr | $116,000 | +24.7% | 10,000 | 0.0% | 0.02% | +6.2% | |
| NLY | New | ANNALY CAPITAL MANAGEMENT INCreit | $98,000 | – | 10,400 | +100.0% | 0.02% | – |
| VVR | Sell | VAN KAMPEN SENIOR INCOME TRUSTcef | $89,000 | -38.2% | 20,662 | -39.6% | 0.01% | -48.0% |
| BRPMWS | B RILEY PRINCIPAL MERGER CORP WTS EXP 04/08/2024right/warrant | $83,000 | +84.4% | 100,832 | 0.0% | 0.01% | +50.0% | |
| SIRI | New | SIRIUS XM RADIO INCstock | $80,000 | – | 11,238 | +100.0% | 0.01% | – |
| JILL | J JILL INC COMstock | $57,000 | -40.0% | 50,000 | 0.0% | 0.01% | -47.1% | |
| REFR | Buy | RESEARCH FRONTIERS INCstock | $63,000 | +10.5% | 20,900 | +16.8% | 0.01% | -10.0% |
| CCXWS | CHURCHILL CAP CORP II WTS EXP 07/02/2024right/warrant | $55,000 | -1.8% | 38,888 | 0.0% | 0.01% | -20.0% | |
| NOK | Sell | NOKIA CORP ADRadr | $49,000 | -64.0% | 13,121 | -51.0% | 0.01% | -70.8% |
| CX | New | CEMEX S.A.B. DE C.V.adr | $41,000 | – | 10,975 | +100.0% | 0.01% | – |
| HCRSQ | Buy | HI-CRUSH PARTNERS LPCOM UNIT PARTNER INTSstock | $39,000 | +11.4% | 44,000 | +120.0% | 0.01% | 0.0% |
| OUSM | New | O'SHARES FTSE RUSSELL SMALL CAP QUALITY DIVIDEND ETFetf | $33,000 | – | 1,110 | +100.0% | 0.01% | – |
| EYES | New | SECOND SIGHT MED PRODS INC COM NEWstock | $27,000 | – | 36,600 | +100.0% | 0.00% | – |
| TURN | Sell | 180 DEGREE CAP CORP COMcef | $22,000 | -8.3% | 10,000 | -9.1% | 0.00% | -25.0% |
| SDOG | New | ALPS SECTOR DIVIDEND DOGS ETFetf | $5,000 | – | 111 | +100.0% | 0.00% | – |
| ASM | AVINO SILVER & GOLD MINES LTD COMstock | $6,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | |
| LTS | Exit | B. Riley Wealth Management, Inc.ladenburg thalman fin svcs i | $0 | – | -150,000 | -100.0% | 0.00% | – |
| ATNM | Exit | B. Riley Wealth Management, Inc.actinium pharmaceuticals inc | $0 | – | -6,000 | -100.0% | 0.00% | – |
| Exit | B. Riley Wealth Management, Inc.capstone turbine corp | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| APA | Exit | B. Riley Wealth Management, Inc. | $0 | – | -103 | -100.0% | -0.00% | – |
| SBI | Exit | B. Riley Wealth Management, Inc. | $0 | – | -925 | -100.0% | -0.00% | – |
| HL | Exit | B. Riley Wealth Management, Inc.hecla mining co | $0 | – | -5,000 | -100.0% | -0.00% | – |
| AABA | Exit | B. Riley Wealth Management, Inc.yahoo inc | $0 | – | -565 | -100.0% | -0.00% | – |
| AVLR | Exit | B. Riley Wealth Management, Inc. | $0 | – | -413 | -100.0% | -0.01% | – |
| EYES | Exit | B. Riley Wealth Management, Inc. | $0 | – | -39,600 | -100.0% | -0.01% | – |
| SANW | Exit | B. Riley Wealth Management, Inc. | $0 | – | -21,635 | -100.0% | -0.01% | – |
| HROW | Exit | B. Riley Wealth Management, Inc. | $0 | – | -10,581 | -100.0% | -0.01% | – |
| ACB | Exit | B. Riley Wealth Management, Inc. | $0 | – | -12,698 | -100.0% | -0.01% | – |
| WOW | Exit | B. Riley Wealth Management, Inc. | $0 | – | -12,608 | -100.0% | -0.01% | – |
| XON | Exit | B. Riley Wealth Management, Inc. | $0 | – | -16,800 | -100.0% | -0.02% | – |
| VUZI | Exit | B. Riley Wealth Management, Inc. | $0 | – | -42,000 | -100.0% | -0.02% | – |
| ATOM | Exit | B. Riley Wealth Management, Inc. | $0 | – | -26,900 | -100.0% | -0.02% | – |
| MXI | Exit | B. Riley Wealth Management, Inc.ishares tr global mater etf | $0 | – | -2,579 | -100.0% | -0.03% | – |
| SACH | Exit | B. Riley Wealth Management, Inc. | $0 | – | -41,176 | -100.0% | -0.03% | – |
| AEP | Exit | B. Riley Wealth Management, Inc. | $0 | – | -2,136 | -100.0% | -0.04% | – |
| HIIQ | Exit | B. Riley Wealth Management, Inc. | $0 | – | -8,220 | -100.0% | -0.04% | – |
| STWD | Exit | B. Riley Wealth Management, Inc.starwood property trust | $0 | – | -9,871 | -100.0% | -0.04% | – |
| WPC | Exit | B. Riley Wealth Management, Inc. | $0 | – | -2,743 | -100.0% | -0.04% | – |
| BAH | Exit | B. Riley Wealth Management, Inc.booz allen hamilton hldg corp cl a | $0 | – | -3,438 | -100.0% | -0.04% | – |
| ILF | Exit | B. Riley Wealth Management, Inc.ishares latin america 40 etf | $0 | – | -7,910 | -100.0% | -0.04% | – |
| SHV | Exit | B. Riley Wealth Management, Inc.ishares tr lehman short trea bdfd | $0 | – | -2,262 | -100.0% | -0.04% | – |
| ZS | Exit | B. Riley Wealth Management, Inc. | $0 | – | -5,440 | -100.0% | -0.04% | – |
| STZ | Exit | B. Riley Wealth Management, Inc.constellation brands inc cl a | $0 | – | -1,234 | -100.0% | -0.04% | – |
| PSJ | Exit | B. Riley Wealth Management, Inc.powershares dynamic software | $0 | – | -2,910 | -100.0% | -0.05% | – |
| ICLN | Exit | B. Riley Wealth Management, Inc.ishares s&p global clean energy index fund | $0 | – | -24,886 | -100.0% | -0.05% | – |
| EMR | Exit | B. Riley Wealth Management, Inc. | $0 | – | -4,154 | -100.0% | -0.05% | – |
| GIS | Exit | B. Riley Wealth Management, Inc. | $0 | – | -4,983 | -100.0% | -0.05% | – |
| CSWI | Exit | B. Riley Wealth Management, Inc. | $0 | – | -4,000 | -100.0% | -0.05% | – |
| RWR | Exit | B. Riley Wealth Management, Inc.spdr dj wilshire reit (etf) | $0 | – | -2,648 | -100.0% | -0.05% | – |
| STC | Exit | B. Riley Wealth Management, Inc.stewart information svcs corp | $0 | – | -7,124 | -100.0% | -0.05% | – |
| TIP | Exit | B. Riley Wealth Management, Inc.ishares tips bond etf | $0 | – | -2,388 | -100.0% | -0.05% | – |
| ITEQ | Exit | B. Riley Wealth Management, Inc.bluestar israel technology etf | $0 | – | -7,120 | -100.0% | -0.05% | – |
| DVOL | Exit | B. Riley Wealth Management, Inc.first trust dorsey wright momentum & low volatility etf | $0 | – | -12,786 | -100.0% | -0.05% | – |
| IPAY | Exit | B. Riley Wealth Management, Inc.etfmg prime mobile payments etf | $0 | – | -6,231 | -100.0% | -0.05% | – |
| DD | Exit | B. Riley Wealth Management, Inc. | $0 | – | -4,202 | -100.0% | -0.05% | – |
| XLRE | Exit | B. Riley Wealth Management, Inc.real estate select sector spdr fund | $0 | – | -9,182 | -100.0% | -0.06% | – |
| PPA | Exit | B. Riley Wealth Management, Inc.invesco aerospace & defense etf | $0 | – | -5,503 | -100.0% | -0.06% | – |
| ON | Exit | B. Riley Wealth Management, Inc. | $0 | – | -20,305 | -100.0% | -0.07% | – |
| AMT | Exit | B. Riley Wealth Management, Inc.american tower corp | $0 | – | -2,075 | -100.0% | -0.08% | – |
| SNH | Exit | B. Riley Wealth Management, Inc.senior housing properties trust | $0 | – | -50,305 | -100.0% | -0.08% | – |
| GBIL | Exit | B. Riley Wealth Management, Inc.goldman sachs access treasury 0-1 year etf | $0 | – | -4,608 | -100.0% | -0.08% | – |
| SQ | Exit | B. Riley Wealth Management, Inc.square inc cl a | $0 | – | -7,846 | -100.0% | -0.08% | – |
| WRB | Exit | B. Riley Wealth Management, Inc. | $0 | – | -7,394 | -100.0% | -0.09% | – |
| Exit | B. Riley Wealth Management, Inc.tpg specialty lending inc | $0 | – | -665,000 | -100.0% | -0.12% | – | |
| JHD | Exit | B. Riley Wealth Management, Inc. | $0 | – | -69,138 | -100.0% | -0.12% | – |
| RGLD | Exit | B. Riley Wealth Management, Inc.royal gold inc | $0 | – | -6,446 | -100.0% | -0.14% | – |
| HSIC | Exit | B. Riley Wealth Management, Inc.henry schein inc | $0 | – | -15,939 | -100.0% | -0.18% | – |
| MTUM | Exit | B. Riley Wealth Management, Inc.ishares edge msci usa momentum factor etf | $0 | – | -12,505 | -100.0% | -0.26% | – |
| IMCG | Exit | B. Riley Wealth Management, Inc.ishares tr mid grwth indx etf | $0 | – | -7,598 | -100.0% | -0.32% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| B. Riley Wealth Management, Inc. | 25 | Q2 2022 | 6.2% |
| VANGUARD INDEX FDS VANGUARD GROWTH ETF FORMERLY VANGUARD INDEX TR VIPERS | 25 | Q2 2022 | 5.9% |
| SPDR S&P 500 TRUST | 25 | Q2 2022 | 3.5% |
| MICROSOFT CORP COM | 25 | Q2 2022 | 2.9% |
| B. Riley Wealth Management, Inc. | 25 | Q2 2022 | 4.6% |
| META PLATFORMS INC | 25 | Q2 2022 | 2.7% |
| MERCK & CO INC NEW COM | 25 | Q2 2022 | 1.6% |
| B. Riley Wealth Management, Inc. | 25 | Q2 2022 | 1.9% |
| PFIZER INC COM | 25 | Q2 2022 | 1.4% |
| ENTERPRISE PRODS PARTNERS L P COM | 25 | Q2 2022 | 1.4% |
View B. Riley Wealth Management, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2022-09-09 |
| 13F-HR | 2022-05-10 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-08-12 |
| 13F-HR | 2021-05-17 |
| 13F-HR | 2021-02-11 |
| 13F-HR | 2020-11-12 |
| 13F-HR | 2020-08-17 |
| 13F-HR | 2020-05-15 |
View B. Riley Wealth Management, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.