Granite Point Capital Management, L.P. Activity Q4 2013-Q3 2023

Q3 2023

			Value		Shares		↓ Weighting
	New	NONE TO REPORTnone	$0	–	0	–	0.00%	–
YNDX	Exit	YANDEX N V	$0	–	-49,000	–	-100.00%	–

Q2 2023

			Value		Shares		↓ Weighting
YNDX	New	YANDEX N V	$4,900	–	49,000	–	100.00%	–

Q4 2022

			Value		Shares		↓ Weighting
PMGMW	Exit	PRIVETERRA ACQUISITION CORP*w exp 02/28/202	$0	–	-66,666	–	-0.00%	–
EUCRW	Exit	EUCRATES BIOMEDICAL ACQU COR*w exp 10/23/202	$0	–	-133,332	–	-0.00%	–
RCLFW	Exit	ROSECLIFF ACQUISITION CORP I*w exp 02/11/202	$0	–	-116,666	–	-0.00%	–
HUGSWS	Exit	USHG ACQUISITION CORP*w exp 02/24/202	$0	–	-133,332	–	-0.00%	–
	Exit	CATALYST PARTNRS ACQUISITN C*w exp 05/12/202	$0	–	-100,000	–	-0.00%	–
	Exit	RENOVACOR INC*w exp 99/99/999	$0	–	-200,000	–	-0.01%	–
	Exit	VINTAGE WINE ESTATES INC*w exp 06/08/202	$0	–	-40,000	–	-0.01%	–
HYFM	Exit	HYDROFARM HLDGS GROUP INC	$0	–	-20,000	–	-0.02%	–
	Exit	ACHIEVE LIFE SCIENCES INC	$0	–	-13,631	–	-0.02%	–
YNDX	Exit	YANDEX N V	$0	–	-49,000	–	-0.02%	–
BMTXWS	Exit	BM TECHNOLOGIES INC*w exp 01/04/202	$0	–	-71,000	–	-0.02%	–
AXTI	Exit	AXT INC	$0	–	-10,453	–	-0.03%	–
PONDWS	Exit	ANGEL POND HOLDINGS CORP*w exp 99/99/999	$0	–	-400,000	–	-0.05%	–
LPSN	Exit	LIVEPERSON INC	$0	–	-20,000	–	-0.08%	–
SHOP	Exit	SHOPIFY INCcl a	$0	–	-8,000	–	-0.09%	–
ZM	Exit	ZOOM VIDEO COMMUNICATIONS INcl a	$0	–	-3,000	–	-0.09%	–
TTD	Exit	THE TRADE DESK INC	$0	–	-4,000	–	-0.10%	–
ON	Exit	ON SEMICONDUCTOR CORP	$0	–	-4,000	–	-0.10%	–
PTON	Exit	PELOTON INTERACTIVE INC	$0	–	-37,000	–	-0.10%	–
CSV	Exit	CARRIAGE SVCS INC	$0	–	-8,120	–	-0.11%	–
UBER	Exit	UBER TECHNOLOGIES INC	$0	–	-10,000	–	-0.11%	–
MDNA	Exit	MEDICENNA THERAPEUTICS CORP	$0	–	-325,000	–	-0.11%	–
KWEB	Exit	KRANESHARES TRcsi chi internet	$0	–	-11,000	–	-0.11%	–
	Exit	SOLENO THERAPEUTICS INC	$0	–	-176,456	–	-0.12%	–
TLRY	Exit	TILRAY BRANDS INC	$0	–	-107,096	–	-0.12%	–
CFMS	Exit	CONFORMIS INC	$0	–	-1,548,329	–	-0.12%	–
	Exit	DRAFTKINGS INC NEW	$0	–	-20,000	–	-0.12%	–
LTHM	Exit	LIVENT CORP	$0	–	-9,977	–	-0.12%	–
	Exit	WOLFSPEED INC	$0	–	-3,000	–	-0.13%	–
SAM	Exit	BOSTON BEER INCcl a	$0	–	-1,000	–	-0.13%	–
DLO	Exit	DLOCAL LTD	$0	–	-16,000	–	-0.13%	–
F	Exit	FORD MTR CO DEL	$0	–	-30,000	–	-0.14%	–
LRMR	Exit	LARIMAR THERAPEUTICS INC	$0	–	-111,819	–	-0.14%	–
EVRI	Exit	EVERI HLDGS INC	$0	–	-24,000	–	-0.16%	–
ASML	Exit	ASML HOLDING N V	$0	–	-1,000	–	-0.17%	–
TEAM	Exit	ATLASSIAN CORP PLCcl a	$0	–	-2,000	–	-0.17%	–
ATHM	Exit	AUTOHOME INCsp ads rp cl a	$0	–	-15,000	–	-0.18%	–
DDOG	Exit	DATADOG INC	$0	–	-5,000	–	-0.18%	–
BEKE	Exit	KE HLDGS INCsponsored ads	$0	–	-26,000	–	-0.18%	–
BKNG	Exit	BOOKING HOLDINGS INC	$0	–	-300	–	-0.20%	–
	Exit	HF SINCLAIR CORP	$0	–	-10,000	–	-0.22%	–
ESTA	Exit	ESTABLISHMENT LABS HLDGS INC	$0	–	-10,000	–	-0.22%	–
SPOK	Exit	SPOK HLDGS INC	$0	–	-75,000	–	-0.23%	–
	Exit	NEW ORIENTAL ED & TECHNOLOGYspon adr	$0	–	-25,000	–	-0.24%	–
ACET	Exit	ADICET BIO INC	$0	–	-45,000	–	-0.26%	–
SGMS	Exit	LIGHT & WONDER INC	$0	–	-15,000	–	-0.26%	–
MSOS	Exit	ADVISORSHARES TRpure us cannabis	$0	–	-72,600	–	-0.26%	–
	Exit	RIVIAN AUTOMOTIVE INC	$0	–	-20,000	–	-0.27%	–
ETSY	Exit	ETSY INC	$0	–	-7,000	–	-0.28%	–
TSLA	Exit	TESLA INC	$0	–	-2,700	–	-0.29%	–
AGI	Exit	ALAMOS GOLD INC NEW	$0	–	-100,000	–	-0.30%	–
IGV	Exit	ISHARES TRexpanded tech	$0	–	-3,000	–	-0.30%	–
ARKK	Exit	ARK ETF TRinnovation etf	$0	–	-20,000	–	-0.31%	–
GOOS	Exit	CANADA GOOSE HLDGS INC	$0	–	-50,000	–	-0.31%	–
SWN	Exit	SOUTHWESTERN ENERGY CO	$0	–	-125,000	–	-0.31%	–
JYNT	Exit	JOINT CORP	$0	–	-50,000	–	-0.32%	–
	Exit	P3 HEALTH PARTNERS INC*w exp 11/19/202	$0	–	-1,072,601	–	-0.32%	–
BILL	Exit	BILL COM HLDGS INC	$0	–	-6,000	–	-0.32%	–
BABA	Exit	ALIBABA GROUP HLDG LTDsponsored ads	$0	–	-10,000	–	-0.32%	–
RZLT	Exit	REZOLUTE INC	$0	–	-294,865	–	-0.33%	–
MELI	Exit	MERCADOLIBRE INC	$0	–	-1,000	–	-0.34%	–
QURE	Exit	UNIQURE NV	$0	–	-45,000	–	-0.34%	–
XME	Exit	SPDR SER TRput	$0	–	-20,000	–	-0.34%	–
IMXI	Exit	INTERNATIONAL MNY EXPRESS IN	$0	–	-40,000	–	-0.37%	–
OXY	Exit	OCCIDENTAL PETE CORP	$0	–	-15,000	–	-0.37%	–
	Exit	BILIBILI INCnote 1.250% 6/1	$0	–	-1,000,000	–	-0.38%	–
AAPL	Exit	APPLE INC	$0	–	-7,300	–	-0.41%	–
BA	Exit	BOEING CO	$0	–	-9,000	–	-0.44%	–
	Exit	PFIZER INCcall	$0	–	-25,000	–	-0.44%	–
FB	Exit	META PLATFORMS INCcl a	$0	–	-8,651	–	-0.48%	–
XBI	Exit	SPDR SER TRs&p biotech	$0	–	-15,000	–	-0.48%	–
GDX	Exit	VANECK ETF TRUSTgold miners etf	$0	–	-60,000	–	-0.59%	–
SE	Exit	SEA LTDsponsord ads	$0	–	-26,090	–	-0.59%	–
GDXJ	Exit	VANECK ETF TRUSTjunior gold mine	$0	–	-50,000	–	-0.60%	–
MU	Exit	MICRON TECHNOLOGY INC	$0	–	-30,030	–	-0.61%	–
BIDU	Exit	BAIDU INCspon adr rep a	$0	–	-13,000	–	-0.62%	–
RGNX	Exit	REGENXBIO INC	$0	–	-60,000	–	-0.64%	–
	Exit	ISHARES U S ETF TRput	$0	–	-11,000	–	-0.74%	–
GM	Exit	GENERAL MTRS CO	$0	–	-57,000	–	-0.74%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-8,000	–	-0.76%	–
RCKT	Exit	ROCKET PHARMACEUTICALS INC	$0	–	-120,000	–	-0.78%	–
TELA	Exit	TELA BIO INC	$0	–	-227,644	–	-0.79%	–
SPY	Exit	SPDR S&P 500 ETF TRtr unit	$0	–	-5,500	–	-0.80%	–
	Exit	AMAZON COM INCcall	$0	–	-18,500	–	-0.85%	–
	Exit	INVESCO QQQ TRput	$0	–	-8,000	–	-0.87%	–
ALT	Exit	ALTIMMUNE INC	$0	–	-180,000	–	-0.93%	–
QQQ	Exit	INVESCO QQQ TRunit ser 1	$0	–	-9,000	–	-0.97%	–
	Exit	KRANESHARES TRcall	$0	–	-100,000	–	-1.00%	–
	Exit	APPLIED BLOCKCHAIN INC	$0	–	-1,469,734	–	-1.01%	–
PYPL	Exit	PAYPAL HLDGS INC	$0	–	-32,000	–	-1.12%	–
	Exit	NIO INCnote 4.500% 2/0	$0	–	-1,600,000	–	-1.15%	–
	Exit	SPDR S&P 500 ETF TRput	$0	–	-8,000	–	-1.16%	–
	Exit	MARINUS PHARMACEUTICALS INC	$0	–	-472,056	–	-1.27%	–
SLB	Exit	SCHLUMBERGER LTD	$0	–	-90,000	–	-1.31%	–
AMZN	Exit	AMAZON COM INC	$0	–	-32,000	–	-1.46%	–
	Exit	ADVANCED MICRO DEVICES INCnote 2.125% 9/0	$0	–	-500,000	–	-1.60%	–
	Exit	CATALYST PARTNRS ACQUISITN C	$0	–	-500,000	–	-1.99%	–
GOOGL	Exit	ALPHABET INCcap stk cl a	$0	–	-60,400	–	-2.34%	–
	Exit	TRIP COM GROUP LTDcall	$0	–	-250,000	–	-2.77%	–
GLD	Exit	SPDR GOLD TR	$0	–	-49,020	–	-3.07%	–
	Exit	APPLE INCput	$0	–	-55,000	–	-3.08%	–
	Exit	ISHARES U S ETF TRcall	$0	–	-100,000	–	-6.68%	–
	Exit	SPDR S&P 500 ETF TRcall	$0	–	-300,000	–	-43.40%	–

Q3 2022

			Value		Shares		↓ Weighting
	New	SPDR S&P 500 ETF TRcall	$107,155,000	–	300,000	–	43.40%	–
	New	ISHARES U S ETF TRcall	$16,492,000	–	100,000	–	6.68%	–
	Sell	APPLE INCput	$7,601,000	+218.8%	55,000	-38.9%	3.08%	+406.4%
	Buy	TRIP COM GROUP LTDcall	$6,828,000	-77.6%	250,000	+150.0%	2.77%	-64.5%
GOOGL	Buy	ALPHABET INCcap stk cl a	$5,777,000	-27.8%	60,400	+1545.8%	2.34%	+14.7%
AMZN	Sell	AMAZON COM INC	$3,616,000	-22.6%	32,000	-27.3%	1.46%	+22.9%
	Sell	SPDR S&P 500 ETF TRput	$2,857,000	+160.9%	8,000	-80.0%	1.16%	+314.7%
PYPL	Buy	PAYPAL HLDGS INC	$2,754,000	+689.1%	32,000	+540.0%	1.12%	+1152.8%
	Sell	APPLIED BLOCKCHAIN INC	$2,501,000	+61.9%	1,469,734	-0.1%	1.01%	+157.1%
	Sell	KRANESHARES TRcall	$2,464,000	-96.3%	100,000	-60.0%	1.00%	-94.1%
ALT	New	ALTIMMUNE INC	$2,299,000	–	180,000	–	0.93%	–
	New	AMAZON COM INCcall	$2,091,000	–	18,500	–	0.85%	–
SPY	New	SPDR S&P 500 ETF TRtr unit	$1,964,000	–	5,500	–	0.80%	–
RCKT	Buy	ROCKET PHARMACEUTICALS INC	$1,915,000	+73.9%	120,000	+50.0%	0.78%	+176.2%
GM	Sell	GENERAL MTRS CO	$1,829,000	-18.9%	57,000	-19.7%	0.74%	+28.9%
	New	ISHARES U S ETF TRput	$1,815,000	–	11,000	–	0.74%	–
BIDU	Sell	BAIDU INCspon adr rep a	$1,527,000	-46.0%	13,000	-31.6%	0.62%	-14.3%
SE	Buy	SEA LTDsponsord ads	$1,462,000	+55.2%	26,090	+85.2%	0.59%	+146.7%
	Sell	PFIZER INCcall	$1,094,000	-30.4%	25,000	-44.4%	0.44%	+10.5%
AAPL	Sell	APPLE INC	$1,009,000	-40.0%	7,300	-40.7%	0.41%	-4.7%
OXY	Buy	OCCIDENTAL PETE CORP	$922,000	+95.8%	15,000	+87.5%	0.37%	+210.8%
XME	New	SPDR SER TRput	$850,000	–	20,000	–	0.34%	–
QURE	Sell	UNIQURE NV	$844,000	-24.5%	45,000	-25.0%	0.34%	+20.0%
BABA	Sell	ALIBABA GROUP HLDG LTDsponsored ads	$800,000	-58.6%	10,000	-41.2%	0.32%	-34.3%
BILL	Sell	BILL COM HLDGS INC	$794,000	+3.1%	6,000	-14.3%	0.32%	+64.3%
SWN	Buy	SOUTHWESTERN ENERGY CO	$765,000	+74.7%	125,000	+78.6%	0.31%	+176.8%
GOOS	New	CANADA GOOSE HLDGS INC	$762,000	–	50,000	–	0.31%	–
IGV	New	ISHARES TRexpanded tech	$750,000	–	3,000	–	0.30%	–
TSLA	Buy	TESLA INC	$716,000	+6.4%	2,700	+170.0%	0.29%	+68.6%
ETSY	Buy	ETSY INC	$701,000	+218.6%	7,000	+133.3%	0.28%	+407.1%
	Buy	RIVIAN AUTOMOTIVE INC	$658,000	+70.5%	20,000	+33.3%	0.27%	+172.4%
MSOS	Buy	ADVISORSHARES TRpure us cannabis	$647,000	-4.0%	72,600	+11.5%	0.26%	+52.3%
ACET	Sell	ADICET BIO INC	$640,000	-77.8%	45,000	-77.3%	0.26%	-64.9%
BEKE	Sell	KE HLDGS INCsponsored ads	$456,000	-75.8%	26,000	-75.2%	0.18%	-61.5%
DDOG	Sell	DATADOG INC	$444,000	-41.7%	5,000	-37.5%	0.18%	-7.2%
ATHM	Sell	AUTOHOME INCsp ads rp cl a	$431,000	-84.3%	15,000	-78.6%	0.18%	-75.1%
TEAM	New	ATLASSIAN CORP PLCcl a	$421,000	–	2,000	–	0.17%	–
ASML	New	ASML HOLDING N V	$415,000	–	1,000	–	0.17%	–
LRMR	New	LARIMAR THERAPEUTICS INC	$358,000	–	111,819	–	0.14%	–
F	Sell	FORD MTR CO DEL	$336,000	-53.5%	30,000	-53.8%	0.14%	-26.1%
DLO	Sell	DLOCAL LTD	$328,000	-37.5%	16,000	-20.0%	0.13%	-0.7%
SAM	Sell	BOSTON BEER INCcl a	$324,000	-46.5%	1,000	-50.0%	0.13%	-15.5%
	Sell	WOLFSPEED INC	$310,000	-18.6%	3,000	-50.0%	0.13%	+29.9%
LTHM	Sell	LIVENT CORP	$306,000	-35.7%	9,977	-52.4%	0.12%	+2.5%
	Sell	DRAFTKINGS INC NEW	$303,000	-42.3%	20,000	-55.6%	0.12%	-8.2%
CFMS	Sell	CONFORMIS INC	$296,000	-51.0%	1,548,329	-9.3%	0.12%	-22.1%
TLRY	Buy	TILRAY BRANDS INC	$295,000	+100.7%	107,096	+127.4%	0.12%	+221.6%
	New	SOLENO THERAPEUTICS INC	$295,000	–	176,456	–	0.12%	–
KWEB	Sell	KRANESHARES TRcsi chi internet	$271,000	-91.2%	11,000	-88.3%	0.11%	-86.0%
MDNA	New	MEDICENNA THERAPEUTICS CORP	$270,000	–	325,000	–	0.11%	–
UBER	New	UBER TECHNOLOGIES INC	$265,000	–	10,000	–	0.11%	–
CSV	Sell	CARRIAGE SVCS INC	$261,000	-59.2%	8,120	-49.6%	0.11%	-35.0%
PTON	Buy	PELOTON INTERACTIVE INC	$256,000	+3.2%	37,000	+37.0%	0.10%	+65.1%
ON	Sell	ON SEMICONDUCTOR CORP	$249,000	-64.6%	4,000	-71.4%	0.10%	-43.9%
TTD	New	THE TRADE DESK INC	$239,000	–	4,000	–	0.10%	–
ZM	Sell	ZOOM VIDEO COMMUNICATIONS INcl a	$221,000	-48.8%	3,000	-25.0%	0.09%	-18.2%
LPSN	New	LIVEPERSON INC	$188,000	–	20,000	–	0.08%	–
PONDWS	New	ANGEL POND HOLDINGS CORP*w exp 99/99/999	$129,000	–	400,000	–	0.05%	–
AXTI	Sell	AXT INC	$70,000	-55.4%	10,453	-61.1%	0.03%	-30.0%
YNDX	New	YANDEX N V	$49,000	–	49,000	–	0.02%	–
HYFM	New	HYDROFARM HLDGS GROUP INC	$39,000	–	20,000	–	0.02%	–
PSTHWS	Exit	PERSHING SQUARE TONTINE HLDG*w exp 07/24/202	$0	–	-16,666	–	-0.00%	–
IWM	Exit	ISHARES TRput	$0	–	-4,000	–	-0.01%	–
POND	Exit	ANGEL POND HOLDINGS CORP	$0	–	-400,000	–	-0.04%	–
AMBA	Exit	AMBARELLA INC	$0	–	-3,842	–	-0.06%	–
IIVI	Exit	II-VI INC	$0	–	-5,000	–	-0.06%	–
HAL	Exit	HALLIBURTON CO	$0	–	-10,000	–	-0.08%	–
TWLO	Exit	TWILIO INCcl a	$0	–	-4,000	–	-0.08%	–
CRWD	Exit	CROWDSTRIKE HLDGS INCcl a	$0	–	-2,000	–	-0.09%	–
SQM	Exit	SOCIEDAD QUIMICA Y MINERA DEspon adr ser b	$0	–	-4,174	–	-0.09%	–
VTNR	Exit	VERTEX ENERGY INC	$0	–	-40,000	–	-0.11%	–
NOW	Exit	SERVICENOW INC	$0	–	-1,000	–	-0.12%	–
SLNO	Exit	SOLENO THERAPEUTICS INC	$0	–	-2,646,850	–	-0.12%	–
SQ	Exit	BLOCK INCcl a	$0	–	-8,000	–	-0.12%	–
GTLS	Exit	CHART INDS INC	$0	–	-3,000	–	-0.13%	–
EXPE	Exit	EXPEDIA GROUP INC	$0	–	-7,200	–	-0.17%	–
BOOT	Exit	BOOT BARN HLDGS INC	$0	–	-10,000	–	-0.18%	–
SABR	Exit	SABRE CORP	$0	–	-135,000	–	-0.20%	–
SILJ	Exit	ETF MANAGERS TRprime junir slvr	$0	–	-100,000	–	-0.24%	–
XPEV	Exit	XPENG INCads	$0	–	-41,000	–	-0.33%	–
LI	Exit	LI AUTO INCsponsored ads	$0	–	-35,000	–	-0.34%	–
SIEN	Exit	SIENTRA INC	$0	–	-1,791,287	–	-0.38%	–
JD	Exit	JD.COM INCspon adr cl a	$0	–	-25,000	–	-0.41%	–
	Exit	UBER TECHNOLOGIES INCcall	$0	–	-250,000	–	-4.54%	–
	Exit	ROYAL CARIBBEAN GROUPcall	$0	–	-250,000	–	-19.46%	–
	Exit	SABRE CORPcall	$0	–	-1,000,000	–	-20.63%	–

Q2 2022

			Value		Shares		↓ Weighting
	New	SABRE CORPcall	$80,883,000	–	1,000,000	–	20.63%	–
	New	ROYAL CARIBBEAN GROUPcall	$76,273,000	–	250,000	–	19.46%	–
	New	KRANESHARES TRcall	$66,627,000	–	250,000	–	16.99%	–
	New	TRIP COM GROUP LTDcall	$30,510,000	–	100,000	–	7.78%	–
	New	UBER TECHNOLOGIES INCcall	$17,819,000	–	250,000	–	4.54%	–
GLD	New	SPDR GOLD TR	$8,258,000	–	49,020	–	2.11%	–
GOOGL	New	ALPHABET INCcap stk cl a	$7,998,000	–	3,670	–	2.04%	–
	New	CATALYST PARTNRS ACQUISITN C	$4,875,000	–	500,000	–	1.24%	–
	New	ADVANCED MICRO DEVICES INCnote 2.125% 9/0	$4,773,000	–	500,000	–	1.22%	–
AMZN	New	AMAZON COM INC	$4,673,000	–	44,000	–	1.19%	–
	New	NIO INCnote 4.500% 2/0	$3,660,000	–	1,600,000	–	0.93%	–
SLB	New	SCHLUMBERGER LTD	$3,218,000	–	90,000	–	0.82%	–
KWEB	New	KRANESHARES TRcsi chi internet	$3,079,000	–	94,000	–	0.78%	–
ACET	New	ADICET BIO INC	$2,889,000	–	197,898	–	0.74%	–
BIDU	New	BAIDU INCspon adr rep a	$2,826,000	–	19,000	–	0.72%	–
ATHM	New	AUTOHOME INCsp ads rp cl a	$2,753,000	–	70,000	–	0.70%	–
QQQ	New	INVESCO QQQ TRunit ser 1	$2,523,000	–	9,000	–	0.64%	–
	New	APPLE INCput	$2,384,000	–	90,000	–	0.61%	–
	New	MARINUS PHARMACEUTICALS INC	$2,285,000	–	472,056	–	0.58%	–
GM	New	GENERAL MTRS CO	$2,255,000	–	71,000	–	0.58%	–
MSFT	New	MICROSOFT CORP	$2,055,000	–	8,000	–	0.52%	–
BABA	New	ALIBABA GROUP HLDG LTDsponsored ads	$1,933,000	–	17,000	–	0.49%	–
BEKE	New	KE HLDGS INCsponsored ads	$1,885,000	–	105,000	–	0.48%	–
AAPL	New	APPLE INC	$1,682,000	–	12,300	–	0.43%	–
MU	New	MICRON TECHNOLOGY INC	$1,660,000	–	30,030	–	0.42%	–
GDX	New	VANECK ETF TRUSTgold miners etf	$1,643,000	–	60,000	–	0.42%	–
JD	New	JD.COM INCspon adr cl a	$1,606,000	–	25,000	–	0.41%	–
GDXJ	New	VANECK ETF TRUSTjunior gold mine	$1,600,000	–	50,000	–	0.41%	–
TELA	New	TELA BIO INC	$1,596,000	–	227,644	–	0.41%	–
	New	PFIZER INCcall	$1,571,000	–	45,000	–	0.40%	–
	New	APPLIED BLOCKCHAIN INC	$1,545,000	–	1,471,350	–	0.39%	–
SIEN	New	SIENTRA INC	$1,501,000	–	1,791,287	–	0.38%	–
RGNX	New	REGENXBIO INC	$1,482,000	–	60,000	–	0.38%	–
FB	New	META PLATFORMS INCcl a	$1,395,000	–	8,651	–	0.36%	–
LI	New	LI AUTO INCsponsored ads	$1,341,000	–	35,000	–	0.34%	–
XPEV	New	XPENG INCads	$1,301,000	–	41,000	–	0.33%	–
BA	New	BOEING CO	$1,230,000	–	9,000	–	0.31%	–
QURE	New	UNIQURE NV	$1,118,000	–	60,000	–	0.28%	–
XBI	New	SPDR SER TRs&p biotech	$1,114,000	–	15,000	–	0.28%	–
RCKT	New	ROCKET PHARMACEUTICALS INC	$1,101,000	–	80,000	–	0.28%	–
	New	SPDR S&P 500 ETF TRput	$1,095,000	–	40,000	–	0.28%	–
	New	BILIBILI INCnote 1.250% 6/1	$1,042,000	–	1,000,000	–	0.27%	–
SILJ	New	ETF MANAGERS TRprime junir slvr	$951,000	–	100,000	–	0.24%	–
RZLT	New	REZOLUTE INC	$952,000	–	294,865	–	0.24%	–
SE	New	SEA LTDsponsord ads	$942,000	–	14,090	–	0.24%	–
IMXI	New	INTERNATIONAL MNY EXPRESS IN	$819,000	–	40,000	–	0.21%	–
ARKK	New	ARK ETF TRinnovation etf	$798,000	–	20,000	–	0.20%	–
SABR	New	SABRE CORP	$787,000	–	135,000	–	0.20%	–
BILL	New	BILL COM HLDGS INC	$770,000	–	7,000	–	0.20%	–
JYNT	New	JOINT CORP	$766,000	–	50,000	–	0.20%	–
DDOG	New	DATADOG INC	$762,000	–	8,000	–	0.19%	–
F	New	FORD MTR CO DEL	$723,000	–	65,000	–	0.18%	–
SGMS	New	LIGHT & WONDER INC	$705,000	–	15,000	–	0.18%	–
ON	New	ON SEMICONDUCTOR CORP	$704,000	–	14,000	–	0.18%	–
AGI	New	ALAMOS GOLD INC NEW	$701,000	–	100,000	–	0.18%	–
BOOT	New	BOOT BARN HLDGS INC	$689,000	–	10,000	–	0.18%	–
EXPE	New	EXPEDIA GROUP INC	$683,000	–	7,200	–	0.17%	–
MSOS	New	ADVISORSHARES TRpure us cannabis	$674,000	–	65,100	–	0.17%	–
TSLA	New	TESLA INC	$673,000	–	1,000	–	0.17%	–
CSV	New	CARRIAGE SVCS INC	$639,000	–	16,120	–	0.16%	–
MELI	New	MERCADOLIBRE INC	$637,000	–	1,000	–	0.16%	–
SAM	New	BOSTON BEER INCcl a	$606,000	–	2,000	–	0.16%	–
CFMS	New	CONFORMIS INC	$604,000	–	1,707,029	–	0.15%	–
ESTA	New	ESTABLISHMENT LABS HOLDINGS	$544,000	–	10,000	–	0.14%	–
	New	P3 HEALTH PARTNERS INC*w exp 11/19/202	$536,000	–	1,072,601	–	0.14%	–
BKNG	New	BOOKING HOLDINGS INC	$525,000	–	300	–	0.13%	–
DLO	New	DLOCAL LTD	$525,000	–	20,000	–	0.13%	–
	New	DRAFTKINGS INC NEW	$525,000	–	45,000	–	0.13%	–
	New	NEW ORIENTAL ED & TECHNOLOGYspon adr	$509,000	–	25,000	–	0.13%	–
GTLS	New	CHART INDS INC	$502,000	–	3,000	–	0.13%	–
SQ	New	BLOCK INCcl a	$492,000	–	8,000	–	0.12%	–
SLNO	New	SOLENO THERAPEUTICS INC	$489,000	–	2,646,850	–	0.12%	–
NOW	New	SERVICENOW INC	$476,000	–	1,000	–	0.12%	–
SPOK	New	SPOK HLDGS INC	$473,000	–	75,000	–	0.12%	–
LTHM	New	LIVENT CORP	$476,000	–	20,977	–	0.12%	–
OXY	New	OCCIDENTAL PETE CORP	$471,000	–	8,000	–	0.12%	–
	New	HF SINCLAIR CORP	$452,000	–	10,000	–	0.12%	–
SWN	New	SOUTHWESTERN ENERGY CO	$438,000	–	70,000	–	0.11%	–
ZM	New	ZOOM VIDEO COMMUNICATIONS INcl a	$432,000	–	4,000	–	0.11%	–
VTNR	New	VERTEX ENERGY INC	$421,000	–	40,000	–	0.11%	–
EVRI	New	EVERI HLDGS INC	$391,000	–	24,000	–	0.10%	–
	New	RIVIAN AUTOMOTIVE INC	$386,000	–	15,000	–	0.10%	–
	New	WOLFSPEED INC	$381,000	–	6,000	–	0.10%	–
SQM	New	SOCIEDAD QUIMICA Y MINERA DEspon adr ser b	$349,000	–	4,174	–	0.09%	–
PYPL	New	PAYPAL HLDGS INC	$349,000	–	5,000	–	0.09%	–
CRWD	New	CROWDSTRIKE HLDGS INCcl a	$337,000	–	2,000	–	0.09%	–
TWLO	New	TWILIO INCcl a	$335,000	–	4,000	–	0.08%	–
HAL	New	HALLIBURTON CO	$314,000	–	10,000	–	0.08%	–
	New	INVESCO QQQ TRput	$279,000	–	8,000	–	0.07%	–
IIVI	New	II-VI INC	$255,000	–	5,000	–	0.06%	–
SHOP	New	SHOPIFY INCcl a	$250,000	–	8,000	–	0.06%	–
AMBA	New	AMBARELLA INC	$251,000	–	3,842	–	0.06%	–
PTON	New	PELOTON INTERACTIVE INC	$248,000	–	27,000	–	0.06%	–
ETSY	New	ETSY INC	$220,000	–	3,000	–	0.06%	–
POND	New	ANGEL POND HOLDINGS CORP	$170,000	–	400,000	–	0.04%	–
AXTI	New	AXT INC	$157,000	–	26,855	–	0.04%	–
TLRY	New	TILRAY BRANDS INC	$147,000	–	47,096	–	0.04%	–
	New	ACHIEVE LIFE SCIENCES INC	$67,000	–	13,631	–	0.02%	–
	New	VINTAGE WINE ESTATES INC*w exp 06/08/202	$58,000	–	40,000	–	0.02%	–
HUGSWS	New	USHG ACQUISITION CORP*w exp 02/24/202	$53,000	–	133,332	–	0.01%	–
BMTXWS	New	BM TECHNOLOGIES INC*w exp 01/04/202	$36,000	–	71,000	–	0.01%	–
IWM	New	ISHARES TRput	$23,000	–	4,000	–	0.01%	–
	New	CATALYST PARTNRS ACQUISITN C*w exp 05/12/202	$21,000	–	100,000	–	0.01%	–
	New	RENOVACOR INC*w exp 99/99/999	$14,000	–	200,000	–	0.00%	–
PMGMW	New	PRIVETERRA ACQUISITION CORP*w exp 02/28/202	$10,000	–	66,666	–	0.00%	–
RCLFW	New	ROSECLIFF ACQUISITION CORP I*w exp 02/11/202	$11,000	–	116,666	–	0.00%	–
EUCRW	New	EUCRATES BIOMEDICAL ACQU COR*w exp 10/23/202	$9,000	–	133,332	–	0.00%	–
PSTHWS	New	PERSHING SQUARE TONTINE HLDG*w exp 07/24/202	$7,000	–	16,666	–	0.00%	–

Q4 2021

			Value		Shares		↓ Weighting
PSTHWS	Exit	PERSHING SQUARE TONTINE HLDG*w exp 07/24/202	$0	–	-16,666	–	-0.00%	–
PMGMW	Exit	PRIVETERRA ACQUISITION CORP*w exp 02/28/202	$0	–	-66,666	–	-0.00%	–
RCLFW	Exit	ROSECLIFF ACQUISITION CORP I*w exp 02/11/202	$0	–	-116,666	–	-0.01%	–
	Exit	CATALYST PARTNRS ACQUISITN C*w exp 05/12/202	$0	–	-100,000	–	-0.01%	–
EUCRW	Exit	EUCRATES BIOMEDICAL ACQU COR*w exp 10/23/202	$0	–	-133,332	–	-0.01%	–
BMTXWS	Exit	BM TECHNOLOGIES INC*w exp 01/04/202	$0	–	-71,000	–	-0.01%	–
HUGSWS	Exit	USHG ACQUISITION CORP*w exp 02/24/202	$0	–	-133,332	–	-0.01%	–
	Exit	RENOVACOR INC*w exp 99/99/999	$0	–	-200,000	–	-0.01%	–
KUKE	Exit	KUKE MUSIC HLDG LTDsponsored ads	$0	–	-26,898	–	-0.01%	–
MYPS	Exit	PLAYSTUDIOS INC	$0	–	-37,800	–	-0.01%	–
GLNG	Exit	GOLAR LNG LTD	$0	–	-23,076	–	-0.02%	–
TVACW	Exit	THAYER VENTURES ACQU CORP*w exp 01/01/203	$0	–	-264,250	–	-0.02%	–
PONDWS	Exit	ANGEL POND HOLDINGS CORP*w exp 99/99/999	$0	–	-400,000	–	-0.02%	–
XPEV	Exit	XPENG INCads	$0	–	-10,000	–	-0.03%	–
SPRB	Exit	SPRUCE BIOSCIENCES INC	$0	–	-63,614	–	-0.03%	–
VALN	Exit	VALNEVA SEsponsored ads	$0	–	-11,982	–	-0.03%	–
	Exit	MATTERPORT INC	$0	–	-20,000	–	-0.03%	–
HYRE	Exit	HYRECAR INC	$0	–	-50,000	–	-0.03%	–
GOTU	Exit	GAOTU TECHEDU INCsponsored ads	$0	–	-150,000	–	-0.04%	–
SABR	Exit	SABRE CORP	$0	–	-40,000	–	-0.04%	–
ATEC	Exit	ALPHATEC HLDGS INC	$0	–	-42,000	–	-0.04%	–
ROCRU	Exit	ROTH CH ACQUISITION III COunit 02/26/2026	$0	–	-50,000	–	-0.04%	–
PXLW	Exit	PIXELWORKS INC	$0	–	-130,000	–	-0.05%	–
SLNO	Exit	SOLENO THERAPEUTICS INC	$0	–	-701,838	–	-0.05%	–
FANG	Exit	DIAMONDBACK ENERGY INC	$0	–	-7,000	–	-0.05%	–
FLL	Exit	FULL HSE RESORTS INC	$0	–	-64,832	–	-0.05%	–
LTHM	Exit	LIVENT CORPput	$0	–	-30,000	–	-0.05%	–
EVRI	Exit	EVERI HLDGS INC	$0	–	-30,000	–	-0.06%	–
CSV	Exit	CARRIAGE SVCS INC	$0	–	-16,120	–	-0.06%	–
AGI	Exit	ALAMOS GOLD INC NEW	$0	–	-100,000	–	-0.06%	–
EVH	Exit	EVOLENT HEALTH INCcl a	$0	–	-23,000	–	-0.06%	–
TSHA	Exit	TAYSHA GENE THERAPIES INC	$0	–	-40,000	–	-0.06%	–
AXTI	Exit	AXT INC	$0	–	-90,000	–	-0.06%	–
EDU	Exit	NEW ORIENTAL ED & TECHNOLOGYspon adr	$0	–	-370,000	–	-0.06%	–
SPOK	Exit	SPOK HLDGS INC	$0	–	-75,000	–	-0.06%	–
ZM	Exit	ZOOM VIDEO COMMUNICATIONS INcl a	$0	–	-3,000	–	-0.06%	–
MGI	Exit	MONEYGRAM INTL INC	$0	–	-100,000	–	-0.06%	–
PACK	Exit	RANPAK HOLDINGS CORP	$0	–	-30,000	–	-0.06%	–
NVAX	Exit	NOVAVAX INC	$0	–	-4,000	–	-0.06%	–
BB	Exit	BLACKBERRY LTD	$0	–	-85,000	–	-0.06%	–
RNG	Exit	RINGCENTRAL INCcl a	$0	–	-4,000	–	-0.07%	–
CREE	Exit	CREE INC	$0	–	-11,000	–	-0.07%	–
BABA	Exit	ALIBABA GROUP HLDG LTDsponsored ads	$0	–	-6,100	–	-0.07%	–
MJ	Exit	ETF MANAGERS TRcall	$0	–	-64,300	–	-0.07%	–
F	Exit	FORD MTR CO DEL	$0	–	-70,000	–	-0.08%	–
MAPS	Exit	WM TECHNOLOGY INC	$0	–	-75,496	–	-0.08%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-4,000	–	-0.09%	–
ZNGA	Exit	ZYNGA INCcall	$0	–	-150,000	–	-0.09%	–
MIRO	Exit	MIROMATRIX MED INC	$0	–	-177,642	–	-0.10%	–
TWLO	Exit	TWILIO INCcl a	$0	–	-4,000	–	-0.10%	–
IMXI	Exit	INTERNATIONAL MNY EXPRESS IN	$0	–	-80,000	–	-0.10%	–
ESTA	Exit	ESTABLISHMENT LABS HLDGS INC	$0	–	-20,000	–	-0.11%	–
CLNE	Exit	CLEAN ENERGY FUELS CORP	$0	–	-180,000	–	-0.11%	–
PTON	Exit	PELOTON INTERACTIVE INC	$0	–	-17,000	–	-0.11%	–
ACET	Exit	ADICET BIO INC	$0	–	-197,898	–	-0.12%	–
AAPL	Exit	APPLE INC	$0	–	-11,300	–	-0.12%	–
SQM	Exit	SOCIEDAD QUIMICA Y MINERA DEspon adr ser b	$0	–	-29,830	–	-0.12%	–
JPM	Exit	JPMORGAN CHASE & CO	$0	–	-10,000	–	-0.12%	–
TLRY	Exit	TILRAY INC	$0	–	-147,096	–	-0.13%	–
MELI	Exit	MERCADOLIBRE INC	$0	–	-1,000	–	-0.13%	–
MSOS	Exit	ADVISORSHARES TRpure us cannabis	$0	–	-54,000	–	-0.13%	–
OPRX	Exit	OPTIMIZERX CORP	$0	–	-20,000	–	-0.13%	–
NOTV	Exit	INOTIV INC	$0	–	-60,000	–	-0.13%	–
BMTX	Exit	BM TECHNOLOGIES INC	$0	–	-200,100	–	-0.14%	–
MODV	Exit	MODIVCARE INC	$0	–	-10,000	–	-0.14%	–
AMBA	Exit	AMBARELLA INCput	$0	–	-12,000	–	-0.14%	–
	Exit	STRYVE FOODS INC	$0	–	-350,000	–	-0.14%	–
EVBG	Exit	EVERBRIDGE INC	$0	–	-12,560	–	-0.14%	–
ICAD	Exit	ICAD INC	$0	–	-185,473	–	-0.15%	–
AXGN	Exit	AXOGEN INC	$0	–	-130,000	–	-0.16%	–
ON	Exit	ON SEMICONDUCTOR CORP	$0	–	-45,000	–	-0.16%	–
TNDM	Exit	TANDEM DIABETES CARE INC	$0	–	-17,708	–	-0.16%	–
SGMS	Exit	SCIENTIFIC GAMES CORP	$0	–	-25,500	–	-0.16%	–
BILL	Exit	BILL COM HLDGS INC	$0	–	-8,000	–	-0.16%	–
ZGNX	Exit	ZOGENIX INC	$0	–	-143,472	–	-0.17%	–
BA	Exit	BOEING CO	$0	–	-10,000	–	-0.17%	–
ALB	Exit	ALBEMARLE CORP	$0	–	-10,000	–	-0.17%	–
ECPG	Exit	ENCORE CAP GROUP INC	$0	–	-45,000	–	-0.17%	–
LTHM	Exit	LIVENT CORP	$0	–	-96,977	–	-0.17%	–
	Exit	ENOVIX CORPORATION	$0	–	-119,768	–	-0.17%	–
YNDX	Exit	YANDEX N V	$0	–	-29,000	–	-0.18%	–
PDD	Exit	PINDUODUO INCsponsored ads	$0	–	-26,000	–	-0.18%	–
BIDU	Exit	BAIDU INCspon adr rep a	$0	–	-16,000	–	-0.19%	–
MU	Exit	MICRON TECHNOLOGY INCput	$0	–	-35,000	–	-0.19%	–
CVX	Exit	CHEVRON CORP NEW	$0	–	-25,000	–	-0.19%	–
BOOT	Exit	BOOT BARN HLDGS INC	$0	–	-30,000	–	-0.20%	–
CFMS	Exit	CONFORMIS INC	$0	–	-2,000,000	–	-0.20%	–
INSE	Exit	INSPIRED ENTMT INC	$0	–	-240,000	–	-0.22%	–
GBT	Exit	GLOBAL BLOOD THERAPEUTICS INcall	$0	–	-112,100	–	-0.22%	–
SI	Exit	SILVERGATE CAP CORPcl a	$0	–	-25,000	–	-0.22%	–
MU	Exit	MICRON TECHNOLOGY INC	$0	–	-43,030	–	-0.23%	–
TELA	Exit	TELA BIO INC	$0	–	-227,644	–	-0.24%	–
AMBA	Exit	AMBARELLA INC	$0	–	-20,000	–	-0.24%	–
ZUMZ	Exit	ZUMIEZ INC	$0	–	-80,000	–	-0.24%	–
SSYS	Exit	STRATASYS LTD	$0	–	-150,000	–	-0.25%	–
DENN	Exit	DENNYS CORP	$0	–	-200,000	–	-0.25%	–
GPMT	Exit	GRANITE PT MTG TR INC	$0	–	-251,564	–	-0.25%	–
RCLF	Exit	ROSECLIFF ACQUISITION CORP I	$0	–	-350,000	–	-0.26%	–
GOOGL	Exit	ALPHABET INCput	$0	–	-1,300	–	-0.27%	–
CELC	Exit	CELCUITY INC	$0	–	-195,324	–	-0.27%	–
SLB	Exit	SCHLUMBERGER LTD	$0	–	-120,000	–	-0.27%	–
GENI	Exit	GENIUS SPORTS LIMITEDshares cl a	$0	–	-200,000	–	-0.29%	–
GDX	Exit	VANECK ETF TRUSTgold miners etf	$0	–	-129,600	–	-0.29%	–
HUGS	Exit	USHG ACQUISITION CORP	$0	–	-400,000	–	-0.30%	–
BRKB	Exit	BERKSHIRE HATHAWAY INC DELcl b new	$0	–	-15,000	–	-0.31%	–
FB	Exit	FACEBOOK INCcl a	$0	–	-13,151	–	-0.34%	–
LPSN	Exit	LIVEPERSON INC	$0	–	-80,131	–	-0.36%	–
GM	Exit	GENERAL MTRS CO	$0	–	-90,000	–	-0.36%	–
	Exit	MARINUS PHARMACEUTICALS INC	$0	–	-419,324	–	-0.36%	–
CPARU	Exit	CATALYST PARTNRS ACQUISITN Cunit 99/99/9999	$0	–	-500,000	–	-0.37%	–
AMZN	Exit	AMAZON COM INCput	$0	–	-1,500	–	-0.38%	–
PENN	Exit	PENN NATL GAMING INC	$0	–	-70,000	–	-0.39%	–
AAPL	Exit	APPLE INCput	$0	–	-37,000	–	-0.40%	–
TRIT	Exit	TRITERRAS INCput	$0	–	-900,000	–	-0.40%	–
TVAC	Exit	THAYER VENTURES ACQU CORP	$0	–	-528,500	–	-0.41%	–
AMZN	Exit	AMAZON COM INC	$0	–	-1,800	–	-0.45%	–
CTAC	Exit	CERBERUS TELECOM ACQUISITION	$0	–	-600,000	–	-0.46%	–
	Exit	NIO INCnote 4.500% 2/0	$0	–	-1,600,000	–	-0.46%	–
SE	Exit	SEA LTDsponsord ads	$0	–	-19,600	–	-0.48%	–
	Exit	ADVANCED MICRO DEVICES INCnote 2.125% 9/0	$0	–	-500,000	–	-0.49%	–
ASPN	Exit	ASPEN AEROGELS INC	$0	–	-197,213	–	-0.70%	–
DB	Exit	DEUTSCHE BANK A Gcall	$0	–	-729,900	–	-0.71%	–
SIEN	Exit	SIENTRA INC	$0	–	-2,000,000	–	-0.88%	–
POND	Exit	ANGEL POND HOLDINGS CORP	$0	–	-1,200,000	–	-0.89%	–
GOOGL	Exit	ALPHABET INCcap stk cl a	$0	–	-4,450	–	-0.91%	–
ARKK	Exit	ARK ETF TRput	$0	–	-120,000	–	-1.02%	–
KWEB	Exit	KRANESHARES TRcall	$0	–	-300,000	–	-1.09%	–
NBIX	Exit	NEUROCRINE BIOSCIENCES INCcall	$0	–	-150,000	–	-1.10%	–
SAVA	Exit	CASSAVA SCIENCES INCput	$0	–	-612,000	–	-2.91%	–
DKNG	Exit	DRAFTKINGS INCcall	$0	–	-1,050,000	–	-3.87%	–
SPY	Exit	SPDR S&P 500 ETF TRput	$0	–	-300,000	–	-9.86%	–
TLT	Exit	ISHARES TRput	$0	–	-925,000	–	-10.22%	–
IWM	Exit	ISHARES TRput	$0	–	-615,000	–	-10.30%	–
QQQ	Exit	INVESCO QQQ TRput	$0	–	-450,000	–	-12.33%	–
SPY	Exit	SPDR S&P 500 ETF TRcall	$0	–	-750,000	–	-24.64%	–

Q3 2021

			Value		Shares		↓ Weighting
SPY	Sell	SPDR S&P 500 ETF TRcall	$321,856,000	-78.5%	750,000	-78.6%	24.64%	-55.6%
QQQ	Buy	INVESCO QQQ TRput	$161,083,000	+56.2%	450,000	+54.6%	12.33%	+222.5%
IWM	Sell	ISHARES TRput	$134,531,000	-47.6%	615,000	-45.1%	10.30%	+8.1%
TLT	New	ISHARES TRput	$133,495,000	–	925,000	–	10.22%	–
SPY	Buy	SPDR S&P 500 ETF TRput	$128,743,000	+173.4%	300,000	+172.7%	9.86%	+464.8%
DKNG	Buy	DRAFTKINGS INCcall	$50,568,000	+287.7%	1,050,000	+320.0%	3.87%	+701.4%
SAVA	New	CASSAVA SCIENCES INCput	$37,992,000	–	612,000	–	2.91%	–
NBIX	Sell	NEUROCRINE BIOSCIENCES INCcall	$14,387,000	-40.9%	150,000	-40.0%	1.10%	+22.1%
KWEB	Buy	KRANESHARES TRcall	$14,196,000	+1.7%	300,000	+50.0%	1.09%	+110.3%
ARKK	New	ARK ETF TRput	$13,263,000	–	120,000	–	1.02%	–
GOOGL	Sell	ALPHABET INCcap stk cl a	$11,897,000	-1.6%	4,450	-10.1%	0.91%	+103.3%
POND	New	ANGEL POND HOLDINGS CORP	$11,592,000	–	1,200,000	–	0.89%	–
ASPN	Sell	ASPEN AEROGELS INC	$9,074,000	+44.4%	197,213	-6.1%	0.70%	+198.3%
	Sell	NIO INCnote 4.500% 2/0	$6,047,000	-36.9%	1,600,000	-5.9%	0.46%	+30.4%
AMZN	Sell	AMAZON COM INC	$5,913,000	-14.1%	1,800	-10.0%	0.45%	+77.6%
TVAC	New	THAYER VENTURES ACQU CORP	$5,343,000	–	528,500	–	0.41%	–
TRIT	Sell	TRITERRAS INCput	$5,265,000	-39.5%	900,000	-28.0%	0.40%	+25.2%
AAPL	New	APPLE INCput	$5,236,000	–	37,000	–	0.40%	–
AMZN	New	AMAZON COM INCput	$4,928,000	–	1,500	–	0.38%	–
GM	Sell	GENERAL MTRS CO	$4,744,000	-15.6%	90,000	-5.3%	0.36%	+74.5%
LPSN	Sell	LIVEPERSON INC	$4,724,000	-29.6%	80,131	-24.5%	0.36%	+45.4%
BRKB	New	BERKSHIRE HATHAWAY INC DELcl b new	$4,094,000	–	15,000	–	0.31%	–
HUGS	New	USHG ACQUISITION CORP	$3,884,000	–	400,000	–	0.30%	–
GENI	New	GENIUS SPORTS LIMITEDshares cl a	$3,732,000	–	200,000	–	0.29%	–
SLB	Sell	SCHLUMBERGER LTD	$3,557,000	-20.6%	120,000	-14.3%	0.27%	+63.9%
CELC	Sell	CELCUITY INC	$3,516,000	-52.8%	195,324	-37.0%	0.27%	-2.5%
GOOGL	New	ALPHABET INCput	$3,476,000	–	1,300	–	0.27%	–
RCLF	New	ROSECLIFF ACQUISITION CORP I	$3,399,000	–	350,000	–	0.26%	–
GPMT	Sell	GRANITE PT MTG TR INC	$3,313,000	-25.1%	251,564	-16.1%	0.25%	+54.9%
DENN	Buy	DENNYS CORP	$3,268,000	+52.4%	200,000	+53.8%	0.25%	+216.5%
SSYS	New	STRATASYS LTD	$3,228,000	–	150,000	–	0.25%	–
TELA	Buy	TELA BIO INC	$3,110,000	-3.5%	227,644	+13.8%	0.24%	+100.0%
AMBA	Buy	AMBARELLA INC	$3,115,000	+53.8%	20,000	+5.3%	0.24%	+217.3%
SI	New	SILVERGATE CAP CORPcl a	$2,888,000	–	25,000	–	0.22%	–
CFMS	Sell	CONFORMIS INC	$2,660,000	+0.6%	2,000,000	-13.0%	0.20%	+108.2%
CVX	New	CHEVRON CORP NEW	$2,536,000	–	25,000	–	0.19%	–
MU	New	MICRON TECHNOLOGY INCput	$2,484,000	–	35,000	–	0.19%	–
BIDU	Sell	BAIDU INCspon adr rep a	$2,460,000	-56.9%	16,000	-42.9%	0.19%	-11.3%
PDD	Buy	PINDUODUO INCsponsored ads	$2,357,000	+85.6%	26,000	+160.0%	0.18%	+283.0%
YNDX	Buy	YANDEX N V	$2,311,000	+25.6%	29,000	+11.5%	0.18%	+160.3%
	New	ENOVIX CORPORATION	$2,262,000	–	119,768	–	0.17%	–
ECPG	Sell	ENCORE CAP GROUP INC	$2,217,000	-6.5%	45,000	-10.0%	0.17%	+93.2%
ALB	Buy	ALBEMARLE CORP	$2,190,000	+160.1%	10,000	+100.0%	0.17%	+441.9%
BILL	New	BILL COM HLDGS INC	$2,136,000	–	8,000	–	0.16%	–
SGMS	Sell	SCIENTIFIC GAMES CORP	$2,118,000	-19.6%	25,500	-25.0%	0.16%	+65.3%
ON	Sell	ON SEMICONDUCTOR CORP	$2,060,000	+7.6%	45,000	-10.0%	0.16%	+122.5%
ICAD	Sell	ICAD INC	$1,994,000	-43.9%	185,473	-9.7%	0.15%	+15.9%
	New	STRYVE FOODS INC	$1,873,000	–	350,000	–	0.14%	–
AMBA	New	AMBARELLA INCput	$1,869,000	–	12,000	–	0.14%	–
MODV	New	MODIVCARE INC	$1,816,000	–	10,000	–	0.14%	–
NOTV	New	INOTIV INC	$1,754,000	–	60,000	–	0.13%	–
OPRX	New	OPTIMIZERX CORP	$1,711,000	–	20,000	–	0.13%	–
MSOS	Sell	ADVISORSHARES TRpure us cannabis	$1,704,000	-29.0%	54,000	-10.0%	0.13%	+46.1%
JPM	New	JPMORGAN CHASE & CO	$1,637,000	–	10,000	–	0.12%	–
SQM	Sell	SOCIEDAD QUIMICA Y MINERA DEspon adr ser b	$1,602,000	-40.4%	29,830	-47.5%	0.12%	+23.0%
AAPL	Sell	APPLE INC	$1,599,000	-10.2%	11,300	-13.1%	0.12%	+84.8%
ACET	Sell	ADICET BIO INC	$1,552,000	-36.0%	197,898	-16.1%	0.12%	+32.2%
CLNE	New	CLEAN ENERGY FUELS CORP	$1,467,000	–	180,000	–	0.11%	–
ESTA	Sell	ESTABLISHMENT LABS HLDGS INC	$1,432,000	-38.8%	20,000	-25.4%	0.11%	+26.4%
MIRO	Sell	MIROMATRIX MED INC	$1,236,000	-49.1%	177,642	-14.8%	0.10%	+5.6%
MAPS	New	WM TECHNOLOGY INC	$1,095,000	–	75,496	–	0.08%	–
F	New	FORD MTR CO DEL	$991,000	–	70,000	–	0.08%	–
BABA	Sell	ALIBABA GROUP HLDG LTDsponsored ads	$903,000	-81.1%	6,100	-71.1%	0.07%	-61.0%
BB	Buy	BLACKBERRY LTD	$827,000	+23.1%	85,000	+54.5%	0.06%	+152.0%
NVAX	New	NOVAVAX INC	$829,000	–	4,000	–	0.06%	–
PACK	Sell	RANPAK HOLDINGS CORP	$805,000	-60.8%	30,000	-63.4%	0.06%	-18.4%
MGI	New	MONEYGRAM INTL INC	$802,000	–	100,000	–	0.06%	–
ZM	Sell	ZOOM VIDEO COMMUNICATIONS INcl a	$785,000	-66.2%	3,000	-50.0%	0.06%	-30.2%
EDU	Sell	NEW ORIENTAL ED & TECHNOLOGYspon adr	$759,000	-81.5%	370,000	-26.0%	0.06%	-61.8%
AXTI	Buy	AXT INC	$750,000	+13.8%	90,000	+50.0%	0.06%	+137.5%
TSHA	Sell	TAYSHA GENE THERAPIES INC	$745,000	-29.7%	40,000	-20.0%	0.06%	+46.2%
EVRI	New	EVERI HLDGS INC	$725,000	–	30,000	–	0.06%	–
EVH	New	EVOLENT HEALTH INCcl a	$713,000	–	23,000	–	0.06%	–
FLL	Buy	FULL HSE RESORTS INC	$688,000	+54.3%	64,832	+44.6%	0.05%	+211.8%
LTHM	New	LIVENT CORPput	$693,000	–	30,000	–	0.05%	–
FANG	New	DIAMONDBACK ENERGY INC	$663,000	–	7,000	–	0.05%	–
SLNO	New	SOLENO THERAPEUTICS INC	$649,000	–	701,838	–	0.05%	–
PXLW	New	PIXELWORKS INC	$621,000	–	130,000	–	0.05%	–
ROCRU	Sell	ROTH CH ACQUISITION III COunit 02/26/2026	$506,000	-51.0%	50,000	-50.0%	0.04%	+2.6%
SABR	Sell	SABRE CORP	$474,000	-70.8%	40,000	-69.2%	0.04%	-40.0%
GOTU	New	GAOTU TECHEDU INCsponsored ads	$461,000	–	150,000	–	0.04%	–
HYRE	New	HYRECAR INC	$425,000	–	50,000	–	0.03%	–
	New	MATTERPORT INC	$378,000	–	20,000	–	0.03%	–
SPRB	Sell	SPRUCE BIOSCIENCES INC	$382,000	-65.9%	63,614	-36.4%	0.03%	-31.0%
VALN	New	VALNEVA SEsponsored ads	$376,000	–	11,982	–	0.03%	–
PONDWS	New	ANGEL POND HOLDINGS CORP*w exp 99/99/999	$316,000	–	400,000	–	0.02%	–
GLNG	New	GOLAR LNG LTD	$299,000	–	23,076	–	0.02%	–
TVACW	New	THAYER VENTURES ACQU CORP*w exp 01/01/203	$304,000	–	264,250	–	0.02%	–
MYPS	New	PLAYSTUDIOS INC	$172,000	–	37,800	–	0.01%	–
KUKE	New	KUKE MUSIC HLDG LTDsponsored ads	$163,000	–	26,898	–	0.01%	–
	New	RENOVACOR INC*w exp 99/99/999	$132,000	–	200,000	–	0.01%	–
HUGSWS	New	USHG ACQUISITION CORP*w exp 02/24/202	$115,000	–	133,332	–	0.01%	–
	New	CATALYST PARTNRS ACQUISITN C*w exp 05/12/202	$85,000	–	100,000	–	0.01%	–
RCLFW	New	ROSECLIFF ACQUISITION CORP I*w exp 02/11/202	$64,000	–	116,666	–	0.01%	–
CHAQWS	Exit	CHARDAN HEALTHCR ACQSTN 2 CO*w exp 03/05/202	$0	–	-200,000	–	-0.01%	–
GBNH	Exit	GREENBROOK TMS INC	$0	–	-17,520	–	-0.01%	–
AGFY	Exit	AGRIFY CORP	$0	–	-20,000	–	-0.01%	–
VYGR	Exit	VOYAGER THERAPEUTICS INC	$0	–	-65,000	–	-0.01%	–
PLL	Exit	PIEDMONT LITHIUM INC	$0	–	-4,000	–	-0.01%	–
SNCR	Exit	SYNCHRONOSS TECHNOLOGIES INC	$0	–	-100,000	–	-0.01%	–
NBSE	Exit	NEUBASE THERAPEUTICS INC	$0	–	-81,209	–	-0.01%	–
TCRR	Exit	TCR2 THERAPEUTICS INC	$0	–	-24,000	–	-0.02%	–
DCRC	Exit	DECARBONIZATION PLUS ACQU II	$0	–	-40,000	–	-0.02%	–
GEL	Exit	GENESIS ENERGY L Punit ltd partn	$0	–	-40,000	–	-0.02%	–
TAL	Exit	TAL EDUCATION GROUPsponsored ads	$0	–	-19,100	–	-0.02%	–
PASG	Exit	PASSAGE BIO INC	$0	–	-40,000	–	-0.02%	–
SLRX	Exit	SALARIUS PHARMACEUTICALS INC	$0	–	-585,409	–	-0.02%	–
TSLA	Exit	TESLA INC	$0	–	-1,000	–	-0.02%	–
COIN	Exit	COINBASE GLOBAL INC	$0	–	-3,000	–	-0.03%	–
HTHT	Exit	HUAZHU GROUP LTDsponsored ads	$0	–	-15,000	–	-0.03%	–
IMMR	Exit	IMMERSION CORP	$0	–	-90,212	–	-0.03%	–
OXY	Exit	OCCIDENTAL PETE CORP	$0	–	-25,000	–	-0.03%	–
OZON	Exit	OZON HLDGS PLCsponsored ads	$0	–	-15,000	–	-0.03%	–
EVAX	Exit	EVAXION BIOTECH A Sads	$0	–	-117,690	–	-0.03%	–
FINV	Exit	FINVOLUTION GROUPsponsored ads	$0	–	-102,941	–	-0.04%	–
AGS	Exit	PLAYAGS INC	$0	–	-100,000	–	-0.04%	–
EUCR	Exit	EUCRATES BIOMEDICAL ACQU COR	$0	–	-100,000	–	-0.04%	–
PAYO	Exit	PAYONEER GLOBAL INC	$0	–	-100,000	–	-0.04%	–
BAC	Exit	BK OF AMERICA CORP	$0	–	-25,000	–	-0.04%	–
IIVI	Exit	II-VI INC	$0	–	-14,000	–	-0.04%	–
KWEB	Exit	KRANESHARES TRcsi chi internet	$0	–	-15,000	–	-0.04%	–
XCUR	Exit	EXICURE INC	$0	–	-790,759	–	-0.04%	–
NRAC	Exit	NOBLE ROCK ACQUISITION CORP	$0	–	-125,000	–	-0.05%	–
AMLP	Exit	ALPS ETF TRalerian mlp	$0	–	-35,000	–	-0.05%	–
AUPH	Exit	AURINIA PHARMACEUTICALS INC	$0	–	-100,000	–	-0.05%	–
HDSN	Exit	HUDSON TECHNOLOGIES INC	$0	–	-400,000	–	-0.05%	–
NEM	Exit	NEWMONT CORP	$0	–	-22,000	–	-0.05%	–
ARDX	Exit	ARDELYX INC	$0	–	-200,000	–	-0.06%	–
GOED	Exit	1847 GOEDEKER INC	$0	–	-400,000	–	-0.06%	–
	Exit	MOMO INCcall	$0	–	-100,000	–	-0.06%	–
GANX	Exit	GAIN THERAPEUTICS INC	$0	–	-155,709	–	-0.06%	–
BIIB	Exit	BIOGEN INC	$0	–	-5,000	–	-0.06%	–
PACE	Exit	TPG PACE TECH OPPORTUNITIES	$0	–	-186,026	–	-0.07%	–
NOK	Exit	NOKIA CORPsponsored adr	$0	–	-350,000	–	-0.07%	–
BILI	Exit	BILIBILI INCspons ads rep z	$0	–	-16,000	–	-0.07%	–
TFFP	Exit	TFF PHARMACEUTICALS INC	$0	–	-210,000	–	-0.08%	–
XENE	Exit	XENON PHARMACEUTICALS INC	$0	–	-110,000	–	-0.08%	–
NCNA	Exit	NUCANA PLCsponsored adr	$0	–	-802,940	–	-0.08%	–
ESRT	Exit	EMPIRE ST RLTY TR INCcl a	$0	–	-200,000	–	-0.09%	–
SABR	Exit	SABRE CORPcall	$0	–	-200,000	–	-0.09%	–
LPSN	Exit	LIVEPERSON INCcall	$0	–	-40,000	–	-0.09%	–
SRNGU	Exit	SOARING EAGLE ACQUISITION COunit 02/23/2026	$0	–	-260,000	–	-0.10%	–
FGNA	Exit	FG NEW AMER ACQUISITION CORP	$0	–	-280,000	–	-0.11%	–
GM	Exit	GENERAL MTRS COcall	$0	–	-50,000	–	-0.11%	–
RSVA	Exit	RODGERS SILICON VALLEY AQ CO	$0	–	-150,000	–	-0.13%	–
RCLFU	Exit	ROSECLIFF ACQUISITION CORP Iunit 99/99/9999	$0	–	-350,000	–	-0.13%	–
SEEL	Exit	SEELOS THERAPEUTICS INC	$0	–	-1,350,000	–	-0.13%	–
HUGSU	Exit	USHG ACQUISITION CORPunit 99/99/9999	$0	–	-400,000	–	-0.15%	–
BLUE	Exit	BLUEBIRD BIO INC	$0	–	-130,000	–	-0.15%	–
STIM	Exit	NEURONETICS INC	$0	–	-263,596	–	-0.16%	–
SLV	Exit	ISHARES SILVER TRcall	$0	–	-200,000	–	-0.18%	–
TWLO	Exit	TWILIO INCcall	$0	–	-13,000	–	-0.19%	–
GLD	Exit	SPDR GOLD TR	$0	–	-33,000	–	-0.20%	–
TVACU	Exit	THAYER VENTURES ACQU CORPunit 01/01/2030	$0	–	-528,500	–	-0.21%	–
GENIWS	Exit	GENIUS SPORTS LIMITED*w exp 04/30/202	$0	–	-890,516	–	-0.26%	–
TNK	Exit	TEEKAY TANKERS LTDcall	$0	–	-550,000	–	-0.29%	–
BLUE	Exit	BLUEBIRD BIO INCcall	$0	–	-300,000	–	-0.36%	–
ZGNX	Exit	ZOGENIX INCcall	$0	–	-600,000	–	-0.38%	–
PONDU	Exit	ANGEL POND HOLDINGS CORPunit 99/99/9999	$0	–	-1,200,000	–	-0.44%	–
C	Exit	CITIGROUP INCcall	$0	–	-200,000	–	-0.52%	–
PENN	Exit	PENN NATL GAMING INCcall	$0	–	-200,000	–	-0.57%	–
XBI	Exit	SPDR SER TRcall	$0	–	-200,000	–	-1.00%	–
AMZN	Exit	AMAZON COM INCcall	$0	–	-80,000	–	-10.20%	–

Q2 2021

			Value		Shares		↓ Weighting
SPY	New	SPDR S&P 500 ETF TRcall	$1,498,210,000	–	3,500,000	–	55.53%	–
AMZN	New	AMAZON COM INCcall	$275,213,000	–	80,000	–	10.20%	–
IWM	New	ISHARES TRput	$256,893,000	–	1,120,000	–	9.52%	–
QQQ	New	INVESCO QQQ TRput	$103,139,000	–	291,000	–	3.82%	–
SPY	New	SPDR S&P 500 ETF TRput	$47,089,000	–	110,000	–	1.74%	–
XBI	New	SPDR SER TRcall	$27,080,000	–	200,000	–	1.00%	–
NBIX	New	NEUROCRINE BIOSCIENCES INCcall	$24,330,000	–	250,000	–	0.90%	–
SIEN	New	SIENTRA INC	$15,920,000	–	2,000,000	–	0.59%	–
PENN	New	PENN NATL GAMING INCcall	$15,298,000	–	200,000	–	0.57%	–
C	New	CITIGROUP INCcall	$14,150,000	–	200,000	–	0.52%	–
KWEB	New	KRANESHARES TRcall	$13,956,000	–	200,000	–	0.52%	–
DKNG	New	DRAFTKINGS INCcall	$13,043,000	–	250,000	–	0.48%	–
GOOGL	New	ALPHABET INCcap stk cl a	$12,087,000	–	4,950	–	0.45%	–
PONDU	New	ANGEL POND HOLDINGS CORPunit 99/99/9999	$12,000,000	–	1,200,000	–	0.44%	–
ZGNX	New	ZOGENIX INCcall	$10,368,000	–	600,000	–	0.38%	–
BLUE	New	BLUEBIRD BIO INCcall	$9,595,000	–	300,000	–	0.36%	–
	New	NIO INCnote 4.500% 2/0	$9,585,000	–	1,700,000	–	0.36%	–
DB	New	DEUTSCHE BANK A Gcall	$9,548,000	–	729,900	–	0.35%	–
TRIT	New	TRITERRAS INCput	$8,700,000	–	1,250,000	–	0.32%	–
TNK	New	TEEKAY TANKERS LTDcall	$7,931,000	–	550,000	–	0.29%	–
	New	MARINUS PHARMACEUTICALS INC	$7,523,000	–	419,324	–	0.28%	–
CELC	New	CELCUITY INC	$7,445,000	–	310,198	–	0.28%	–
GENIWS	New	GENIUS SPORTS LIMITED*w exp 04/30/202	$7,071,000	–	890,516	–	0.26%	–
AMZN	New	AMAZON COM INC	$6,880,000	–	2,000	–	0.26%	–
LPSN	New	LIVEPERSON INC	$6,712,000	–	106,131	–	0.25%	–
ASPN	New	ASPEN AEROGELS INC	$6,283,000	–	210,000	–	0.23%	–
CTAC	New	CERBERUS TELECOM ACQUISITION	$5,958,000	–	600,000	–	0.22%	–
	New	ADVANCED MICRO DEVICES INCnote 2.125% 9/0	$5,862,000	–	500,000	–	0.22%	–
BIDU	New	BAIDU INCspon adr rep a	$5,709,000	–	28,000	–	0.21%	–
TVACU	New	THAYER VENTURES ACQU CORPunit 01/01/2030	$5,650,000	–	528,500	–	0.21%	–
GM	New	GENERAL MTRS CO	$5,621,000	–	95,000	–	0.21%	–
GLD	New	SPDR GOLD TR	$5,466,000	–	33,000	–	0.20%	–
SE	New	SEA LTDsponsord ads	$5,382,000	–	19,600	–	0.20%	–
PENN	New	PENN NATL GAMING INC	$5,354,000	–	70,000	–	0.20%	–
TWLO	New	TWILIO INCcall	$5,124,000	–	13,000	–	0.19%	–
CPARU	New	CATALYST PARTNRS ACQUISITN Cunit 99/99/9999	$5,050,000	–	500,000	–	0.19%	–
SLV	New	ISHARES SILVER TRcall	$4,844,000	–	200,000	–	0.18%	–
BABA	New	ALIBABA GROUP HLDG LTDsponsored ads	$4,785,000	–	21,100	–	0.18%	–
FB	New	FACEBOOK INCcl a	$4,573,000	–	13,151	–	0.17%	–
SLB	New	SCHLUMBERGER LTD	$4,481,000	–	140,000	–	0.17%	–
GPMT	New	GRANITE PT MTG TR INC	$4,425,000	–	300,000	–	0.16%	–
GDX	New	VANECK VECTORS ETF TRgold miners etf	$4,404,000	–	129,600	–	0.16%	–
STIM	New	NEURONETICS INC	$4,223,000	–	263,596	–	0.16%	–
BLUE	New	BLUEBIRD BIO INC	$4,157,000	–	130,000	–	0.15%	–
EDU	New	NEW ORIENTAL ED & TECHNOLOGYspon adr	$4,095,000	–	500,000	–	0.15%	–
HUGSU	New	USHG ACQUISITION CORPunit 99/99/9999	$4,008,000	–	400,000	–	0.15%	–
GBT	New	GLOBAL BLOOD THERAPEUTICS INcall	$3,926,000	–	112,100	–	0.15%	–
ZUMZ	New	ZUMIEZ INC	$3,919,000	–	80,000	–	0.14%	–
MU	New	MICRON TECHNOLOGY INC	$3,657,000	–	43,030	–	0.14%	–
ICAD	New	ICAD INC	$3,557,000	–	205,473	–	0.13%	–
SEEL	New	SEELOS THERAPEUTICS INC	$3,564,000	–	1,350,000	–	0.13%	–
RCLFU	New	ROSECLIFF ACQUISITION CORP Iunit 99/99/9999	$3,507,000	–	350,000	–	0.13%	–
RSVA	New	RODGERS SILICON VALLEY AQ CO	$3,446,000	–	150,000	–	0.13%	–
TELA	New	TELA BIO INC	$3,222,000	–	200,000	–	0.12%	–
INSE	New	INSPIRED ENTMT INC	$3,060,000	–	240,000	–	0.11%	–
GM	New	GENERAL MTRS COcall	$2,959,000	–	50,000	–	0.11%	–
FGNA	New	FG NEW AMER ACQUISITION CORP	$2,859,000	–	280,000	–	0.11%	–
AXGN	New	AXOGEN INC	$2,809,000	–	130,000	–	0.10%	–
SRNGU	New	SOARING EAGLE ACQUISITION COunit 02/23/2026	$2,753,000	–	260,000	–	0.10%	–
SQM	New	SOCIEDAD QUIMICA Y MINERA DEspon adr ser b	$2,690,000	–	56,830	–	0.10%	–
TLRY	New	TILRAY INC	$2,659,000	–	147,096	–	0.10%	–
SGMS	New	SCIENTIFIC GAMES CORP	$2,633,000	–	34,000	–	0.10%	–
CFMS	New	CONFORMIS INC	$2,645,000	–	2,300,000	–	0.10%	–
LPSN	New	LIVEPERSON INCcall	$2,530,000	–	40,000	–	0.09%	–
BOOT	New	BOOT BARN HLDGS INC	$2,522,000	–	30,000	–	0.09%	–
SABR	New	SABRE CORPcall	$2,496,000	–	200,000	–	0.09%	–
ZGNX	New	ZOGENIX INC	$2,479,000	–	143,472	–	0.09%	–
BMTX	New	BM TECHNOLOGIES INC	$2,489,000	–	200,100	–	0.09%	–
ACET	New	ADICET BIO INC	$2,426,000	–	235,748	–	0.09%	–
MIRO	New	MIROMATRIX MED INC	$2,429,000	–	208,539	–	0.09%	–
MSOS	New	ADVISORSHARES TRpure us cannabis	$2,401,000	–	60,000	–	0.09%	–
BA	New	BOEING CO	$2,396,000	–	10,000	–	0.09%	–
ESRT	New	EMPIRE ST RLTY TR INCcl a	$2,400,000	–	200,000	–	0.09%	–
ECPG	New	ENCORE CAP GROUP INC	$2,370,000	–	50,000	–	0.09%	–
ESTA	New	ESTABLISHMENT LABS HLDGS INC	$2,341,000	–	26,800	–	0.09%	–
ZM	New	ZOOM VIDEO COMMUNICATIONS INcl a	$2,322,000	–	6,000	–	0.09%	–
NCNA	New	NUCANA PLCsponsored adr	$2,224,000	–	802,940	–	0.08%	–
DENN	New	DENNYS CORP	$2,144,000	–	130,000	–	0.08%	–
PTON	New	PELOTON INTERACTIVE INC	$2,108,000	–	17,000	–	0.08%	–
PACK	New	RANPAK HOLDINGS CORP	$2,052,000	–	82,000	–	0.08%	–
XENE	New	XENON PHARMACEUTICALS INC	$2,048,000	–	110,000	–	0.08%	–
TFFP	New	TFF PHARMACEUTICALS INC	$2,018,000	–	210,000	–	0.08%	–
AMBA	New	AMBARELLA INC	$2,026,000	–	19,000	–	0.08%	–
BILI	New	BILIBILI INCspons ads rep z	$1,949,000	–	16,000	–	0.07%	–
ON	New	ON SEMICONDUCTOR CORP	$1,914,000	–	50,000	–	0.07%	–
LTHM	New	LIVENT CORP	$1,877,000	–	96,977	–	0.07%	–
NOK	New	NOKIA CORPsponsored adr	$1,862,000	–	350,000	–	0.07%	–
PACE	New	TPG PACE TECH OPPORTUNITIES	$1,847,000	–	186,026	–	0.07%	–
YNDX	New	YANDEX N V	$1,840,000	–	26,000	–	0.07%	–
AAPL	New	APPLE INC	$1,780,000	–	13,000	–	0.07%	–
BIIB	New	BIOGEN INC	$1,731,000	–	5,000	–	0.06%	–
TNDM	New	TANDEM DIABETES CARE INC	$1,725,000	–	17,708	–	0.06%	–
EVBG	New	EVERBRIDGE INC	$1,709,000	–	12,560	–	0.06%	–
SABR	New	SABRE CORP	$1,622,000	–	130,000	–	0.06%	–
ZNGA	New	ZYNGA INCcall	$1,594,000	–	150,000	–	0.06%	–
TWLO	New	TWILIO INCcl a	$1,577,000	–	4,000	–	0.06%	–
MELI	New	MERCADOLIBRE INC	$1,558,000	–	1,000	–	0.06%	–
GANX	New	GAIN THERAPEUTICS INC	$1,559,000	–	155,709	–	0.06%	–
	New	MOMO INCcall	$1,531,000	–	100,000	–	0.06%	–
GOED	New	1847 GOEDEKER INC	$1,540,000	–	400,000	–	0.06%	–
ARDX	New	ARDELYX INC	$1,516,000	–	200,000	–	0.06%	–
NEM	New	NEWMONT CORP	$1,394,000	–	22,000	–	0.05%	–
HDSN	New	HUDSON TECHNOLOGIES INC	$1,360,000	–	400,000	–	0.05%	–
MJ	New	ETF MANAGERS TRcall	$1,323,000	–	64,300	–	0.05%	–
AUPH	New	AURINIA PHARMACEUTICALS INC	$1,296,000	–	100,000	–	0.05%	–
PDD	New	PINDUODUO INCsponsored ads	$1,270,000	–	10,000	–	0.05%	–
AMLP	New	ALPS ETF TRalerian mlp	$1,274,000	–	35,000	–	0.05%	–
NRAC	New	NOBLE ROCK ACQUISITION CORP	$1,250,000	–	125,000	–	0.05%	–
IMXI	New	INTERNATIONAL MNY EXPRESS IN	$1,188,000	–	80,000	–	0.04%	–
XCUR	New	EXICURE INC	$1,186,000	–	790,759	–	0.04%	–
RNG	New	RINGCENTRAL INCcl a	$1,162,000	–	4,000	–	0.04%	–
SPRB	New	SPRUCE BIOSCIENCES INC	$1,121,000	–	100,000	–	0.04%	–
MSFT	New	MICROSOFT CORP	$1,084,000	–	4,000	–	0.04%	–
CREE	New	CREE INC	$1,077,000	–	11,000	–	0.04%	–
KWEB	New	KRANESHARES TRcsi chi internet	$1,047,000	–	15,000	–	0.04%	–
TSHA	New	TAYSHA GENE THERAPIES INC	$1,060,000	–	50,000	–	0.04%	–
ROCRU	New	ROTH CH ACQUISITION III COunit 02/26/2026	$1,033,000	–	100,000	–	0.04%	–
PAYO	New	PAYONEER GLOBAL INC	$1,037,000	–	100,000	–	0.04%	–
BAC	New	BK OF AMERICA CORP	$1,031,000	–	25,000	–	0.04%	–
IIVI	New	II-VI INC	$1,016,000	–	14,000	–	0.04%	–
AGS	New	PLAYAGS INC	$990,000	–	100,000	–	0.04%	–
EUCR	New	EUCRATES BIOMEDICAL ACQU COR	$985,000	–	100,000	–	0.04%	–
FINV	New	FINVOLUTION GROUPsponsored ads	$980,000	–	102,941	–	0.04%	–
EVAX	New	EVAXION BIOTECH A Sads	$911,000	–	117,690	–	0.03%	–
OZON	New	OZON HLDGS PLCsponsored ads	$879,000	–	15,000	–	0.03%	–
ALB	New	ALBEMARLE CORP	$842,000	–	5,000	–	0.03%	–
HTHT	New	HUAZHU GROUP LTDsponsored ads	$792,000	–	15,000	–	0.03%	–
OXY	New	OCCIDENTAL PETE CORP	$782,000	–	25,000	–	0.03%	–
IMMR	New	IMMERSION CORP	$791,000	–	90,212	–	0.03%	–
AGI	New	ALAMOS GOLD INC NEW	$764,000	–	100,000	–	0.03%	–
COIN	New	COINBASE GLOBAL INC	$760,000	–	3,000	–	0.03%	–
SPOK	New	SPOK HLDGS INC	$722,000	–	75,000	–	0.03%	–
BB	New	BLACKBERRY LTD	$672,000	–	55,000	–	0.02%	–
TSLA	New	TESLA INC	$680,000	–	1,000	–	0.02%	–
ATEC	New	ALPHATEC HLDGS INC	$643,000	–	42,000	–	0.02%	–
AXTI	New	AXT INC	$659,000	–	60,000	–	0.02%	–
SLRX	New	SALARIUS PHARMACEUTICALS INC	$621,000	–	585,409	–	0.02%	–
CSV	New	CARRIAGE SVCS INC	$596,000	–	16,120	–	0.02%	–
PASG	New	PASSAGE BIO INC	$530,000	–	40,000	–	0.02%	–
TAL	New	TAL EDUCATION GROUPsponsored ads	$482,000	–	19,100	–	0.02%	–
FLL	New	FULL HSE RESORTS INC	$446,000	–	44,832	–	0.02%	–
GEL	New	GENESIS ENERGY L Punit ltd partn	$464,000	–	40,000	–	0.02%	–
XPEV	New	XPENG INCads	$444,000	–	10,000	–	0.02%	–
TCRR	New	TCR2 THERAPEUTICS INC	$394,000	–	24,000	–	0.02%	–
DCRC	New	DECARBONIZATION PLUS ACQU II	$415,000	–	40,000	–	0.02%	–
NBSE	New	NEUBASE THERAPEUTICS INC	$389,000	–	81,209	–	0.01%	–
SNCR	New	SYNCHRONOSS TECHNOLOGIES INC	$359,000	–	100,000	–	0.01%	–
PLL	New	PIEDMONT LITHIUM INC	$313,000	–	4,000	–	0.01%	–
VYGR	New	VOYAGER THERAPEUTICS INC	$268,000	–	65,000	–	0.01%	–
AGFY	New	AGRIFY CORP	$238,000	–	20,000	–	0.01%	–
GBNH	New	GREENBROOK TMS INC	$212,000	–	17,520	–	0.01%	–
BMTXWS	New	BM TECHNOLOGIES INC*w exp 01/04/202	$182,000	–	71,000	–	0.01%	–
CHAQWS	New	CHARDAN HEALTHCR ACQSTN 2 CO*w exp 03/05/202	$128,000	–	200,000	–	0.01%	–
EUCRW	New	EUCRATES BIOMEDICAL ACQU COR*w exp 10/23/202	$138,000	–	133,332	–	0.01%	–
PSTHWS	New	PERSHING SQUARE TONTINE HLDG*w exp 07/24/202	$105,000	–	16,666	–	0.00%	–
PMGMW	New	PRIVETERRA ACQUISITION CORP*w exp 02/28/202	$67,000	–	66,666	–	0.00%	–

Q4 2020

			Value		Shares		↓ Weighting
VIAO	Exit	VIA OPTRONICS AGsponsored ads	$0	–	-10,000	–	-0.01%	–
PSTHWS	Exit	PERSHING SQUARE TONTINE HLDG*w exp 07/24/202	$0	–	-16,666	–	-0.01%	–
STM	Exit	STMICROELECTRONICS N Vcall	$0	–	-3,600	–	-0.01%	–
IMTX	Exit	IMMATICS N.V	$0	–	-14,180	–	-0.01%	–
IMBI	Exit	IMEDIA BRANDS INC	$0	–	-25,079	–	-0.01%	–
CHAQWS	Exit	CHARDAN HEALTHCR ACQSTN 2 CO*w exp 03/05/202	$0	–	-200,000	–	-0.01%	–
SAVE	Exit	SPIRIT AIRLS INC	$0	–	-10,000	–	-0.01%	–
APA	Exit	APACHE CORP	$0	–	-20,000	–	-0.01%	–
BMYRT	Exit	BRISTOL-MYERS SQUIBB COright 99/99/9999	$0	–	-100,000	–	-0.01%	–
LSF	Exit	LAIRD SUPERFOOD INC	$0	–	-5,000	–	-0.01%	–
QFIN	Exit	360 DIGITECH INCamerican dep	$0	–	-20,000	–	-0.01%	–
PBPB	Exit	POTBELLY CORP	$0	–	-74,810	–	-0.02%	–
LTHM	Exit	LIVENT CORP	$0	–	-31,977	–	-0.02%	–
CREE	Exit	CREE INC	$0	–	-5,000	–	-0.02%	–
APHA	Exit	APHRIA INC	$0	–	-70,000	–	-0.02%	–
LITE	Exit	LUMENTUM HLDGS INC	$0	–	-5,000	–	-0.02%	–
YY	Exit	JOYY INC	$0	–	-5,000	–	-0.02%	–
GEL	Exit	GENESIS ENERGY L Punit ltd partn	$0	–	-90,000	–	-0.02%	–
	Exit	DERMTECH INC	$0	–	-34,893	–	-0.02%	–
CSV	Exit	CARRIAGE SVCS INC	$0	–	-20,000	–	-0.02%	–
ON	Exit	ON SEMICONDUCTOR CORP	$0	–	-20,000	–	-0.02%	–
TAL	Exit	TAL EDUCATION GROUPsponsored ads	$0	–	-6,100	–	-0.02%	–
SABR	Exit	SABRE CORP	$0	–	-70,000	–	-0.02%	–
BIDU	Exit	BAIDU INCspon adr rep a	$0	–	-4,000	–	-0.03%	–
CRBP	Exit	CORBUS PHARMACEUTICALS HLDGS	$0	–	-298,624	–	-0.03%	–
LYV	Exit	LIVE NATION ENTERTAINMENT IN	$0	–	-10,000	–	-0.03%	–
FUN	Exit	CEDAR FAIR L Pdepositry unit	$0	–	-20,000	–	-0.03%	–
	Exit	LUMENTUM HLDGS INCnote 0.250% 3/1	$0	–	-400,000	–	-0.03%	–
ALT	Exit	ALTIMMUNE INC	$0	–	-45,000	–	-0.03%	–
SDC	Exit	SMILEDIRECTCLUB INC	$0	–	-50,000	–	-0.03%	–
QCOM	Exit	QUALCOMM INC	$0	–	-6,000	–	-0.04%	–
INSU	Exit	INSURANCE ACQUISITION CORPcl a	$0	–	-60,700	–	-0.04%	–
DENN	Exit	DENNYS CORP	$0	–	-80,000	–	-0.04%	–
QTNT	Exit	QUOTIENT LTD	$0	–	-155,500	–	-0.04%	–
SCPL	Exit	SCIPLAY CORPcl a	$0	–	-50,000	–	-0.04%	–
	Exit	MAGNACHIP SEMICONDUCTOR SAnote 5.000% 3/0	$0	–	-500,000	–	-0.04%	–
EVRI	Exit	EVERI HLDGS INC	$0	–	-100,000	–	-0.04%	–
IIVI	Exit	II-VI INC	$0	–	-22,000	–	-0.05%	–
ESTA	Exit	ESTABLISHMENT LABS HLDGS INC	$0	–	-50,000	–	-0.05%	–
TCOM	Exit	TRIP COM GROUP LTDads	$0	–	-30,000	–	-0.05%	–
BAC	Exit	BK OF AMERICA CORP	$0	–	-40,000	–	-0.05%	–
SPOK	Exit	SPOK HLDGS INC	$0	–	-100,000	–	-0.05%	–
PRTS	Exit	CARPARTS COM INC	$0	–	-90,000	–	-0.05%	–
TCRR	Exit	TCR2 THERAPEUTICS INC	$0	–	-50,000	–	-0.06%	–
MSON	Exit	MISONIX INC	$0	–	-88,529	–	-0.06%	–
EDU	Exit	NEW ORIENTAL ED & TECHNOLOGYspon adr	$0	–	-7,000	–	-0.06%	–
HSAQ	Exit	HEALTH SCIENCES ACQ CORP 2	$0	–	-100,000	–	-0.06%	–
AAPL	Exit	APPLE INC	$0	–	-10,000	–	-0.06%	–
STMP	Exit	STAMPS COM INC	$0	–	-5,000	–	-0.06%	–
CARS	Exit	CARS COM INCcall	$0	–	-150,000	–	-0.07%	–
LADR	Exit	LADDER CAP CORPcl a	$0	–	-174,999	–	-0.07%	–
CHMI	Exit	CHERRY HILL MTG INVT CORP	$0	–	-140,000	–	-0.07%	–
TAST	Exit	CARROLS RESTAURANT GROUP INC	$0	–	-200,000	–	-0.07%	–
PASG	Exit	PASSAGE BIO INC	$0	–	-100,000	–	-0.07%	–
OLLI	Exit	OLLIES BARGAIN OUTLET HLDGS	$0	–	-15,000	–	-0.07%	–
MGNI	Exit	MAGNITE INC	$0	–	-200,000	–	-0.08%	–
	Exit	MOMO INCcall	$0	–	-100,000	–	-0.08%	–
TJX	Exit	TJX COS INC NEW	$0	–	-25,000	–	-0.08%	–
GOOGL	Exit	ALPHABET INCcap stk cl a	$0	–	-950	–	-0.08%	–
MU	Exit	MICRON TECHNOLOGY INC	$0	–	-30,030	–	-0.08%	–
SVXY	Exit	PROSHARES TR IIsht vix st trm	$0	–	-40,000	–	-0.08%	–
JPM	Exit	JPMORGAN CHASE & CO	$0	–	-15,000	–	-0.08%	–
ROCHU	Exit	ROTH CH ACQUISITION I COunit 01/28/2025	$0	–	-135,000	–	-0.08%	–
STRO	Exit	SUTRO BIOPHARMA INC	$0	–	-147,219	–	-0.08%	–
RNG	Exit	RINGCENTRAL INCcl a	$0	–	-5,525	–	-0.08%	–
XENE	Exit	XENON PHARMACEUTICALS INC	$0	–	-141,660	–	-0.08%	–
BA	Exit	BOEING CO	$0	–	-10,000	–	-0.09%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-8,000	–	-0.09%	–
FEAC	Exit	FLYING EAGLE ACQUISITION COR	$0	–	-140,139	–	-0.09%	–
PTON	Exit	PELOTON INTERACTIVE INC	$0	–	-18,000	–	-0.10%	–
IIPR	Exit	INNOVATIVE INDL PPTYS INC	$0	–	-15,000	–	-0.10%	–
SIEN	Exit	SIENTRA INCcall	$0	–	-600,000	–	-0.11%	–
NFIN	Exit	NETFIN ACQUISITION CORP	$0	–	-200,000	–	-0.11%	–
CCL	Exit	CARNIVAL CORPcall	$0	–	-140,000	–	-0.12%	–
MTN	Exit	VAIL RESORTS INC	$0	–	-10,000	–	-0.12%	–
XCUR	Exit	EXICURE INC	$0	–	-1,275,952	–	-0.12%	–
TNDM	Exit	TANDEM DIABETES CARE INCcall	$0	–	-20,000	–	-0.12%	–
CDNA	Exit	CAREDX INC	$0	–	-60,000	–	-0.12%	–
LPRO	Exit	OPEN LENDING CORP	$0	–	-90,000	–	-0.12%	–
SBBP	Exit	STRONGBRIDGE BIOPHARMA PLC	$0	–	-1,100,000	–	-0.12%	–
HOLX	Exit	HOLOGIC INC	$0	–	-35,000	–	-0.13%	–
SGMS	Exit	SCIENTIFIC GAMES CORP	$0	–	-70,000	–	-0.13%	–
WBT	Exit	WELBILT INCcall	$0	–	-400,000	–	-0.13%	–
DIS	Exit	DISNEY WALT CO	$0	–	-20,000	–	-0.14%	–
INMB	Exit	INMUNE BIO INC	$0	–	-250,000	–	-0.14%	–
SAM	Exit	BOSTON BEER INCcl a	$0	–	-3,000	–	-0.14%	–
TGP	Exit	TEEKAY LNG PARTNERS L Pprtnrsp units	$0	–	-256,596	–	-0.15%	–
GEL	Exit	GENESIS ENERGY L Pcall	$0	–	-600,000	–	-0.15%	–
SE	Exit	SEA LTDsponsord ads	$0	–	-17,600	–	-0.15%	–
DMAC	Exit	DIAMEDICA THERAPEUTICS INC	$0	–	-646,855	–	-0.15%	–
SABR	Exit	SABRE CORPcall	$0	–	-425,000	–	-0.15%	–
PTAC	Exit	PROPTECH ACQUISITION CORP	$0	–	-250,000	–	-0.15%	–
WTRH	Exit	WAITR HLDGS INC	$0	–	-875,000	–	-0.15%	–
AMZN	Exit	AMAZON COM INC	$0	–	-900	–	-0.15%	–
GPMT	Exit	GRANITE PT MTG TR INC	$0	–	-420,000	–	-0.16%	–
ORCL	Exit	ORACLE CORPcall	$0	–	-50,000	–	-0.16%	–
SIX	Exit	SIX FLAGS ENTMT CORP NEWcall	$0	–	-150,000	–	-0.16%	–
ZUMZ	Exit	ZUMIEZ INC	$0	–	-120,000	–	-0.18%	–
SKY	Exit	SKYLINE CHAMPION CORPORATIONcall	$0	–	-125,000	–	-0.18%	–
HGV	Exit	HILTON GRAND VACATIONS INCcall	$0	–	-160,000	–	-0.18%	–
TNDM	Exit	TANDEM DIABETES CARE INC	$0	–	-30,000	–	-0.18%	–
PSTH	Exit	PERSHING SQUARE TONTINE HLDG	$0	–	-150,000	–	-0.18%	–
ZGNX	Exit	ZOGENIX INC	$0	–	-208,524	–	-0.20%	–
CNK	Exit	CINEMARK HLDGS INCcall	$0	–	-375,000	–	-0.20%	–
RCL	Exit	ROYAL CARIBBEAN GROUPcall	$0	–	-60,000	–	-0.21%	–
LPSN	Exit	LIVEPERSON INCcall	$0	–	-75,000	–	-0.21%	–
NCNA	Exit	NUCANA PLCsponsored adr	$0	–	-800,000	–	-0.22%	–
FUN	Exit	CEDAR FAIR L Pcall	$0	–	-150,000	–	-0.23%	–
DAL	Exit	DELTA AIR LINES INC DELcall	$0	–	-140,000	–	-0.23%	–
ARCT	Exit	ARCTURUS THERAPEUTICS HLDGS	$0	–	-100,000	–	-0.23%	–
	Exit	TILRAY INCnote 5.000%10/0	$0	–	-11,000,000	–	-0.24%	–
PYPL	Exit	PAYPAL HLDGS INC	$0	–	-22,500	–	-0.24%	–
BABA	Exit	ALIBABA GROUP HLDG LTDsponsored ads	$0	–	-15,500	–	-0.25%	–
UBER	Exit	UBER TECHNOLOGIES INCcall	$0	–	-125,000	–	-0.25%	–
QCOM	Exit	QUALCOMM INCcall	$0	–	-38,800	–	-0.25%	–
	Exit	NIO INCnote 4.500% 2/0	$0	–	-2,000,000	–	-0.26%	–
EVBG	Exit	EVERBRIDGE INC	$0	–	-40,000	–	-0.27%	–
BOOT	Exit	BOOT BARN HLDGS INC	$0	–	-180,000	–	-0.28%	–
	Exit	ADVANCED MICRO DEVICES INCnote 2.125% 9/0	$0	–	-500,000	–	-0.28%	–
GOOS	Exit	CANADA GOOSE HLDGS INCcall	$0	–	-160,000	–	-0.28%	–
SLNO	Exit	SOLENO THERAPEUTICS INC	$0	–	-2,200,000	–	-0.30%	–
BABA	Exit	ALIBABA GROUP HLDG LTDcall	$0	–	-19,000	–	-0.30%	–
GDX	Exit	VANECK VECTORS ETF TRgold miners etf	$0	–	-144,000	–	-0.31%	–
CDNA	Exit	CAREDX INCcall	$0	–	-150,000	–	-0.31%	–
FB	Exit	FACEBOOK INCcl a	$0	–	-22,151	–	-0.32%	–
PENN	Exit	PENN NATL GAMING INC	$0	–	-80,000	–	-0.32%	–
GLD	Exit	SPDR GOLD TR	$0	–	-33,000	–	-0.32%	–
	Exit	MARINUS PHARMACEUTICALS INC	$0	–	-469,374	–	-0.33%	–
FIVE	Exit	FIVE BELOW INC	$0	–	-48,000	–	-0.33%	–
STIM	Exit	NEURONETICS INC	$0	–	-1,300,000	–	-0.34%	–
QDEL	Exit	QUIDEL CORP	$0	–	-30,000	–	-0.36%	–
AXGN	Exit	AXOGEN INC	$0	–	-580,739	–	-0.37%	–
BAC	Exit	BK OF AMERICA CORPcall	$0	–	-286,600	–	-0.37%	–
LPSN	Exit	LIVEPERSON INC	$0	–	-153,000	–	-0.43%	–
SIEN	Exit	SIENTRA INC	$0	–	-2,386,581	–	-0.44%	–
DKNG	Exit	DRAFTKINGS INCput	$0	–	-170,000	–	-0.54%	–
DKNG	Exit	DRAFTKINGS INC	$0	–	-170,000	–	-0.54%	–
C	Exit	CITIGROUP INCcall	$0	–	-250,000	–	-0.58%	–
IBB	Exit	ISHARES TRput	$0	–	-100,000	–	-0.73%	–
TCOM	Exit	TRIP COM GROUP LTDcall	$0	–	-450,000	–	-0.76%	–
LUV	Exit	SOUTHWEST AIRLS COcall	$0	–	-375,000	–	-0.76%	–
WYNN	Exit	WYNN RESORTS LTDcall	$0	–	-200,000	–	-0.78%	–
XLE	Exit	SELECT SECTOR SPDR TRcall	$0	–	-500,000	–	-0.81%	–
DIS	Exit	DISNEY WALT COcall	$0	–	-125,000	–	-0.84%	–
VNO	Exit	VORNADO RLTY TRcall	$0	–	-523,900	–	-0.96%	–
SLV	Exit	ISHARES SILVER TRcall	$0	–	-875,000	–	-1.03%	–
EWZ	Exit	ISHARES INCcall	$0	–	-750,000	–	-1.12%	–
GOTU	Exit	GSX TECHEDU INCput	$0	–	-250,000	–	-1.22%	–
GM	Exit	GENERAL MTRS COcall	$0	–	-825,000	–	-1.32%	–
TLT	Exit	ISHARES TRput	$0	–	-150,000	–	-1.33%	–
ASHR	Exit	DBX ETF TRcall	$0	–	-725,000	–	-1.36%	–
IWM	Exit	ISHARES TRcall	$0	–	-200,000	–	-1.62%	–
SPG	Exit	SIMON PPTY GROUP INC NEWcall	$0	–	-550,000	–	-1.93%	–
GLD	Exit	SPDR GOLD TRcall	$0	–	-230,000	–	-2.21%	–
EFA	Exit	ISHARES TRcall	$0	–	-700,000	–	-2.42%	–
JPM	Exit	JPMORGAN CHASE & COcall	$0	–	-475,000	–	-2.48%	–
XLV	Exit	SELECT SECTOR SPDR TRput	$0	–	-700,000	–	-4.00%	–
XBI	Exit	SPDR SER TRput	$0	–	-740,000	–	-4.47%	–
EEM	Exit	ISHARES TRcall	$0	–	-2,000,000	–	-4.78%	–
FXI	Exit	ISHARES TRcall	$0	–	-2,100,000	–	-4.78%	–
IWM	Exit	ISHARES TRput	$0	–	-700,000	–	-5.69%	–
SPY	Exit	SPDR S&P 500 ETF TRput	$0	–	-400,000	–	-7.26%	–
QQQ	Exit	INVESCO QQQ TRput	$0	–	-550,000	–	-8.29%	–
SPY	Exit	SPDR S&P 500 ETF TRcall	$0	–	-1,000,000	–	-18.16%	–

Q3 2020

			Value		Shares		↓ Weighting
SPY	Buy	SPDR S&P 500 ETF TRcall	$334,890,000	+67.1%	1,000,000	+53.8%	18.16%	+77.8%
QQQ	Sell	INVESCO QQQ TRput	$152,812,000	-48.6%	550,000	-54.2%	8.29%	-45.3%
IWM	Buy	ISHARES TRput	$104,853,000	+102.0%	700,000	+93.1%	5.69%	+115.1%
FXI	New	ISHARES TRcall	$88,200,000	–	2,100,000	–	4.78%	–
EEM	Buy	ISHARES TRcall	$88,180,000	+341.0%	2,000,000	+300.0%	4.78%	+369.3%
XBI	Sell	SPDR SER TRput	$82,458,000	-68.7%	740,000	-68.5%	4.47%	-66.6%
JPM	Buy	JPMORGAN CHASE & COcall	$45,728,000	+13.1%	475,000	+10.5%	2.48%	+20.3%
EFA	Sell	ISHARES TRcall	$44,555,000	-41.4%	700,000	-44.0%	2.42%	-37.7%
GLD	Buy	SPDR GOLD TRcall	$40,738,000	+111.6%	230,000	+100.0%	2.21%	+125.2%
SPG	Buy	SIMON PPTY GROUP INC NEWcall	$35,574,000	+420.2%	550,000	+450.0%	1.93%	+454.3%
IWM	Sell	ISHARES TRcall	$29,958,000	-76.8%	200,000	-77.8%	1.62%	-75.2%
ASHR	New	DBX ETF TRcall	$24,998,000	–	725,000	–	1.36%	–
TLT	Buy	ISHARES TRput	$24,489,000	+49.4%	150,000	+50.0%	1.33%	+59.0%
GM	Buy	GENERAL MTRS COcall	$24,412,000	+93.0%	825,000	+65.0%	1.32%	+105.3%
GOTU	New	GSX TECHEDU INCput	$22,528,000	–	250,000	–	1.22%	–
EWZ	New	ISHARES INCcall	$20,745,000	–	750,000	–	1.12%	–
SLV	Buy	ISHARES SILVER TRcall	$18,935,000	+102.4%	875,000	+59.1%	1.03%	+115.3%
VNO	New	VORNADO RLTY TRcall	$17,661,000	–	523,900	–	0.96%	–
DIS	Buy	DISNEY WALT COcall	$15,510,000	+39.1%	125,000	+25.0%	0.84%	+48.1%
XLE	New	SELECT SECTOR SPDR TRcall	$14,975,000	–	500,000	–	0.81%	–
WYNN	New	WYNN RESORTS LTDcall	$14,362,000	–	200,000	–	0.78%	–
LUV	Buy	SOUTHWEST AIRLS COcall	$14,063,000	+311.4%	375,000	+275.0%	0.76%	+338.5%
TCOM	Buy	TRIP COM GROUP LTDcall	$14,013,000	+260.4%	450,000	+200.0%	0.76%	+283.8%
IBB	New	ISHARES TRput	$13,541,000	–	100,000	–	0.73%	–
C	New	CITIGROUP INCcall	$10,778,000	–	250,000	–	0.58%	–
DKNG	New	DRAFTKINGS INCput	$10,003,000	–	170,000	–	0.54%	–
DKNG	Buy	DRAFTKINGS INC	$10,003,000	+100.5%	170,000	+13.3%	0.54%	+113.4%
SIEN	Buy	SIENTRA INC	$8,114,000	-11.4%	2,386,581	+0.8%	0.44%	-5.8%
LPSN	Buy	LIVEPERSON INC	$7,954,000	+92.0%	153,000	+53.0%	0.43%	+104.3%
BAC	New	BK OF AMERICA CORPcall	$6,904,000	–	286,600	–	0.37%	–
AXGN	Buy	AXOGEN INC	$6,754,000	+116.5%	580,739	+72.1%	0.37%	+130.2%
QDEL	New	QUIDEL CORP	$6,581,000	–	30,000	–	0.36%	–
STIM	New	NEURONETICS INC	$6,318,000	–	1,300,000	–	0.34%	–
FIVE	New	FIVE BELOW INC	$6,096,000	–	48,000	–	0.33%	–
	New	MARINUS PHARMACEUTICALS INC	$6,031,000	–	469,374	–	0.33%	–
GLD	Buy	SPDR GOLD TR	$5,845,000	+39.7%	33,000	+32.0%	0.32%	+48.8%
FB	Buy	FACEBOOK INCcl a	$5,801,000	+83.8%	22,151	+59.4%	0.32%	+95.7%
PENN	New	PENN NATL GAMING INC	$5,816,000	–	80,000	–	0.32%	–
CDNA	New	CAREDX INCcall	$5,691,000	–	150,000	–	0.31%	–
GDX	Sell	VANECK VECTORS ETF TRgold miners etf	$5,639,000	+2.5%	144,000	-4.0%	0.31%	+9.3%
BABA	Sell	ALIBABA GROUP HLDG LTDcall	$5,586,000	-79.1%	19,000	-84.7%	0.30%	-77.8%
GOOS	Sell	CANADA GOOSE HLDGS INCcall	$5,147,000	-26.0%	160,000	-46.7%	0.28%	-21.2%
BOOT	Buy	BOOT BARN HLDGS INC	$5,065,000	+95.8%	180,000	+50.0%	0.28%	+108.3%
EVBG	Sell	EVERBRIDGE INC	$5,029,000	-27.3%	40,000	-20.0%	0.27%	-22.4%
	Sell	NIO INCnote 4.500% 2/0	$4,761,000	+62.3%	2,000,000	-33.3%	0.26%	+73.2%
QCOM	New	QUALCOMM INCcall	$4,566,000	–	38,800	–	0.25%	–
BABA	Buy	ALIBABA GROUP HLDG LTDsponsored ads	$4,557,000	+101.2%	15,500	+47.6%	0.25%	+114.8%
UBER	New	UBER TECHNOLOGIES INCcall	$4,560,000	–	125,000	–	0.25%	–
PYPL	Sell	PAYPAL HLDGS INC	$4,433,000	-43.5%	22,500	-50.0%	0.24%	-39.8%
ARCT	Buy	ARCTURUS THERAPEUTICS HLDGS	$4,290,000	+83.6%	100,000	+100.0%	0.23%	+95.8%
DAL	New	DELTA AIR LINES INC DELcall	$4,281,000	–	140,000	–	0.23%	–
FUN	New	CEDAR FAIR L Pcall	$4,211,000	–	150,000	–	0.23%	–
NCNA	New	NUCANA PLCsponsored adr	$4,136,000	–	800,000	–	0.22%	–
RCL	Sell	ROYAL CARIBBEAN GROUPcall	$3,884,000	-47.6%	60,000	-59.3%	0.21%	-44.2%
LPSN	New	LIVEPERSON INCcall	$3,899,000	–	75,000	–	0.21%	–
ZGNX	Sell	ZOGENIX INC	$3,739,000	-44.6%	208,524	-16.6%	0.20%	-41.0%
CNK	New	CINEMARK HLDGS INCcall	$3,750,000	–	375,000	–	0.20%	–
TNDM	Sell	TANDEM DIABETES CARE INC	$3,405,000	-54.3%	30,000	-60.2%	0.18%	-51.3%
PSTH	New	PERSHING SQUARE TONTINE HLDG	$3,404,000	–	150,000	–	0.18%	–
HGV	New	HILTON GRAND VACATIONS INCcall	$3,357,000	–	160,000	–	0.18%	–
ZUMZ	Buy	ZUMIEZ INC	$3,338,000	+52.4%	120,000	+50.0%	0.18%	+61.6%
SKY	Buy	SKYLINE CHAMPION CORPORATIONcall	$3,346,000	+37.5%	125,000	+25.0%	0.18%	+46.0%
SIX	New	SIX FLAGS ENTMT CORP NEWcall	$3,045,000	–	150,000	–	0.16%	–
ORCL	New	ORACLE CORPcall	$2,985,000	–	50,000	–	0.16%	–
GPMT	Buy	GRANITE PT MTG TR INC	$2,978,000	+18.5%	420,000	+20.0%	0.16%	+25.8%
AMZN	Sell	AMAZON COM INC	$2,834,000	-60.5%	900	-65.4%	0.15%	-57.8%
WTRH	Sell	WAITR HLDGS INC	$2,818,000	-33.0%	875,000	-45.3%	0.15%	-28.5%
PTAC	New	PROPTECH ACQUISITION CORP	$2,783,000	–	250,000	–	0.15%	–
SABR	Buy	SABRE CORPcall	$2,767,000	-14.2%	425,000	+6.2%	0.15%	-8.5%
DMAC	Buy	DIAMEDICA THERAPEUTICS INC	$2,743,000	-17.1%	646,855	+35.5%	0.15%	-11.3%
GEL	Buy	GENESIS ENERGY L Pcall	$2,700,000	+274.0%	600,000	+500.0%	0.15%	+294.6%
TGP	Sell	TEEKAY LNG PARTNERS L Pprtnrsp units	$2,694,000	-21.4%	256,596	-12.7%	0.15%	-16.6%
SAM	Sell	BOSTON BEER INCcl a	$2,650,000	+23.4%	3,000	-25.0%	0.14%	+32.1%
INMB	New	INMUNE BIO INC	$2,578,000	–	250,000	–	0.14%	–
DIS	New	DISNEY WALT CO	$2,482,000	–	20,000	–	0.14%	–
WBT	Buy	WELBILT INCcall	$2,464,000	+34.9%	400,000	+33.3%	0.13%	+44.1%
SGMS	New	SCIENTIFIC GAMES CORP	$2,444,000	–	70,000	–	0.13%	–
HOLX	New	HOLOGIC INC	$2,326,000	–	35,000	–	0.13%	–
SBBP	New	STRONGBRIDGE BIOPHARMA PLC	$2,310,000	–	1,100,000	–	0.12%	–
TNDM	Sell	TANDEM DIABETES CARE INCcall	$2,270,000	-77.1%	20,000	-80.0%	0.12%	-75.6%
CDNA	Buy	CAREDX INC	$2,276,000	+60.6%	60,000	+50.0%	0.12%	+70.8%
MTN	Buy	VAIL RESORTS INC	$2,140,000	+134.9%	10,000	+100.0%	0.12%	+152.2%
CCL	Buy	CARNIVAL CORPcall	$2,125,000	+158.8%	140,000	+180.0%	0.12%	+173.8%
NFIN	New	NETFIN ACQUISITION CORP	$2,074,000	–	200,000	–	0.11%	–
SIEN	Sell	SIENTRA INCcall	$2,040,000	-29.7%	600,000	-20.0%	0.11%	-25.0%
IIPR	Sell	INNOVATIVE INDL PPTYS INC	$1,862,000	-47.1%	15,000	-62.5%	0.10%	-43.6%
PTON	Buy	PELOTON INTERACTIVE INC	$1,786,000	+93.3%	18,000	+12.5%	0.10%	+106.4%
FEAC	New	FLYING EAGLE ACQUISITION COR	$1,704,000	–	140,139	–	0.09%	–
MSFT	Sell	MICROSOFT CORP	$1,683,000	-48.3%	8,000	-50.0%	0.09%	-45.2%
BA	Buy	BOEING CO	$1,653,000	+12.8%	10,000	+25.0%	0.09%	+20.0%
STRO	Sell	SUTRO BIOPHARMA INC	$1,480,000	+27.1%	147,219	-1.9%	0.08%	+35.6%
SVXY	Sell	PROSHARES TR IIsht vix st trm	$1,420,000	-86.2%	40,000	-87.8%	0.08%	-85.3%
MU	Sell	MICRON TECHNOLOGY INC	$1,410,000	-34.4%	30,030	-28.0%	0.08%	-30.9%
GOOGL	Sell	ALPHABET INCcap stk cl a	$1,392,000	-72.3%	950	-73.2%	0.08%	-70.7%
	New	MOMO INCcall	$1,376,000	–	100,000	–	0.08%	–
MGNI	New	MAGNITE INC	$1,389,000	–	200,000	–	0.08%	–
TJX	Sell	TJX COS INC NEW	$1,391,000	-60.7%	25,000	-64.3%	0.08%	-58.3%
OLLI	Sell	OLLIES BARGAIN OUTLET HLDGS	$1,310,000	-55.3%	15,000	-50.0%	0.07%	-52.3%
PASG	New	PASSAGE BIO INC	$1,311,000	–	100,000	–	0.07%	–
LADR	Sell	LADDER CAP CORPcl a	$1,246,000	-23.1%	174,999	-12.5%	0.07%	-18.1%
CHMI	Sell	CHERRY HILL MTG INVT CORP	$1,257,000	-30.3%	140,000	-30.0%	0.07%	-26.1%
CARS	Sell	CARS COM INCcall	$1,212,000	-64.9%	150,000	-75.0%	0.07%	-62.5%
STMP	New	STAMPS COM INC	$1,205,000	–	5,000	–	0.06%	–
AAPL	New	APPLE INC	$1,158,000	–	10,000	–	0.06%	–
HSAQ	New	HEALTH SCIENCES ACQ CORP 2	$1,100,000	–	100,000	–	0.06%	–
EDU	New	NEW ORIENTAL ED & TECHNOLOGYspon adr	$1,047,000	–	7,000	–	0.06%	–
MSON	New	MISONIX INC	$1,038,000	–	88,529	–	0.06%	–
TCRR	Sell	TCR2 THERAPEUTICS INC	$1,016,000	-33.9%	50,000	-50.0%	0.06%	-29.5%
PRTS	New	CARPARTS COM INC	$973,000	–	90,000	–	0.05%	–
BAC	New	BK OF AMERICA CORP	$964,000	–	40,000	–	0.05%	–
TCOM	New	TRIP COM GROUP LTDads	$934,000	–	30,000	–	0.05%	–
ESTA	Buy	ESTABLISHMENT LABS HLDGS INC	$927,000	+73.6%	50,000	+74.8%	0.05%	+85.2%
IIVI	Buy	II-VI INC	$892,000	+26.0%	22,000	+46.7%	0.05%	+33.3%
EVRI	Sell	EVERI HLDGS INC	$825,000	-81.2%	100,000	-88.2%	0.04%	-79.8%
SCPL	Sell	SCIPLAY CORPcl a	$811,000	-68.4%	50,000	-71.1%	0.04%	-66.4%
QTNT	New	QUOTIENT LTD	$799,000	–	155,500	–	0.04%	–
DENN	Sell	DENNYS CORP	$800,000	-20.8%	80,000	-20.0%	0.04%	-15.7%
INSU	New	INSURANCE ACQUISITION CORPcl a	$717,000	–	60,700	–	0.04%	–
QCOM	New	QUALCOMM INC	$706,000	–	6,000	–	0.04%	–
ALT	Sell	ALTIMMUNE INC	$594,000	-63.0%	45,000	-70.0%	0.03%	-61.0%
SDC	Sell	SMILEDIRECTCLUB INC	$584,000	-58.6%	50,000	-72.0%	0.03%	-55.6%
FUN	Sell	CEDAR FAIR L Pdepositry unit	$561,000	-49.0%	20,000	-50.0%	0.03%	-46.4%
	Sell	LUMENTUM HLDGS INCnote 0.250% 3/1	$559,000	-70.5%	400,000	-69.2%	0.03%	-69.1%
CRBP	Buy	CORBUS PHARMACEUTICALS HLDGS	$538,000	-67.9%	298,624	+49.3%	0.03%	-65.9%
BIDU	New	BAIDU INCspon adr rep a	$506,000	–	4,000	–	0.03%	–
SABR	New	SABRE CORP	$456,000	–	70,000	–	0.02%	–
TAL	Buy	TAL EDUCATION GROUPsponsored ads	$464,000	+65.7%	6,100	+48.8%	0.02%	+78.6%
CSV	New	CARRIAGE SVCS INC	$446,000	–	20,000	–	0.02%	–
	Sell	DERMTECH INC	$417,000	-58.0%	34,893	-53.5%	0.02%	-54.9%
GEL	Buy	GENESIS ENERGY L Punit ltd partn	$405,000	-6.5%	90,000	+50.0%	0.02%	0.0%
YY	New	JOYY INC	$403,000	–	5,000	–	0.02%	–
LITE	New	LUMENTUM HLDGS INC	$376,000	–	5,000	–	0.02%	–
APHA	Sell	APHRIA INC	$310,000	-27.7%	70,000	-30.0%	0.02%	-22.7%
CREE	New	CREE INC	$319,000	–	5,000	–	0.02%	–
LTHM	New	LIVENT CORP	$287,000	–	31,977	–	0.02%	–
PBPB	New	POTBELLY CORP	$284,000	–	74,810	–	0.02%	–
QFIN	New	360 DIGITECH INCamerican dep	$239,000	–	20,000	–	0.01%	–
BMYRT	Sell	BRISTOL-MYERS SQUIBB COright 99/99/9999	$225,000	-93.0%	100,000	-88.9%	0.01%	-92.7%
LSF	New	LAIRD SUPERFOOD INC	$229,000	–	5,000	–	0.01%	–
APA	Sell	APACHE CORP	$189,000	-65.0%	20,000	-50.0%	0.01%	-64.3%
SAVE	New	SPIRIT AIRLS INC	$161,000	–	10,000	–	0.01%	–
IMBI	New	IMEDIA BRANDS INC	$145,000	–	25,079	–	0.01%	–
IMTX	New	IMMATICS N.V	$150,000	–	14,180	–	0.01%	–
PSTHWS	New	PERSHING SQUARE TONTINE HLDG*w exp 07/24/202	$119,000	–	16,666	–	0.01%	–
STM	New	STMICROELECTRONICS N Vcall	$110,000	–	3,600	–	0.01%	–
VIAO	New	VIA OPTRONICS AGsponsored ads	$89,000	–	10,000	–	0.01%	–
	Exit	GLOBAL EAGLE ENTMT INCnote 2.750% 2/1	$0	–	-500,000	–	-0.00%	–
SOHU	Exit	SOHU COM LTDsponsored ads	$0	–	-28,000	–	-0.01%	–
ERI	Exit	ELDORADO RESORTS INC	$0	–	-10,000	–	-0.02%	–
FANG	Exit	DIAMONDBACK ENERGY INC	$0	–	-10,000	–	-0.02%	–
RC	Exit	READY CAPITAL CORP	$0	–	-50,000	–	-0.02%	–
LEGN	Exit	LEGEND BIOTECH CORPsponsored ads	$0	–	-10,000	–	-0.02%	–
SOHU	Exit	SOHU COM LTDcall	$0	–	-50,000	–	-0.02%	–
MFA	Exit	MFA FINL INCput	$0	–	-200,000	–	-0.02%	–
NMTR	Exit	9 METERS BIOPHARMA INC	$0	–	-1,087,026	–	-0.03%	–
	Exit	MOMO INCadr	$0	–	-40,000	–	-0.04%	–
LNG	Exit	CHENIERE ENERGY INC	$0	–	-15,000	–	-0.04%	–
AXL	Exit	AMERICAN AXLE & MFG HLDGS INcall	$0	–	-100,000	–	-0.04%	–
ECPG	Exit	ENCORE CAP GROUP INC	$0	–	-30,000	–	-0.05%	–
SINA	Exit	SINA CORPcall	$0	–	-29,300	–	-0.05%	–
IMMU	Exit	IMMUNOMEDICS INC	$0	–	-30,000	–	-0.05%	–
SLB	Exit	SCHLUMBERGER LTD	$0	–	-60,000	–	-0.06%	–
IMVT	Exit	IMMUNOVANT INC	$0	–	-50,000	–	-0.06%	–
CLDX	Exit	CELLDEX THERAPEUTICS INC NEW	$0	–	-109,095	–	-0.07%	–
ARYA	Exit	ARYA SCIENCES ACQUISITION CO	$0	–	-125,000	–	-0.10%	–
IVR	Exit	INVESCO MORTGAGE CAPITAL INCput	$0	–	-566,300	–	-0.11%	–
IMUX	Exit	IMMUNIC INC	$0	–	-198,027	–	-0.12%	–
YNDX	Exit	YANDEX N V	$0	–	-48,600	–	-0.12%	–
LCA	Exit	LANDCADIA HLDGS II INCcl a	$0	–	-150,000	–	-0.12%	–
GOOS	Exit	CANADA GOOSE HLDGS INC	$0	–	-150,000	–	-0.18%	–
XOM	Exit	EXXON MOBIL CORP	$0	–	-80,000	–	-0.18%	–
OXY	Exit	OCCIDENTAL PETE CORPcall	$0	–	-250,000	–	-0.23%	–
DKNG	Exit	DRAFTKINGS INCcall	$0	–	-150,000	–	-0.25%	–
GAN	Exit	GAN LTD	$0	–	-198,667	–	-0.26%	–
SVMK	Exit	SVMK INC	$0	–	-220,000	–	-0.26%	–
PYPL	Exit	PAYPAL HLDGS INCput	$0	–	-30,000	–	-0.27%	–
MOMO	Exit	MOMO INCcall	$0	–	-300,000	–	-0.27%	–
MRNS	Exit	MARINUS PHARMACEUTICALS INC	$0	–	-2,253,118	–	-0.29%	–
RUBI	Exit	RUBICON PROJ INC	$0	–	-902,469	–	-0.31%	–
BIDU	Exit	BAIDU INCcall	$0	–	-60,000	–	-0.37%	–
KRE	Exit	SPDR SER TRcall	$0	–	-225,000	–	-0.44%	–
CRBP	Exit	CORBUS PHARMACEUTICALS HLDGScall	$0	–	-1,123,600	–	-0.48%	–
ZGNX	Exit	ZOGENIX INCcall	$0	–	-450,000	–	-0.62%	–
AMZN	Exit	AMAZON COM INCcall	$0	–	-5,500	–	-0.77%	–
COUP	Exit	COUPA SOFTWARE INCput	$0	–	-60,000	–	-0.85%	–
MSFT	Exit	MICROSOFT CORPcall	$0	–	-150,000	–	-1.56%	–
IGV	Exit	ISHARES TRput	$0	–	-250,000	–	-3.62%	–
GOOGL	Exit	ALPHABET INCcall	$0	–	-75,000	–	-5.42%	–

Q2 2020

			Value		Shares		↓ Weighting
QQQ	New	INVESCO QQQ TRput	$297,120,000	–	1,200,000	–	15.14%	–
XBI	New	SPDR SER TRput	$263,083,000	–	2,350,000	–	13.40%	–
SPY	New	SPDR S&P 500 ETF TRcall	$200,434,000	–	650,000	–	10.21%	–
IWM	New	ISHARES TRcall	$128,862,000	–	900,000	–	6.56%	–
SPY	New	SPDR S&P 500 ETF TRput	$123,344,000	–	400,000	–	6.28%	–
GOOGL	New	ALPHABET INCcall	$106,354,000	–	75,000	–	5.42%	–
EFA	New	ISHARES TRcall	$76,088,000	–	1,250,000	–	3.88%	–
IGV	New	ISHARES TRput	$71,063,000	–	250,000	–	3.62%	–
XLV	New	SELECT SECTOR SPDR TRput	$70,049,000	–	700,000	–	3.57%	–
IWM	New	ISHARES TRput	$51,903,000	–	362,500	–	2.64%	–
JPM	New	JPMORGAN CHASE & COcall	$40,446,000	–	430,000	–	2.06%	–
MSFT	New	MICROSOFT CORPcall	$30,527,000	–	150,000	–	1.56%	–
BABA	New	ALIBABA GROUP HLDG LTDcall	$26,790,000	–	124,200	–	1.36%	–
EEM	New	ISHARES TRcall	$19,995,000	–	500,000	–	1.02%	–
GLD	New	SPDR GOLD TRcall	$19,248,000	–	115,000	–	0.98%	–
COUP	New	COUPA SOFTWARE INCput	$16,622,000	–	60,000	–	0.85%	–
TLT	New	ISHARES TRput	$16,393,000	–	100,000	–	0.84%	–
AMZN	New	AMAZON COM INCcall	$15,174,000	–	5,500	–	0.77%	–
GM	New	GENERAL MTRS COcall	$12,650,000	–	500,000	–	0.64%	–
ZGNX	New	ZOGENIX INCcall	$12,155,000	–	450,000	–	0.62%	–
DIS	New	DISNEY WALT COcall	$11,151,000	–	100,000	–	0.57%	–
SVXY	New	PROSHARES TR IIsht vix st trm	$10,297,000	–	326,900	–	0.52%	–
TNDM	New	TANDEM DIABETES CARE INCcall	$9,892,000	–	100,000	–	0.50%	–
CRBP	New	CORBUS PHARMACEUTICALS HLDGScall	$9,427,000	–	1,123,600	–	0.48%	–
SLV	New	ISHARES SILVER TRcall	$9,356,000	–	550,000	–	0.48%	–
SIEN	New	SIENTRA INC	$9,161,000	–	2,367,088	–	0.47%	–
KRE	New	SPDR SER TRcall	$8,638,000	–	225,000	–	0.44%	–
PYPL	New	PAYPAL HLDGS INC	$7,840,000	–	45,000	–	0.40%	–
TNDM	New	TANDEM DIABETES CARE INC	$7,449,000	–	75,300	–	0.38%	–
RCL	New	ROYAL CARIBBEAN CRUISES LTDcall	$7,419,000	–	147,500	–	0.38%	–
BIDU	New	BAIDU INCcall	$7,193,000	–	60,000	–	0.37%	–
AMZN	New	AMAZON COM INC	$7,173,000	–	2,600	–	0.36%	–
GOOS	New	CANADA GOOSE HLDGS INCcall	$6,951,000	–	300,000	–	0.35%	–
EVBG	New	EVERBRIDGE INC	$6,918,000	–	50,000	–	0.35%	–
SPG	New	SIMON PPTY GROUP INC NEWcall	$6,838,000	–	100,000	–	0.35%	–
ZGNX	New	ZOGENIX INC	$6,753,000	–	250,000	–	0.34%	–
RUBI	New	RUBICON PROJ INC	$6,019,000	–	902,469	–	0.31%	–
MRNS	New	MARINUS PHARMACEUTICALS INC	$5,723,000	–	2,253,118	–	0.29%	–
GDX	New	VANECK VECTORS ETF TRgold miners etf	$5,502,000	–	150,000	–	0.28%	–
MOMO	New	MOMO INCcall	$5,244,000	–	300,000	–	0.27%	–
PYPL	New	PAYPAL HLDGS INCput	$5,227,000	–	30,000	–	0.27%	–
SVMK	New	SVMK INC	$5,179,000	–	220,000	–	0.26%	–
GAN	New	GAN LTD	$5,056,000	–	198,667	–	0.26%	–
GOOGL	New	ALPHABET INCcap stk cl a	$5,034,000	–	3,550	–	0.26%	–
DKNG	New	DRAFTKINGS INCcall	$4,989,000	–	150,000	–	0.25%	–
DKNG	New	DRAFTKINGS INC	$4,989,000	–	150,000	–	0.25%	–
	New	TILRAY INCnote 5.000%10/0	$4,978,000	–	11,000,000	–	0.25%	–
SLNO	New	SOLENO THERAPEUTICS INC	$4,884,000	–	2,200,000	–	0.25%	–
OXY	New	OCCIDENTAL PETE CORPcall	$4,575,000	–	250,000	–	0.23%	–
EVRI	New	EVERI HLDGS INC	$4,386,000	–	850,000	–	0.22%	–
WTRH	New	WAITR HLDGS INC	$4,208,000	–	1,600,000	–	0.21%	–
GLD	New	SPDR GOLD TR	$4,184,000	–	25,000	–	0.21%	–
LPSN	New	LIVEPERSON INC	$4,143,000	–	100,000	–	0.21%	–
TCOM	New	TRIP COM GROUP LTDcall	$3,888,000	–	150,000	–	0.20%	–
XOM	New	EXXON MOBIL CORP	$3,578,000	–	80,000	–	0.18%	–
TJX	New	TJX COS INC NEW	$3,539,000	–	70,000	–	0.18%	–
IIPR	New	INNOVATIVE INDL PPTYS INC	$3,521,000	–	40,000	–	0.18%	–
GOOS	New	CANADA GOOSE HLDGS INC	$3,476,000	–	150,000	–	0.18%	–
CARS	New	CARS COM INCcall	$3,456,000	–	600,000	–	0.18%	–
TGP	New	TEEKAY LNG PARTNERS L Pprtnrsp units	$3,426,000	–	293,794	–	0.18%	–
LUV	New	SOUTHWEST AIRLS COcall	$3,418,000	–	100,000	–	0.17%	–
DMAC	New	DIAMEDICA THERAPEUTICS INC	$3,307,000	–	477,230	–	0.17%	–
MSFT	New	MICROSOFT CORP	$3,256,000	–	16,000	–	0.17%	–
	New	ADVANCED MICRO DEVICES INCnote 2.125% 9/0	$3,262,000	–	500,000	–	0.17%	–
SABR	New	SABRE CORPcall	$3,224,000	–	400,000	–	0.16%	–
BMYRT	New	BRISTOL-MYERS SQUIBB COright 99/99/9999	$3,222,000	–	900,000	–	0.16%	–
FB	New	FACEBOOK INCcl a	$3,156,000	–	13,900	–	0.16%	–
AXGN	New	AXOGEN INC	$3,119,000	–	337,500	–	0.16%	–
XCUR	New	EXICURE INC	$3,113,000	–	1,275,952	–	0.16%	–
OLLI	New	OLLIES BARGAIN OUTLET HLDGS	$2,930,000	–	30,000	–	0.15%	–
	New	NIO INCnote 4.500% 2/0	$2,933,000	–	3,000,000	–	0.15%	–
SIEN	New	SIENTRA INCcall	$2,903,000	–	750,000	–	0.15%	–
BOOT	New	BOOT BARN HLDGS INC	$2,587,000	–	120,000	–	0.13%	–
SCPL	New	SCIPLAY CORPcl a	$2,568,000	–	173,136	–	0.13%	–
GPMT	New	GRANITE PT MTG TR INC	$2,513,000	–	350,000	–	0.13%	–
LCA	New	LANDCADIA HLDGS II INCcl a	$2,453,000	–	150,000	–	0.12%	–
SKY	New	SKYLINE CHAMPION CORPORATIONcall	$2,434,000	–	100,000	–	0.12%	–
YNDX	New	YANDEX N V	$2,431,000	–	48,600	–	0.12%	–
IMUX	New	IMMUNIC INC	$2,400,000	–	198,027	–	0.12%	–
ARCT	New	ARCTURUS THERAPEUTICS HLDG I	$2,337,000	–	50,000	–	0.12%	–
BABA	New	ALIBABA GROUP HLDG LTDsponsored ads	$2,265,000	–	10,500	–	0.12%	–
ZUMZ	New	ZUMIEZ INC	$2,190,000	–	80,000	–	0.11%	–
MU	New	MICRON TECHNOLOGY INC	$2,150,000	–	41,735	–	0.11%	–
SAM	New	BOSTON BEER INCcl a	$2,147,000	–	4,000	–	0.11%	–
IVR	New	INVESCO MORTGAGE CAPITAL INCput	$2,118,000	–	566,300	–	0.11%	–
ARYA	New	ARYA SCIENCES ACQUISITION CO	$1,968,000	–	125,000	–	0.10%	–
	New	LUMENTUM HLDGS INCnote 0.250% 3/1	$1,895,000	–	1,300,000	–	0.10%	–
SE	New	SEA LTDsponsored ads	$1,887,000	–	17,600	–	0.10%	–
WBT	New	WELBILT INCcall	$1,827,000	–	300,000	–	0.09%	–
CHMI	New	CHERRY HILL MTG INVT CORP	$1,804,000	–	200,000	–	0.09%	–
XENE	New	XENON PHARMACEUTICALS INC	$1,776,000	–	141,660	–	0.09%	–
CRBP	New	CORBUS PHARMACEUTICALS HLDGS	$1,678,000	–	200,000	–	0.08%	–
LADR	New	LADDER CAP CORPcl a	$1,620,000	–	200,000	–	0.08%	–
ALT	New	ALTIMMUNE INC	$1,607,000	–	150,000	–	0.08%	–
RNG	New	RINGCENTRAL INCcl a	$1,575,000	–	5,525	–	0.08%	–
TCRR	New	TCR2 THERAPEUTICS INC	$1,536,000	–	100,000	–	0.08%	–
BA	New	BOEING CO	$1,466,000	–	8,000	–	0.08%	–
CLDX	New	CELLDEX THERAPEUTICS INC NEW	$1,418,000	–	109,095	–	0.07%	–
JPM	New	JPMORGAN CHASE & CO	$1,411,000	–	15,000	–	0.07%	–
CDNA	New	CAREDX INC	$1,417,000	–	40,000	–	0.07%	–
SDC	New	SMILEDIRECTCLUB INC	$1,410,000	–	178,500	–	0.07%	–
LPRO	New	OPEN LENDING CORP	$1,359,000	–	90,000	–	0.07%	–
ROCHU	New	ROTH CH ACQUISITION I COunit 01/28/2025	$1,357,000	–	135,000	–	0.07%	–
IMVT	New	IMMUNOVANT INC	$1,218,000	–	50,000	–	0.06%	–
STRO	New	SUTRO BIOPHARMA INC	$1,164,000	–	150,000	–	0.06%	–
FUN	New	CEDAR FAIR L Pdepositry unit	$1,100,000	–	40,000	–	0.06%	–
SLB	New	SCHLUMBERGER LTD	$1,103,000	–	60,000	–	0.06%	–
IMMU	New	IMMUNOMEDICS INC	$1,063,000	–	30,000	–	0.05%	–
SINA	New	SINA CORPcall	$1,052,000	–	29,300	–	0.05%	–
ECPG	New	ENCORE CAP GROUP INC	$1,025,000	–	30,000	–	0.05%	–
DENN	New	DENNYS CORP	$1,010,000	–	100,000	–	0.05%	–
	New	DERMTECH INC	$992,000	–	75,000	–	0.05%	–
TAST	New	CARROLS RESTAURANT GROUP INC	$968,000	–	200,000	–	0.05%	–
SPOK	New	SPOK HLDGS INC	$935,000	–	100,000	–	0.05%	–
PTON	New	PELOTON INTERACTIVE INC	$924,000	–	16,000	–	0.05%	–
MTN	New	VAIL RESORTS INC	$911,000	–	5,000	–	0.05%	–
CCL	New	CARNIVAL CORPcall	$821,000	–	50,000	–	0.04%	–
AXL	New	AMERICAN AXLE & MFG HLDGS INcall	$760,000	–	100,000	–	0.04%	–
GEL	New	GENESIS ENERGY L Pcall	$722,000	–	100,000	–	0.04%	–
LNG	New	CHENIERE ENERGY INC	$725,000	–	15,000	–	0.04%	–
IIVI	New	II-VI INC	$708,000	–	15,000	–	0.04%	–
	New	MOMO INCadr	$699,000	–	40,000	–	0.04%	–
	New	MAGNACHIP SEMICONDUCTOR SAnote 5.000% 3/0	$669,000	–	500,000	–	0.03%	–
NMTR	New	9 METERS BIOPHARMA INC	$623,000	–	1,087,026	–	0.03%	–
APA	New	APACHE CORP	$540,000	–	40,000	–	0.03%	–
ESTA	New	ESTABLISHMENT LABS HLDGS INC	$534,000	–	28,600	–	0.03%	–
MFA	New	MFA FINL INCput	$498,000	–	200,000	–	0.02%	–
SOHU	New	SOHU COM LTDcall	$461,000	–	50,000	–	0.02%	–
LYV	New	LIVE NATION ENTERTAINMENT IN	$443,000	–	10,000	–	0.02%	–
APHA	New	APHRIA INC	$429,000	–	100,000	–	0.02%	–
LEGN	New	LEGEND BIOTECH CORPsponsored ads	$426,000	–	10,000	–	0.02%	–
GEL	New	GENESIS ENERGY L Punit ltd partn	$433,000	–	60,000	–	0.02%	–
RC	New	READY CAPITAL CORP	$435,000	–	50,000	–	0.02%	–
FANG	New	DIAMONDBACK ENERGY INC	$418,000	–	10,000	–	0.02%	–
ON	New	ON SEMICONDUCTOR CORP	$396,000	–	20,000	–	0.02%	–
ERI	New	ELDORADO RESORTS INC	$401,000	–	10,000	–	0.02%	–
TAL	New	TAL EDUCATION GROUPsponsored ads	$280,000	–	4,100	–	0.01%	–
SOHU	New	SOHU COM LTDsponsored ads	$258,000	–	28,000	–	0.01%	–
CHAQWS	New	CHARDAN HEALTHCR ACQSTN 2 CO*w exp 03/05/202	$138,000	–	200,000	–	0.01%	–
	New	GLOBAL EAGLE ENTMT INCnote 2.750% 2/1	$39,000	–	500,000	–	0.00%	–

Q4 2019

			Value		Shares		↓ Weighting
SOHU	Exit	SOHU COM LTDsponsored ads	$0	–	-20,000	–	-0.03%	–
	Exit	GLOBAL EAGLE ENTMT INCnote 2.750% 2/1	$0	–	-500,000	–	-0.04%	–
EVH	Exit	EVOLENT HEALTH INCcl a	$0	–	-50,000	–	-0.06%	–
STOK	Exit	STOKE THERAPEUTICS INC	$0	–	-17,000	–	-0.06%	–
CYOU	Exit	CHANGYOU COM LTDads rep cl a	$0	–	-38,967	–	-0.06%	–
ROKU	Exit	ROKU INC	$0	–	-4,000	–	-0.06%	–
VIPS	Exit	VIPSHOP HLDGS LTDsponsored ads a	$0	–	-50,000	–	-0.07%	–
ACMR	Exit	ACM RESEARCH INC	$0	–	-32,740	–	-0.07%	–
YY	Exit	YY INCsponsored ads a	$0	–	-8,339	–	-0.07%	–
NKE	Exit	NIKE INCcl b	$0	–	-5,000	–	-0.07%	–
DMAC	Exit	DIAMEDICA THERAPEUTICS INC	$0	–	-227,230	–	-0.07%	–
BBGI	Exit	BEASLEY BROADCAST GROUP INCcl a	$0	–	-174,211	–	-0.08%	–
AERI	Exit	AERIE PHARMACEUTICALS INC	$0	–	-30,000	–	-0.09%	–
AXGN	Exit	AXOGEN INC	$0	–	-50,000	–	-0.10%	–
MOTS	Exit	MOTUS GI HLDGS INC	$0	–	-333,333	–	-0.10%	–
EDU	Exit	NEW ORIENTAL ED & TECH GRP Ispon adr	$0	–	-6,000	–	-0.10%	–
	Exit	MAGNACHIP SEMICONDUCTOR SAnote 5.000% 3/0	$0	–	-500,000	–	-0.11%	–
RNG	Exit	RINGCENTRAL INCcl a	$0	–	-5,525	–	-0.11%	–
WB	Exit	WEIBO CORPsponsored adr	$0	–	-16,000	–	-0.11%	–
AFYA	Exit	AFYA LTD	$0	–	-29,200	–	-0.12%	–
MRNS	Exit	MARINUS PHARMACEUTICALS INCcall	$0	–	-600,000	–	-0.14%	–
LOVE	Exit	LOVESAC COMPANY	$0	–	-50,000	–	-0.15%	–
MTNB	Exit	MATINAS BIOPHARMA HLDGS INC	$0	–	-1,500,000	–	-0.15%	–
JT	Exit	JIANPU TECHNOLOGY INCadr	$0	–	-377,194	–	-0.15%	–
TAL	Exit	TAL EDUCATION GROUPsponsored ads	$0	–	-28,900	–	-0.16%	–
CRSAU	Exit	CRESCENT ACQUISITION CORPunit 99/99/9999	$0	–	-100,000	–	-0.16%	–
AAPL	Exit	APPLE INC	$0	–	-5,000	–	-0.18%	–
OVID	Exit	OVID THERAPEUTICS INC	$0	–	-348,263	–	-0.18%	–
AGX	Exit	ARGAN INC	$0	–	-30,000	–	-0.18%	–
SDC	Exit	SMILEDIRECTCLUB INC	$0	–	-90,750	–	-0.20%	–
BILI	Exit	BILIBILI INCspons ads rep z	$0	–	-94,000	–	-0.21%	–
CDNA	Exit	CAREDX INC	$0	–	-61,160	–	-0.22%	–
GOOS	Exit	CANADA GOOSE HOLDINGS INC	$0	–	-32,000	–	-0.22%	–
DCPH	Exit	DECIPHERA PHARMACEUTICALS IN	$0	–	-42,000	–	-0.22%	–
LX	Exit	LEXINFINTECH HLDGS LTDadr	$0	–	-144,901	–	-0.23%	–
DQ	Exit	DAQO NEW ENERGY CORPspnsrd adr new	$0	–	-33,702	–	-0.24%	–
ZUMZ	Exit	ZUMIEZ INC	$0	–	-50,000	–	-0.25%	–
XCUR	Exit	EXICURE INC	$0	–	-675,000	–	-0.27%	–
AMD	Exit	ADVANCED MICRO DEVICES INC	$0	–	-60,000	–	-0.27%	–
ELF	Exit	E L F BEAUTY INC	$0	–	-100,000	–	-0.27%	–
	Exit	ADVANCED MICRO DEVICES INCnote 2.125% 9/0	$0	–	-500,000	–	-0.29%	–
	Exit	LUMENTUM HLDGS INCnote 0.250% 3/1	$0	–	-1,700,000	–	-0.31%	–
KWEB	Exit	KRANESHARES TRcsi chi internet	$0	–	-51,700	–	-0.33%	–
LULU	Exit	LULULEMON ATHLETICA INC	$0	–	-12,200	–	-0.37%	–
TNDM	Exit	TANDEM DIABETES CARE INC	$0	–	-42,000	–	-0.39%	–
CHAU	Exit	DIREXION SHS ETF TRcsi 300 bull2x	$0	–	-122,300	–	-0.39%	–
FIVE	Exit	FIVE BELOW INC	$0	–	-20,000	–	-0.40%	–
XENE	Exit	XENON PHARMACEUTICALS INC	$0	–	-296,500	–	-0.42%	–
ZEN	Exit	ZENDESK INC	$0	–	-40,000	–	-0.46%	–
SE	Exit	SEA LTDsponsored ads	$0	–	-102,000	–	-0.49%	–
AMZN	Exit	AMAZON COM INC	$0	–	-1,900	–	-0.52%	–
BABA	Exit	ALIBABA GROUP HLDG LTDsponsored ads	$0	–	-20,000	–	-0.52%	–
ZGNX	Exit	ZOGENIX INC	$0	–	-86,600	–	-0.54%	–
BOOT	Exit	BOOT BARN HLDGS INC	$0	–	-99,812	–	-0.54%	–
SIEN	Exit	SIENTRA INC	$0	–	-566,372	–	-0.57%	–
EVBG	Exit	EVERBRIDGE INC	$0	–	-61,000	–	-0.59%	–
	Exit	TILRAY INCdebt 5.000%10/0	$0	–	-7,000,000	–	-0.71%	–
GOOGL	Exit	ALPHABET INCcap stk cl a	$0	–	-4,000	–	-0.76%	–
MOMO	Exit	MOMO INCadr	$0	–	-171,000	–	-0.83%	–
MRNS	Exit	MARINUS PHARMACEUTICALS INC	$0	–	-3,540,819	–	-0.85%	–
FB	Exit	FACEBOOK INCcl a	$0	–	-41,250	–	-1.15%	–
XBI	Exit	SPDR SERIES TRUSTput	$0	–	-150,000	–	-1.79%	–
XLV	Exit	SELECT SECTOR SPDR TRput	$0	–	-200,000	–	-2.82%	–
XLU	Exit	SELECT SECTOR SPDR TRput	$0	–	-400,000	–	-4.05%	–
FXI	Exit	iShares China Large-Cap (ETF)call	$0	–	-750,000	–	-4.67%	–
SPY	Exit	SPDR S&P 500 ETF TRput	$0	–	-225,000	–	-10.45%	–
QQQ	Exit	PowerShares QQQ Trust, Series 1 (ETF)put	$0	–	-800,000	–	-23.64%	–
IWM	Exit	iShares Russell 2000 Index (ETF)call	$0	–	-1,500,000	–	-35.52%	–

Q3 2019

			Value		Shares		↓ Weighting
IWM	Sell	iShares Russell 2000 Index (ETF)call	$227,010,000	-51.3%	1,500,000	-50.0%	35.52%	+13.0%
QQQ	Buy	PowerShares QQQ Trust, Series 1 (ETF)put	$151,048,000	+15.6%	800,000	+14.3%	23.64%	+168.4%
SPY	Sell	SPDR S&P 500 ETF TRput	$66,773,000	-53.0%	225,000	-53.6%	10.45%	+9.1%
XLU	Buy	SELECT SECTOR SPDR TRput	$25,896,000	+117.1%	400,000	+100.0%	4.05%	+404.6%
XLV	Sell	SELECT SECTOR SPDR TRput	$18,026,000	-35.1%	200,000	-33.3%	2.82%	+50.7%
XBI	Sell	SPDR SERIES TRUSTput	$11,438,000	-75.2%	150,000	-71.4%	1.79%	-42.3%
FB	Buy	FACEBOOK INCcl a	$7,346,000	-3.0%	41,250	+5.1%	1.15%	+125.5%
MRNS	Buy	MARINUS PHARMACEUTICALS INC	$5,453,000	-60.7%	3,540,819	+6.0%	0.85%	-8.7%
MOMO	Buy	MOMO INCadr	$5,298,000	+48.0%	171,000	+71.0%	0.83%	+244.0%
GOOGL	Buy	ALPHABET INCcap stk cl a	$4,885,000	+80.5%	4,000	+60.0%	0.76%	+319.8%
	New	TILRAY INCdebt 5.000%10/0	$4,537,000	–	7,000,000	–	0.71%	–
EVBG	Buy	EVERBRIDGE INC	$3,764,000	-12.2%	61,000	+27.2%	0.59%	+103.8%
SIEN	Sell	SIENTRA INC	$3,670,000	-41.3%	566,372	-44.2%	0.57%	+36.3%
BABA	Buy	ALIBABA GROUP HLDG LTDsponsored ads	$3,345,000	+31.6%	20,000	+33.3%	0.52%	+205.8%
SE	Sell	SEA LTDsponsored ads	$3,157,000	-18.8%	102,000	-12.8%	0.49%	+88.5%
ZEN	Sell	ZENDESK INC	$2,915,000	-45.4%	40,000	-33.3%	0.46%	+26.7%
XENE	Sell	XENON PHARMACEUTICALS INC	$2,671,000	-10.7%	296,500	-2.2%	0.42%	+106.9%
FIVE	New	FIVE BELOW INC	$2,522,000	–	20,000	–	0.40%	–
TNDM	Buy	TANDEM DIABETES CARE INC	$2,477,000	+20.0%	42,000	+31.2%	0.39%	+179.1%
CHAU	Buy	DIREXION SHS ETF TRcsi 300 bull2x	$2,477,000	-0.2%	122,300	+10.6%	0.39%	+132.3%
KWEB	Sell	KRANESHARES TRcsi chi internet	$2,137,000	-12.7%	51,700	-7.2%	0.33%	+102.4%
ELF	New	E L F BEAUTY INC	$1,751,000	–	100,000	–	0.27%	–
XCUR	New	EXICURE INC	$1,708,000	–	675,000	–	0.27%	–
ZUMZ	New	ZUMIEZ INC	$1,584,000	–	50,000	–	0.25%	–
DQ	Sell	DAQO NEW ENERGY CORPspnsrd adr new	$1,553,000	-5.3%	33,702	-12.9%	0.24%	+120.9%
DCPH	New	DECIPHERA PHARMACEUTICALS IN	$1,425,000	–	42,000	–	0.22%	–
BILI	Sell	BILIBILI INCspons ads rep z	$1,327,000	-74.1%	94,000	-70.2%	0.21%	-39.7%
SDC	New	SMILEDIRECTCLUB INC	$1,260,000	–	90,750	–	0.20%	–
AGX	Sell	ARGAN INC	$1,179,000	-19.2%	30,000	-16.7%	0.18%	+87.8%
OVID	Sell	OVID THERAPEUTICS INC	$1,128,000	+45.9%	348,263	-16.7%	0.18%	+240.4%
AAPL	New	APPLE INC	$1,120,000	–	5,000	–	0.18%	–
TAL	Buy	TAL EDUCATION GROUPsponsored ads	$990,000	+13.5%	28,900	+26.2%	0.16%	+162.7%
LOVE	New	LOVESAC COMPANY	$934,000	–	50,000	–	0.15%	–
AFYA	New	AFYA LTD	$749,000	–	29,200	–	0.12%	–
WB	New	WEIBO CORPsponsored adr	$716,000	–	16,000	–	0.11%	–
	New	MAGNACHIP SEMICONDUCTOR SAnote 5.000% 3/0	$687,000	–	500,000	–	0.11%	–
AXGN	Sell	AXOGEN INC	$624,000	-65.4%	50,000	-45.1%	0.10%	-19.0%
AERI	Sell	AERIE PHARMACEUTICALS INC	$577,000	-38.6%	30,000	-5.7%	0.09%	+42.9%
BBGI	Sell	BEASLEY BROADCAST GROUP INCcl a	$540,000	-16.1%	174,211	-12.9%	0.08%	+95.3%
NKE	New	NIKE INCcl b	$470,000	–	5,000	–	0.07%	–
DMAC	Sell	DIAMEDICA THERAPEUTICS INC	$470,000	-58.8%	227,230	-1.2%	0.07%	-3.9%
YY	Sell	YY INCsponsored ads a	$469,000	-49.6%	8,339	-37.5%	0.07%	+15.9%
ACMR	Buy	ACM RESEARCH INC	$454,000	+183.8%	32,740	+219.7%	0.07%	+545.5%
VIPS	Sell	VIPSHOP HLDGS LTDsponsored ads a	$446,000	-13.9%	50,000	-16.7%	0.07%	+100.0%
ROKU	New	ROKU INC	$407,000	–	4,000	–	0.06%	–
CYOU	New	CHANGYOU COM LTDads rep cl a	$370,000	–	38,967	–	0.06%	–
STOK	Sell	STOKE THERAPEUTICS INC	$365,000	-63.2%	17,000	-50.0%	0.06%	-14.9%
SOHU	New	SOHU COM LTDsponsored ads	$203,000	–	20,000	–	0.03%	–
CCIHY	Exit	CHINACACHE INTL HLDG LTDsponsored adr	$0	–	-149,441	–	-0.01%	–
CRWD	Exit	CROWDSTRIKE HLDGS INCcl a	$0	–	-3,000	–	-0.01%	–
ARLO	Exit	ARLO TECHNOLOGIES INC	$0	–	-58,647	–	-0.02%	–
ADMS	Exit	ADAMAS PHARMACEUTICALS INC	$0	–	-54,822	–	-0.02%	–
ECOR	Exit	ELECTROCORE INC	$0	–	-178,571	–	-0.02%	–
ENTA	Exit	ENANTA PHARMACEUTICALS INC	$0	–	-5,000	–	-0.03%	–
ESTA	Exit	ESTABLISHMENT LABS HLDGS INC	$0	–	-20,300	–	-0.03%	–
AVGO	Exit	BROADCOM INC	$0	–	-2,000	–	-0.04%	–
QD	Exit	QUDIAN INCadr	$0	–	-85,000	–	-0.04%	–
	Exit	MAGNACHIP SEMICONDUCTOR SAnote 5.000% 3/0	$0	–	-500,000	–	-0.05%	–
ORTX	Exit	ORCHARD THERAPEUTICS PLCads	$0	–	-50,000	–	-0.05%	–
MPAA	Exit	MOTORCAR PTS AMER INC	$0	–	-32,316	–	-0.05%	–
NTES	Exit	NETEASE INCsponsored adr	$0	–	-3,000	–	-0.05%	–
NDLS	Exit	NOODLES & CO	$0	–	-121,351	–	-0.06%	–
AVRO	Exit	AVROBIO INC	$0	–	-60,000	–	-0.07%	–
SNAP	Exit	SNAP INCcl a	$0	–	-70,000	–	-0.07%	–
FANH	Exit	FANHUA INCput	$0	–	-30,000	–	-0.07%	–
TAST	Exit	CARROLS RESTAURANT GROUP INC	$0	–	-130,200	–	-0.08%	–
SRPT	Exit	SAREPTA THERAPEUTICS INC	$0	–	-8,000	–	-0.08%	–
YRD	Exit	YIRENDAI LTDsponsored adr	$0	–	-191,278	–	-0.18%	–
IMXI	Exit	INTERNATIONAL MNY EXPRESS IN	$0	–	-240,000	–	-0.23%	–
CNTTQ	Exit	CANNTRUST HLDGS INC	$0	–	-900,000	–	-0.30%	–
	Exit	TILRAY INCdebt 5.000%10/0	$0	–	-7,000,000	–	-0.38%	–
ZEN	Exit	ZENDESK INCput	$0	–	-79,000	–	-0.47%	–
GOOS	Exit	CANADA GOOSE HOLDINGS INCcall	$0	–	-200,000	–	-0.52%	–
ETFC	Exit	E TRADE FINANCIAL CORPcall	$0	–	-250,000	–	-0.75%	–
DB	Exit	DEUTSCHE BANK AGcall	$0	–	-1,500,000	–	-0.77%	–
SMH	Exit	VANECK VECTORS ETF TRput	$0	–	-200,000	–	-1.35%	–
EEM	Exit	ISHARES TRcall	$0	–	-500,000	–	-1.44%	–
XME	Exit	SPDR SERIES TRUSTcall	$0	–	-800,000	–	-1.53%	–
XOP	Exit	SPDR SERIES TRUSTcall	$0	–	-1,750,000	–	-3.21%	–
KWEB	Exit	KRANESHARES TRcall	$0	–	-1,100,000	–	-3.26%	–
QQQ	Exit	PowerShares QQQ Trust, Series 1 (ETF)call	$0	–	-300,000	–	-3.77%	–
EFA	Exit	ISHARES TRcall	$0	–	-1,000,000	–	-4.14%	–
TLT	Exit	ISHARES TRput	$0	–	-600,000	–	-5.37%	–
IWM	Exit	iShares Russell 2000 Index (ETF)put	$0	–	-600,000	–	-6.29%	–

Q2 2019

			Value		Shares		↓ Weighting
IWM	New	iShares Russell 2000 Index (ETF)call	$466,500,000	–	3,000,000	–	31.43%	–
SPY	New	SPDR S&P 500 ETF TRput	$142,105,000	–	485,000	–	9.57%	–
QQQ	New	PowerShares QQQ Trust, Series 1 (ETF)put	$130,718,000	–	700,000	–	8.81%	–
IWM	New	iShares Russell 2000 Index (ETF)put	$93,300,000	–	600,000	–	6.29%	–
TLT	New	ISHARES TRput	$79,686,000	–	600,000	–	5.37%	–
EFA	New	ISHARES TRcall	$61,400,000	–	1,000,000	–	4.14%	–
QQQ	New	PowerShares QQQ Trust, Series 1 (ETF)call	$56,022,000	–	300,000	–	3.77%	–
KWEB	New	KRANESHARES TRcall	$48,345,000	–	1,100,000	–	3.26%	–
XOP	New	SPDR SERIES TRUSTcall	$47,688,000	–	1,750,000	–	3.21%	–
XBI	New	SPDR SERIES TRUSTput	$46,048,000	–	525,000	–	3.10%	–
FXI	New	iShares China Large-Cap (ETF)call	$32,078,000	–	750,000	–	2.16%	–
XLV	New	SELECT SECTOR SPDR TRput	$27,792,000	–	300,000	–	1.87%	–
XME	New	SPDR SERIES TRUSTcall	$22,704,000	–	800,000	–	1.53%	–
EEM	New	ISHARES TRcall	$21,455,000	–	500,000	–	1.44%	–
SMH	New	VANECK VECTORS ETF TRput	$20,036,000	–	200,000	–	1.35%	–
MRNS	New	MARINUS PHARMACEUTICALS INC	$13,864,000	–	3,340,819	–	0.93%	–
XLU	New	SELECT SECTOR SPDR TRput	$11,926,000	–	200,000	–	0.80%	–
DB	New	DEUTSCHE BANK AGcall	$11,445,000	–	1,500,000	–	0.77%	–
ETFC	New	E TRADE FINANCIAL CORPcall	$11,150,000	–	250,000	–	0.75%	–
GOOS	New	CANADA GOOSE HOLDINGS INCcall	$7,746,000	–	200,000	–	0.52%	–
FB	New	FACEBOOK INCcl a	$7,575,000	–	39,250	–	0.51%	–
ZEN	New	ZENDESK INCput	$7,033,000	–	79,000	–	0.47%	–
SIEN	New	SIENTRA INC	$6,252,000	–	1,014,898	–	0.42%	–
	New	TILRAY INCdebt 5.000%10/0	$5,644,000	–	7,000,000	–	0.38%	–
ZEN	New	ZENDESK INC	$5,342,000	–	60,000	–	0.36%	–
BILI	New	BILIBILI INCspons ads rep z	$5,125,000	–	315,000	–	0.34%	–
CNTTQ	New	CANNTRUST HLDGS INC	$4,518,000	–	900,000	–	0.30%	–
EVBG	New	EVERBRIDGE INC	$4,288,000	–	47,950	–	0.29%	–
ZGNX	New	ZOGENIX INC	$4,138,000	–	86,600	–	0.28%	–
SE	New	SEA LTDsponsored ads	$3,887,000	–	117,000	–	0.26%	–
AMZN	New	AMAZON COM INC	$3,598,000	–	1,900	–	0.24%	–
MOMO	New	MOMO INCadr	$3,580,000	–	100,000	–	0.24%	–
BOOT	New	BOOT BARN HLDGS INC	$3,557,000	–	99,812	–	0.24%	–
IMXI	New	INTERNATIONAL MNY EXPRESS IN	$3,384,000	–	240,000	–	0.23%	–
XENE	New	XENON PHARMACEUTICALS INC	$2,991,000	–	303,300	–	0.20%	–
GOOGL	New	ALPHABET INCcap stk cl a	$2,707,000	–	2,500	–	0.18%	–
YRD	New	YIRENDAI LTDsponsored adr	$2,632,000	–	191,278	–	0.18%	–
BABA	New	ALIBABA GROUP HLDG LTDsponsored ads	$2,542,000	–	15,000	–	0.17%	–
MRNS	New	MARINUS PHARMACEUTICALS INCcall	$2,490,000	–	600,000	–	0.17%	–
CHAU	New	DIREXION SHS ETF TRcsi 300 bull2x	$2,481,000	–	110,600	–	0.17%	–
KWEB	New	KRANESHARES TRcsi chi internet	$2,448,000	–	55,700	–	0.16%	–
LULU	New	LULULEMON ATHLETICA INC	$2,199,000	–	12,200	–	0.15%	–
CDNA	New	CAREDX INC	$2,201,000	–	61,160	–	0.15%	–
TNDM	New	TANDEM DIABETES CARE INC	$2,065,000	–	32,000	–	0.14%	–
	New	LUMENTUM HLDGS INCnote 0.250% 3/1	$1,997,000	–	1,700,000	–	0.14%	–
	New	ADVANCED MICRO DEVICES INCnote 2.125% 9/0	$1,940,000	–	500,000	–	0.13%	–
AMD	New	ADVANCED MICRO DEVICES INC	$1,822,000	–	60,000	–	0.12%	–
AXGN	New	AXOGEN INC	$1,802,000	–	91,012	–	0.12%	–
DQ	New	DAQO NEW ENERGY CORPspnsrd adr new	$1,640,000	–	38,702	–	0.11%	–
LX	New	LEXINFINTECH HLDGS LTDadr	$1,617,000	–	144,901	–	0.11%	–
AGX	New	ARGAN INC	$1,460,000	–	36,000	–	0.10%	–
JT	New	JIANPU TECHNOLOGY INCadr	$1,411,000	–	377,194	–	0.10%	–
MTNB	New	MATINAS BIOPHARMA HLDGS INC	$1,285,000	–	1,500,000	–	0.09%	–
GOOS	New	CANADA GOOSE HOLDINGS INC	$1,239,000	–	32,000	–	0.08%	–
SRPT	New	SAREPTA THERAPEUTICS INC	$1,216,000	–	8,000	–	0.08%	–
TAST	New	CARROLS RESTAURANT GROUP INC	$1,176,000	–	130,200	–	0.08%	–
DMAC	New	DIAMEDICA THERAPEUTICS INC	$1,141,000	–	229,970	–	0.08%	–
FANH	New	FANHUA INCput	$1,004,000	–	30,000	–	0.07%	–
CRSAU	New	CRESCENT ACQUISITION CORPunit 99/99/9999	$1,005,000	–	100,000	–	0.07%	–
MOTS	New	MOTUS GI HLDGS INC	$1,010,000	–	333,333	–	0.07%	–
SNAP	New	SNAP INCcl a	$1,001,000	–	70,000	–	0.07%	–
STOK	New	STOKE THERAPEUTICS INC	$992,000	–	34,000	–	0.07%	–
AVRO	New	AVROBIO INC	$976,000	–	60,000	–	0.07%	–
NDLS	New	NOODLES & CO	$956,000	–	121,351	–	0.06%	–
YY	New	YY INCsponsored ads a	$930,000	–	13,339	–	0.06%	–
AERI	New	AERIE PHARMACEUTICALS INC	$940,000	–	31,800	–	0.06%	–
TAL	New	TAL EDUCATION GROUPsponsored ads	$872,000	–	22,900	–	0.06%	–
OVID	New	OVID THERAPEUTICS INC	$773,000	–	417,857	–	0.05%	–
NTES	New	NETEASE INCsponsored adr	$767,000	–	3,000	–	0.05%	–
ORTX	New	ORCHARD THERAPEUTICS PLCads	$700,000	–	50,000	–	0.05%	–
	New	MAGNACHIP SEMICONDUCTOR SAnote 5.000% 3/0	$694,000	–	500,000	–	0.05%	–
MPAA	New	MOTORCAR PTS AMER INC	$692,000	–	32,316	–	0.05%	–
BBGI	New	BEASLEY BROADCAST GROUP INCcl a	$644,000	–	200,000	–	0.04%	–
RNG	New	RINGCENTRAL INCcl a	$635,000	–	5,525	–	0.04%	–
QD	New	QUDIAN INCadr	$638,000	–	85,000	–	0.04%	–
AVGO	New	BROADCOM INC	$576,000	–	2,000	–	0.04%	–
EDU	New	NEW ORIENTAL ED & TECH GRP Ispon adr	$579,000	–	6,000	–	0.04%	–
VIPS	New	VIPSHOP HLDGS LTDsponsored ads a	$518,000	–	60,000	–	0.04%	–
ESTA	New	ESTABLISHMENT LABS HLDGS INC	$446,000	–	20,300	–	0.03%	–
ENTA	New	ENANTA PHARMACEUTICALS INC	$422,000	–	5,000	–	0.03%	–
EVH	New	EVOLENT HEALTH INCcl a	$398,000	–	50,000	–	0.03%	–
ECOR	New	ELECTROCORE INC	$357,000	–	178,571	–	0.02%	–
ADMS	New	ADAMAS PHARMACEUTICALS INC	$340,000	–	54,822	–	0.02%	–
	New	GLOBAL EAGLE ENTMT INCnote 2.750% 2/1	$245,000	–	500,000	–	0.02%	–
ARLO	New	ARLO TECHNOLOGIES INC	$235,000	–	58,647	–	0.02%	–
CRWD	New	CROWDSTRIKE HLDGS INCcl a	$205,000	–	3,000	–	0.01%	–
ACMR	New	ACM RESEARCH INC	$160,000	–	10,240	–	0.01%	–
CCIHY	New	CHINACACHE INTL HLDG LTDsponsored adr	$132,000	–	149,441	–	0.01%	–

Q4 2018

			Value		Shares		↓ Weighting
ATXI	Exit	AVENUE THERAPEUTICS INC	$0	–	-17,121	–	-0.00%	–
BEDU	Exit	BRIGHT SCHOLAR ED HLDGS LTDsponsored ads	$0	–	-12,533	–	-0.01%	–
RAIL	Exit	FREIGHTCAR AMER INC	$0	–	-10,490	–	-0.01%	–
CTK	Exit	COOTEK CAYMAN INCsponsored ads	$0	–	-25,000	–	-0.02%	–
PDD	Exit	PINDUODUO INCsponsored ads	$0	–	-10,000	–	-0.02%	–
PPDF	Exit	PPDAI GROUP INCsponsored adr	$0	–	-50,000	–	-0.02%	–
VIPS	Exit	VIPSHOP HLDGS LTDsponsored adr	$0	–	-45,000	–	-0.02%	–
ARLO	Exit	ARLO TECHNOLOGIES INC	$0	–	-20,000	–	-0.02%	–
SHAK	Exit	SHAKE SHACK INCcl a	$0	–	-5,000	–	-0.02%	–
LX	Exit	LEXINFINTECH HLDGS LTDadr	$0	–	-33,239	–	-0.02%	–
QD	Exit	QUDIAN INCadr	$0	–	-70,000	–	-0.02%	–
	Exit	GLOBAL EAGLE ENTMT INCnote 2.750% 2/1	$0	–	-500,000	–	-0.02%	–
FNSR	Exit	FINISAR CORP	$0	–	-20,000	–	-0.02%	–
NTES	Exit	NETEASE INCsponsored adr	$0	–	-2,000	–	-0.03%	–
EGAN	Exit	EGAIN CORP	$0	–	-57,800	–	-0.03%	–
HCSG	Exit	HEALTHCARE SVCS GRP INC	$0	–	-12,200	–	-0.03%	–
TYL	Exit	TYLER TECHNOLOGIES INC	$0	–	-2,000	–	-0.03%	–
TWTR	Exit	TWITTER INC	$0	–	-17,900	–	-0.03%	–
SMICY	Exit	SEMICONDUCTOR MFG INTL CORPsponsored adr	$0	–	-100,000	–	-0.04%	–
ESTA	Exit	ESTABLISHMENT LABS HLDGS INC	$0	–	-22,600	–	-0.04%	–
WUBA	Exit	58 COM INCspon adr rep a	$0	–	-8,000	–	-0.04%	–
YY	Exit	YY INC	$0	–	-8,000	–	-0.04%	–
TAL	Exit	TAL ED GROUPsponsored ads	$0	–	-24,500	–	-0.04%	–
OVID	Exit	OVID THERAPEUTICS INC	$0	–	-111,826	–	-0.04%	–
EDU	Exit	NEW ORIENTAL ED & TECH GRP Ispon adr	$0	–	-8,900	–	-0.04%	–
NPTN	Exit	NEOPHOTONICS CORP	$0	–	-90,502	–	-0.05%	–
FBIO	Exit	FORTRESS BIOTECH INC	$0	–	-479,835	–	-0.05%	–
RNG	Exit	RINGCENTRAL INCcl a	$0	–	-8,525	–	-0.05%	–
VNET	Exit	21VIANET GROUP INCsponsored adr	$0	–	-80,000	–	-0.05%	–
OLED	Exit	UNIVERSAL DISPLAY CORP	$0	–	-7,000	–	-0.06%	–
AGX	Exit	ARGAN INC	$0	–	-20,000	–	-0.06%	–
USAT	Exit	USA TECHNOLOGIES INC	$0	–	-125,000	–	-0.06%	–
TPIC	Exit	TPI COMPOSITES INC	$0	–	-32,000	–	-0.06%	–
HNP	Exit	HUANENG PWR INTL INC	$0	–	-1,400,000	–	-0.06%	–
	Exit	FINISAR CORPnote 0.500%12/1	$0	–	-1,000,000	–	-0.06%	–
VIAV	Exit	VIAVI SOLUTIONS INC	$0	–	-88,400	–	-0.07%	–
HEAR	Exit	TURTLE BEACH CORP	$0	–	-50,000	–	-0.07%	–
HTGM	Exit	HTG MOLECULAR DIAGNOSTICS IN	$0	–	-200,000	–	-0.07%	–
GWPH	Exit	GW PHARMACEUTICALS PLCads	$0	–	-6,600	–	-0.08%	–
AERI	Exit	AERIE PHARMACEUTICALS INC	$0	–	-18,600	–	-0.08%	–
TA	Exit	TRAVELCENTERS AMER LLC	$0	–	-200,000	–	-0.08%	–
GTIM	Exit	GOOD TIMES RESTAURANTS INC	$0	–	-258,050	–	-0.08%	–
ARPO	Exit	AERPIO PHARMACEUTICALS INC	$0	–	-400,010	–	-0.08%	–
OPNT	Exit	OPIANT PHARMACEUTICALS INC	$0	–	-75,000	–	-0.09%	–
BABA	Exit	ALIBABA GROUP HLDG LTDsponsored ads	$0	–	-8,100	–	-0.09%	–
ANF	Exit	ABERCROMBIE & FITCH COcl a	$0	–	-69,000	–	-0.10%	–
BIDU	Exit	BAIDU INCspon adr rep a	$0	–	-6,800	–	-0.10%	–
VRAY	Exit	VIEWRAY INC	$0	–	-170,000	–	-0.11%	–
NVDA	Exit	NVIDIA CORP	$0	–	-5,800	–	-0.11%	–
QNST	Exit	QUINSTREET INC	$0	–	-120,000	–	-0.11%	–
DB	Exit	DEUTSCHE BANK AGcall	$0	–	-150,000	–	-0.11%	–
CDNA	Exit	CAREDX INC	$0	–	-61,160	–	-0.12%	–
ROKU	Exit	ROKU INC	$0	–	-24,200	–	-0.12%	–
ARGX	Exit	ARGENX SEsponsored adr	$0	–	-25,000	–	-0.12%	–
BILI	Exit	BILIBILI INCspons ads rep z	$0	–	-140,000	–	-0.12%	–
HIMX	Exit	HIMAX TECHNOLOGIES INCsponsored adr	$0	–	-328,000	–	-0.13%	–
	Exit	ADVANCED MICRO DEVICES INCnote 2.125% 9/0	$0	–	-500,000	–	-0.13%	–
	Exit	LUMENTUM HLDGS INCnote 0.250% 3/1	$0	–	-1,700,000	–	-0.14%	–
PFPT	Exit	PROOFPOINT INC	$0	–	-20,000	–	-0.14%	–
GOOGL	Exit	ALPHABET INCcap stk cl a	$0	–	-1,800	–	-0.14%	–
MOMO	Exit	MOMO INCadr	$0	–	-50,500	–	-0.15%	–
ULTA	Exit	ULTA BEAUTY INC	$0	–	-8,000	–	-0.15%	–
MRNS	Exit	MARINUS PHARMACEUTICALS INCput	$0	–	-250,000	–	-0.17%	–
JT	Exit	JIANPU TECHNOLOGY INCadr	$0	–	-514,492	–	-0.17%	–
LITE	Exit	LUMENTUM HLDGS INC	$0	–	-43,900	–	-0.18%	–
EVBG	Exit	EVERBRIDGE INC	$0	–	-46,950	–	-0.18%	–
SBBP	Exit	STRONGBRIDGE BIOPHARMA PLC	$0	–	-567,895	–	-0.18%	–
MTSI	Exit	MACOM TECH SOLUTIONS HLDGS I	$0	–	-135,200	–	-0.18%	–
RUBY	Exit	RUBIUS THERAPEUTICS INC	$0	–	-118,700	–	-0.19%	–
EVER	Exit	EVERQUOTE INC	$0	–	-192,600	–	-0.19%	–
AGS	Exit	PLAYAGS INC	$0	–	-99,365	–	-0.19%	–
BBGI	Exit	BEASLEY BROADCAST GROUP INCcl a	$0	–	-450,000	–	-0.21%	–
SRPT	Exit	SAREPTA THERAPEUTICS INC	$0	–	-20,500	–	-0.22%	–
	Exit	JDS UNIPHASE CORPdbcv 0.625% 8/1	$0	–	-3,300,000	–	-0.22%	–
NDLS	Exit	NOODLES & CO	$0	–	-275,000	–	-0.22%	–
AXGN	Exit	AXOGEN INC	$0	–	-94,976	–	-0.23%	–
LULU	Exit	LULULEMON ATHLETICA INC	$0	–	-21,600	–	-0.23%	–
RGNX	Exit	REGENXBIO INC	$0	–	-47,500	–	-0.24%	–
YRD	Exit	YIRENDAI LTDsponsored adr	$0	–	-195,000	–	-0.24%	–
ADMS	Exit	ADAMAS PHARMACEUTICALS INC	$0	–	-194,715	–	-0.26%	–
GLNG	Exit	GOLAR LNG LTD BERMUDA	$0	–	-143,400	–	-0.26%	–
SENS	Exit	SENSEONICS HLDGS INC	$0	–	-936,400	–	-0.30%	–
ZGNX	Exit	ZOGENIX INC	$0	–	-95,600	–	-0.32%	–
IMXI	Exit	INTERNATIONAL MNY EXPRESS IN	$0	–	-400,000	–	-0.32%	–
TELL	Exit	TELLURIAN INC NEW	$0	–	-543,100	–	-0.32%	–
AMZN	Exit	AMAZON COM INC	$0	–	-2,500	–	-0.33%	–
FB	Exit	FACEBOOK INCcl a	$0	–	-36,250	–	-0.40%	–
TNDM	Exit	TANDEM DIABETES CARE INC	$0	–	-140,000	–	-0.40%	–
XENE	Exit	XENON PHARMACEUTICALS INC	$0	–	-464,300	–	-0.41%	–
GOOS	Exit	CANADA GOOSE HOLDINGS INC	$0	–	-97,300	–	-0.42%	–
MRNS	Exit	MARINUS PHARMACEUTICALS INCcall	$0	–	-878,000	–	-0.58%	–
OIH	Exit	VANECK VECTORS ETF TRcall	$0	–	-400,000	–	-0.67%	–
WFC	Exit	WELLS FARGO CO NEWcall	$0	–	-200,000	–	-0.70%	–
MRNS	Exit	MARINUS PHARMACEUTICALS INC	$0	–	-1,059,367	–	-0.70%	–
TNDM	Exit	TANDEM DIABETES CARE INCcall	$0	–	-250,000	–	-0.71%	–
MLCO	Exit	MELCO RESORT ENTERTAINMENT Lcall	$0	–	-550,000	–	-0.77%	–
AAPL	Exit	APPLE INCcall	$0	–	-66,000	–	-0.99%	–
FB	Exit	FACEBOOK INCcall	$0	–	-100,000	–	-1.09%	–
XLB	Exit	SELECT SECTOR SPDR TRcall	$0	–	-400,000	–	-1.54%	–
KWEB	Exit	KRANESHARES TRcall	$0	–	-500,000	–	-1.62%	–
FXI	Exit	iShares China Large-Cap (ETF)call	$0	–	-570,000	–	-1.62%	–
GLD	Exit	SPDR GOLD TRUSTcall	$0	–	-225,000	–	-1.68%	–
EEM	Exit	ISHARES TRcall	$0	–	-600,000	–	-1.71%	–
ASHR	Exit	DBX ETF TRcall	$0	–	-1,175,000	–	-1.98%	–
QQQ	Exit	PowerShares QQQ Trust, Series 1 (ETF)call	$0	–	-200,000	–	-2.46%	–
XLF	Exit	SELECT SECTOR SPDR TRcall	$0	–	-1,400,000	–	-2.56%	–
XBI	Exit	SPDR SERIES TRUSTput	$0	–	-500,000	–	-3.18%	–
IWM	Exit	iShares Russell 2000 Index (ETF)put	$0	–	-300,000	–	-3.36%	–
MJ	Exit	ETF MANAGERS TRput	$0	–	-1,575,000	–	-4.18%	–
XLV	Exit	SELECT SECTOR SPDR TRput	$0	–	-700,000	–	-4.42%	–
HYG	Exit	ISHARES IBOXX USD HIGH YIELDput	$0	–	-1,000,000	–	-5.74%	–
TLT	Exit	ISHARES TRcall	$0	–	-800,000	–	-6.22%	–
IWM	Exit	iShares Russell 2000 Index (ETF)call	$0	–	-600,000	–	-6.71%	–
DIA	Exit	SPDR DOW JONES INDL AVRG ETFcall	$0	–	-500,000	–	-8.77%	–
QQQ	Exit	PowerShares QQQ Trust, Series 1 (ETF)put	$0	–	-720,000	–	-8.88%	–
SPY	Exit	SPDR S&P 500 ETF TRput	$0	–	-825,000	–	-15.91%	–

Q3 2018

			Value		Shares		↓ Weighting
SPY	Buy	SPDR S&P 500 ETF TRput	$239,844,000	+420.1%	825,000	+385.3%	15.91%	+285.1%
QQQ	Buy	PowerShares QQQ Trust, Series 1 (ETF)put	$133,769,000	+73.2%	720,000	+60.0%	8.88%	+28.3%
DIA	Sell	SPDR DOW JONES INDL AVRG ETFcall	$132,200,000	-27.4%	500,000	-33.3%	8.77%	-46.2%
TLT	New	ISHARES TRcall	$93,816,000	–	800,000	–	6.22%	–
XLV	New	SELECT SECTOR SPDR TRput	$66,605,000	–	700,000	–	4.42%	–
MJ	New	ETF MANAGERS TRput	$63,079,000	–	1,575,000	–	4.18%	–
IWM	Sell	iShares Russell 2000 Index (ETF)put	$50,565,000	-64.3%	300,000	-65.3%	3.36%	-73.5%
XBI	Buy	SPDR SERIES TRUSTput	$47,935,000	+30.8%	500,000	+29.9%	3.18%	-3.1%
XLF	New	SELECT SECTOR SPDR TRcall	$38,612,000	–	1,400,000	–	2.56%	–
QQQ	Buy	PowerShares QQQ Trust, Series 1 (ETF)call	$37,158,000	+621.5%	200,000	+566.7%	2.46%	+434.7%
ASHR	New	DBX ETF TRcall	$29,786,000	–	1,175,000	–	1.98%	–
EEM	Sell	ISHARES TRcall	$25,752,000	-75.8%	600,000	-69.5%	1.71%	-82.1%
GLD	New	SPDR GOLD TRUSTcall	$25,371,000	–	225,000	–	1.68%	–
KWEB	New	KRANESHARES TRcall	$24,410,000	–	500,000	–	1.62%	–
FXI	Sell	iShares China Large-Cap (ETF)call	$24,407,000	+9.8%	570,000	-36.7%	1.62%	-18.7%
XLB	New	SELECT SECTOR SPDR TRcall	$23,172,000	–	400,000	–	1.54%	–
FB	New	FACEBOOK INCcall	$16,446,000	–	100,000	–	1.09%	–
AAPL	Sell	APPLE INCcall	$14,899,000	+0.6%	66,000	-17.5%	0.99%	-25.5%
MLCO	New	MELCO RESORT ENTERTAINMENT Lcall	$11,633,000	–	550,000	–	0.77%	–
TNDM	New	TANDEM DIABETES CARE INCcall	$10,710,000	–	250,000	–	0.71%	–
MRNS	Sell	MARINUS PHARMACEUTICALS INC	$10,594,000	-43.2%	1,059,367	-59.8%	0.70%	-57.9%
WFC	New	WELLS FARGO CO NEWcall	$10,532,000	–	200,000	–	0.70%	–
OIH	New	VANECK VECTORS ETF TRcall	$10,076,000	–	400,000	–	0.67%	–
MRNS	Buy	MARINUS PHARMACEUTICALS INCcall	$8,780,000	+780.6%	878,000	+522.7%	0.58%	+553.9%
GOOS	Sell	CANADA GOOSE HOLDINGS INC	$6,280,000	+2.8%	97,300	-6.3%	0.42%	-23.8%
XENE	Sell	XENON PHARMACEUTICALS INC	$6,129,000	+38.2%	464,300	-3.7%	0.41%	+2.5%
TNDM	Sell	TANDEM DIABETES CARE INC	$5,998,000	+21.0%	140,000	-37.8%	0.40%	-10.4%
FB	Buy	FACEBOOK INCcl a	$5,962,000	+7.1%	36,250	+26.5%	0.40%	-20.6%
AMZN	Sell	AMAZON COM INC	$5,008,000	+9.1%	2,500	-7.4%	0.33%	-19.2%
TELL	Sell	TELLURIAN INC NEW	$4,872,000	-24.3%	543,100	-29.8%	0.32%	-43.9%
IMXI	New	INTERNATIONAL MNY EXPRESS IN	$4,808,000	–	400,000	–	0.32%	–
ZGNX	Sell	ZOGENIX INC	$4,742,000	+8.9%	95,600	-2.9%	0.32%	-19.2%
SENS	Sell	SENSEONICS HLDGS INC	$4,467,000	-34.1%	936,400	-43.2%	0.30%	-51.3%
GLNG	Sell	GOLAR LNG LTD BERMUDA	$3,987,000	-31.0%	143,400	-26.9%	0.26%	-48.8%
ADMS	Sell	ADAMAS PHARMACEUTICALS INC	$3,898,000	-25.3%	194,715	-3.7%	0.26%	-44.7%
YRD	Buy	YIRENDAI LTDsponsored adr	$3,588,000	+69.1%	195,000	+95.0%	0.24%	+25.3%
RGNX	Sell	REGENXBIO INC	$3,586,000	-0.3%	47,500	-5.2%	0.24%	-26.1%
LULU	Sell	LULULEMON ATHLETICA INC	$3,510,000	+17.2%	21,600	-10.0%	0.23%	-13.1%
AXGN	Sell	AXOGEN INC	$3,500,000	-61.1%	94,976	-46.9%	0.23%	-71.2%
NDLS	Buy	NOODLES & CO	$3,328,000	+20.2%	275,000	+22.2%	0.22%	-10.9%
SRPT	Sell	SAREPTA THERAPEUTICS INC	$3,311,000	-9.6%	20,500	-26.0%	0.22%	-32.9%
	Sell	JDS UNIPHASE CORPdbcv 0.625% 8/1	$3,316,000	-8.5%	3,300,000	-8.3%	0.22%	-32.3%
BBGI	New	BEASLEY BROADCAST GROUP INCcl a	$3,105,000	–	450,000	–	0.21%	–
AGS	Sell	PLAYAGS INC	$2,928,000	-2.0%	99,365	-10.0%	0.19%	-27.6%
EVER	New	EVERQUOTE INC	$2,862,000	–	192,600	–	0.19%	–
RUBY	New	RUBIUS THERAPEUTICS INC	$2,849,000	–	118,700	–	0.19%	–
MTSI	Buy	MACOM TECH SOLUTIONS HLDGS I	$2,785,000	+4.9%	135,200	+17.4%	0.18%	-22.3%
LITE	Sell	LUMENTUM HLDGS INC	$2,632,000	-50.4%	43,900	-52.1%	0.18%	-63.2%
JT	Buy	JIANPU TECHNOLOGY INCadr	$2,516,000	-19.7%	514,492	+8.5%	0.17%	-40.6%
MRNS	New	MARINUS PHARMACEUTICALS INCput	$2,500,000	–	250,000	–	0.17%	–
ULTA	Buy	ULTA BEAUTY INC	$2,257,000	+93.4%	8,000	+60.0%	0.15%	+42.9%
MOMO	Buy	MOMO INCadr	$2,212,000	+58.9%	50,500	+57.8%	0.15%	+17.6%
	New	LUMENTUM HLDGS INCnote 0.250% 3/1	$2,035,000	–	1,700,000	–	0.14%	–
HIMX	Sell	HIMAX TECHNOLOGIES INCsponsored adr	$1,929,000	-45.6%	328,000	-30.9%	0.13%	-59.7%
BILI	Buy	BILIBILI INCspons ads rep z	$1,887,000	+68.6%	140,000	+75.0%	0.12%	+25.0%
ARGX	New	ARGENX SEsponsored adr	$1,889,000	–	25,000	–	0.12%	–
ROKU	Sell	ROKU INC	$1,767,000	+11.5%	24,200	-34.9%	0.12%	-17.6%
DB	New	DEUTSCHE BANK AGcall	$1,704,000	–	150,000	–	0.11%	–
NVDA	Buy	NVIDIA CORP	$1,630,000	+34.9%	5,800	+13.7%	0.11%	0.0%
QNST	Buy	QUINSTREET INC	$1,628,000	+28.2%	120,000	+20.0%	0.11%	-5.3%
VRAY	New	VIEWRAY INC	$1,591,000	–	170,000	–	0.11%	–
BIDU	Buy	BAIDU INCspon adr rep a	$1,555,000	+28.0%	6,800	+36.0%	0.10%	-5.5%
OPNT	New	OPIANT PHARMACEUTICALS INC	$1,340,000	–	75,000	–	0.09%	–
BABA	Sell	ALIBABA GROUP HLDG LTDsponsored ads	$1,335,000	-32.1%	8,100	-23.6%	0.09%	-49.4%
ARPO	Sell	AERPIO PHARMACEUTICALS INC	$1,236,000	-60.3%	400,010	-46.7%	0.08%	-70.6%
GWPH	Sell	GW PHARMACEUTICALS PLCads	$1,140,000	+16.7%	6,600	-5.7%	0.08%	-13.6%
TA	New	TRAVELCENTERS AMER LLC	$1,140,000	–	200,000	–	0.08%	–
HTGM	New	HTG MOLECULAR DIAGNOSTICS IN	$1,010,000	–	200,000	–	0.07%	–
HEAR	New	TURTLE BEACH CORP	$997,000	–	50,000	–	0.07%	–
VIAV	Buy	VIAVI SOLUTIONS INC	$1,002,000	+37.8%	88,400	+24.5%	0.07%	+1.5%
TPIC	New	TPI COMPOSITES INC	$914,000	–	32,000	–	0.06%	–
USAT	New	USA TECHNOLOGIES INC	$900,000	–	125,000	–	0.06%	–
OLED	Sell	UNIVERSAL DISPLAY CORP	$825,000	+19.9%	7,000	-12.5%	0.06%	-11.3%
VNET	New	21VIANET GROUP INCsponsored adr	$808,000	–	80,000	–	0.05%	–
FBIO	Sell	FORTRESS BIOTECH INC	$768,000	-46.3%	479,835	-0.0%	0.05%	-60.2%
NPTN	Sell	NEOPHOTONICS CORP	$751,000	+26.2%	90,502	-5.2%	0.05%	-5.7%
EDU	Sell	NEW ORIENTAL ED & TECH GRP Ispon adr	$659,000	-51.7%	8,900	-38.2%	0.04%	-63.9%
OVID	Sell	OVID THERAPEUTICS INC	$634,000	-70.9%	111,826	-59.9%	0.04%	-78.5%
TAL	Sell	TAL ED GROUPsponsored ads	$630,000	-52.6%	24,500	-32.1%	0.04%	-64.7%
YY	New	YY INC	$599,000	–	8,000	–	0.04%	–
WUBA	New	58 COM INCspon adr rep a	$589,000	–	8,000	–	0.04%	–
ESTA	New	ESTABLISHMENT LABS HLDGS INC	$545,000	–	22,600	–	0.04%	–
TWTR	Sell	TWITTER INC	$509,000	-41.4%	17,900	-10.1%	0.03%	-56.4%
TYL	Sell	TYLER TECHNOLOGIES INC	$490,000	+0.2%	2,000	-9.1%	0.03%	-25.0%
HCSG	Sell	HEALTHCARE SVCS GRP INC	$496,000	-15.5%	12,200	-10.3%	0.03%	-37.7%
EGAN	New	EGAIN CORP	$468,000	–	57,800	–	0.03%	–
NTES	Sell	NETEASE INCsponsored adr	$457,000	-39.7%	2,000	-33.3%	0.03%	-55.9%
FNSR	Buy	FINISAR CORP	$381,000	+41.1%	20,000	+33.3%	0.02%	+4.2%
QD	Buy	QUDIAN INCadr	$365,000	+3.1%	70,000	+75.0%	0.02%	-25.0%
LX	Buy	LEXINFINTECH HLDGS LTDadr	$330,000	+103.7%	33,239	+151.8%	0.02%	+46.7%
VIPS	Buy	VIPSHOP HLDGS LTDsponsored adr	$281,000	+72.4%	45,000	+200.0%	0.02%	+26.7%
ARLO	New	ARLO TECHNOLOGIES INC	$290,000	–	20,000	–	0.02%	–
PPDF	New	PPDAI GROUP INCsponsored adr	$269,000	–	50,000	–	0.02%	–
PDD	New	PINDUODUO INCsponsored ads	$263,000	–	10,000	–	0.02%	–
CTK	New	COOTEK CAYMAN INCsponsored ads	$236,000	–	25,000	–	0.02%	–
RAIL	Sell	FREIGHTCAR AMER INC	$169,000	-13.8%	10,490	-10.3%	0.01%	-38.9%
BEDU	Sell	BRIGHT SCHOLAR ED HLDGS LTDsponsored ads	$155,000	-29.5%	12,533	-5.3%	0.01%	-50.0%
BTX	Exit	BIOTIME INC	$0	–	-37,791	–	-0.01%	–
LOVE	Exit	LOVESAC COMPANY	$0	–	-10,202	–	-0.02%	–
AXGT	Exit	AXOVANT SCIENCES LTD	$0	–	-100,000	–	-0.02%	–
AVXL	Exit	ANAVEX LIFE SCIENCES CORP	$0	–	-100,000	–	-0.02%	–
APEN	Exit	APOLLO ENDOSURGERY INC	$0	–	-50,000	–	-0.03%	–
EEM	Exit	ISHARES TRput	$0	–	-10,000	–	-0.04%	–
WNC	Exit	WABASH NATL CORP	$0	–	-23,472	–	-0.04%	–
VSH	Exit	VISHAY INTERTECHNOLOGY INC	$0	–	-20,000	–	-0.04%	–
VECO	Exit	VEECO INSTRS INC DEL	$0	–	-40,000	–	-0.05%	–
NTGR	Exit	NETGEAR INC	$0	–	-10,000	–	-0.06%	–
SIEN	Exit	SIENTRA INC	$0	–	-35,400	–	-0.06%	–
	Exit	MAGNACHIP SEMICONDUCTOR SAnote 5.000% 3/0	$0	–	-500,000	–	-0.06%	–
BCOV	Exit	BRIGHTCOVE INC	$0	–	-77,900	–	-0.07%	–
CYRX	Exit	CRYOPORT INC	$0	–	-50,000	–	-0.07%	–
ECOR	Exit	ELECTROCORE INC	$0	–	-50,000	–	-0.07%	–
MLCO	Exit	MELCO RESORT ENTERTAINMENT Ladr	$0	–	-30,400	–	-0.08%	–
MPAA	Exit	MOTORCAR PTS AMER INC	$0	–	-47,263	–	-0.08%	–
BAC	Exit	BANK AMER CORP	$0	–	-33,900	–	-0.09%	–
MDXG	Exit	MIMEDX GROUP INC	$0	–	-160,000	–	-0.09%	–
SCYX	Exit	SCYNEXIS INC	$0	–	-678,450	–	-0.10%	–
TWNK	Exit	HOSTESS BRANDS INCcl a	$0	–	-83,600	–	-0.10%	–
GTLS	Exit	CHART INDS INC	$0	–	-21,100	–	-0.12%	–
JPM	Exit	JPMORGAN CHASE & CO	$0	–	-12,600	–	-0.12%	–
STM	Exit	STMICROELECTRONICS N Vny registry	$0	–	-60,000	–	-0.12%	–
GBT	Exit	GLOBAL BLOOD THERAPEUTICS IN	$0	–	-30,000	–	-0.12%	–
PFNX	Exit	PFENEX INC	$0	–	-258,500	–	-0.12%	–
SAGE	Exit	SAGE THERAPEUTICS INC	$0	–	-9,900	–	-0.14%	–
SGMS	Exit	SCIENTIFIC GAMES CORP	$0	–	-32,000	–	-0.14%	–
AMD	Exit	ADVANCED MICRO DEVICES INC	$0	–	-110,000	–	-0.15%	–
CRCM	Exit	CARE COM INC	$0	–	-95,000	–	-0.18%	–
VCEL	Exit	VERICEL CORP	$0	–	-243,700	–	-0.21%	–
	Exit	LUMENTUM HLDGS INCnote 0.250% 3/1	$0	–	-2,000,000	–	-0.21%	–
FNTE	Exit	FINTECH ACQUISITION CORP II	$0	–	-400,000	–	-0.36%	–
GLD	Exit	SPDR GOLD TRUST	$0	–	-36,200	–	-0.38%	–
CELG	Exit	CELGENE CORPcall	$0	–	-100,000	–	-0.71%	–
VRTX	Exit	VERTEX PHARMACEUTICALS INCcall	$0	–	-60,000	–	-0.91%	–
MS	Exit	MORGAN STANLEYcall	$0	–	-500,000	–	-2.12%	–
JPM	Exit	JPMORGAN CHASE & COcall	$0	–	-500,000	–	-4.67%	–

Q2 2018

			Value		Shares		↓ Weighting
DIA	New	SPDR DOW JONES INDL AVRG ETFcall	$182,048,000	–	750,000	–	16.31%	–
IWM	New	iShares Russell 2000 Index (ETF)put	$141,563,000	–	864,400	–	12.68%	–
EEM	New	ISHARES TRcall	$106,267,000	–	1,970,000	–	9.52%	–
IWM	New	iShares Russell 2000 Index (ETF)call	$98,262,000	–	600,000	–	8.80%	–
HYG	New	ISHARES IBOXX USD HIGH YIELDput	$85,080,000	–	1,000,000	–	7.62%	–
QQQ	New	PowerShares QQQ Trust, Series 1 (ETF)put	$77,243,000	–	450,000	–	6.92%	–
JPM	New	JPMORGAN CHASE & COcall	$52,100,000	–	500,000	–	4.67%	–
SPY	New	SPDR S&P 500 ETF TRput	$46,118,000	–	170,000	–	4.13%	–
XBI	New	SPDR SERIES TRUSTput	$36,648,000	–	385,000	–	3.28%	–
MS	New	MORGAN STANLEYcall	$23,700,000	–	500,000	–	2.12%	–
FXI	New	iShares China Large-Cap (ETF)call	$22,237,000	–	900,000	–	1.99%	–
MRNS	New	MARINUS PHARMACEUTICALS INC	$18,653,000	–	2,638,321	–	1.67%	–
AAPL	New	APPLE INCcall	$14,809,000	–	80,000	–	1.33%	–
VRTX	New	VERTEX PHARMACEUTICALS INCcall	$10,198,000	–	60,000	–	0.91%	–
AXGN	New	AXOGEN INC	$8,992,000	–	178,951	–	0.81%	–
CELG	New	CELGENE CORPcall	$7,942,000	–	100,000	–	0.71%	–
SENS	New	SENSEONICS HLDGS INC	$6,782,000	–	1,650,000	–	0.61%	–
TELL	New	TELLURIAN INC NEW	$6,432,000	–	773,100	–	0.58%	–
GOOS	New	CANADA GOOSE HOLDINGS INC	$6,109,000	–	103,800	–	0.55%	–
GLNG	New	GOLAR LNG LTD BERMUDA	$5,780,000	–	196,200	–	0.52%	–
FB	New	FACEBOOK INCcl a	$5,567,000	–	28,650	–	0.50%	–
LITE	New	LUMENTUM HLDGS INC	$5,304,000	–	91,600	–	0.48%	–
ADMS	New	ADAMAS PHARMACEUTICALS INC	$5,221,000	–	202,115	–	0.47%	–
QQQ	New	PowerShares QQQ Trust, Series 1 (ETF)call	$5,150,000	–	30,000	–	0.46%	–
TNDM	New	TANDEM DIABETES CARE INC	$4,955,000	–	225,000	–	0.44%	–
AMZN	New	AMAZON COM INC	$4,589,000	–	2,700	–	0.41%	–
XENE	New	XENON PHARMACEUTICALS INC	$4,436,000	–	482,200	–	0.40%	–
ZGNX	New	ZOGENIX INC	$4,354,000	–	98,500	–	0.39%	–
GLD	New	SPDR GOLD TRUST	$4,295,000	–	36,200	–	0.38%	–
FNTE	New	FINTECH ACQUISITION CORP II	$4,020,000	–	400,000	–	0.36%	–
SRPT	New	SAREPTA THERAPEUTICS INC	$3,664,000	–	27,720	–	0.33%	–
	New	JDS UNIPHASE CORPdbcv 0.625% 8/1	$3,625,000	–	3,600,000	–	0.32%	–
RGNX	New	REGENXBIO INC	$3,595,000	–	50,100	–	0.32%	–
HIMX	New	HIMAX TECHNOLOGIES INCsponsored adr	$3,544,000	–	475,000	–	0.32%	–
SBBP	New	STRONGBRIDGE BIOPHARMA PLC	$3,407,000	–	567,895	–	0.30%	–
JT	New	JIANPU TECHNOLOGY INCadr	$3,134,000	–	474,173	–	0.28%	–
ARPO	New	AERPIO PHARMACEUTICALS INC	$3,113,000	–	750,000	–	0.28%	–
LULU	New	LULULEMON ATHLETICA INC	$2,996,000	–	24,000	–	0.27%	–
AGS	New	PLAYAGS INC	$2,988,000	–	110,365	–	0.27%	–
NDLS	New	NOODLES & CO	$2,768,000	–	225,000	–	0.25%	–
MTSI	New	MACOM TECH SOLUTIONS HLDGS I	$2,654,000	–	115,200	–	0.24%	–
VCEL	New	VERICEL CORP	$2,364,000	–	243,700	–	0.21%	–
	New	LUMENTUM HLDGS INCnote 0.250% 3/1	$2,367,000	–	2,000,000	–	0.21%	–
PFPT	New	PROOFPOINT INC	$2,306,000	–	20,000	–	0.21%	–
EVBG	New	EVERBRIDGE INC	$2,226,000	–	46,950	–	0.20%	–
OVID	New	OVID THERAPEUTICS INC	$2,177,000	–	279,040	–	0.20%	–
YRD	New	YIRENDAI LTDsponsored adr	$2,122,000	–	100,000	–	0.19%	–
GOOGL	New	ALPHABET INCcap stk cl a	$2,033,000	–	1,800	–	0.18%	–
CRCM	New	CARE COM INC	$1,984,000	–	95,000	–	0.18%	–
BABA	New	ALIBABA GROUP HLDG LTDsponsored ads	$1,967,000	–	10,600	–	0.18%	–
ANF	New	ABERCROMBIE & FITCH COcl a	$1,689,000	–	69,000	–	0.15%	–
AMD	New	ADVANCED MICRO DEVICES INC	$1,649,000	–	110,000	–	0.15%	–
ROKU	New	ROKU INC	$1,585,000	–	37,200	–	0.14%	–
SGMS	New	SCIENTIFIC GAMES CORP	$1,573,000	–	32,000	–	0.14%	–
SAGE	New	SAGE THERAPEUTICS INC	$1,550,000	–	9,900	–	0.14%	–
FBIO	New	FORTRESS BIOTECH INC	$1,430,000	–	480,000	–	0.13%	–
MOMO	New	MOMO INCadr	$1,392,000	–	32,000	–	0.12%	–
PFNX	New	PFENEX INC	$1,398,000	–	258,500	–	0.12%	–
EDU	New	NEW ORIENTAL ED & TECH GRP Ispon adr	$1,363,000	–	14,400	–	0.12%	–
GBT	New	GLOBAL BLOOD THERAPEUTICS IN	$1,356,000	–	30,000	–	0.12%	–
TAL	New	TAL ED GROUPsponsored ads	$1,328,000	–	36,100	–	0.12%	–
STM	New	STMICROELECTRONICS N Vny registry	$1,327,000	–	60,000	–	0.12%	–
JPM	New	JPMORGAN CHASE & CO	$1,313,000	–	12,600	–	0.12%	–
GTLS	New	CHART INDS INC	$1,301,000	–	21,100	–	0.12%	–
QNST	New	QUINSTREET INC	$1,270,000	–	100,000	–	0.11%	–
AERI	New	AERIE PHARMACEUTICALS INC	$1,256,000	–	18,600	–	0.11%	–
BIDU	New	BAIDU INCspon adr rep a	$1,215,000	–	5,000	–	0.11%	–
NVDA	New	NVIDIA CORP	$1,208,000	–	5,100	–	0.11%	–
ULTA	New	ULTA BEAUTY INC	$1,167,000	–	5,000	–	0.10%	–
TWNK	New	HOSTESS BRANDS INCcl a	$1,137,000	–	83,600	–	0.10%	–
SCYX	New	SCYNEXIS INC	$1,113,000	–	678,450	–	0.10%	–
BILI	New	BILIBILI INCspons ads rep z	$1,119,000	–	80,000	–	0.10%	–
MDXG	New	MIMEDX GROUP INC	$1,022,000	–	160,000	–	0.09%	–
MRNS	New	MARINUS PHARMACEUTICALS INCcall	$997,000	–	141,000	–	0.09%	–
	New	ADVANCED MICRO DEVICES INCnote 2.125% 9/0	$993,000	–	500,000	–	0.09%	–
GWPH	New	GW PHARMACEUTICALS PLCads	$977,000	–	7,000	–	0.09%	–
GTIM	New	GOOD TIMES RESTAURANTS INC	$968,000	–	258,050	–	0.09%	–
BAC	New	BANK AMER CORP	$956,000	–	33,900	–	0.09%	–
HNP	New	HUANENG PWR INTL INC	$928,000	–	1,400,000	–	0.08%	–
	New	FINISAR CORPnote 0.500%12/1	$908,000	–	1,000,000	–	0.08%	–
MPAA	New	MOTORCAR PTS AMER INC	$884,000	–	47,263	–	0.08%	–
TWTR	New	TWITTER INC	$869,000	–	19,900	–	0.08%	–
MLCO	New	MELCO RESORT ENTERTAINMENT Ladr	$851,000	–	30,400	–	0.08%	–
ECOR	New	ELECTROCORE INC	$826,000	–	50,000	–	0.07%	–
AGX	New	ARGAN INC	$819,000	–	20,000	–	0.07%	–
CYRX	New	CRYOPORT INC	$789,000	–	50,000	–	0.07%	–
NTES	New	NETEASE INCsponsored adr	$758,000	–	3,000	–	0.07%	–
CDNA	New	CAREDX INC	$749,000	–	61,160	–	0.07%	–
BCOV	New	BRIGHTCOVE INC	$752,000	–	77,900	–	0.07%	–
	New	MAGNACHIP SEMICONDUCTOR SAnote 5.000% 3/0	$720,000	–	500,000	–	0.06%	–
VIAV	New	VIAVI SOLUTIONS INC	$727,000	–	71,000	–	0.06%	–
OLED	New	UNIVERSAL DISPLAY CORP	$688,000	–	8,000	–	0.06%	–
SIEN	New	SIENTRA INC	$691,000	–	35,400	–	0.06%	–
SMICY	New	SEMICONDUCTOR MFG INTL CORPsponsored adr	$650,000	–	100,000	–	0.06%	–
NTGR	New	NETGEAR INC	$625,000	–	10,000	–	0.06%	–
RNG	New	RINGCENTRAL INCcl a	$600,000	–	8,525	–	0.05%	–
NPTN	New	NEOPHOTONICS CORP	$595,000	–	95,502	–	0.05%	–
HCSG	New	HEALTHCARE SVCS GRP INC	$587,000	–	13,600	–	0.05%	–
VECO	New	VEECO INSTRS INC DEL	$570,000	–	40,000	–	0.05%	–
TYL	New	TYLER TECHNOLOGIES INC	$489,000	–	2,200	–	0.04%	–
VSH	New	VISHAY INTERTECHNOLOGY INC	$464,000	–	20,000	–	0.04%	–
WNC	New	WABASH NATL CORP	$438,000	–	23,472	–	0.04%	–
EEM	New	ISHARES TRput	$433,000	–	10,000	–	0.04%	–
	New	GLOBAL EAGLE ENTMT INCnote 2.750% 2/1	$369,000	–	500,000	–	0.03%	–
QD	New	QUDIAN INCadr	$354,000	–	40,000	–	0.03%	–
APEN	New	APOLLO ENDOSURGERY INC	$349,000	–	50,000	–	0.03%	–
SHAK	New	SHAKE SHACK INCcl a	$331,000	–	5,000	–	0.03%	–
FNSR	New	FINISAR CORP	$270,000	–	15,000	–	0.02%	–
AVXL	New	ANAVEX LIFE SCIENCES CORP	$262,000	–	100,000	–	0.02%	–
BEDU	New	BRIGHT SCHOLAR ED HLDGS LTDsponsored ads	$220,000	–	13,233	–	0.02%	–
AXGT	New	AXOVANT SCIENCES LTD	$226,000	–	100,000	–	0.02%	–
LOVE	New	LOVESAC COMPANY	$212,000	–	10,202	–	0.02%	–
RAIL	New	FREIGHTCAR AMER INC	$196,000	–	11,690	–	0.02%	–
LX	New	LEXINFINTECH HLDGS LTDadr	$162,000	–	13,200	–	0.02%	–
VIPS	New	VIPSHOP HLDGS LTDsponsored adr	$163,000	–	15,000	–	0.02%	–
BTX	New	BIOTIME INC	$78,000	–	37,791	–	0.01%	–
ATXI	New	AVENUE THERAPEUTICS INC	$61,000	–	17,121	–	0.01%	–

Q4 2017

			Value		Shares		↓ Weighting
CAPR	Exit	CAPRICOR THERAPEUTICS INC	$0	–	-33,750	–	-0.02%	–
ZSAN	Exit	ZOSANO PHARMA CORP	$0	–	-150,000	–	-0.03%	–
VNET	Exit	21VIANET GROUP INCsponsored adr	$0	–	-21,500	–	-0.03%	–
BTX	Exit	BIOTIME INC	$0	–	-44,550	–	-0.03%	–
FLKS	Exit	FLEX PHARMA INC	$0	–	-39,559	–	-0.03%	–
NLS	Exit	NAUTILUS INC	$0	–	-13,000	–	-0.05%	–
VIAV	Exit	VIAVI SOLUTIONS INC	$0	–	-23,000	–	-0.05%	–
FENG	Exit	PHOENIX NEW MEDIA LTDsponsored ads	$0	–	-36,691	–	-0.05%	–
AEHR	Exit	AEHR TEST SYSTEMS	$0	–	-58,580	–	-0.05%	–
JKS	Exit	JINKOSOLAR HLDG CO LTDsponsored adr	$0	–	-10,000	–	-0.05%	–
BZUN	Exit	BAOZUN INCsponsored adr	$0	–	-8,000	–	-0.06%	–
DQ	Exit	DAQO NEW ENERGY CORPspnsrd adr new	$0	–	-10,000	–	-0.06%	–
	Exit	GLOBAL EAGLE ENTMT INCnote 2.750% 2/1	$0	–	-500,000	–	-0.07%	–
REPH	Exit	RECRO PHARMA INC	$0	–	-38,000	–	-0.07%	–
SCYX	Exit	SCYNEXIS INC	$0	–	-141,750	–	-0.07%	–
PRMW	Exit	PRIMO WTR CORP	$0	–	-30,600	–	-0.08%	–
XRF	Exit	CHINA RAPID FIN LTDsponsored adr	$0	–	-55,815	–	-0.08%	–
AXTI	Exit	AXT INC	$0	–	-42,000	–	-0.08%	–
TNAV	Exit	TELENAV INC	$0	–	-61,600	–	-0.08%	–
NTGR	Exit	NETGEAR INC	$0	–	-8,500	–	-0.08%	–
HIIQ	Exit	HEALTH INS INNOVATIONS INC	$0	–	-29,900	–	-0.09%	–
NUAN	Exit	NUANCE COMMUNICATIONS INC	$0	–	-34,400	–	-0.11%	–
WUBA	Exit	58 COM INCspon adr rep a	$0	–	-9,000	–	-0.12%	–
RNG	Exit	RINGCENTRAL INCcl a	$0	–	-14,525	–	-0.13%	–
RXDX	Exit	IGNYTA INC	$0	–	-50,000	–	-0.13%	–
OLED	Exit	UNIVERSAL DISPLAY CORP	$0	–	-5,000	–	-0.14%	–
WVE	Exit	WAVE LIFE SCIENCES LTD	$0	–	-30,000	–	-0.14%	–
TYL	Exit	TYLER TECHNOLOGIES INC	$0	–	-3,800	–	-0.14%	–
PRTK	Exit	PARATEK PHARMACEUTICALS INC	$0	–	-26,400	–	-0.14%	–
MX	Exit	MAGNACHIP SEMICONDUCTOR CORP	$0	–	-60,781	–	-0.14%	–
SEMG	Exit	SEMGROUP CORPcl a	$0	–	-25,000	–	-0.15%	–
GTIM	Exit	GOOD TIMES RESTAURANTS INC	$0	–	-273,050	–	-0.16%	–
MGNX	Exit	MACROGENICS INC	$0	–	-40,900	–	-0.16%	–
TWNK	Exit	HOSTESS BRANDS INCcl a	$0	–	-55,100	–	-0.16%	–
DY	Exit	DYCOM INDS INC	$0	–	-9,200	–	-0.17%	–
BEDU	Exit	BRIGHT SCHOLAR ED HLDGS LTDsponsored ads	$0	–	-34,500	–	-0.17%	–
BLMN	Exit	BLOOMIN BRANDS INC	$0	–	-45,900	–	-0.17%	–
	Exit	ADVANCED MICRO DEVICES INCnote 2.125% 9/0	$0	–	-500,000	–	-0.19%	–
EVH	Exit	EVOLENT HEALTH INCcl a	$0	–	-50,000	–	-0.19%	–
TACO	Exit	DEL TACO RESTAURANTS INC	$0	–	-59,500	–	-0.19%	–
DERM	Exit	DERMIRA INC	$0	–	-36,633	–	-0.21%	–
ENTL	Exit	ENTELLUS MED INC	$0	–	-54,300	–	-0.21%	–
SHAK	Exit	SHAKE SHACK INCcl a	$0	–	-30,600	–	-0.21%	–
MOMO	Exit	MOMO INCadr	$0	–	-32,700	–	-0.22%	–
TSRO	Exit	TESARO INC	$0	–	-8,100	–	-0.22%	–
AAPL	Exit	APPLE INC	$0	–	-6,800	–	-0.22%	–
BABA	Exit	ALIBABA GROUP HLDG LTDsponsored ads	$0	–	-6,100	–	-0.22%	–
CEVA	Exit	CEVA INC	$0	–	-25,000	–	-0.22%	–
SQNS	Exit	SEQUANS COMMUNICATIONS S Asponsored ads	$0	–	-339,700	–	-0.22%	–
AXON	Exit	AXON ENTERPRISE INC	$0	–	-51,200	–	-0.24%	–
DIN	Exit	DINEEQUITY INC	$0	–	-27,500	–	-0.25%	–
MPAA	Exit	MOTORCAR PTS AMER INC	$0	–	-41,300	–	-0.26%	–
HUM	Exit	HUMANA INC	$0	–	-5,000	–	-0.26%	–
KRNT	Exit	KORNIT DIGITAL LTD	$0	–	-80,000	–	-0.26%	–
CI	Exit	CIGNA CORPORATION	$0	–	-7,000	–	-0.28%	–
EDU	Exit	NEW ORIENTAL ED & TECH GRP Ispon adr	$0	–	-16,200	–	-0.30%	–
MTSI	Exit	MACOM TECH SOLUTIONS HLDGS I	$0	–	-35,293	–	-0.33%	–
YY	Exit	YY INC	$0	–	-18,384	–	-0.34%	–
BAC	Exit	BANK AMER CORP	$0	–	-63,800	–	-0.34%	–
GOOGL	Exit	ALPHABET INCcap stk cl a	$0	–	-1,700	–	-0.35%	–
ZYNE	Exit	ZYNERBA PHARMACEUTICALS INC	$0	–	-200,000	–	-0.35%	–
DBVT	Exit	DBV TECHNOLOGIES S Asponsored adr	$0	–	-40,000	–	-0.36%	–
ZAGG	Exit	ZAGG INC	$0	–	-108,500	–	-0.36%	–
AMZN	Exit	AMAZON COM INC	$0	–	-1,800	–	-0.36%	–
BEAT	Exit	BIOTELEMETRY INC	$0	–	-53,000	–	-0.37%	–
GTLS	Exit	CHART INDS INC	$0	–	-45,000	–	-0.37%	–
TAL	Exit	TAL ED GROUPsponsored ads	$0	–	-55,600	–	-0.40%	–
BMY	Exit	BRISTOL MYERS SQUIBB CO	$0	–	-30,000	–	-0.40%	–
EVBG	Exit	EVERBRIDGE INC	$0	–	-75,750	–	-0.42%	–
FPRX	Exit	FIVE PRIME THERAPEUTICS INC	$0	–	-50,000	–	-0.43%	–
INCY	Exit	INCYTE CORP	$0	–	-18,000	–	-0.44%	–
SRPT	Exit	SAREPTA THERAPEUTICS INC	$0	–	-46,520	–	-0.44%	–
JPM	Exit	JPMORGAN CHASE & CO	$0	–	-23,500	–	-0.47%	–
ZGNX	Exit	ZOGENIX INC	$0	–	-64,100	–	-0.47%	–
RYB	Exit	RYB ED INCadr	$0	–	-80,000	–	-0.48%	–
AERI	Exit	AERIE PHARMACEUTICALS INC	$0	–	-49,800	–	-0.51%	–
AMD	Exit	ADVANCED MICRO DEVICES INC	$0	–	-197,550	–	-0.53%	–
CLVS	Exit	CLOVIS ONCOLOGY INC	$0	–	-30,700	–	-0.53%	–
NPTN	Exit	NEOPHOTONICS CORP	$0	–	-458,302	–	-0.54%	–
NVRO	Exit	NEVRO CORP	$0	–	-28,100	–	-0.54%	–
NTES	Exit	NETEASE INCsponsored adr	$0	–	-9,800	–	-0.54%	–
MB	Exit	MINDBODY INC	$0	–	-112,200	–	-0.61%	–
SMMT	Exit	SUMMIT THERAPEUTICS PLCspons ads	$0	–	-242,113	–	-0.64%	–
NVDA	Exit	NVIDIA CORP	$0	–	-17,000	–	-0.64%	–
GLNG	Exit	GOLAR LNG LTD BERMUDA	$0	–	-145,000	–	-0.69%	–
GOOS	Exit	CANADA GOOSE HOLDINGS INC	$0	–	-175,000	–	-0.76%	–
	Exit	JDS UNIPHASE CORPdbcv 0.625% 8/1	$0	–	-3,600,000	–	-0.79%	–
SBBP	Exit	STRONGBRIDGE BIOPHARMA PLC	$0	–	-567,895	–	-0.82%	–
LITE	Exit	LUMENTUM HLDGS INC	$0	–	-97,300	–	-1.11%	–
AXGN	Exit	AXOGEN INC	$0	–	-273,751	–	-1.12%	–
ADMS	Exit	ADAMAS PHARMACEUTICALS INC	$0	–	-333,515	–	-1.49%	–
FB	Exit	FACEBOOK INCcl a	$0	–	-58,450	–	-2.10%	–
HIMX	Exit	HIMAX TECHNOLOGIES INCsponsored adr	$0	–	-1,286,600	–	-2.96%	–
HIMX	Exit	Himax Technologies, Inc. (ADR)call	$0	–	-1,488,500	–	-2.97%	–
MRNS	Exit	MARINUS PHARMACEUTICALS INC	$0	–	-2,684,848	–	-3.32%	–
AAPL	Exit	APPLE INCcall	$0	–	-200,000	–	-6.56%	–
IWM	Exit	iShares Russell 2000 Index (ETF)put	$0	–	-292,500	–	-9.17%	–
QQQ	Exit	PowerShares QQQ Trust, Series 1 (ETF)put	$0	–	-1,464,500	–	-45.68%	–

Q3 2017

			Value		Shares		↓ Weighting
QQQ	Buy	PowerShares QQQ Trust, Series 1 (ETF)put	$216,849,000	+115.8%	1,464,500	+100.6%	45.68%	+84.1%
IWM	Sell	iShares Russell 2000 Index (ETF)put	$43,515,000	-17.7%	292,500	-22.0%	9.17%	-29.8%
MRNS	Buy	MARINUS PHARMACEUTICALS INC	$15,760,000	+1401.0%	2,684,848	+250.3%	3.32%	+1181.9%
HIMX	Buy	Himax Technologies, Inc. (ADR)call	$14,081,000	+132.5%	1,488,500	+101.6%	2.97%	+98.3%
HIMX	Buy	HIMAX TECHNOLOGIES INCsponsored adr	$14,063,000	+141.5%	1,286,600	+81.2%	2.96%	+106.0%
FB	Buy	FACEBOOK INCcl a	$9,987,000	+109.3%	58,450	+85.0%	2.10%	+78.6%
ADMS	Buy	ADAMAS PHARMACEUTICALS INC	$7,061,000	+53.2%	333,515	+26.6%	1.49%	+30.7%
AXGN	Sell	AXOGEN INC	$5,297,000	+7.1%	273,751	-7.3%	1.12%	-8.7%
LITE	Buy	LUMENTUM HLDGS INC	$5,288,000	+8.7%	97,300	+14.1%	1.11%	-7.3%
SBBP	Sell	STRONGBRIDGE BIOPHARMA PLC	$3,918,000	-3.5%	567,895	-0.0%	0.82%	-17.7%
GOOS	Buy	CANADA GOOSE HOLDINGS INC	$3,596,000	+810.4%	175,000	+775.0%	0.76%	+672.4%
GLNG	Buy	GOLAR LNG LTD BERMUDA	$3,278,000	+390.7%	145,000	+383.3%	0.69%	+318.8%
NVDA	Buy	NVIDIA CORP	$3,039,000	+166.1%	17,000	+115.2%	0.64%	+127.0%
SMMT	Buy	SUMMIT THERAPEUTICS PLCspons ads	$3,031,000	+127.2%	242,113	+106.7%	0.64%	+93.9%
MB	Buy	MINDBODY INC	$2,900,000	+0.3%	112,200	+5.6%	0.61%	-14.4%
NTES	Buy	NETEASE INCsponsored adr	$2,585,000	+6.2%	9,800	+21.0%	0.54%	-9.3%
NVRO	Sell	NEVRO CORP	$2,554,000	+7.2%	28,100	-12.2%	0.54%	-8.5%
NPTN	Buy	NEOPHOTONICS CORP	$2,548,000	-21.6%	458,302	+8.8%	0.54%	-33.1%
CLVS	Sell	CLOVIS ONCOLOGY INC	$2,530,000	-32.4%	30,700	-23.2%	0.53%	-42.4%
AMD	Buy	ADVANCED MICRO DEVICES INC	$2,519,000	+34.6%	197,550	+31.7%	0.53%	+14.9%
AERI	Sell	AERIE PHARMACEUTICALS INC	$2,420,000	-25.7%	49,800	-19.6%	0.51%	-36.6%
RYB	New	RYB ED INCadr	$2,280,000	–	80,000	–	0.48%	–
JPM	Sell	JPMORGAN CHASE & CO	$2,244,000	-29.9%	23,500	-32.9%	0.47%	-40.1%
ZGNX	New	ZOGENIX INC	$2,247,000	–	64,100	–	0.47%	–
SRPT	Sell	SAREPTA THERAPEUTICS INC	$2,110,000	-1.0%	46,520	-26.4%	0.44%	-15.6%
INCY	Buy	INCYTE CORP	$2,101,000	+33.5%	18,000	+44.0%	0.44%	+13.9%
FPRX	Buy	FIVE PRIME THERAPEUTICS INC	$2,046,000	+126.6%	50,000	+66.7%	0.43%	+93.3%
EVBG	Sell	EVERBRIDGE INC	$2,001,000	-23.6%	75,750	-29.6%	0.42%	-34.8%
BMY	New	BRISTOL MYERS SQUIBB CO	$1,912,000	–	30,000	–	0.40%	–
TAL	Buy	TAL ED GROUPsponsored ads	$1,874,000	+386.8%	55,600	+1665.1%	0.40%	+315.8%
GTLS	Sell	CHART INDS INC	$1,765,000	-27.4%	45,000	-35.7%	0.37%	-38.0%
BEAT	Sell	BIOTELEMETRY INC	$1,749,000	-10.8%	53,000	-9.6%	0.37%	-24.0%
AMZN	Sell	AMAZON COM INC	$1,730,000	-31.9%	1,800	-31.4%	0.36%	-41.9%
ZAGG	New	ZAGG INC	$1,709,000	–	108,500	–	0.36%	–
DBVT	New	DBV TECHNOLOGIES S Asponsored adr	$1,698,000	–	40,000	–	0.36%	–
ZYNE	Buy	ZYNERBA PHARMACEUTICALS INC	$1,672,000	-27.1%	200,000	+47.9%	0.35%	-37.8%
GOOGL	Sell	ALPHABET INCcap stk cl a	$1,655,000	-28.8%	1,700	-32.0%	0.35%	-39.2%
BAC	Sell	BANK AMER CORP	$1,617,000	-31.6%	63,800	-34.6%	0.34%	-41.6%
YY	Buy	YY INC	$1,595,000	+150.0%	18,384	+67.1%	0.34%	+112.7%
MTSI	Sell	MACOM TECH SOLUTIONS HLDGS I	$1,574,000	-77.5%	35,293	-71.9%	0.33%	-80.8%
EDU	New	NEW ORIENTAL ED & TECH GRP Ispon adr	$1,430,000	–	16,200	–	0.30%	–
KRNT	New	KORNIT DIGITAL LTD	$1,224,000	–	80,000	–	0.26%	–
MPAA	New	MOTORCAR PTS AMER INC	$1,217,000	–	41,300	–	0.26%	–
DIN	Sell	DINEEQUITY INC	$1,182,000	-10.6%	27,500	-8.3%	0.25%	-23.6%
AXON	Sell	AXON ENTERPRISE INC	$1,161,000	-23.0%	51,200	-14.7%	0.24%	-34.1%
CEVA	Buy	CEVA INC	$1,070,000	+371.4%	25,000	+400.0%	0.22%	+301.8%
SQNS	Buy	SEQUANS COMMUNICATIONS S Asponsored ads	$1,067,000	+40.4%	339,700	+47.9%	0.22%	+19.7%
BABA	Sell	ALIBABA GROUP HLDG LTDsponsored ads	$1,054,000	-83.7%	6,100	-86.7%	0.22%	-86.1%
AAPL	Sell	APPLE INC	$1,048,000	-27.2%	6,800	-32.0%	0.22%	-37.9%
MOMO	New	MOMO INCadr	$1,025,000	–	32,700	–	0.22%	–
SHAK	Sell	SHAKE SHACK INCcl a	$1,017,000	-48.6%	30,600	-46.0%	0.21%	-56.1%
DERM	Sell	DERMIRA INC	$989,000	-10.7%	36,633	-3.7%	0.21%	-24.1%
TACO	New	DEL TACO RESTAURANTS INC	$913,000	–	59,500	–	0.19%	–
EVH	New	EVOLENT HEALTH INCcl a	$890,000	–	50,000	–	0.19%	–
BLMN	New	BLOOMIN BRANDS INC	$808,000	–	45,900	–	0.17%	–
BEDU	Sell	BRIGHT SCHOLAR ED HLDGS LTDsponsored ads	$801,000	-53.6%	34,500	-76.2%	0.17%	-60.3%
DY	Sell	DYCOM INDS INC	$790,000	-77.9%	9,200	-77.0%	0.17%	-81.2%
TWNK	Sell	HOSTESS BRANDS INCcl a	$753,000	-53.2%	55,100	-44.9%	0.16%	-60.1%
MGNX	New	MACROGENICS INC	$756,000	–	40,900	–	0.16%	–
SEMG	New	SEMGROUP CORPcl a	$719,000	–	25,000	–	0.15%	–
MX	Buy	MAGNACHIP SEMICONDUCTOR CORP	$690,000	+72.5%	60,781	+49.0%	0.14%	+46.5%
TYL	Sell	TYLER TECHNOLOGIES INC	$662,000	-33.3%	3,800	-32.7%	0.14%	-43.3%
WVE	New	WAVE LIFE SCIENCES LTD	$653,000	–	30,000	–	0.14%	–
RXDX	New	IGNYTA INC	$618,000	–	50,000	–	0.13%	–
RNG	Sell	RINGCENTRAL INCcl a	$606,000	-20.8%	14,525	-30.6%	0.13%	-32.3%
WUBA	New	58 COM INCspon adr rep a	$568,000	–	9,000	–	0.12%	–
NUAN	Buy	NUANCE COMMUNICATIONS INC	$541,000	+24.4%	34,400	+37.6%	0.11%	+6.5%
HIIQ	Sell	HEALTH INS INNOVATIONS INC	$434,000	-79.0%	29,900	-66.0%	0.09%	-82.2%
NTGR	New	NETGEAR INC	$405,000	–	8,500	–	0.08%	–
TNAV	Sell	TELENAV INC	$391,000	-56.1%	61,600	-44.0%	0.08%	-62.7%
AXTI	Sell	AXT INC	$384,000	+28.9%	42,000	-10.6%	0.08%	+9.5%
XRF	Sell	CHINA RAPID FIN LTDsponsored adr	$368,000	-21.9%	55,815	-32.3%	0.08%	-32.8%
PRMW	Sell	PRIMO WTR CORP	$363,000	-42.8%	30,600	-38.8%	0.08%	-51.6%
DQ	New	DAQO NEW ENERGY CORPspnsrd adr new	$290,000	–	10,000	–	0.06%	–
BZUN	Sell	BAOZUN INCsponsored adr	$262,000	-21.3%	8,000	-46.7%	0.06%	-32.9%
AEHR	Buy	AEHR TEST SYSTEMS	$240,000	+31.9%	58,580	+20.6%	0.05%	+13.3%
NLS	New	NAUTILUS INC	$220,000	–	13,000	–	0.05%	–
FENG	Sell	PHOENIX NEW MEDIA LTDsponsored ads	$216,000	-15.0%	36,691	-62.1%	0.05%	-27.0%
VIAV	Sell	VIAVI SOLUTIONS INC	$218,000	-83.4%	23,000	-81.6%	0.05%	-85.8%
FLKS	Sell	FLEX PHARMA INC	$135,000	-14.0%	39,559	-2.8%	0.03%	-28.2%
VNET	Sell	21VIANET GROUP INCsponsored adr	$122,000	-22.8%	21,500	-31.7%	0.03%	-33.3%
COE	Exit	CHINA ONLINE ED GROUPsponsored adr	$0	–	-19,050	–	-0.08%	–
VXX	Exit	BARCLAYS BK PLCipath s&p500 vix	$0	–	-25,000	–	-0.08%	–
BIDU	Exit	BAIDU INCspon adr rep a	$0	–	-2,000	–	-0.09%	–
VIPS	Exit	VIPSHOP HLDGS LTDsponsored adr	$0	–	-38,527	–	-0.10%	–
POWI	Exit	POWER INTEGRATIONS INC	$0	–	-6,000	–	-0.11%	–
ORBC	Exit	ORBCOMM INC	$0	–	-50,000	–	-0.14%	–
ZEN	Exit	ZENDESK INC	$0	–	-30,000	–	-0.21%	–
SOHU	Exit	SOHU COM INC	$0	–	-21,100	–	-0.24%	–
	Exit	TARENA INTL INCadr	$0	–	-60,000	–	-0.26%	–
JD	Exit	JD COM INCspon adr cl a	$0	–	-28,000	–	-0.27%	–
CY	Exit	CYPRESS SEMICONDUCTOR CORP	$0	–	-82,900	–	-0.28%	–
EMKR	Exit	EMCORE CORP	$0	–	-126,000	–	-0.33%	–
HABT	Exit	HABIT RESTAURANTS INC	$0	–	-100,000	–	-0.39%	–
FXI	Exit	ISHARES TRput	$0	–	-40,000	–	-0.39%	–
HDSN	Exit	HUDSON TECHNOLOGIES INC	$0	–	-200,000	–	-0.42%	–
ACRS	Exit	ACLARIS THERAPEUTICS INC	$0	–	-65,680	–	-0.44%	–
WIX	Exit	WIX COM LTD	$0	–	-27,000	–	-0.46%	–
TELL	Exit	TELLURIAN INC NEW	$0	–	-188,648	–	-0.47%	–
NORD	Exit	NORD ANGLIA EDUCATION INC	$0	–	-70,000	–	-0.56%	–
HRMN	Exit	HARMONY MERGER CORP	$0	–	-303,000	–	-0.77%	–
SPY	Exit	SPDR S&P 500 ETF Trustput	$0	–	-30,000	–	-1.79%	–
QQQ	Exit	PowerShares QQQ Trust, Series 1 (ETF)call	$0	–	-400,000	–	-13.60%	–

Q2 2017

			Value		Shares		↓ Weighting
QQQ	New	PowerShares QQQ Trust, Series 1 (ETF)put	$100,477,000	–	730,000	–	24.81%	–
QQQ	New	PowerShares QQQ Trust, Series 1 (ETF)call	$55,056,000	–	400,000	–	13.60%	–
IWM	New	iShares Russell 2000 Index (ETF)put	$52,845,000	–	375,000	–	13.05%	–
AAPL	New	APPLE INCcall	$28,804,000	–	200,000	–	7.11%	–
SPY	New	SPDR S&P 500 ETF Trustput	$7,254,000	–	30,000	–	1.79%	–
MTSI	New	MACOM TECH SOLUTIONS HLDGS I	$6,994,000	–	125,400	–	1.73%	–
BABA	New	ALIBABA GROUP HLDG LTDsponsored ads	$6,481,000	–	46,000	–	1.60%	–
HIMX	New	Himax Technologies, Inc. (ADR)call	$6,056,000	–	738,500	–	1.50%	–
HIMX	New	HIMAX TECHNOLOGIES INCsponsored adr	$5,822,000	–	710,000	–	1.44%	–
AXGN	New	AXOGEN INC	$4,947,000	–	295,351	–	1.22%	–
LITE	New	LUMENTUM HLDGS INC	$4,866,000	–	85,300	–	1.20%	–
FB	New	FACEBOOK INCcl a	$4,771,000	–	31,600	–	1.18%	–
ADMS	New	ADAMAS PHARMACEUTICALS INC	$4,609,000	–	263,515	–	1.14%	–
SBBP	New	STRONGBRIDGE BIOPHARMA PLC	$4,060,000	–	567,896	–	1.00%	–
	New	JDS UNIPHASE CORPdbcv 0.625% 8/1	$3,990,000	–	3,600,000	–	0.98%	–
CLVS	New	CLOVIS ONCOLOGY INC	$3,745,000	–	40,000	–	0.92%	–
DY	New	DYCOM INDS INC	$3,581,000	–	40,000	–	0.88%	–
AERI	New	AERIE PHARMACEUTICALS INC	$3,256,000	–	61,959	–	0.80%	–
NPTN	New	NEOPHOTONICS CORP	$3,252,000	–	421,304	–	0.80%	–
JPM	New	JPMORGAN CHASE & CO	$3,199,000	–	35,000	–	0.79%	–
HRMN	New	HARMONY MERGER CORP	$3,130,000	–	303,000	–	0.77%	–
MB	New	MINDBODY INC	$2,891,000	–	106,300	–	0.71%	–
EVBG	New	EVERBRIDGE INC	$2,620,000	–	107,550	–	0.65%	–
AMZN	New	AMAZON COM INC	$2,541,000	–	2,625	–	0.63%	–
NTES	New	NETEASE INCsponsored adr	$2,435,000	–	8,100	–	0.60%	–
GTLS	New	CHART INDS INC	$2,431,000	–	70,000	–	0.60%	–
NVRO	New	NEVRO CORP	$2,382,000	–	32,000	–	0.59%	–
BAC	New	BANK AMER CORP	$2,365,000	–	97,500	–	0.58%	–
GOOGL	New	ALPHABET INCcap stk cl a	$2,324,000	–	2,500	–	0.57%	–
ZYNE	New	ZYNERBA PHARMACEUTICALS INC	$2,294,000	–	135,200	–	0.57%	–
NORD	New	NORD ANGLIA EDUCATION INC	$2,280,000	–	70,000	–	0.56%	–
SRPT	New	SAREPTA THERAPEUTICS INC	$2,131,000	–	63,220	–	0.53%	–
HIIQ	New	HEALTH INS INNOVATIONS INC	$2,066,000	–	87,900	–	0.51%	–
SHAK	New	SHAKE SHACK INCcl a	$1,978,000	–	56,704	–	0.49%	–
BEAT	New	BIOTELEMETRY INC	$1,960,000	–	58,600	–	0.48%	–
TELL	New	TELLURIAN INC NEW	$1,892,000	–	188,648	–	0.47%	–
WIX	New	WIX COM LTD	$1,879,000	–	27,000	–	0.46%	–
AMD	New	ADVANCED MICRO DEVICES INC	$1,872,000	–	150,000	–	0.46%	–
ACRS	New	ACLARIS THERAPEUTICS INC	$1,781,000	–	65,680	–	0.44%	–
BEDU	New	BRIGHT SCHOLAR ED HLDGS LTDsponsored ads	$1,726,000	–	145,000	–	0.43%	–
HDSN	New	HUDSON TECHNOLOGIES INC	$1,690,000	–	200,000	–	0.42%	–
TWNK	New	HOSTESS BRANDS INCcl a	$1,610,000	–	100,000	–	0.40%	–
FXI	New	ISHARES TRput	$1,588,000	–	40,000	–	0.39%	–
HABT	New	HABIT RESTAURANTS INC	$1,580,000	–	100,000	–	0.39%	–
INCY	New	INCYTE CORP	$1,574,000	–	12,500	–	0.39%	–
AXON	New	AXON ENTERPRISE INC	$1,508,000	–	60,000	–	0.37%	–
AAPL	New	APPLE INC	$1,440,000	–	10,000	–	0.36%	–
EMKR	New	EMCORE CORP	$1,342,000	–	126,000	–	0.33%	–
SMMT	New	SUMMIT THERAPEUTICS PLCspons ads	$1,334,000	–	117,113	–	0.33%	–
DIN	New	DINEEQUITY INC	$1,322,000	–	30,000	–	0.33%	–
VIAV	New	VIAVI SOLUTIONS INC	$1,316,000	–	125,000	–	0.32%	–
HUM	New	HUMANA INC	$1,203,000	–	5,000	–	0.30%	–
CI	New	CIGNA CORPORATION	$1,172,000	–	7,000	–	0.29%	–
NVDA	New	NVIDIA CORP	$1,142,000	–	7,900	–	0.28%	–
TSRO	New	TESARO INC	$1,133,000	–	8,100	–	0.28%	–
CY	New	CYPRESS SEMICONDUCTOR CORP	$1,132,000	–	82,900	–	0.28%	–
DERM	New	DERMIRA INC	$1,108,000	–	38,033	–	0.27%	–
JD	New	JD COM INCspon adr cl a	$1,098,000	–	28,000	–	0.27%	–
	New	TARENA INTL INCadr	$1,075,000	–	60,000	–	0.26%	–
MRNS	New	MARINUS PHARMACEUTICALS INC	$1,050,000	–	766,448	–	0.26%	–
TYL	New	TYLER TECHNOLOGIES INC	$993,000	–	5,650	–	0.24%	–
GTIM	New	GOOD TIMES RESTAURANTS INC	$969,000	–	273,050	–	0.24%	–
SOHU	New	SOHU COM INC	$951,000	–	21,100	–	0.24%	–
FPRX	New	FIVE PRIME THERAPEUTICS INC	$903,000	–	30,000	–	0.22%	–
ENTL	New	ENTELLUS MED INC	$899,000	–	54,300	–	0.22%	–
TNAV	New	TELENAV INC	$891,000	–	110,000	–	0.22%	–
	New	ADVANCED MICRO DEVICES INCnote 2.125% 9/0	$876,000	–	500,000	–	0.22%	–
ZEN	New	ZENDESK INC	$833,000	–	30,000	–	0.21%	–
RNG	New	RINGCENTRAL INCcl a	$765,000	–	20,925	–	0.19%	–
SQNS	New	SEQUANS COMMUNICATIONS S Asponsored ads	$760,000	–	229,700	–	0.19%	–
GLNG	New	GOLAR LNG LTD BERMUDA	$668,000	–	30,000	–	0.16%	–
YY	New	YY INC	$638,000	–	11,000	–	0.16%	–
PRTK	New	PARATEK PHARMACEUTICALS INC	$636,000	–	26,400	–	0.16%	–
PRMW	New	PRIMO WTR CORP	$635,000	–	50,000	–	0.16%	–
ORBC	New	ORBCOMM INC	$565,000	–	50,000	–	0.14%	–
OLED	New	UNIVERSAL DISPLAY CORP	$546,000	–	5,000	–	0.14%	–
XRF	New	CHINA RAPID FIN LTDsponsored adr	$471,000	–	82,415	–	0.12%	–
POWI	New	POWER INTEGRATIONS INC	$437,000	–	6,000	–	0.11%	–
NUAN	New	NUANCE COMMUNICATIONS INC	$435,000	–	25,000	–	0.11%	–
VIPS	New	VIPSHOP HLDGS LTDsponsored adr	$406,000	–	38,527	–	0.10%	–
MX	New	MAGNACHIP SEMICONDUCTOR CORP	$400,000	–	40,781	–	0.10%	–
GOOS	New	CANADA GOOSE HOLDINGS INC	$395,000	–	20,000	–	0.10%	–
TAL	New	TAL ED GROUP	$385,000	–	3,150	–	0.10%	–
BIDU	New	BAIDU INCspon adr rep a	$358,000	–	2,000	–	0.09%	–
BZUN	New	BAOZUN INCsponsored adr	$333,000	–	15,000	–	0.08%	–
	New	GLOBAL EAGLE ENTMT INCnote 2.750% 2/1	$329,000	–	500,000	–	0.08%	–
VXX	New	BARCLAYS BK PLCipath s&p500 vix	$319,000	–	25,000	–	0.08%	–
COE	New	CHINA ONLINE ED GROUPsponsored adr	$305,000	–	19,050	–	0.08%	–
AXTI	New	AXT INC	$298,000	–	47,000	–	0.07%	–
REPH	New	RECRO PHARMA INC	$267,000	–	38,000	–	0.07%	–
SCYX	New	SCYNEXIS INC	$254,000	–	141,750	–	0.06%	–
FENG	New	PHOENIX NEW MEDIA LTDsponsored ads	$254,000	–	96,691	–	0.06%	–
CEVA	New	CEVA INC	$227,000	–	5,000	–	0.06%	–
ZSAN	New	ZOSANO PHARMA CORP	$212,000	–	150,000	–	0.05%	–
JKS	New	JINKOSOLAR HLDG CO LTDsponsored adr	$208,000	–	10,000	–	0.05%	–
AEHR	New	AEHR TEST SYSTEMS	$182,000	–	48,580	–	0.04%	–
FLKS	New	FLEX PHARMA INC	$157,000	–	40,700	–	0.04%	–
VNET	New	21VIANET GROUP INCsponsored adr	$158,000	–	31,500	–	0.04%	–
BTX	New	BIOTIME INC	$140,000	–	44,550	–	0.04%	–
CAPR	New	CAPRICOR THERAPEUTICS INC	$28,000	–	33,750	–	0.01%	–

Q4 2016

			Value		Shares		↓ Weighting
EHIC	Exit	EHI CAR SVCS LTDspon ads cl a	$0	–	-10,800	–	-0.04%	–
LSCC	Exit	LATTICE SEMICONDUCTOR CORP	$0	–	-20,000	–	-0.05%	–
GLUU	Exit	GLU MOBILE INC	$0	–	-70,000	–	-0.06%	–
STVVY	Exit	CHINA DIGITAL TV HLDG CO LTDsponsored adr	$0	–	-162,251	–	-0.08%	–
MEDP	Exit	MEDPACE HLDGS INC	$0	–	-6,750	–	-0.08%	–
SOHU	Exit	SOHU COM INC	$0	–	-5,000	–	-0.09%	–
CAPR	Exit	CAPRICOR THERAPEUTICS INC	$0	–	-67,500	–	-0.09%	–
WUBA	Exit	58 COM INCspon adr rep a	$0	–	-5,000	–	-0.09%	–
CYBE	Exit	CYBEROPTICS CORP	$0	–	-10,000	–	-0.10%	–
CYOU	Exit	Changyou.Com Ltd (ADR)call	$0	–	-10,000	–	-0.11%	–
BTX	Exit	BIOTIME INC	$0	–	-78,792	–	-0.12%	–
CYOU	Exit	CHANGYOU COM LTDads rep cl a	$0	–	-11,795	–	-0.12%	–
CHA	Exit	CHINA TELECOM CORP LTD	$0	–	-7,000	–	-0.14%	–
CTRP	Exit	CTRIP COM INTL LTD	$0	–	-8,000	–	-0.15%	–
VNET	Exit	21VIANET GROUP INCsponsored adr	$0	–	-51,500	–	-0.16%	–
NOAH	Exit	NOAH HLDGS LTDspon ads cl a	$0	–	-16,000	–	-0.16%	–
OPHT	Exit	OPHTHOTECH CORP	$0	–	-10,000	–	-0.18%	–
CTRP	Exit	Ctrip.Com International Ltd (GDR)call	$0	–	-10,000	–	-0.18%	–
EBIX	Exit	EBIX INC	$0	–	-8,500	–	-0.19%	–
XLRN	Exit	ACCELERON PHARMA INC	$0	–	-13,441	–	-0.19%	–
RNG	Exit	RINGCENTRAL INCcl a	$0	–	-20,925	–	-0.19%	–
ITCI	Exit	INTRA CELLULAR THERAPIES INC	$0	–	-32,500	–	-0.19%	–
HDSN	Exit	HUDSON TECHNOLOGIES INC	$0	–	-75,000	–	-0.20%	–
AMD	Exit	ADVANCED MICRO DEVICES INC	$0	–	-500,000	–	-0.21%	–
ALXN	Exit	ALEXION PHARMACEUTICALS INC	$0	–	-4,500	–	-0.22%	–
VRTU	Exit	VIRTUSA CORP	$0	–	-22,500	–	-0.22%	–
SPAR	Exit	SPARTAN MTRS INC	$0	–	-60,000	–	-0.22%	–
ASPS	Exit	ALTISOURCE PORTFOLIO SOLNS S	$0	–	-18,000	–	-0.23%	–
AXGN	Exit	AXOGEN INC	$0	–	-67,000	–	-0.24%	–
SCYX	Exit	SCYNEXIS INC	$0	–	-157,500	–	-0.24%	–
REPH	Exit	RECRO PHARMA INC	$0	–	-72,000	–	-0.25%	–
TAL	Exit	TAL ED GROUP	$0	–	-10,000	–	-0.28%	–
SHOR	Exit	SHORETEL INC	$0	–	-90,000	–	-0.28%	–
MRVL	Exit	MARVELL TECHNOLOGY GROUP LTDord	$0	–	-55,350	–	-0.29%	–
SINA	Exit	SINA Corpcall	$0	–	-10,000	–	-0.30%	–
COE	Exit	CHINA ONLINE ED GROUPsponsored adr	$0	–	-40,000	–	-0.33%	–
MTSI	Exit	MACOM TECH SOLUTIONS HLDGS I	$0	–	-20,000	–	-0.33%	–
TSRO	Exit	TESARO INC	$0	–	-9,000	–	-0.35%	–
BIDU	Exit	BAIDU INCspon adr rep a	$0	–	-5,000	–	-0.36%	–
OMED	Exit	ONCOMED PHARMACEUTICALS INC	$0	–	-79,650	–	-0.36%	–
DERM	Exit	DERMIRA INC	$0	–	-27,000	–	-0.36%	–
GNCIQ	Exit	GNC HLDGS INC	$0	–	-45,000	–	-0.36%	–
ACRS	Exit	ACLARIS THERAPEUTICS INC	$0	–	-36,000	–	-0.36%	–
BEAT	Exit	BIOTELEMETRY INC	$0	–	-49,746	–	-0.36%	–
ENPH	Exit	ENPHASE ENERGY INC	$0	–	-800,000	–	-0.37%	–
BABA	Exit	ALIBABA GROUP HLDG LTDsponsored ads	$0	–	-9,000	–	-0.37%	–
SMMT	Exit	SUMMIT THERAPEUTICS PLCspons ads	$0	–	-105,261	–	-0.37%	–
GTIM	Exit	GOOD TIMES RESTAURANTS INC	$0	–	-285,300	–	-0.38%	–
WIX	Exit	WIX COM LTD	$0	–	-22,500	–	-0.38%	–
NORD	Exit	NORD ANGLIA EDUCATION INC	$0	–	-46,800	–	-0.40%	–
DOC	Exit	PHYSICIANS RLTY TR	$0	–	-51,300	–	-0.43%	–
ALGN	Exit	ALIGN TECHNOLOGY INC	$0	–	-12,600	–	-0.46%	–
TXMD	Exit	THERAPEUTICSMD INC	$0	–	-175,425	–	-0.47%	–
NVDA	Exit	NVIDIA CORP	$0	–	-18,000	–	-0.48%	–
BWLD	Exit	BUFFALO WILD WINGS INC	$0	–	-9,000	–	-0.50%	–
TYL	Exit	TYLER TECHNOLOGIES INC	$0	–	-7,475	–	-0.50%	–
YY	Exit	YY INC	$0	–	-25,000	–	-0.52%	–
PSGLQ	Exit	PERFORMANCE SPORTS GROUP LTD	$0	–	-360,000	–	-0.57%	–
GSUM	Exit	GRIDSUM HLDG INCadr repsg cl b	$0	–	-87,219	–	-0.57%	–
AZN	Exit	ASTRAZENECA PLCsponsored adr	$0	–	-45,000	–	-0.58%	–
NXTM	Exit	NXSTAGE MEDICAL INC	$0	–	-60,250	–	-0.59%	–
EVBG	Exit	EVERBRIDGE INC	$0	–	-91,500	–	-0.60%	–
CBPO	Exit	CHINA BIOLOGIC PRODS INC	$0	–	-13,500	–	-0.66%	–
MEET	Exit	MEETME INC	$0	–	-292,300	–	-0.71%	–
VIPS	Exit	VIPSHOP HLDGS LTDsponsored adr	$0	–	-128,016	–	-0.73%	–
FXI	Exit	iShares FTSE/Xinhua China 25 Index (ETF)put	$0	–	-50,000	–	-0.74%	–
SPY	Exit	SPDR S&P 500 ETF Trustput	$0	–	-10,000	–	-0.84%	–
STM	Exit	STMICROELECTRONICS N Vny registry	$0	–	-274,300	–	-0.87%	–
MB	Exit	MINDBODY INC	$0	–	-120,698	–	-0.93%	–
JPM	Exit	JPMORGAN CHASE & CO	$0	–	-36,375	–	-0.95%	–
NTES	Exit	NETEASE INCsponsored adr	$0	–	-11,275	–	-1.06%	–
CY	Exit	CYPRESS SEMICONDUCTOR CORP	$0	–	-233,800	–	-1.11%	–
TK	Exit	TEEKAY CORPORATION	$0	–	-408,275	–	-1.23%	–
ADMS	Exit	ADAMAS PHARMACEUTICALS INC	$0	–	-224,331	–	-1.44%	–
SBBP	Exit	STRONGBRIDGE BIOPHARMA PLC	$0	–	-705,481	–	-1.44%	–
HIMX	Exit	HIMAX TECHNOLOGIES INCsponsored adr	$0	–	-430,550	–	-1.44%	–
AMZN	Exit	AMAZON COM INC	$0	–	-5,075	–	-1.66%	–
HIMX	Exit	Himax Technologies, Inc. (ADR)call	$0	–	-550,000	–	-1.84%	–
AAPL	Exit	APPLE INC	$0	–	-43,400	–	-1.92%	–
NVRO	Exit	NEVRO CORP	$0	–	-47,800	–	-1.95%	–
AERI	Exit	AERIE PHARMACEUTICALS INC	$0	–	-134,500	–	-1.98%	–
SHAK	Exit	SHAKE SHACK INCcl a	$0	–	-150,001	–	-2.03%	–
FB	Exit	FACEBOOK INCcl a	$0	–	-42,400	–	-2.12%	–
EEM	Exit	iShares MSCI Emerging Markets Indx (ETF)put	$0	–	-160,000	–	-2.34%	–
ARIA	Exit	ARIAD PHARMACEUTICALS INC	$0	–	-457,415	–	-2.44%	–
SRPT	Exit	SAREPTA THERAPEUTICS INC	$0	–	-160,000	–	-3.84%	–
GLD	Exit	SPDR Gold Trust (ETF)call	$0	–	-80,000	–	-3.92%	–
SPY	Exit	SPDR S&P 500 ETF Trustcall	$0	–	-50,000	–	-4.22%	–
QQQ	Exit	PowerShares QQQ Trust, Series 1 (ETF)put	$0	–	-175,500	–	-8.14%	–
IWM	Exit	iShares Russell 2000 Index (ETF)put	$0	–	-615,000	–	-29.83%	–

Q3 2016

			Value		Shares		↓ Weighting
IWM	Sell	iShares Russell 2000 Index (ETF)put	$76,389,000	-9.0%	615,000	-40.3%	29.83%	-17.2%
QQQ	New	PowerShares QQQ Trust, Series 1 (ETF)put	$20,835,000	–	175,500	–	8.14%	–
SPY	New	SPDR S&P 500 ETF Trustcall	$10,815,000	–	50,000	–	4.22%	–
SRPT	Buy	SAREPTA THERAPEUTICS INC	$9,826,000	+348.1%	160,000	+39.1%	3.84%	+307.8%
ARIA	Buy	ARIAD PHARMACEUTICALS INC	$6,262,000	+96.7%	457,415	+6.2%	2.44%	+79.0%
EEM	Sell	iShares MSCI Emerging Markets Indx (ETF)put	$5,992,000	-64.4%	160,000	-67.3%	2.34%	-67.6%
FB	Buy	FACEBOOK INCcl a	$5,439,000	+19.0%	42,400	+6.0%	2.12%	+8.3%
SHAK	Sell	SHAKE SHACK INCcl a	$5,201,000	-52.4%	150,001	-50.0%	2.03%	-56.7%
AERI	Buy	AERIE PHARMACEUTICALS INC	$5,076,000	+412.7%	134,500	+139.2%	1.98%	+366.4%
NVRO	Sell	NEVRO CORP	$4,990,000	-7.9%	47,800	-34.9%	1.95%	-16.2%
AAPL	New	APPLE INC	$4,906,000	–	43,400	–	1.92%	–
HIMX	New	Himax Technologies, Inc. (ADR)call	$4,725,000	–	550,000	–	1.84%	–
AMZN	Sell	AMAZON COM INC	$4,249,000	-1.5%	5,075	-15.8%	1.66%	-10.3%
HIMX	Buy	HIMAX TECHNOLOGIES INCsponsored adr	$3,698,000	+158.2%	430,550	+148.4%	1.44%	+135.2%
SBBP	Buy	STRONGBRIDGE BIOPHARMA PLC	$3,683,000	+31.2%	705,481	+0.0%	1.44%	+19.3%
TK	Sell	TEEKAY CORPORATION	$3,148,000	-2.6%	408,275	-9.9%	1.23%	-11.4%
CY	Buy	CYPRESS SEMICONDUCTOR CORP	$2,843,000	+436.4%	233,800	+365.5%	1.11%	+389.0%
NTES	Buy	NETEASE INCsponsored adr	$2,715,000	+86.7%	11,275	+49.8%	1.06%	+69.9%
JPM	Sell	JPMORGAN CHASE & CO	$2,422,000	-0.8%	36,375	-7.4%	0.95%	-9.7%
STM	New	STMICROELECTRONICS N Vny registry	$2,236,000	–	274,300	–	0.87%	–
SPY	New	SPDR S&P 500 ETF Trustput	$2,163,000	–	10,000	–	0.84%	–
FXI	New	iShares FTSE/Xinhua China 25 Index (ETF)put	$1,901,000	–	50,000	–	0.74%	–
VIPS	Buy	VIPSHOP HLDGS LTDsponsored adr	$1,878,000	+100.9%	128,016	+53.0%	0.73%	+82.8%
MEET	New	MEETME INC	$1,812,000	–	292,300	–	0.71%	–
CBPO	New	CHINA BIOLOGIC PRODS INC	$1,680,000	–	13,500	–	0.66%	–
EVBG	New	EVERBRIDGE INC	$1,543,000	–	91,500	–	0.60%	–
NXTM	Sell	NXSTAGE MEDICAL INC	$1,506,000	+3.8%	60,250	-10.0%	0.59%	-5.6%
AZN	New	ASTRAZENECA PLCsponsored adr	$1,479,000	–	45,000	–	0.58%	–
GSUM	New	GRIDSUM HLDG INCadr repsg cl b	$1,470,000	–	87,219	–	0.57%	–
PSGLQ	New	PERFORMANCE SPORTS GROUP LTD	$1,462,000	–	360,000	–	0.57%	–
YY	Buy	YY INC	$1,332,000	+292.9%	25,000	+150.0%	0.52%	+258.6%
TYL	Sell	TYLER TECHNOLOGIES INC	$1,280,000	-17.4%	7,475	-19.6%	0.50%	-24.8%
BWLD	New	BUFFALO WILD WINGS INC	$1,267,000	–	9,000	–	0.50%	–
NVDA	Sell	NVIDIA CORP	$1,233,000	-67.7%	18,000	-77.8%	0.48%	-70.6%
TXMD	Sell	THERAPEUTICSMD INC	$1,195,000	-27.9%	175,425	-10.0%	0.47%	-34.3%
DOC	Sell	PHYSICIANS RLTY TR	$1,105,000	-34.3%	51,300	-35.9%	0.43%	-40.2%
WIX	New	WIX COM LTD	$977,000	–	22,500	–	0.38%	–
GTIM	Sell	GOOD TIMES RESTAURANTS INC	$961,000	-13.3%	285,300	-10.2%	0.38%	-21.2%
SMMT	Sell	SUMMIT THERAPEUTICS PLCspons ads	$954,000	+7.1%	105,261	-6.6%	0.37%	-2.4%
BABA	Sell	ALIBABA GROUP HLDG LTDsponsored ads	$952,000	+19.7%	9,000	-10.0%	0.37%	+9.1%
ENPH	New	ENPHASE ENERGY INC	$944,000	–	800,000	–	0.37%	–
BEAT	Sell	BIOTELEMETRY INC	$924,000	-7.5%	49,746	-18.8%	0.36%	-15.9%
ACRS	New	ACLARIS THERAPEUTICS INC	$922,000	–	36,000	–	0.36%	–
GNCIQ	New	GNC HLDGS INC	$919,000	–	45,000	–	0.36%	–
DERM	New	DERMIRA INC	$913,000	–	27,000	–	0.36%	–
OMED	Sell	ONCOMED PHARMACEUTICALS INC	$910,000	-19.5%	79,650	-13.3%	0.36%	-26.8%
BIDU	New	BAIDU INCspon adr rep a	$910,000	–	5,000	–	0.36%	–
TSRO	Sell	TESARO INC	$902,000	-28.5%	9,000	-40.0%	0.35%	-34.9%
MTSI	New	MACOM TECH SOLUTIONS HLDGS I	$847,000	–	20,000	–	0.33%	–
COE	Buy	CHINA ONLINE ED GROUPsponsored adr	$836,000	+322.2%	40,000	+300.0%	0.33%	+283.5%
SINA	Sell	SINA Corpcall	$778,000	-40.0%	10,000	-60.0%	0.30%	-45.4%
MRVL	Sell	MARVELL TECHNOLOGY GROUP LTDord	$734,000	+12.6%	55,350	-19.2%	0.29%	+2.5%
SHOR	New	SHORETEL INC	$720,000	–	90,000	–	0.28%	–
TAL	New	TAL ED GROUP	$708,000	–	10,000	–	0.28%	–
REPH	New	RECRO PHARMA INC	$636,000	–	72,000	–	0.25%	–
SCYX	Sell	SCYNEXIS INC	$610,000	+60.5%	157,500	-10.0%	0.24%	+46.0%
AXGN	New	AXOGEN INC	$605,000	–	67,000	–	0.24%	–
ASPS	Sell	ALTISOURCE PORTFOLIO SOLNS S	$583,000	-49.7%	18,000	-56.8%	0.23%	-54.2%
SPAR	New	SPARTAN MTRS INC	$575,000	–	60,000	–	0.22%	–
VRTU	New	VIRTUSA CORP	$555,000	–	22,500	–	0.22%	–
ALXN	Sell	ALEXION PHARMACEUTICALS INC	$551,000	-52.8%	4,500	-55.0%	0.22%	-57.1%
AMD	Buy	ADVANCED MICRO DEVICES INC	$544,000	-51.3%	500,000	+129.8%	0.21%	-55.8%
HDSN	New	HUDSON TECHNOLOGIES INC	$499,000	–	75,000	–	0.20%	–
ITCI	New	INTRA CELLULAR THERAPIES INC	$495,000	–	32,500	–	0.19%	–
XLRN	Sell	ACCELERON PHARMA INC	$486,000	-4.3%	13,441	-10.0%	0.19%	-12.8%
EBIX	New	EBIX INC	$483,000	–	8,500	–	0.19%	–
CTRP	New	Ctrip.Com International Ltd (GDR)call	$466,000	–	10,000	–	0.18%	–
OPHT	Sell	OPHTHOTECH CORP	$461,000	-39.7%	10,000	-33.3%	0.18%	-45.1%
NOAH	Sell	NOAH HLDGS LTDspon ads cl a	$418,000	-33.4%	16,000	-38.6%	0.16%	-39.4%
VNET	Sell	21VIANET GROUP INCsponsored adr	$409,000	-79.1%	51,500	-73.1%	0.16%	-80.9%
CTRP	New	CTRIP COM INTL LTD	$373,000	–	8,000	–	0.15%	–
CHA	New	CHINA TELECOM CORP LTD	$357,000	–	7,000	–	0.14%	–
CYOU	New	CHANGYOU COM LTDads rep cl a	$321,000	–	11,795	–	0.12%	–
CYOU	New	Changyou.Com Ltd (ADR)call	$273,000	–	10,000	–	0.11%	–
CYBE	New	CYBEROPTICS CORP	$246,000	–	10,000	–	0.10%	–
WUBA	Sell	58 COM INCspon adr rep a	$238,000	-69.2%	5,000	-70.3%	0.09%	-72.0%
CAPR	New	CAPRICOR THERAPEUTICS INC	$219,000	–	67,500	–	0.09%	–
SOHU	New	SOHU COM INC	$221,000	–	5,000	–	0.09%	–
MEDP	New	MEDPACE HLDGS INC	$202,000	–	6,750	–	0.08%	–
STVVY	Sell	CHINA DIGITAL TV HLDG CO LTDsponsored adr	$191,000	-26.3%	162,251	-26.0%	0.08%	-32.4%
GLUU	Sell	GLU MOBILE INC	$157,000	-28.6%	70,000	-30.0%	0.06%	-35.1%
LSCC	Sell	LATTICE SEMICONDUCTOR CORP	$130,000	-90.5%	20,000	-92.2%	0.05%	-91.3%
SNTA	Exit	SYNTA PHARMACEUTICALS CORP	$0	–	-154,625	–	-0.02%	–
JOB	Exit	GENERAL EMPLOYMENT ENTERPRIS	$0	–	-25,771	–	-0.05%	–
VSTM	Exit	VERASTEM INC	$0	–	-137,550	–	-0.08%	–
GPRO	Exit	GOPRO INCcl a	$0	–	-20,000	–	-0.09%	–
EDU	Exit	NEW ORIENTAL ED & TECH GRP Ispon adr	$0	–	-6,600	–	-0.12%	–
THRM	Exit	GENTHERM INC	$0	–	-10,000	–	-0.15%	–
LC	Exit	LENDINGCLUB CORP	$0	–	-120,000	–	-0.22%	–
ADVM	Exit	ADVERUM BIOTECHNOLOGIES INC	$0	–	-186,544	–	-0.25%	–
VDSI	Exit	VASCO DATA SEC INTL INC	$0	–	-36,000	–	-0.25%	–
HTHT	Exit	CHINA LODGING GROUP LTDsponsored adr	$0	–	-16,475	–	-0.26%	–
LMAT	Exit	LEMAITRE VASCULAR INC	$0	–	-43,133	–	-0.26%	–
TNAV	Exit	TELENAV INC	$0	–	-125,379	–	-0.27%	–
CHAD	Exit	DIREXION SHS ETF TRcsi300 china1x	$0	–	-15,223	–	-0.28%	–
HZO	Exit	MARINEMAX INC	$0	–	-40,000	–	-0.29%	–
SIMO	Exit	SILICON MOTION TECHNOLOGY COsponsored adr	$0	–	-15,000	–	-0.31%	–
IMMR	Exit	IMMERSION CORP	$0	–	-103,225	–	-0.32%	–
WB	Exit	WEIBO CORPsponsored adr	$0	–	-29,300	–	-0.36%	–
DENN	Exit	DENNYS CORP	$0	–	-81,000	–	-0.37%	–
GLD	Exit	SPDR GOLD TRUST	$0	–	-7,000	–	-0.38%	–
SINA	Exit	SINA CORPord	$0	–	-17,775	–	-0.40%	–
BITA	Exit	BITAUTO HLDGS LTDsponsored ads	$0	–	-35,950	–	-0.42%	–
XENT	Exit	INTERSECT ENT INC	$0	–	-81,475	–	-0.45%	–
SWHC	Exit	SMITH & WESSON HLDG CORP	$0	–	-40,000	–	-0.47%	–
PANW	Exit	PALO ALTO NETWORKS INC	$0	–	-10,000	–	-0.53%	–
DQ	Exit	DAQO NEW ENERGY CORPspnsrd adr new	$0	–	-57,464	–	-0.56%	–
VRX	Exit	VALEANT PHARMACEUTICALS INTL	$0	–	-65,000	–	-0.56%	–
AIXNY	Exit	AIXTRON SEsponsored adr	$0	–	-250,000	–	-0.65%	–
PTCT	Exit	PTC THERAPEUTICS INC	$0	–	-327,579	–	-0.99%	–
GDX	Exit	VANECK VECTORS ETF TRgold miners etf	$0	–	-144,100	–	-1.71%	–
ADPTQ	Exit	ADEPTUS HEALTH INCcl a	$0	–	-100,650	–	-2.23%	–
BABA	Exit	ALIBABA GROUP HLDG LTDcall	$0	–	-120,000	–	-4.10%	–

Q2 2016

			Value		Shares		↓ Weighting
IWM	New	ISHARES RUSSELL 2000 INDEX (ETF)put	$83,935,000	–	1,030,000	–	36.01%	–
EEM	New	ISHARES MSCI EMERGING MARKETS INDEX (ETF)put	$16,836,000	–	490,000	–	7.22%	–
SHAK	New	SHAKE SHACK INCcl a	$10,929,000	–	300,001	–	4.69%	–
GLD	New	SPDR GOLD TRUST (ETF)call	$10,118,000	–	80,000	–	4.34%	–
BABA	New	ALIBABA GROUP HLDG LTDcall	$9,544,000	–	120,000	–	4.10%	–
NVRO	New	NEVRO CORP	$5,420,000	–	73,475	–	2.33%	–
ADPTQ	New	ADEPTUS HEALTH INCcl a	$5,200,000	–	100,650	–	2.23%	–
FB	New	FACEBOOK INCcl a	$4,571,000	–	40,000	–	1.96%	–
AMZN	New	AMAZON COM INC	$4,312,000	–	6,025	–	1.85%	–
GDX	New	VANECK VECTORS ETF TRgold miners etf	$3,992,000	–	144,100	–	1.71%	–
NVDA	New	NVIDIA CORP	$3,817,000	–	81,200	–	1.64%	–
ADMS	New	ADAMAS PHARMACEUTICALS INC	$3,396,000	–	224,331	–	1.46%	–
TK	New	TEEKAY CORPORATION	$3,232,000	–	453,275	–	1.39%	–
ARIA	New	ARIAD PHARMACEUTICALS INC	$3,184,000	–	430,890	–	1.37%	–
SBBP	New	STRONGBRIDGE BIOPHARMA PLC	$2,808,000	–	705,480	–	1.20%	–
JPM	New	JPMORGAN CHASE & CO	$2,442,000	–	39,300	–	1.05%	–
PTCT	New	PTC THERAPEUTICS INC	$2,300,000	–	327,579	–	0.99%	–
SRPT	New	SAREPTA THERAPEUTICS INC	$2,193,000	–	115,000	–	0.94%	–
VNET	New	21VIANET GROUP INCsponsored adr	$1,956,000	–	191,550	–	0.84%	–
MB	New	MINDBODY INC	$1,948,000	–	120,698	–	0.84%	–
DOC	New	PHYSICIANS RLTY TR	$1,681,000	–	80,000	–	0.72%	–
TXMD	New	THERAPEUTICSMD INC	$1,657,000	–	194,925	–	0.71%	–
TYL	New	TYLER TECHNOLOGIES INC	$1,550,000	–	9,300	–	0.66%	–
AIXNY	New	AIXTRON SEsponsored adr	$1,516,000	–	250,000	–	0.65%	–
NTES	New	NETEASE INCsponsored adr	$1,454,000	–	7,525	–	0.62%	–
NXTM	New	NXSTAGE MEDICAL INC	$1,451,000	–	66,950	–	0.62%	–
HIMX	New	HIMAX TECHNOLOGIES INCsponsored adr	$1,432,000	–	173,350	–	0.61%	–
LSCC	New	LATTICE SEMICONDUCTOR CORP	$1,368,000	–	255,697	–	0.59%	–
VRX	New	VALEANT PHARMACEUTICALS INTL	$1,309,000	–	65,000	–	0.56%	–
SINA	New	SINA CORPcall	$1,297,000	–	25,000	–	0.56%	–
DQ	New	DAQO NEW ENERGY CORPspnsrd adr new	$1,297,000	–	57,464	–	0.56%	–
TSRO	New	TESARO INC	$1,261,000	–	15,000	–	0.54%	–
PANW	New	PALO ALTO NETWORKS INC	$1,226,000	–	10,000	–	0.53%	–
ALXN	New	ALEXION PHARMACEUTICALS INC	$1,168,000	–	10,000	–	0.50%	–
ASPS	New	ALTISOURCE PORTFOLIO SOLNS S	$1,160,000	–	41,700	–	0.50%	–
OMED	New	ONCOMED PHARMACEUTICALS INC	$1,131,000	–	91,850	–	0.48%	–
AMD	New	ADVANCED MICRO DEVICES INC	$1,118,000	–	217,557	–	0.48%	–
GTIM	New	GOOD TIMES RESTAURANTS INC	$1,109,000	–	317,800	–	0.48%	–
SWHC	New	SMITH & WESSON HLDG CORP	$1,087,000	–	40,000	–	0.47%	–
XENT	New	INTERSECT ENT INC	$1,053,000	–	81,475	–	0.45%	–
ALGN	New	ALIGN TECHNOLOGY INC	$1,015,000	–	12,600	–	0.44%	–
BEAT	New	BIOTELEMETRY INC	$999,000	–	61,271	–	0.43%	–
AERI	New	AERIE PHARMACEUTICALS INC	$990,000	–	56,225	–	0.42%	–
NORD	New	NORD ANGLIA EDUCATION INC	$989,000	–	46,800	–	0.42%	–
BITA	New	BITAUTO HLDGS LTDsponsored ads	$969,000	–	35,950	–	0.42%	–
VIPS	New	VIPSHOP HLDGS LTDsponsored adr	$935,000	–	83,681	–	0.40%	–
SINA	New	SINA CORPord	$922,000	–	17,775	–	0.40%	–
SMMT	New	SUMMIT THERAPEUTICS PLCspons ads	$891,000	–	112,676	–	0.38%	–
GLD	New	SPDR GOLD TRUST	$886,000	–	7,000	–	0.38%	–
DENN	New	DENNYS CORP	$869,000	–	81,000	–	0.37%	–
WB	New	WEIBO CORPsponsored adr	$832,000	–	29,300	–	0.36%	–
BABA	New	ALIBABA GROUP HLDG LTDsponsored ads	$795,000	–	10,000	–	0.34%	–
WUBA	New	58 COM INCspon adr rep a	$773,000	–	16,850	–	0.33%	–
OPHT	New	OPHTHOTECH CORP	$765,000	–	15,000	–	0.33%	–
IMMR	New	IMMERSION CORP	$758,000	–	103,225	–	0.32%	–
SIMO	New	SILICON MOTION TECHNOLOGY COsponsored adr	$717,000	–	15,000	–	0.31%	–
HZO	New	MARINEMAX INC	$679,000	–	40,000	–	0.29%	–
CHAD	New	DIREXION SHS ETF TRcsi300 china1x	$665,000	–	15,223	–	0.28%	–
MRVL	New	MARVELL TECHNOLOGY GROUP LTDord	$652,000	–	68,500	–	0.28%	–
TNAV	New	TELENAV INC	$639,000	–	125,379	–	0.27%	–
NOAH	New	NOAH HLDGS LTDspon ads cl a	$628,000	–	26,050	–	0.27%	–
LMAT	New	LEMAITRE VASCULAR INC	$616,000	–	43,133	–	0.26%	–
HTHT	New	CHINA LODGING GROUP LTDsponsored adr	$600,000	–	16,475	–	0.26%	–
ADVM	New	ADVERUM BIOTECHNOLOGIES INC	$589,000	–	186,544	–	0.25%	–
VDSI	New	VASCO DATA SEC INTL INC	$590,000	–	36,000	–	0.25%	–
CY	New	CYPRESS SEMICONDUCTOR CORP	$530,000	–	50,225	–	0.23%	–
LC	New	LENDINGCLUB CORP	$516,000	–	120,000	–	0.22%	–
XLRN	New	ACCELERON PHARMA INC	$508,000	–	14,941	–	0.22%	–
RNG	New	RINGCENTRAL INCcl a	$413,000	–	20,925	–	0.18%	–
SCYX	New	SCYNEXIS INC	$380,000	–	175,000	–	0.16%	–
THRM	New	GENTHERM INC	$343,000	–	10,000	–	0.15%	–
YY	New	YY INC	$339,000	–	10,000	–	0.14%	–
EDU	New	NEW ORIENTAL ED & TECH GRP Ispon adr	$276,000	–	6,600	–	0.12%	–
STVVY	New	CHINA DIGITAL TV HLDG CO LTDsponsored adr	$259,000	–	219,318	–	0.11%	–
GLUU	New	GLU MOBILE INC	$220,000	–	100,000	–	0.09%	–
GPRO	New	GOPRO INCcl a	$216,000	–	20,000	–	0.09%	–
BTX	New	BIOTIME INC	$206,000	–	78,792	–	0.09%	–
COE	New	CHINA ONLINE ED GROUPsponsored adr	$198,000	–	10,000	–	0.08%	–
VSTM	New	VERASTEM INC	$179,000	–	137,550	–	0.08%	–
EHIC	New	EHI CAR SVCS LTDspon ads cl a	$109,000	–	10,800	–	0.05%	–
JOB	New	GENERAL EMPLOYMENT ENTERPRIS	$109,000	–	25,771	–	0.05%	–
SNTA	New	SYNTA PHARMACEUTICALS CORP	$40,000	–	154,625	–	0.02%	–

Q4 2015

			Value		Shares		↓ Weighting
SEED	Exit	ORIGIN AGRITECH LIMITED	$0	–	-20,100	–	-0.02%	–
CNTF	Exit	CHINA TECHFAITH WIRLS COMM Tsponsored adr	$0	–	-50,000	–	-0.02%	–
CCM	Exit	CONCORD MED SVCS HLDGS LTDsponsored adr	$0	–	-26,210	–	-0.08%	–
IMMY	Exit	IMPRIMIS PHARMACEUTICALS INC	$0	–	-20,405	–	-0.09%	–
GLUU	Exit	GLU MOBILE INC	$0	–	-40,000	–	-0.12%	–
XNCR	Exit	XENCOR INC	$0	–	-16,200	–	-0.14%	–
SYUT	Exit	SYNUTRA INTL INC	$0	–	-49,300	–	-0.16%	–
HTHT	Exit	CHINA LODGING GROUP LTDsponsored adr	$0	–	-10,000	–	-0.17%	–
BONA	Exit	BONA FILM GROUP LTDsponsored ads	$0	–	-20,607	–	-0.17%	–
JMEI	Exit	JUMEI INTL HLDG LTDsponsored adr	$0	–	-25,000	–	-0.17%	–
BTX	Exit	BIOTIME INC	$0	–	-84,492	–	-0.17%	–
NQ	Exit	NQ MOBILE INCadr repstg cl a	$0	–	-80,000	–	-0.18%	–
MYL	Exit	MYLAN N V	$0	–	-6,750	–	-0.19%	–
XOMA	Exit	XOMA CORP DEL	$0	–	-360,824	–	-0.19%	–
STVVY	Exit	CHINA DIGITAL TV HLDG CO LTDsponsored adr	$0	–	-144,712	–	-0.19%	–
ALNY	Exit	ALNYLAM PHARMACEUTICALS INC	$0	–	-3,708	–	-0.20%	–
DL	Exit	CHINA DISTANCE ED HLDGS LTDspons adr	$0	–	-28,635	–	-0.25%	–
ARAY	Exit	ACCURAY INC	$0	–	-74,160	–	-0.25%	–
DSKY	Exit	IDREAMSKY TECHNOLOGY LIMITEDsponsored ads	$0	–	-39,681	–	-0.28%	–
SOHU	Exit	SOHU COM INC	$0	–	-10,000	–	-0.28%	–
XIV	Exit	CREDIT SUISSE NASSAU BRHinvrs vix sterm	$0	–	-17,000	–	-0.28%	–
PRGO	Exit	PERRIGO CO PLC	$0	–	-2,700	–	-0.29%	–
WX	Exit	WUXI PHARMATECH CAYMAN INC	$0	–	-10,000	–	-0.30%	–
YY	Exit	YY INC	$0	–	-8,000	–	-0.30%	–
OVTI	Exit	OMNIVISION TECHNOLOGIES INC	$0	–	-17,009	–	-0.31%	–
JD	Exit	JD COM INCspon adr cl a	$0	–	-20,000	–	-0.36%	–
MLCO	Exit	MELCO CROWN ENTMT LTDadr	$0	–	-38,000	–	-0.36%	–
CISG	Exit	CNINSURE INCsponsored adr	$0	–	-68,500	–	-0.36%	–
PXLW	Exit	PIXELWORKS INC	$0	–	-149,552	–	-0.37%	–
	Exit	TARENA INTL INCadr	$0	–	-59,992	–	-0.39%	–
TITN	Exit	TITAN MACHY INC	$0	–	-50,000	–	-0.39%	–
EPZM	Exit	EPIZYME INC	$0	–	-45,000	–	-0.40%	–
ZEN	Exit	ZENDESK INC	$0	–	-30,000	–	-0.40%	–
EJ	Exit	E HOUSE CHINA HLDGS LTDadr	$0	–	-100,000	–	-0.41%	–
CEMP	Exit	CEMPRA INC	$0	–	-22,248	–	-0.42%	–
LMAT	Exit	LEMAITRE VASCULAR INC	$0	–	-51,583	–	-0.43%	–
DQ	Exit	DAQO NEW ENERGY CORPspnsrd adr new	$0	–	-40,000	–	-0.44%	–
BLUE	Exit	BLUEBIRD BIO INC	$0	–	-8,000	–	-0.47%	–
AER	Exit	AERCAP HOLDINGS NV	$0	–	-19,440	–	-0.51%	–
IMMR	Exit	IMMERSION CORP	$0	–	-67,500	–	-0.52%	–
CHAD	Exit	DIREXION SHS ETF TRcsi300 china1x	$0	–	-15,000	–	-0.52%	–
SPY	Exit	SPDR S&P 500 ETF TRput	$0	–	-4,000	–	-0.53%	–
ABG	Exit	ASBURY AUTOMOTIVE GROUP INC	$0	–	-10,000	–	-0.56%	–
HMSY	Exit	HMS HLDGS CORP	$0	–	-94,000	–	-0.56%	–
LOCK	Exit	LIFELOCK INC	$0	–	-94,328	–	-0.57%	–
SMH	Exit	MARKET VECTORS ETF TRput	$0	–	-17,000	–	-0.58%	–
FOGO	Exit	FOGO DE CHAO INC	$0	–	-54,588	–	-0.58%	–
CNCE	Exit	CONCERT PHARMACEUTICALS INC	$0	–	-47,097	–	-0.61%	–
ADMS	Exit	ADAMAS PHARMACEUTICALS INC	$0	–	-55,631	–	-0.64%	–
PTCT	Exit	PTC THERAPEUTICS INC	$0	–	-35,432	–	-0.65%	–
SPNC	Exit	SPECTRANETICS CORP	$0	–	-82,700	–	-0.67%	–
DPLO	Exit	DIPLOMAT PHARMACY INC	$0	–	-34,190	–	-0.67%	–
DENN	Exit	DENNYS CORP	$0	–	-90,000	–	-0.68%	–
SINA	Exit	SINA CORPord	$0	–	-26,000	–	-0.72%	–
NORD	Exit	NORD ANGLIA EDUCATION INC	$0	–	-52,000	–	-0.72%	–
CERN	Exit	CERNER CORP	$0	–	-18,000	–	-0.74%	–
GMWSB	Exit	GENERAL MTRS CO*w exp 07/10/201	$0	–	-90,000	–	-0.82%	–
IDTI	Exit	INTEGRATED DEVICE TECHNOLOGY	$0	–	-60,000	–	-0.84%	–
TWO	Exit	TWO HBRS INVT CORP	$0	–	-140,000	–	-0.85%	–
AERI	Exit	AERIE PHARMACEUTICALS INC	$0	–	-70,000	–	-0.85%	–
SMMT	Exit	SUMMIT THERAPEUTICS PLCspons ads	$0	–	-127,841	–	-0.91%	–
VIPS	Exit	VIPSHOP HLDGS LTDsponsored adr	$0	–	-80,000	–	-0.92%	–
ABCO	Exit	ADVISORY BRD CO	$0	–	-29,664	–	-0.93%	–
GM	Exit	GENERAL MTRS CO	$0	–	-45,000	–	-0.93%	–
EVH	Exit	EVOLENT HEALTH INCcl a	$0	–	-87,828	–	-0.96%	–
IMPR	Exit	IMPRIVATA INC	$0	–	-80,046	–	-0.97%	–
GNTX	Exit	GENTEX CORP	$0	–	-94,009	–	-1.00%	–
BEAT	Exit	BIOTELEMETRY INC	$0	–	-120,000	–	-1.01%	–
WUBA	Exit	58 COM INCspon adr rep a	$0	–	-32,000	–	-1.03%	–
CELG	Exit	CELGENE CORP	$0	–	-14,198	–	-1.05%	–
EEM	Exit	ISHARES TRcall	$0	–	-50,000	–	-1.12%	–
XUE	Exit	XUEDA ED GROUPsponsored adr	$0	–	-339,295	–	-1.20%	–
MB	Exit	MINDBODY INC	$0	–	-113,293	–	-1.21%	–
CBPO	Exit	CHINA BIOLOGIC PRODS INC	$0	–	-20,000	–	-1.23%	–
DOC	Exit	PHYSICIANS RLTY TR	$0	–	-135,808	–	-1.40%	–
TNAV	Exit	TELENAV INC	$0	–	-268,012	–	-1.43%	–
AMZN	Exit	AMAZON COM INC	$0	–	-4,200	–	-1.47%	–
GTIM	Exit	GOOD TIMES RESTAURANTS INC	$0	–	-374,090	–	-1.60%	–
PRLB	Exit	PROTO LABS INC	$0	–	-36,400	–	-1.67%	–
TASR	Exit	TASER INTL INC	$0	–	-150,000	–	-2.26%	–
AAPL	Exit	APPLE INC	$0	–	-30,000	–	-2.27%	–
ARIA	Exit	ARIAD PHARMACEUTICALS INC	$0	–	-634,772	–	-2.54%	–
XENT	Exit	INTERSECT ENT INC	$0	–	-200,000	–	-3.21%	–
HIMX	Exit	HIMAX TECHNOLOGIES INCsponsored adr	$0	–	-643,952	–	-3.52%	–
NVRO	Exit	NEVRO CORP	$0	–	-115,927	–	-3.68%	–
FB	Exit	FACEBOOK INCcl a	$0	–	-60,000	–	-3.70%	–
ADPTQ	Exit	ADEPTUS HEALTH INCcl a	$0	–	-98,845	–	-5.47%	–
IWM	Exit	ISHARES TRput	$0	–	-360,000	–	-26.94%	–

Q3 2015

			Value		Shares		↓ Weighting
IWM	Sell	ISHARES TRput	$39,312,000	-79.3%	360,000	-76.4%	26.94%	-51.2%
ADPTQ	Buy	ADEPTUS HEALTH INCcl a	$7,983,000	-5.7%	98,845	+10.9%	5.47%	+122.2%
FB	Buy	FACEBOOK INCcl a	$5,394,000	+99.1%	60,000	+89.9%	3.70%	+369.0%
NVRO	Sell	NEVRO CORP	$5,378,000	-39.9%	115,927	-30.4%	3.68%	+41.6%
HIMX	Buy	HIMAX TECHNOLOGIES INCsponsored adr	$5,132,000	+62.5%	643,952	+63.7%	3.52%	+282.6%
XENT	Buy	INTERSECT ENT INC	$4,680,000	+64.8%	200,000	+101.6%	3.21%	+288.3%
ARIA	Sell	ARIAD PHARMACEUTICALS INC	$3,707,000	-36.5%	634,772	-10.0%	2.54%	+49.6%
AAPL	Buy	APPLE INC	$3,309,000	+307.0%	30,000	+363.0%	2.27%	+856.5%
TASR	Buy	TASER INTL INC	$3,304,000	+511.9%	150,000	+825.9%	2.26%	+1342.0%
PRLB	Buy	PROTO LABS INC	$2,439,000	+29.1%	36,400	+30.0%	1.67%	+203.8%
GTIM	Buy	GOOD TIMES RESTAURANTS INC	$2,338,000	-8.8%	374,090	+28.5%	1.60%	+114.7%
AMZN	Buy	AMAZON COM INC	$2,150,000	+154.7%	4,200	+116.0%	1.47%	+498.8%
TNAV	Buy	TELENAV INC	$2,093,000	+122.9%	268,012	+129.7%	1.43%	+425.3%
DOC	Buy	PHYSICIANS RLTY TR	$2,049,000	+8.4%	135,808	+10.3%	1.40%	+155.3%
CBPO	Sell	CHINA BIOLOGIC PRODS INC	$1,796,000	-46.5%	20,000	-31.4%	1.23%	+26.0%
MB	Buy	MINDBODY INC	$1,771,000	+22.0%	113,293	+7.9%	1.21%	+187.7%
XUE	Sell	XUEDA ED GROUPsponsored adr	$1,751,000	-6.2%	339,295	-31.3%	1.20%	+121.0%
EEM	New	ISHARES TRcall	$1,639,000	–	50,000	–	1.12%	–
CELG	Sell	CELGENE CORP	$1,536,000	-11.4%	14,198	-5.2%	1.05%	+108.7%
WUBA	Buy	58 COM INCspon adr rep a	$1,506,000	+198.2%	32,000	+305.7%	1.03%	+602.0%
BEAT	Sell	BIOTELEMETRY INC	$1,469,000	-22.8%	120,000	-40.5%	1.01%	+81.8%
GNTX	New	GENTEX CORP	$1,457,000	–	94,009	–	1.00%	–
IMPR	Sell	IMPRIVATA INC	$1,422,000	+2.1%	80,046	-6.0%	0.97%	+140.5%
EVH	Sell	EVOLENT HEALTH INCcl a	$1,402,000	-22.7%	87,828	-5.5%	0.96%	+82.0%
GM	Sell	GENERAL MTRS CO	$1,351,000	-27.6%	45,000	-19.6%	0.93%	+70.5%
ABCO	Sell	ADVISORY BRD CO	$1,351,000	-20.2%	29,664	-4.2%	0.93%	+87.8%
VIPS	Sell	VIPSHOP HLDGS LTDsponsored adr	$1,344,000	-26.1%	80,000	-2.2%	0.92%	+74.1%
SMMT	Sell	SUMMIT THERAPEUTICS PLCspons ads	$1,331,000	-1.7%	127,841	-0.2%	0.91%	+131.5%
AERI	New	AERIE PHARMACEUTICALS INC	$1,242,000	–	70,000	–	0.85%	–
TWO	New	TWO HBRS INVT CORP	$1,235,000	–	140,000	–	0.85%	–
IDTI	New	INTEGRATED DEVICE TECHNOLOGY	$1,218,000	–	60,000	–	0.84%	–
NORD	Buy	NORD ANGLIA EDUCATION INC	$1,057,000	-11.3%	52,000	+7.0%	0.72%	+108.6%
SINA	Buy	SINA CORPord	$1,043,000	-6.0%	26,000	+25.5%	0.72%	+121.4%
DPLO	Buy	DIPLOMAT PHARMACY INC	$982,000	+171.3%	34,190	+322.1%	0.67%	+541.0%
SPNC	Sell	SPECTRANETICS CORP	$975,000	-51.4%	82,700	-5.1%	0.67%	+14.6%
PTCT	Sell	PTC THERAPEUTICS INC	$946,000	-46.1%	35,432	-2.8%	0.65%	+26.8%
ADMS	Sell	ADAMAS PHARMACEUTICALS INC	$931,000	-42.6%	55,631	-10.0%	0.64%	+35.2%
CNCE	Sell	CONCERT PHARMACEUTICALS INC	$884,000	+13.5%	47,097	-10.0%	0.61%	+167.0%
FOGO	Buy	FOGO DE CHAO INC	$852,000	-31.9%	54,588	+1.1%	0.58%	+60.4%
SMH	New	MARKET VECTORS ETF TRput	$848,000	–	17,000	–	0.58%	–
LOCK	Buy	LIFELOCK INC	$826,000	+94.4%	94,328	+263.9%	0.57%	+356.5%
HMSY	New	HMS HLDGS CORP	$824,000	–	94,000	–	0.56%	–
ABG	New	ASBURY AUTOMOTIVE GROUP INC	$812,000	–	10,000	–	0.56%	–
SPY	New	SPDR S&P 500 ETF TRput	$767,000	–	4,000	–	0.53%	–
CHAD	New	DIREXION SHS ETF TRcsi300 china1x	$759,000	–	15,000	–	0.52%	–
IMMR	Sell	IMMERSION CORP	$758,000	-20.2%	67,500	-10.0%	0.52%	+88.0%
BLUE	New	BLUEBIRD BIO INC	$684,000	–	8,000	–	0.47%	–
DQ	Buy	DAQO NEW ENERGY CORPspnsrd adr new	$640,000	+39.7%	40,000	+105.8%	0.44%	+230.1%
CEMP	Sell	CEMPRA INC	$619,000	-22.4%	22,248	-4.2%	0.42%	+82.8%
EJ	Sell	E HOUSE CHINA HLDGS LTDadr	$594,000	-50.4%	100,000	-43.9%	0.41%	+16.6%
ZEN	New	ZENDESK INC	$591,000	–	30,000	–	0.40%	–
TITN	New	TITAN MACHY INC	$574,000	–	50,000	–	0.39%	–
	Sell	TARENA INTL INCadr	$569,000	-29.7%	59,992	-6.1%	0.39%	+66.0%
PXLW	Sell	PIXELWORKS INC	$540,000	-44.3%	149,552	-9.2%	0.37%	+31.2%
CISG	Sell	CNINSURE INCsponsored adr	$524,000	-43.5%	68,500	-34.8%	0.36%	+33.0%
MLCO	New	MELCO CROWN ENTMT LTDadr	$523,000	–	38,000	–	0.36%	–
JD	Sell	JD COM INCspon adr cl a	$521,000	-74.1%	20,000	-66.1%	0.36%	-39.1%
OVTI	Sell	OMNIVISION TECHNOLOGIES INC	$447,000	-94.0%	17,009	-94.1%	0.31%	-86.0%
YY	Sell	YY INC	$436,000	-23.9%	8,000	-2.9%	0.30%	+79.0%
WX	Sell	WUXI PHARMATECH CAYMAN INC	$432,000	-92.0%	10,000	-92.2%	0.30%	-81.1%
XIV	New	CREDIT SUISSE NASSAU BRHinvrs vix sterm	$414,000	–	17,000	–	0.28%	–
SOHU	Sell	SOHU COM INC	$413,000	-67.7%	10,000	-53.7%	0.28%	-23.9%
DSKY	Sell	IDREAMSKY TECHNOLOGY LIMITEDsponsored ads	$401,000	-72.5%	39,681	-65.9%	0.28%	-35.1%
ARAY	Sell	ACCURAY INC	$370,000	-29.1%	74,160	-4.2%	0.25%	+67.1%
DL	Sell	CHINA DISTANCE ED HLDGS LTDspons adr	$366,000	-28.2%	28,635	-10.0%	0.25%	+69.6%
ALNY	Sell	ALNYLAM PHARMACEUTICALS INC	$298,000	-35.8%	3,708	-4.2%	0.20%	+51.1%
STVVY	Sell	CHINA DIGITAL TV HLDG CO LTDsponsored adr	$282,000	-67.8%	144,712	-31.3%	0.19%	-24.3%
XOMA	Buy	XOMA CORP DEL	$271,000	-60.1%	360,824	+105.8%	0.19%	-6.1%
NQ	New	NQ MOBILE INCadr repstg cl a	$265,000	–	80,000	–	0.18%	–
BTX	Sell	BIOTIME INC	$253,000	-21.2%	84,492	-4.4%	0.17%	+86.0%
JMEI	New	JUMEI INTL HLDG LTDsponsored adr	$247,000	–	25,000	–	0.17%	–
BONA	Sell	BONA FILM GROUP LTDsponsored ads	$245,000	-69.3%	20,607	-68.5%	0.17%	-27.6%
HTHT	New	CHINA LODGING GROUP LTDsponsored adr	$243,000	–	10,000	–	0.17%	–
SYUT	New	SYNUTRA INTL INC	$234,000	–	49,300	–	0.16%	–
GLUU	Sell	GLU MOBILE INC	$175,000	-71.0%	40,000	-58.8%	0.12%	-31.8%
IMMY	Sell	IMPRIMIS PHARMACEUTICALS INC	$132,000	-28.3%	20,405	-10.0%	0.09%	+66.7%
CNTF	Sell	CHINA TECHFAITH WIRLS COMM Tsponsored adr	$28,000	-77.2%	50,000	-50.0%	0.02%	-47.2%
MOBI	Exit	SKY-MOBI LTDsponsored ads	$0	–	-10,400	–	-0.02%	–
XNET	Exit	XUNLEI LTDsponsored adr	$0	–	-11,664	–	-0.04%	–
NTN	Exit	NTN BUZZTIME INC	$0	–	-689,500	–	-0.05%	–
EDU	Exit	NEW ORIENTAL ED & TECH GRP Icall	$0	–	-7,900	–	-0.06%	–
PBYI	Exit	PUMA BIOTECHNOLOGY INC	$0	–	-1,944	–	-0.07%	–
ALXN	Exit	ALEXION PHARMACEUTICALS INC	$0	–	-1,555	–	-0.08%	–
KING	Exit	KING DIGITAL ENTMT PLCcall	$0	–	-20,000	–	-0.08%	–
SAUC	Exit	DIVERSIFIED RSTRNT HLDGS INC	$0	–	-78,084	–	-0.08%	–
FEYE	Exit	FIREEYE INC	$0	–	-6,480	–	-0.09%	–
XLRN	Exit	ACCELERON PHARMA INC	$0	–	-11,358	–	-0.10%	–
NEOG	Exit	NEOGEN CORP	$0	–	-7,776	–	-0.11%	–
DSCI	Exit	DERMA SCIENCES INC	$0	–	-55,080	–	-0.12%	–
QIHU	Exit	QIHOO 360 TECHNOLOGY CO LTDads	$0	–	-6,000	–	-0.12%	–
TAL	Exit	TAL ED GROUP	$0	–	-16,200	–	-0.17%	–
LEJU	Exit	LEJU HLDGS LTDsponsored ads	$0	–	-69,150	–	-0.17%	–
YOKU	Exit	YOUKU TUDOU INCsponsored adr	$0	–	-31,200	–	-0.22%	–
VNET	Exit	21VIANET GROUP INCsponsored adr	$0	–	-40,107	–	-0.24%	–
MCHI	Exit	ISHARES TRmsci china idx	$0	–	-15,000	–	-0.24%	–
RELYQ	Exit	REAL IND INC	$0	–	-86,200	–	-0.28%	–
SFUN	Exit	SOUFUN HLDGS LTDadr	$0	–	-142,600	–	-0.35%	–
EDU	Exit	NEW ORIENTAL ED & TECH GRP Ispon adr	$0	–	-59,780	–	-0.43%	–
DANG	Exit	E-COMMERCE CHINA DANGDANG IN	$0	–	-164,800	–	-0.43%	–
ESPR	Exit	ESPERION THERAPEUTICS INC NE	$0	–	-19,368	–	-0.46%	–
INVN	Exit	INVENSENSE INC	$0	–	-129,600	–	-0.57%	–
MPAA	Exit	MOTORCAR PTS AMER INC	$0	–	-100,000	–	-0.88%	–
EEM	Exit	ISHARES TRput	$0	–	-80,000	–	-0.92%	–
CSII	Exit	CARDIOVASCULAR SYS INC DEL	$0	–	-127,960	–	-0.98%	–
TTPH	Exit	TETRAPHASE PHARMACEUTICALS I	$0	–	-75,206	–	-1.04%	–
FXI	Exit	ISHARES TRcall	$0	–	-333,000	–	-4.47%	–

Q2 2015

			Value		Shares		↓ Weighting
IWM	New	ISHARES TRput	$189,527,000	–	1,525,000	–	55.14%	–
FXI	New	ISHARES TRcall	$15,351,000	–	333,000	–	4.47%	–
NVRO	New	NEVRO CORP	$8,947,000	–	166,450	–	2.60%	–
ADPTQ	New	ADEPTUS HEALTH INCcl a	$8,463,000	–	89,098	–	2.46%	–
OVTI	New	OMNIVISION TECHNOLOGIES INC	$7,507,000	–	286,568	–	2.18%	–
ARIA	New	ARIAD PHARMACEUTICALS INC	$5,835,000	–	705,580	–	1.70%	–
WX	New	WUXI PHARMATECH CAYMAN INC	$5,387,000	–	127,464	–	1.57%	–
TTPH	New	TETRAPHASE PHARMACEUTICALS I	$3,568,000	–	75,206	–	1.04%	–
CSII	New	CARDIOVASCULAR SYS INC DEL	$3,385,000	–	127,960	–	0.98%	–
CBPO	New	CHINA BIOLOGIC PRODS INC	$3,358,000	–	29,160	–	0.98%	–
EEM	New	ISHARES TRput	$3,169,000	–	80,000	–	0.92%	–
HIMX	New	HIMAX TECHNOLOGIES INCsponsored adr	$3,158,000	–	393,280	–	0.92%	–
MPAA	New	MOTORCAR PTS AMER INC	$3,009,000	–	100,000	–	0.88%	–
XENT	New	INTERSECT ENT INC	$2,840,000	–	99,204	–	0.83%	–
FB	New	FACEBOOK INCcl a	$2,709,000	–	31,592	–	0.79%	–
GTIM	New	GOOD TIMES RESTAURANTS INC	$2,565,000	–	291,174	–	0.75%	–
JD	New	JD COM INCspon adr cl a	$2,014,000	–	59,048	–	0.59%	–
SPNC	New	SPECTRANETICS CORP	$2,005,000	–	87,138	–	0.58%	–
INVN	New	INVENSENSE INC	$1,957,000	–	129,600	–	0.57%	–
BEAT	New	BIOTELEMETRY INC	$1,903,000	–	201,832	–	0.55%	–
DOC	New	PHYSICIANS RLTY TR	$1,891,000	–	123,120	–	0.55%	–
PRLB	New	PROTO LABS INC	$1,889,000	–	28,000	–	0.55%	–
GM	New	GENERAL MTRS CO	$1,866,000	–	56,000	–	0.54%	–
XUE	New	XUEDA ED GROUPsponsored adr	$1,867,000	–	493,928	–	0.54%	–
VIPS	New	VIPSHOP HLDGS LTDsponsored adr	$1,819,000	–	81,768	–	0.53%	–
EVH	New	EVOLENT HEALTH INCcl a	$1,813,000	–	92,986	–	0.53%	–
PTCT	New	PTC THERAPEUTICS INC	$1,755,000	–	36,468	–	0.51%	–
CELG	New	CELGENE CORP	$1,733,000	–	14,976	–	0.50%	–
ABCO	New	ADVISORY BRD CO	$1,693,000	–	30,960	–	0.49%	–
ADMS	New	ADAMAS PHARMACEUTICALS INC	$1,621,000	–	61,813	–	0.47%	–
ESPR	New	ESPERION THERAPEUTICS INC NE	$1,584,000	–	19,368	–	0.46%	–
DANG	New	E-COMMERCE CHINA DANGDANG IN	$1,482,000	–	164,800	–	0.43%	–
EDU	New	NEW ORIENTAL ED & TECH GRP Ispon adr	$1,466,000	–	59,780	–	0.43%	–
DSKY	New	IDREAMSKY TECHNOLOGY LIMITEDsponsored ads	$1,458,000	–	116,375	–	0.42%	–
MB	New	MINDBODY INC	$1,452,000	–	105,000	–	0.42%	–
GMWSB	New	GENERAL MTRS CO*w exp 07/10/201	$1,445,000	–	90,000	–	0.42%	–
IMPR	New	IMPRIVATA INC	$1,393,000	–	85,120	–	0.40%	–
SMMT	New	SUMMIT THERAPEUTICS PLCspons ads	$1,354,000	–	128,157	–	0.39%	–
SOHU	New	SOHU COM INC	$1,278,000	–	21,620	–	0.37%	–
FOGO	New	FOGO DE CHAO INC	$1,251,000	–	54,000	–	0.36%	–
CERN	New	CERNER CORP	$1,243,000	–	18,000	–	0.36%	–
SFUN	New	SOUFUN HLDGS LTDadr	$1,199,000	–	142,600	–	0.35%	–
EJ	New	E HOUSE CHINA HLDGS LTDadr	$1,198,000	–	178,320	–	0.35%	–
NORD	New	NORD ANGLIA EDUCATION INC	$1,192,000	–	48,600	–	0.35%	–
SINA	New	SINA CORPord	$1,110,000	–	20,720	–	0.32%	–
EPZM	New	EPIZYME INC	$1,080,000	–	45,000	–	0.31%	–
DENN	New	DENNYS CORP	$1,045,000	–	90,000	–	0.30%	–
RELYQ	New	REAL IND INC	$978,000	–	86,200	–	0.28%	–
PXLW	New	PIXELWORKS INC	$969,000	–	164,724	–	0.28%	–
IMMR	New	IMMERSION CORP	$950,000	–	75,000	–	0.28%	–
TNAV	New	TELENAV INC	$939,000	–	116,680	–	0.27%	–
CISG	New	CNINSURE INCsponsored adr	$927,000	–	105,000	–	0.27%	–
AER	New	AERCAP HOLDINGS NV	$890,000	–	19,440	–	0.26%	–
STVVY	New	CHINA DIGITAL TV HLDG CO LTDsponsored adr	$875,000	–	210,792	–	0.26%	–
AMZN	New	AMAZON COM INC	$844,000	–	1,944	–	0.25%	–
MCHI	New	ISHARES TRmsci china idx	$841,000	–	15,000	–	0.24%	–
VNET	New	21VIANET GROUP INCsponsored adr	$823,000	–	40,107	–	0.24%	–
AAPL	New	APPLE INC	$813,000	–	6,480	–	0.24%	–
	New	TARENA INTL INCadr	$809,000	–	63,880	–	0.24%	–
BONA	New	BONA FILM GROUP LTDsponsored ads	$799,000	–	65,452	–	0.23%	–
CEMP	New	CEMPRA INC	$798,000	–	23,220	–	0.23%	–
CNCE	New	CONCERT PHARMACEUTICALS INC	$779,000	–	52,331	–	0.23%	–
YOKU	New	YOUKU TUDOU INCsponsored adr	$765,000	–	31,200	–	0.22%	–
XOMA	New	XOMA CORP DEL	$680,000	–	175,360	–	0.20%	–
LMAT	New	LEMAITRE VASCULAR INC	$622,000	–	51,583	–	0.18%	–
GLUU	New	GLU MOBILE INC	$604,000	–	97,200	–	0.18%	–
LEJU	New	LEJU HLDGS LTDsponsored ads	$577,000	–	69,150	–	0.17%	–
YY	New	YY INC	$573,000	–	8,240	–	0.17%	–
TAL	New	TAL ED GROUP	$572,000	–	16,200	–	0.17%	–
TASR	New	TASER INTL INC	$540,000	–	16,200	–	0.16%	–
ARAY	New	ACCURAY INC	$522,000	–	77,400	–	0.15%	–
DL	New	CHINA DISTANCE ED HLDGS LTDspons adr	$510,000	–	31,817	–	0.15%	–
WUBA	New	58 COM INCspon adr rep a	$505,000	–	7,888	–	0.15%	–
PRGO	New	PERRIGO CO PLC	$499,000	–	2,700	–	0.14%	–
ALNY	New	ALNYLAM PHARMACEUTICALS INC	$464,000	–	3,870	–	0.14%	–
MYL	New	MYLAN N V	$458,000	–	6,750	–	0.13%	–
DQ	New	DAQO NEW ENERGY CORPspnsrd adr new	$458,000	–	19,440	–	0.13%	–
LOCK	New	LIFELOCK INC	$425,000	–	25,920	–	0.12%	–
QIHU	New	QIHOO 360 TECHNOLOGY CO LTDads	$406,000	–	6,000	–	0.12%	–
DSCI	New	DERMA SCIENCES INC	$394,000	–	55,080	–	0.12%	–
NEOG	New	NEOGEN CORP	$369,000	–	7,776	–	0.11%	–
DPLO	New	DIPLOMAT PHARMACY INC	$362,000	–	8,100	–	0.10%	–
XLRN	New	ACCELERON PHARMA INC	$359,000	–	11,358	–	0.10%	–
XNCR	New	XENCOR INC	$356,000	–	16,200	–	0.10%	–
BTX	New	BIOTIME INC	$321,000	–	88,380	–	0.09%	–
FEYE	New	FIREEYE INC	$317,000	–	6,480	–	0.09%	–
SAUC	New	DIVERSIFIED RSTRNT HLDGS INC	$290,000	–	78,084	–	0.08%	–
KING	New	KING DIGITAL ENTMT PLCcall	$285,000	–	20,000	–	0.08%	–
ALXN	New	ALEXION PHARMACEUTICALS INC	$281,000	–	1,555	–	0.08%	–
PBYI	New	PUMA BIOTECHNOLOGY INC	$227,000	–	1,944	–	0.07%	–
EDU	New	NEW ORIENTAL ED & TECH GRP Icall	$194,000	–	7,900	–	0.06%	–
IMMY	New	IMPRIMIS PHARMACEUTICALS INC	$184,000	–	22,673	–	0.05%	–
CCM	New	CONCORD MED SVCS HLDGS LTDsponsored adr	$185,000	–	26,210	–	0.05%	–
NTN	New	NTN BUZZTIME INC	$160,000	–	689,500	–	0.05%	–
XNET	New	XUNLEI LTDsponsored adr	$140,000	–	11,664	–	0.04%	–
CNTF	New	CHINA TECHFAITH WIRLS COMM Tsponsored adr	$123,000	–	100,000	–	0.04%	–
MOBI	New	SKY-MOBI LTDsponsored ads	$54,000	–	10,400	–	0.02%	–
SEED	New	ORIGIN AGRITECH LIMITED	$40,000	–	20,100	–	0.01%	–

Q4 2014

			Value		Shares		↓ Weighting
T102PS	Exit	SILICON IMAGE INC	$0	–	-19,302	–	-0.05%	–
CCIHY	Exit	CHINACACHE INTL HLDG LTDspon adr	$0	–	-12,960	–	-0.09%	–
AMRC	Exit	AMERESCO INCcl a	$0	–	-30,000	–	-0.10%	–
VNDA	Exit	VANDA PHARMACEUTICALS INC	$0	–	-20,000	–	-0.10%	–
PGTI	Exit	PGT INC	$0	–	-30,000	–	-0.14%	–
ACAD	Exit	ACADIA PHARMACEUTICALS INC	$0	–	-12,000	–	-0.15%	–
FUR	Exit	WINTHROP RLTY TRsh ben int new	$0	–	-20,000	–	-0.15%	–
ADHD	Exit	ALCOBRA LTD	$0	–	-20,000	–	-0.15%	–
NTN	Exit	NTN BUZZTIME INC	$0	–	-1,109,041	–	-0.18%	–
NORD	Exit	NORD ANGLIA EDUCATION INC	$0	–	-25,000	–	-0.21%	–
ALXN	Exit	ALEXION PHARMACEUTICALS INC	$0	–	-2,700	–	-0.22%	–
XLRN	Exit	ACCELERON PHARMA INC	$0	–	-15,000	–	-0.23%	–
T107PS	Exit	WRIGHT MED GROUP INC	$0	–	-15,000	–	-0.23%	–
SAUC	Exit	DIVERSIFIED RSTRNT HLDGS INC	$0	–	-100,000	–	-0.24%	–
CISG	Exit	CNINSURE INCsponsored adr	$0	–	-90,000	–	-0.25%	–
MDXG	Exit	MIMEDX GROUP INC	$0	–	-70,000	–	-0.25%	–
DWRE	Exit	DEMANDWARE INC	$0	–	-10,000	–	-0.25%	–
JD	Exit	JD COM INCspon adr cl a	$0	–	-20,000	–	-0.26%	–
LMAT	Exit	LEMAITRE VASCULAR INC	$0	–	-75,900	–	-0.26%	–
STE	Exit	STERIS CORP	$0	–	-10,000	–	-0.27%	–
JOY	Exit	JOY GLOBAL INC	$0	–	-10,000	–	-0.27%	–
IGTE	Exit	IGATE CORP	$0	–	-15,000	–	-0.27%	–
XUE	Exit	XUEDA ED GROUPsponsored adr	$0	–	-201,300	–	-0.29%	–
BONA	Exit	BONA FILM GROUP LTDsponsored ads	$0	–	-100,000	–	-0.30%	–
DENN	Exit	DENNYS CORP	$0	–	-90,000	–	-0.32%	–
NXTM	Exit	NXSTAGE MEDICAL INC	$0	–	-50,000	–	-0.33%	–
RICE	Exit	RICE ENERGY INC	$0	–	-25,000	–	-0.33%	–
OASPQ	Exit	OASIS PETE INC NEW	$0	–	-16,000	–	-0.33%	–
QIHU	Exit	QIHOO 360 TECHNOLOGY CO LTDads	$0	–	-10,000	–	-0.34%	–
NBIX	Exit	NEUROCRINE BIOSCIENCES INC	$0	–	-45,000	–	-0.35%	–
PTCT	Exit	PTC THERAPEUTICS INC	$0	–	-16,200	–	-0.36%	–
ESPR	Exit	ESPERION THERAPEUTICS INC NE	$0	–	-30,000	–	-0.36%	–
TTPH	Exit	TETRAPHASE PHARMACEUTICALS I	$0	–	-40,000	–	-0.40%	–
ATML	Exit	ATMEL CORP	$0	–	-100,000	–	-0.40%	–
BABA	Exit	ALIBABA GROUP HLDG LTDsponsored ads	$0	–	-10,000	–	-0.44%	–
PBYI	Exit	PUMA BIOTECHNOLOGY INC	$0	–	-4,000	–	-0.48%	–
PCRX	Exit	PACIRA PHARMACEUTICALS INC	$0	–	-10,000	–	-0.48%	–
ENTA	Exit	ENANTA PHARMACEUTICALS INC	$0	–	-25,000	–	-0.49%	–
TNAV	Exit	TELENAV INC	$0	–	-150,000	–	-0.50%	–
ASPX	Exit	AUSPEX PHARMACEUTICALS INC	$0	–	-40,000	–	-0.51%	–
	Exit	TARENA INTL INCadr	$0	–	-80,000	–	-0.52%	–
ADMS	Exit	ADAMAS PHARMACEUTICALS INC	$0	–	-61,813	–	-0.52%	–
TAL	Exit	TAL ED GROUP	$0	–	-30,000	–	-0.52%	–
SPNC	Exit	SPECTRANETICS CORP	$0	–	-40,000	–	-0.53%	–
IDTI	Exit	INTEGRATED DEVICE TECHNOLOGY	$0	–	-70,000	–	-0.56%	–
CELG	Exit	CELGENE CORP	$0	–	-12,000	–	-0.57%	–
HCSG	Exit	HEALTHCARE SVCS GRP INC	$0	–	-40,000	–	-0.57%	–
EDU	Exit	NEW ORIENTAL ED & TECH GRP Ispon adr	$0	–	-50,000	–	-0.58%	–
CSII	Exit	CARDIOVASCULAR SYS INC DEL	$0	–	-50,000	–	-0.59%	–
NEOG	Exit	NEOGEN CORP	$0	–	-30,000	–	-0.59%	–
TSLA	Exit	TESLA MTRS INC	$0	–	-5,000	–	-0.60%	–
RNA	Exit	PROSENSA HLDG N V	$0	–	-150,000	–	-0.63%	–
MEI	Exit	METHODE ELECTRS INC	$0	–	-35,000	–	-0.64%	–
EXAS	Exit	EXACT SCIENCES CORP	$0	–	-70,000	–	-0.68%	–
YY	Exit	YY INC	$0	–	-20,000	–	-0.75%	–
GOOG	Exit	GOOGLE INCcl c	$0	–	-2,600	–	-0.75%	–
VIPS	Exit	VIPSHOP HLDGS LTDsponsored adr	$0	–	-8,000	–	-0.75%	–
GOOGL	Exit	GOOGLE INCcl a	$0	–	-2,600	–	-0.76%	–
STVVY	Exit	CHINA DIGITAL TV HLDG CO LTDsponsored adr	$0	–	-375,000	–	-0.76%	–
TASR	Exit	TASER INTL INC	$0	–	-100,000	–	-0.77%	–
XENT	Exit	INTERSECT ENT INC	$0	–	-100,000	–	-0.77%	–
BEAT	Exit	BIOTELEMETRY INC	$0	–	-250,000	–	-0.84%	–
CBKCQ	Exit	CHRISTOPHER & BANKS CORP	$0	–	-175,000	–	-0.86%	–
PCYC	Exit	PHARMACYCLICS INC	$0	–	-15,000	–	-0.88%	–
CBPO	Exit	CHINA BIOLOGIC PRODS INC	$0	–	-35,000	–	-0.94%	–
GMWSB	Exit	GENERAL MTRS CO*w exp 07/10/201	$0	–	-135,000	–	-0.97%	–
PANW	Exit	PALO ALTO NETWORKS INC	$0	–	-20,000	–	-0.98%	–
AAPL	Exit	APPLE INC	$0	–	-20,000	–	-1.00%	–
WX	Exit	WUXI PHARMATECH CAYMAN INC	$0	–	-70,000	–	-1.22%	–
DL	Exit	CHINA DISTANCE ED HLDGS LTDspons adr	$0	–	-176,600	–	-1.23%	–
ADPTQ	Exit	ADEPTUS HEALTH INCcl a	$0	–	-100,000	–	-1.24%	–
DSKY	Exit	IDREAMSKY TECHNOLOGY LIMITEDsponsored ads	$0	–	-182,000	–	-1.54%	–
BIDU	Exit	BAIDU INCspon adr rep a	$0	–	-15,000	–	-1.63%	–
DOC	Exit	PHYSICIANS RLTY TR	$0	–	-253,400	–	-1.73%	–
ARIA	Exit	ARIAD PHARMACEUTICALS INC	$0	–	-700,000	–	-1.88%	–
FB	Exit	FACEBOOK INCcl a	$0	–	-50,000	–	-1.97%	–
HIMX	Exit	HIMAX TECHNOLOGIES INCcall	$0	–	-400,000	–	-2.02%	–
THRM	Exit	GENTHERM INC	$0	–	-100,000	–	-2.10%	–
HIMX	Exit	HIMAX TECHNOLOGIES INCsponsored adr	$0	–	-550,000	–	-2.78%	–
GM	Exit	GENERAL MTRS COcall	$0	–	-200,000	–	-3.18%	–
IWM	Exit	ISHARES TRput	$0	–	-850,000	–	-46.28%	–

Q3 2014

			Value		Shares		↓ Weighting
IWM	New	ISHARES TRput	$92,947,000	–	850,000	–	46.28%	–
HIMX	New	HIMAX TECHNOLOGIES INCsponsored adr	$5,583,000	–	550,000	–	2.78%	–
THRM	Buy	GENTHERM INC	$4,223,000	+5.5%	100,000	+11.1%	2.10%	-23.6%
HIMX	New	HIMAX TECHNOLOGIES INCcall	$4,060,000	–	400,000	–	2.02%	–
ARIA	Buy	ARIAD PHARMACEUTICALS INC	$3,780,000	+31.8%	700,000	+55.6%	1.88%	-4.6%
DOC	Buy	PHYSICIANS RLTY TR	$3,477,000	+33.2%	253,400	+39.7%	1.73%	-3.6%
BIDU	New	BAIDU INCspon adr rep a	$3,273,000	–	15,000	–	1.63%	–
DSKY	New	IDREAMSKY TECHNOLOGY LIMITEDsponsored ads	$3,096,000	–	182,000	–	1.54%	–
ADPTQ	New	ADEPTUS HEALTH INCcl a	$2,490,000	–	100,000	–	1.24%	–
DL	Buy	CHINA DISTANCE ED HLDGS LTDspons adr	$2,474,000	+3.8%	176,600	+24.2%	1.23%	-24.9%
AAPL	Sell	APPLE INC	$2,015,000	-38.1%	20,000	-42.9%	1.00%	-55.2%
PANW	Buy	PALO ALTO NETWORKS INC	$1,962,000	+133.8%	20,000	+100.0%	0.98%	+69.3%
PCYC	New	PHARMACYCLICS INC	$1,761,000	–	15,000	–	0.88%	–
CBKCQ	Sell	CHRISTOPHER & BANKS CORP	$1,731,000	-1.2%	175,000	-12.5%	0.86%	-28.5%
BEAT	Buy	BIOTELEMETRY INC	$1,678,000	+46.3%	250,000	+56.2%	0.84%	+5.8%
XENT	New	INTERSECT ENT INC	$1,550,000	–	100,000	–	0.77%	–
TASR	New	TASER INTL INC	$1,544,000	–	100,000	–	0.77%	–
STVVY	Sell	CHINA DIGITAL TV HLDG CO LTDsponsored adr	$1,534,000	-14.2%	375,000	-6.2%	0.76%	-37.9%
VIPS	Sell	VIPSHOP HLDGS LTDsponsored adr	$1,512,000	-59.7%	8,000	-60.0%	0.75%	-70.9%
YY	New	YY INC	$1,498,000	–	20,000	–	0.75%	–
EXAS	New	EXACT SCIENCES CORP	$1,357,000	–	70,000	–	0.68%	–
MEI	Sell	METHODE ELECTRS INC	$1,290,000	-32.5%	35,000	-30.0%	0.64%	-51.2%
RNA	Buy	PROSENSA HLDG N V	$1,265,000	+25.2%	150,000	+87.5%	0.63%	-9.4%
TSLA	New	TESLA MTRS INC	$1,213,000	–	5,000	–	0.60%	–
NEOG	New	NEOGEN CORP	$1,185,000	–	30,000	–	0.59%	–
EDU	New	NEW ORIENTAL ED & TECH GRP Ispon adr	$1,160,000	–	50,000	–	0.58%	–
HCSG	New	HEALTHCARE SVCS GRP INC	$1,144,000	–	40,000	–	0.57%	–
IDTI	Sell	INTEGRATED DEVICE TECHNOLOGY	$1,117,000	-9.7%	70,000	-12.5%	0.56%	-34.7%
TAL	Buy	TAL ED GROUP	$1,048,000	+52.3%	30,000	+20.0%	0.52%	+10.1%
ADMS	New	ADAMAS PHARMACEUTICALS INC	$1,036,000	–	61,813	–	0.52%	–
	Sell	TARENA INTL INCadr	$1,034,000	-78.7%	80,000	-78.4%	0.52%	-84.6%
ASPX	New	AUSPEX PHARMACEUTICALS INC	$1,027,000	–	40,000	–	0.51%	–
TNAV	New	TELENAV INC	$1,005,000	–	150,000	–	0.50%	–
BABA	New	ALIBABA GROUP HLDG LTDsponsored ads	$889,000	–	10,000	–	0.44%	–
TTPH	New	TETRAPHASE PHARMACEUTICALS I	$798,000	–	40,000	–	0.40%	–
ESPR	New	ESPERION THERAPEUTICS INC NE	$734,000	–	30,000	–	0.36%	–
PTCT	New	PTC THERAPEUTICS INC	$713,000	–	16,200	–	0.36%	–
QIHU	New	QIHOO 360 TECHNOLOGY CO LTDads	$675,000	–	10,000	–	0.34%	–
NXTM	New	NXSTAGE MEDICAL INC	$657,000	–	50,000	–	0.33%	–
DENN	Buy	DENNYS CORP	$633,000	+76.3%	90,000	+63.6%	0.32%	+27.5%
BONA	New	BONA FILM GROUP LTDsponsored ads	$601,000	–	100,000	–	0.30%	–
XUE	Sell	XUEDA ED GROUPsponsored adr	$586,000	-44.8%	201,300	-15.6%	0.29%	-60.0%
IGTE	Sell	IGATE CORP	$551,000	-49.5%	15,000	-50.0%	0.27%	-63.6%
JOY	New	JOY GLOBAL INC	$545,000	–	10,000	–	0.27%	–
JD	New	JD COM INCspon adr cl a	$516,000	–	20,000	–	0.26%	–
DWRE	New	DEMANDWARE INC	$509,000	–	10,000	–	0.25%	–
CISG	Buy	CNINSURE INCsponsored adr	$495,000	+23.8%	90,000	+54.3%	0.25%	-10.5%
SAUC	Buy	DIVERSIFIED RSTRNT HLDGS INC	$492,000	+17.1%	100,000	+13.6%	0.24%	-15.2%
ADHD	Sell	ALCOBRA LTD	$309,000	-70.3%	20,000	-66.7%	0.15%	-78.5%
VNDA	Sell	VANDA PHARMACEUTICALS INC	$208,000	-74.3%	20,000	-60.0%	0.10%	-81.3%
T102PS	New	SILICON IMAGE INC	$97,000	–	19,302	–	0.05%	–
GMWSC	Exit	GENERAL MTRS CO*w exp 12/31/201	$0	–	-37,100	–	-0.06%	–
TNDM	Exit	TANDEM DIABETES CARE INC	$0	–	-10,000	–	-0.11%	–
ETRM	Exit	ENTEROMEDICS INC	$0	–	-130,000	–	-0.14%	–
VVTV	Exit	VALUEVISION MEDIA INCcl a	$0	–	-43,700	–	-0.15%	–
PE	Exit	PARSLEY ENERGY INCcl a	$0	–	-10,000	–	-0.17%	–
ARWR	Exit	ARROWHEAD RESH CORP	$0	–	-20,000	–	-0.20%	–
U104PS	Exit	PERFECT WORLD CO LTDspon adr rep b	$0	–	-15,000	–	-0.20%	–
ACRX	Exit	ACELRX PHARMACEUTICALS INC	$0	–	-30,000	–	-0.21%	–
QURE	Exit	UNIQURE NV	$0	–	-25,000	–	-0.23%	–
KZ	Exit	KONGZHONG CORPsponsored adr	$0	–	-45,360	–	-0.27%	–
ADMP	Exit	ADAMIS PHARMACEUTICALS CORP	$0	–	-83,700	–	-0.28%	–
STAA	Exit	STAAR SURGICAL CO	$0	–	-25,000	–	-0.29%	–
CORE	Exit	CORE MARK HOLDING CO INC	$0	–	-10,000	–	-0.31%	–
ACTS	Exit	ACTIONS SEMICONDUCTOR CO LTDadr	$0	–	-200,000	–	-0.33%	–
VDSI	Exit	VASCO DATA SEC INTL INC	$0	–	-43,000	–	-0.34%	–
SOHU	Exit	SOHU COM INC	$0	–	-9,000	–	-0.36%	–
TXMD	Exit	THERAPEUTICSMD INC	$0	–	-120,000	–	-0.36%	–
FPRX	Exit	FIVE PRIME THERAPEUTICS INC	$0	–	-40,000	–	-0.43%	–
GDX	Exit	MARKET VECTORS ETF TRgold miner etf	$0	–	-25,000	–	-0.46%	–
P103PS	Exit	NPS PHARMACEUTICALS INC	$0	–	-20,000	–	-0.46%	–
PLOW	Exit	DOUGLAS DYNAMICS INC	$0	–	-40,000	–	-0.48%	–
CSU	Exit	CAPITAL SR LIVING CORP	$0	–	-30,000	–	-0.49%	–
PETX	Exit	ARATANA THERAPEUTICS INC	$0	–	-50,000	–	-0.54%	–
CCSC	Exit	COUNTRY STYLE COOKING RESTAUsponsored adr	$0	–	-89,000	–	-0.55%	–
TBI	Exit	TRUEBLUE INC	$0	–	-30,000	–	-0.57%	–
AMCN	Exit	AIRMEDIA GROUP INCsponsored adr	$0	–	-386,600	–	-0.61%	–
KORS	Exit	MICHAEL KORS HLDGS LTD	$0	–	-10,000	–	-0.61%	–
SYNA	Exit	SYNAPTICS INC	$0	–	-10,000	–	-0.62%	–
GM	Exit	GENERAL MTRS CO	$0	–	-25,000	–	-0.62%	–
GLMD	Exit	GALMED PHARMACEUTICALS LTD	$0	–	-104,133	–	-0.70%	–
ANGO	Exit	ANGIODYNAMICS INC	$0	–	-65,000	–	-0.73%	–
ASGN	Exit	ON ASSIGNMENT INC	$0	–	-30,000	–	-0.73%	–
PCLN	Exit	PRICELINE COM INC	$0	–	-1,000	–	-0.83%	–
QCOR	Exit	QUESTCOR PHARMACEUTICALS INC	$0	–	-15,000	–	-0.96%	–
QLTY	Exit	QUALITY DISTR INC FLA	$0	–	-100,000	–	-1.02%	–
RVNC	Exit	REVANCE THERAPEUTICS INC	$0	–	-50,000	–	-1.17%	–
IWM	Exit	ISHARES TRrussell 2000	$0	–	-400,000	–	-32.71%	–

Q2 2014

			Value		Shares		↓ Weighting
IWM	New	ISHARES TRrussell 2000	$47,524,000	–	400,000	–	32.71%	–
GM	New	GENERAL MTRS COcall	$7,260,000	–	200,000	–	5.00%	–
	New	TARENA INTL INCadr	$4,858,000	–	370,000	–	3.34%	–
THRM	New	GENTHERM INC	$4,001,000	–	90,000	–	2.75%	–
VIPS	New	VIPSHOP HLDGS LTDsponsored adr	$3,755,000	–	20,000	–	2.58%	–
FB	New	FACEBOOK INCcl a	$3,365,000	–	50,000	–	2.32%	–
AAPL	New	APPLE INC	$3,253,000	–	35,000	–	2.24%	–
ARIA	New	ARIAD PHARMACEUTICALS INC	$2,867,000	–	450,000	–	1.97%	–
DOC	New	PHYSICIANS RLTY TR	$2,610,000	–	181,400	–	1.80%	–
GMWSB	New	GENERAL MTRS CO*w exp 07/10/201	$2,506,000	–	135,000	–	1.72%	–
DL	New	CHINA DISTANCE ED HLDGS LTDspons adr	$2,384,000	–	142,245	–	1.64%	–
WX	New	WUXI PHARMATECH CAYMAN INC	$2,300,000	–	70,000	–	1.58%	–
MEI	New	METHODE ELECTRS INC	$1,911,000	–	50,000	–	1.32%	–
STVVY	New	CHINA DIGITAL TV HLDG CO LTDsponsored adr	$1,788,000	–	400,000	–	1.23%	–
CBKCQ	New	CHRISTOPHER & BANKS CORP	$1,752,000	–	200,000	–	1.21%	–
RVNC	New	REVANCE THERAPEUTICS INC	$1,700,000	–	50,000	–	1.17%	–
CSII	New	CARDIOVASCULAR SYS INC DEL	$1,558,000	–	50,000	–	1.07%	–
CBPO	New	CHINA BIOLOGIC PRODS INC	$1,556,000	–	35,000	–	1.07%	–
GOOGL	New	GOOGLE INCcl a	$1,520,000	–	2,600	–	1.05%	–
GOOG	New	GOOGLE INCcl c	$1,496,000	–	2,600	–	1.03%	–
QLTY	New	QUALITY DISTR INC FLA	$1,486,000	–	100,000	–	1.02%	–
QCOR	New	QUESTCOR PHARMACEUTICALS INC	$1,387,000	–	15,000	–	0.96%	–
IDTI	New	INTEGRATED DEVICE TECHNOLOGY	$1,237,000	–	80,000	–	0.85%	–
PCLN	New	PRICELINE COM INC	$1,203,000	–	1,000	–	0.83%	–
BEAT	New	BIOTELEMETRY INC	$1,147,000	–	160,000	–	0.79%	–
IGTE	New	IGATE CORP	$1,092,000	–	30,000	–	0.75%	–
ENTA	New	ENANTA PHARMACEUTICALS INC	$1,077,000	–	25,000	–	0.74%	–
ASGN	New	ON ASSIGNMENT INC	$1,067,000	–	30,000	–	0.73%	–
XUE	New	XUEDA ED GROUPsponsored adr	$1,061,000	–	238,410	–	0.73%	–
ANGO	New	ANGIODYNAMICS INC	$1,061,000	–	65,000	–	0.73%	–
ADHD	New	ALCOBRA LTD	$1,039,000	–	60,000	–	0.72%	–
CELG	New	CELGENE CORP	$1,031,000	–	12,000	–	0.71%	–
GLMD	New	GALMED PHARMACEUTICALS LTD	$1,014,000	–	104,133	–	0.70%	–
RNA	New	PROSENSA HLDG N V	$1,010,000	–	80,000	–	0.70%	–
ATML	New	ATMEL CORP	$937,000	–	100,000	–	0.64%	–
PCRX	New	PACIRA PHARMACEUTICALS INC	$919,000	–	10,000	–	0.63%	–
SPNC	New	SPECTRANETICS CORP	$915,000	–	40,000	–	0.63%	–
GM	New	GENERAL MTRS CO	$908,000	–	25,000	–	0.62%	–
SYNA	New	SYNAPTICS INC	$906,000	–	10,000	–	0.62%	–
OASPQ	New	OASIS PETE INC NEW	$894,000	–	16,000	–	0.62%	–
KORS	New	MICHAEL KORS HLDGS LTD	$887,000	–	10,000	–	0.61%	–
AMCN	New	AIRMEDIA GROUP INCsponsored adr	$881,000	–	386,600	–	0.61%	–
PANW	New	PALO ALTO NETWORKS INC	$839,000	–	10,000	–	0.58%	–
TBI	New	TRUEBLUE INC	$827,000	–	30,000	–	0.57%	–
VNDA	New	VANDA PHARMACEUTICALS INC	$809,000	–	50,000	–	0.56%	–
CCSC	New	COUNTRY STYLE COOKING RESTAUsponsored adr	$797,000	–	89,000	–	0.55%	–
PETX	New	ARATANA THERAPEUTICS INC	$781,000	–	50,000	–	0.54%	–
RICE	New	RICE ENERGY INC	$761,000	–	25,000	–	0.52%	–
CSU	New	CAPITAL SR LIVING CORP	$715,000	–	30,000	–	0.49%	–
PLOW	New	DOUGLAS DYNAMICS INC	$705,000	–	40,000	–	0.48%	–
TAL	New	TAL ED GROUP	$688,000	–	25,000	–	0.47%	–
NBIX	New	NEUROCRINE BIOSCIENCES INC	$668,000	–	45,000	–	0.46%	–
P103PS	New	NPS PHARMACEUTICALS INC	$661,000	–	20,000	–	0.46%	–
GDX	New	MARKET VECTORS ETF TRgold miner etf	$661,000	–	25,000	–	0.46%	–
LMAT	New	LEMAITRE VASCULAR INC	$628,000	–	75,900	–	0.43%	–
FPRX	New	FIVE PRIME THERAPEUTICS INC	$622,000	–	40,000	–	0.43%	–
NTN	New	NTN BUZZTIME INC	$588,000	–	1,109,041	–	0.40%	–
STE	New	STERIS CORP	$535,000	–	10,000	–	0.37%	–
TXMD	New	THERAPEUTICSMD INC	$530,000	–	120,000	–	0.36%	–
SOHU	New	SOHU COM INC	$519,000	–	9,000	–	0.36%	–
XLRN	New	ACCELERON PHARMA INC	$510,000	–	15,000	–	0.35%	–
VDSI	New	VASCO DATA SEC INTL INC	$499,000	–	43,000	–	0.34%	–
MDXG	New	MIMEDX GROUP INC	$496,000	–	70,000	–	0.34%	–
ACTS	New	ACTIONS SEMICONDUCTOR CO LTDadr	$476,000	–	200,000	–	0.33%	–
T107PS	New	WRIGHT MED GROUP INC	$471,000	–	15,000	–	0.32%	–
NORD	New	NORD ANGLIA EDUCATION INC	$458,000	–	25,000	–	0.32%	–
CORE	New	CORE MARK HOLDING CO INC	$456,000	–	10,000	–	0.31%	–
ALXN	New	ALEXION PHARMACEUTICALS INC	$422,000	–	2,700	–	0.29%	–
SAUC	New	DIVERSIFIED RSTRNT HLDGS INC	$420,000	–	88,000	–	0.29%	–
STAA	New	STAAR SURGICAL CO	$420,000	–	25,000	–	0.29%	–
ADMP	New	ADAMIS PHARMACEUTICALS CORP	$403,000	–	83,700	–	0.28%	–
CISG	New	CNINSURE INCsponsored adr	$400,000	–	58,320	–	0.28%	–
KZ	New	KONGZHONG CORPsponsored adr	$394,000	–	45,360	–	0.27%	–
DENN	New	DENNYS CORP	$359,000	–	55,000	–	0.25%	–
QURE	New	UNIQURE NV	$340,000	–	25,000	–	0.23%	–
ACRX	New	ACELRX PHARMACEUTICALS INC	$308,000	–	30,000	–	0.21%	–
FUR	New	WINTHROP RLTY TRsh ben int new	$307,000	–	20,000	–	0.21%	–
U104PS	New	PERFECT WORLD CO LTDspon adr rep b	$294,000	–	15,000	–	0.20%	–
ARWR	New	ARROWHEAD RESH CORP	$286,000	–	20,000	–	0.20%	–
ACAD	New	ACADIA PHARMACEUTICALS INC	$271,000	–	12,000	–	0.19%	–
PBYI	New	PUMA BIOTECHNOLOGY INC	$264,000	–	4,000	–	0.18%	–
PGTI	New	PGT INC	$254,000	–	30,000	–	0.18%	–
PE	New	PARSLEY ENERGY INCcl a	$241,000	–	10,000	–	0.17%	–
VVTV	New	VALUEVISION MEDIA INCcl a	$218,000	–	43,700	–	0.15%	–
AMRC	New	AMERESCO INCcl a	$211,000	–	30,000	–	0.14%	–
CCIHY	New	CHINACACHE INTL HLDG LTDspon adr	$203,000	–	12,960	–	0.14%	–
ETRM	New	ENTEROMEDICS INC	$203,000	–	130,000	–	0.14%	–
TNDM	New	TANDEM DIABETES CARE INC	$163,000	–	10,000	–	0.11%	–
GMWSC	New	GENERAL MTRS CO*w exp 12/31/201	$93,000	–	37,100	–	0.06%	–

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