Tortoise Investment Management, LLC

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$217 Million is the total value of Tortoise Investment Management, LLC's 382 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 23.3% .

All

			Value		Shares		↓ Weighting
IVV	Sell	ISHAREScore s&p500 etf	$23,190,000	-4.9%	123,260	-6.2%	10.71%	+60.0%
NBB	Sell	NUVEEN BUILD AMER BD FD	$11,531,000	-35.5%	587,734	-39.4%	5.32%	+8.5%
SPY	Sell	SPDR S&P 500 ETF TRtr unit	$9,432,000	-47.7%	50,434	-48.3%	4.36%	-12.0%
NXK	Sell	NUVEEN NY DIV ADVANTG MUN FD	$9,041,000	-39.0%	691,774	-41.6%	4.17%	+2.7%
NBD	Sell	NUVEEN BUILD AMER BD OPPTNY	$8,557,000	-12.1%	417,419	-16.7%	3.95%	+47.8%
BAB	Sell	POWERSHARES ETF TR IIbuild amer etf	$8,252,000	-46.6%	287,231	-49.3%	3.81%	-10.2%
IEMG	Sell	ISHARES INCcore msci emkt	$7,509,000	-11.8%	152,988	-10.5%	3.47%	+48.4%
KMR	Sell	KINDER MORGAN MANAGEMENT LLC	$7,147,000	-52.6%	99,720	-49.9%	3.30%	-20.2%
FAX	Sell	ABERDEEN ASIA PACIFIC INCOM	$6,649,000	-14.5%	1,088,276	-19.4%	3.07%	+43.8%
IWB	Sell	ISHARESrus 1000 etf	$6,505,000	-49.3%	62,086	-50.1%	3.00%	-14.8%
NAN	Sell	NUVEEN NY DIVID ADVNTG MUN F	$5,081,000	-41.2%	382,031	-43.8%	2.35%	-1.0%
EFA	Sell	ISHARESmsci eafe etf	$4,633,000	-50.0%	68,938	-50.1%	2.14%	-15.9%
WOOD	Sell	ISHARESgl timb fore etf	$4,318,000	-48.2%	83,367	-47.1%	1.99%	-12.8%
SCZ	Sell	ISHARESeafe sml cp etf	$4,307,000	-30.6%	82,507	-32.2%	1.99%	+16.8%
DIA	Sell	SPDR DOW JONES INDL AVRG ETFut ser 1	$4,154,000	-50.5%	25,291	-50.1%	1.92%	-16.7%
IEFA	Sell	ISHARES TRcore msci eafe	$4,091,000	-40.4%	66,991	-40.7%	1.89%	+0.3%
NMY	Sell	NUVEEN MD PREM INCOME MUN FD	$4,031,000	-40.7%	325,379	-43.0%	1.86%	-0.3%
BABS	Sell	SPDR SERIES TRUSTbrc bld amer bd	$3,994,000	-47.7%	69,453	-51.1%	1.84%	-12.0%
EEM	Sell	ISHARESmsci emg mkt etf	$3,598,000	-57.9%	87,732	-57.1%	1.66%	-29.2%
SRLN	Sell	SSGA ACTIVE ETF TRblkstn gsosrln	$3,586,000	-39.0%	71,697	-39.0%	1.66%	+2.7%
PZA	Sell	POWERSHARES GLOBAL ETF TRUSTinsur natl mun	$3,513,000	-46.1%	145,634	-48.6%	1.62%	-9.2%
IJR	Sell	ISHAREScore s&p scp etf	$3,432,000	-46.1%	31,158	-46.6%	1.58%	-9.3%
BABZ	Sell	PIMCO ETF TRbld amer bd fd	$2,727,000	-27.6%	55,268	-30.8%	1.26%	+21.9%
TFI	Sell	SPDR SERIES TRUSTnuvn brcly muni	$2,647,000	-53.7%	113,850	-55.1%	1.22%	-22.2%
IJS	Sell	ISHARESsp smcp600vl etf	$2,526,000	-44.4%	22,268	-45.4%	1.17%	-6.4%
BRKB	Sell	BERKSHIRE HATHAWAY INC DELcl b new	$2,333,000	-47.3%	18,668	-50.0%	1.08%	-11.4%
PZT	Sell	POWERSHARES GLOBAL ETF TRUSTny muni bd etf	$2,291,000	-45.5%	99,059	-48.2%	1.06%	-8.2%
VSS	Sell	VANGUARD INTL EQUITY INDEX Fftse smcap etf	$2,231,000	-42.0%	20,879	-44.2%	1.03%	-2.5%
MUB	Sell	ISHARESnat amt free bd	$2,098,000	-57.2%	19,600	-58.5%	0.97%	-28.0%
PCL	Sell	PLUM CREEK TIMBER CO INC	$1,497,000	-55.9%	35,605	-51.2%	0.69%	-25.9%
JMF	Sell	NUVEEN ENERGY MLP TOTL RTRNF	$1,459,000	-50.9%	76,006	-50.0%	0.67%	-17.4%
DLS	Sell	WISDOMTREE TRintl smcap div	$1,391,000	-48.4%	21,384	-50.0%	0.64%	-13.1%
BKLN	Buy	POWERSHARES ETF TRUST IIsenior ln port	$1,315,000	+104.2%	53,010	+104.8%	0.61%	+242.9%
VCSH	Sell	VANGUARD SCOTTSDALE FDSshrt trm corp bd	$1,292,000	-43.2%	16,155	-43.4%	0.60%	-4.5%
SBI	Sell	WESTERN ASSET INTM MUNI FD I	$1,278,000	-48.6%	134,283	-51.1%	0.59%	-13.5%
NCB	Sell	NUVEEN CALIF MUNICPAL VALU F	$1,278,000	-41.6%	81,080	-46.1%	0.59%	-1.8%
NXZ	Sell	NUVEEN DIV ADVANTAGE MUN FD	$1,189,000	-17.9%	88,050	-22.8%	0.55%	+38.3%
IBM	Sell	INTERNATIONAL BUSINESS MACHS	$1,178,000	-49.5%	6,120	-50.8%	0.54%	-15.1%
SPSB	Sell	SPDR SERIES TRUSTbarc sht tr cp	$1,129,000	-52.0%	36,708	-52.1%	0.52%	-19.2%
SCHX	Buy	SCHWAB STRATEGIC TRus lrg cap etf	$1,096,000	+92.3%	24,505	+89.7%	0.51%	+224.4%
VWO	Sell	VANGUARD INTL EQUITY INDEX Fftse emr mkt etf	$1,061,000	-22.0%	26,150	-21.0%	0.49%	+31.4%
NXR	Sell	NUVEEN SELECT TAX FREE INCMsh ben int	$1,048,000	-47.0%	76,700	-50.0%	0.48%	-10.7%
VEU	Sell	VANGUARD INTL EQUITY INDEX Fallwrld ex us	$1,023,000	-44.8%	20,326	-44.4%	0.47%	-7.3%
IWM	Sell	ISHARESrussell 2000 etf	$981,000	-47.9%	8,433	-48.3%	0.45%	-12.4%
XOM	Sell	EXXON MOBIL CORP	$966,000	-52.7%	9,894	-51.0%	0.45%	-20.5%
AAPL	Sell	APPLE INC	$919,000	-56.6%	1,712	-54.6%	0.42%	-27.0%
SJNK	Sell	SPDR SER TRsht trm hgh yld	$860,000	-69.5%	27,755	-69.7%	0.40%	-48.8%
IWD	Sell	ISHARESrus 1000 val etf	$848,000	-44.9%	8,786	-46.3%	0.39%	-7.3%
EWX	Buy	SPDR INDEX SHS FDSs&p emktsc etf	$824,000	+12.3%	17,375	+10.0%	0.38%	+89.1%
SCHE	Buy	SCHWAB STRATEGIC TRemrg mkteq etf	$816,000	+14.3%	33,540	+15.6%	0.38%	+92.3%
DGS	Sell	WISDOMTREE TRemg mkts smcap	$803,000	-52.4%	17,232	-52.9%	0.37%	-19.9%
LB	Sell	L BRANDS INC	$778,000	-54.1%	13,700	-50.0%	0.36%	-22.8%
BA	Sell	BOEING CO	$646,000	-54.0%	5,146	-50.0%	0.30%	-22.6%
AUNZ	Sell	WISDOMTREE TRaust new zeal db	$641,000	-77.0%	31,403	-78.1%	0.30%	-61.3%
BRKA	Sell	BERKSHIRE HATHAWAY INC DELcl a	$562,000	-47.4%	3	-50.0%	0.26%	-11.6%
TENZ	New	PIMCO ETF TR7-15 yr us trs	$541,000	–	6,600	+100.0%	0.25%	–
PEP	Sell	PEPSICO INC	$540,000	-49.6%	6,464	-50.0%	0.25%	-15.3%
UNH	Sell	UNITEDHEALTH GROUP INC	$522,000	-45.5%	6,365	-50.0%	0.24%	-8.4%
JNK	Sell	SPDR SERIES TRUSTbrc hgh yld bd	$523,000	-77.5%	12,667	-77.9%	0.24%	-62.2%
HYG	Sell	ISHARESiboxx hi yd etf	$510,000	-83.1%	5,402	-83.4%	0.24%	-71.7%
JNJ	Sell	JOHNSON & JOHNSON	$504,000	-48.0%	5,135	-51.5%	0.23%	-12.4%
ACWX	Sell	ISHARESmsci acwi us etf	$491,000	-50.1%	10,551	-50.0%	0.23%	-15.9%
WMT	Sell	WAL-MART STORES INC	$487,000	-51.5%	6,376	-50.0%	0.22%	-18.5%
MRK	Sell	MERCK & CO INC NEW	$482,000	-35.7%	8,492	-43.3%	0.22%	+8.3%
FGPRQ	Sell	FERRELLGAS PARTNERS L.P.unit ltd part	$479,000	-58.6%	20,750	-58.9%	0.22%	-30.5%
CUT	New	CLAYMORE EXCHANGE TRD FD TRgugg timber etf	$459,000	–	18,150	+100.0%	0.21%	–
UNP	Sell	UNION PAC CORP	$394,000	-44.2%	2,100	-50.0%	0.18%	-6.2%
VV	Sell	VANGUARD INDEX FDSlarge cap etf	$393,000	-14.6%	4,572	-15.7%	0.18%	+43.7%
VNQ	Sell	VANGUARD INDEX FDSreit etf	$391,000	-52.2%	5,538	-56.3%	0.18%	-19.2%
NYF	Sell	ISHARESny amtfre mu etf	$378,000	-57.9%	3,500	-59.3%	0.18%	-28.9%
XLU	Sell	SELECT SECTOR SPDR TRsbi int-utils	$368,000	-58.7%	8,884	-62.2%	0.17%	-30.6%
PG	Sell	PROCTER & GAMBLE CO	$364,000	-50.5%	4,515	-50.0%	0.17%	-16.8%
VCIT	Sell	VANGUARD SCOTTSDALE FDSint-term corp	$352,000	-55.1%	4,145	-56.3%	0.16%	-24.2%
NCA	Sell	NUVEEN CALIF MUN VALUE FD	$351,000	-47.0%	36,000	-50.0%	0.16%	-11.0%
NCU	New	NUVEEN CALIF PREM INCOME MUN	$351,000	–	25,879	+100.0%	0.16%	–
NXQ	Sell	NUVEEN SELECT TAX FREE INCMsh ben int	$331,000	-53.0%	25,200	-55.7%	0.15%	-20.7%
NXN	Sell	NUVEEN NY SELECT TAX FREE PRsh ben int	$330,000	-49.8%	24,610	-50.0%	0.15%	-16.0%
TROW	Sell	PRICE T ROWE GROUP INC	$329,000	-50.9%	4,000	-50.0%	0.15%	-17.4%
IGIB	Sell	ISHARESinterm cr bd etf	$327,000	-49.5%	3,000	-50.0%	0.15%	-15.2%
IJH	Sell	ISHAREScore s&p mcp etf	$316,000	-44.2%	2,301	-45.7%	0.15%	-5.8%
NXJ	Sell	NUVEEN NJ DIV ADVANTAGE MUN	$311,000	-46.4%	23,462	-49.6%	0.14%	-9.4%
SCHC	Sell	SCHWAB STRATEGIC TRintl sceqt etf	$304,000	-1.9%	9,202	-5.0%	0.14%	+64.7%
IEF	Sell	ISHARES7-10 y tr bd etf	$270,000	-64.2%	2,650	-65.1%	0.12%	-39.6%
IYR	Sell	ISHARESu.s. real es etf	$262,000	-50.4%	3,869	-53.8%	0.12%	-16.6%
DEM	Sell	WISDOMTREE TRemerg mkts etf	$250,000	-51.9%	5,102	-50.0%	0.12%	-19.6%
VFL	New	DELAWARE INVT NAT MUNI INC Fsh ben int	$243,000	–	19,715	+100.0%	0.11%	–
IXUS	New	ISHARES TRcore mscitotal	$236,000	–	4,080	+100.0%	0.11%	–
CVX	Sell	CHEVRON CORP NEW	$232,000	-52.5%	1,955	-50.0%	0.11%	-20.1%
VIG	Buy	VANGUARD SPECIALIZED PORTFOLdiv app etf	$232,000	+65.7%	3,086	+64.9%	0.11%	+181.6%
NMB	Buy	NUVEEN MASS DIVID ADVANTAG M	$225,000	+112.3%	17,791	+104.4%	0.10%	+258.6%
VTI	Sell	VANGUARD INDEX FDStotal stk mkt	$220,000	-15.4%	2,260	-16.9%	0.10%	+43.7%
VDC	Sell	VANGUARD WORLD FDSconsum stp etf	$211,000	-49.5%	1,900	-50.0%	0.10%	-15.7%
VNQI	Sell	VANGUARD INTL EQUITY INDEX Fglb ex us etf	$208,000	-56.1%	3,840	-55.9%	0.10%	-26.2%
IDV	Sell	ISHARESintl sel div etf	$202,000	-51.2%	5,238	-51.9%	0.09%	-18.4%
GE	Sell	GENERAL ELECTRIC CO	$198,000	-54.4%	7,640	-50.6%	0.09%	-23.5%
SCHA	Sell	SCHWAB STRATEGIC TRus sml cap etf	$198,000	-38.1%	3,697	-39.4%	0.09%	+3.4%
PCH	Sell	POTLATCH CORP NEW	$195,000	-58.7%	5,050	-55.3%	0.09%	-30.8%
EEMS	Sell	ISHARESem mkt sm-cp etf	$183,000	-56.2%	3,790	-56.8%	0.08%	-27.0%
AMLP	Sell	ALPS ETF TRalerian mlp	$177,000	-50.3%	10,000	-50.0%	0.08%	-16.3%
IFGL	Sell	ISHARESintl dev re etf	$174,000	-52.2%	5,780	-50.9%	0.08%	-20.0%
INY	Buy	SPDR SERIES TRUSTnuvn br ny muni	$169,000	+11.2%	7,500	+7.1%	0.08%	+85.7%
USB	Sell	US BANCORP DEL	$167,000	-47.2%	3,900	-50.0%	0.08%	-11.5%
TRP	Sell	TRANSCANADA CORP	$167,000	-52.8%	3,667	-52.6%	0.08%	-20.6%
BDX	Sell	BECTON DICKINSON & CO	$164,000	-47.1%	1,400	-50.0%	0.08%	-10.6%
ELD	Sell	WISDOMTREE TRem lcl debt fd	$164,000	-58.8%	3,570	-58.8%	0.08%	-30.3%
DWM	Sell	WISDOMTREE TRdefa fd	$164,000	-49.7%	3,000	-50.0%	0.08%	-14.6%
AMGN	Sell	AMGEN INC	$160,000	-53.2%	1,300	-56.7%	0.07%	-21.3%
WAG	Sell	WALGREEN CO	$158,000	-42.8%	2,400	-50.0%	0.07%	-3.9%
KO	Sell	COCA COLA CO	$159,000	-53.0%	4,100	-50.0%	0.07%	-21.5%
IGSB	Sell	ISHARES1-3 yr cr bd etf	$156,000	-50.0%	1,475	-50.0%	0.07%	-16.3%
SCHF	Sell	SCHWAB STRATEGIC TRintl eqty etf	$154,000	-22.2%	4,886	-22.6%	0.07%	+31.5%
FM	Sell	ISHARESmsci frntr100etf	$144,000	-30.1%	3,960	-35.2%	0.07%	+15.8%
IWR	Sell	ISHARESrus mid-cap etf	$144,000	-48.6%	931	-50.0%	0.07%	-14.3%
WY	Sell	WEYERHAEUSER CO	$138,000	-53.4%	4,700	-50.0%	0.06%	-21.0%
SCHB	Sell	SCHWAB STRATEGIC TRus brd mkt etf	$136,000	-37.6%	2,980	-38.4%	0.06%	+5.0%
NXP	Sell	NUVEEN SELECT TAX FREE INCMsh ben int	$136,000	-48.1%	10,125	-50.0%	0.06%	-12.5%
BMY	Sell	BRISTOL MYERS SQUIBB CO	$134,000	-51.1%	2,572	-50.0%	0.06%	-17.3%
ED	Sell	CONSOLIDATED EDISON INC	$132,000	-51.5%	2,463	-50.0%	0.06%	-18.7%
WDC	Sell	WESTERN DIGITAL CORP	$129,000	-44.9%	1,400	-50.0%	0.06%	-6.2%
SPY	Sell	SPDR S&P 500 ETF TRcall	$129,000	-74.9%	47,200	-28.7%	0.06%	-57.4%
QQQ	Sell	POWERSHARES QQQ TRUSTunit ser 1	$128,000	-56.2%	1,461	-56.0%	0.06%	-26.2%
GILD	Sell	GILEAD SCIENCES INC	$128,000	-52.6%	1,800	-50.0%	0.06%	-20.3%
DIS	Sell	DISNEY WALT CO	$128,000	-36.0%	1,604	-38.5%	0.06%	+7.3%
RSP	New	RYDEX ETF TRUSTgug s&p500 eq wt	$124,000	–	1,700	+100.0%	0.06%	–
MMM	Sell	3M CO	$124,000	-51.6%	915	-50.0%	0.06%	-18.6%
SWK	Sell	STANLEY BLACK & DECKER INC	$119,000	-49.6%	1,468	-50.0%	0.06%	-15.4%
MLPA	Sell	GLOBAL X FDSglbl x mlp etf	$120,000	-47.8%	7,430	-47.9%	0.06%	-12.7%
YUM	Sell	YUM BRANDS INC	$114,000	-50.0%	1,509	-50.0%	0.05%	-15.9%
IT	Sell	GARTNER INC	$114,000	-50.9%	1,639	-50.0%	0.05%	-17.2%
FB	Sell	FACEBOOK INCcl a	$113,000	-33.5%	1,875	-39.5%	0.05%	+10.6%
HSIC	Sell	SCHEIN HENRY INC	$111,000	-47.6%	931	-50.0%	0.05%	-12.1%
MSFT	Sell	MICROSOFT CORP	$109,000	-12.1%	2,650	-19.7%	0.05%	+47.1%
HD	Sell	HOME DEPOT INC	$106,000	-51.8%	1,337	-50.0%	0.05%	-18.3%
APH	Sell	AMPHENOL CORP NEWcl a	$106,000	-48.5%	1,158	-50.0%	0.05%	-14.0%
TYC	Sell	TYCO INTERNATIONAL LTD	$106,000	-48.0%	2,491	-50.0%	0.05%	-12.5%
PLL	Sell	PALL CORP	$107,000	-47.5%	1,200	-50.0%	0.05%	-12.5%
FLS	Sell	FLOWSERVE CORP	$107,000	-50.5%	1,364	-50.0%	0.05%	-16.9%
SNA	Sell	SNAP ON INC	$106,000	-48.5%	936	-50.0%	0.05%	-14.0%
ACIW	Sell	ACI WORLDWIDE INC	$105,000	-54.3%	1,769	-50.0%	0.05%	-23.8%
WYND	Sell	WYNDHAM WORLDWIDE CORP	$103,000	-50.5%	1,412	-50.0%	0.05%	-15.8%
LQD	Sell	ISHARESiboxx inv cp etf	$104,000	-64.6%	892	-65.3%	0.05%	-40.7%
CB	Sell	CHUBB CORP	$104,000	-54.0%	1,165	-50.0%	0.05%	-22.6%
PX	Sell	PRAXAIR INC	$105,000	-49.5%	800	-50.0%	0.05%	-15.8%
NYV	New	NUVEEN NEW YORK MUN VALUE FD	$99,000	–	7,100	+100.0%	0.05%	–
CMCSK	Sell	COMCAST CORP NEWcl a spl	$93,000	-51.1%	1,909	-50.0%	0.04%	-17.3%
A309PS	Sell	DIRECTV	$94,000	-44.7%	1,234	-50.0%	0.04%	-8.5%
ESRX	Sell	EXPRESS SCRIPTS HLDG CO	$94,000	-46.6%	1,258	-50.0%	0.04%	-10.4%
VPU	Sell	VANGUARD WORLD FDSutilities etf	$91,000	-45.2%	1,000	-50.0%	0.04%	-8.7%
EMB	Sell	ISHARESjp mor em mk etf	$92,000	-54.9%	829	-56.0%	0.04%	-25.0%
HSNI	Sell	HSN INC	$90,000	-52.1%	1,514	-50.0%	0.04%	-19.2%
IWV	Sell	ISHARESrussell 3000 etf	$90,000	-49.4%	800	-50.0%	0.04%	-14.3%
IWC	Sell	ISHARESmicro-cap etf	$89,000	-50.6%	1,150	-52.1%	0.04%	-16.3%
NSC	Sell	NORFOLK SOUTHERN CORP	$87,000	-48.2%	900	-50.0%	0.04%	-13.0%
SCHZ	New	SCHWAB STRATEGIC TRus aggregate b	$85,000	–	1,670	+100.0%	0.04%	–
FMC	Sell	F M C CORP	$81,000	-60.7%	1,063	-60.9%	0.04%	-35.1%
BBT	Sell	BB&T CORP	$80,000	-46.7%	2,000	-50.0%	0.04%	-9.8%
CHD	Sell	CHURCH & DWIGHT INC	$80,000	-47.4%	1,153	-50.0%	0.04%	-11.9%
AGG	Buy	ISHAREScore totusbd etf	$78,000	+550.0%	720	+554.5%	0.04%	+1100.0%
CLX	Sell	CLOROX CO DEL	$79,000	-52.4%	900	-50.0%	0.04%	-21.7%
WRE	Sell	WASHINGTON REAL ESTATE INVTsh ben int	$78,000	-48.7%	3,250	-50.0%	0.04%	-14.3%
PNM	Sell	PNM RES INC	$79,000	-55.1%	2,934	-59.6%	0.04%	-25.0%
ROST	Sell	ROSS STORES INC	$78,000	-62.9%	1,096	-60.7%	0.04%	-37.9%
UTX	Sell	UNITED TECHNOLOGIES CORP	$76,000	-48.6%	654	-50.0%	0.04%	-14.6%
CL	Sell	COLGATE PALMOLIVE CO	$76,000	-40.6%	1,179	-39.8%	0.04%	0.0%
SPMD	Sell	SPDR SERIES TRUST	$76,000	-7.3%	900	-10.0%	0.04%	+52.2%
HSC	Sell	HARSCO CORP	$73,000	-58.0%	3,100	-50.0%	0.03%	-29.2%
ABBV	Sell	ABBVIE INC	$72,000	-51.4%	1,400	-50.0%	0.03%	-19.5%
XRAY	Sell	DENTSPLY INTL INC NEW	$69,000	-52.7%	1,500	-50.0%	0.03%	-20.0%
T	Sell	AT&T INC	$67,000	-50.0%	1,912	-50.0%	0.03%	-16.2%
VXF	Sell	VANGUARD INDEX FDSextend mkt etf	$68,000	-48.5%	800	-50.0%	0.03%	-13.9%
SNI	Sell	SCRIPPS NETWORKS INTERACT IN	$65,000	-69.9%	854	-65.9%	0.03%	-49.2%
ATHN	Sell	ATHENAHEALTH INC	$64,000	-40.7%	400	-50.0%	0.03%	0.0%
NNJ	Sell	NUVEEN NJ PREM INCOME MUN FD	$62,000	-20.5%	4,500	-25.0%	0.03%	+38.1%
VT	Sell	VANGUARD INTL EQUITY INDEX Ftt wrld st etf	$61,000	-50.0%	1,030	-50.0%	0.03%	-15.2%
CEW	Sell	WISDOMTREE TRemerg cur str fd	$61,000	-49.2%	3,000	-50.0%	0.03%	-15.2%
COST	Sell	COSTCO WHSL CORP NEW	$60,000	-69.7%	535	-68.0%	0.03%	-48.1%
NU	Sell	NORTHEAST UTILS	$60,000	-65.5%	1,312	-67.9%	0.03%	-41.7%
SPIB	Sell	SPDR SERIES TRUSTintr trm corp bd	$61,000	-67.6%	1,800	-67.9%	0.03%	-46.2%
ACWI	Sell	ISHARESmsci acwi etf	$59,000	-24.4%	1,010	-24.6%	0.03%	+28.6%
PFE	New	PFIZER INC	$58,000	–	1,791	+100.0%	0.03%	–
VB	Sell	VANGUARD INDEX FDSsmall cp etf	$59,000	-49.1%	525	-50.0%	0.03%	-15.6%
CAH	Sell	CARDINAL HEALTH INC	$59,000	-51.6%	840	-54.1%	0.03%	-18.2%
MON	Sell	MONSANTO CO NEW	$57,000	-69.4%	498	-68.8%	0.03%	-49.0%
HSH	Sell	HILLSHIRE BRANDS CO	$56,000	-45.1%	1,512	-50.0%	0.03%	-7.1%
CMF	Sell	ISHAREScali amt-fre etf	$57,000	-47.2%	500	-50.0%	0.03%	-13.3%
NNP	New	NUVEEN NY PERFORM PLUS MUN F	$56,000	–	4,000	+100.0%	0.03%	–
ABT	Sell	ABBOTT LABS	$55,000	-50.0%	1,426	-50.0%	0.02%	-16.7%
VBR	Sell	VANGUARD INDEX FDSsm cp val etf	$55,000	-32.9%	543	-36.1%	0.02%	+8.7%
LEN	Sell	LENNAR CORPcl a	$52,000	-50.0%	1,309	-50.0%	0.02%	-17.2%
EEML	Sell	ISHARES TRmsci emk lat etf	$51,000	-50.0%	1,200	-50.0%	0.02%	-14.3%
VXUS	Sell	VANGUARD STAR FDvg tl intl stk f	$52,000	-50.0%	1,000	-50.0%	0.02%	-17.2%
RWX	Sell	SPDR INDEX SHS FDSdj intl rl etf	$50,000	-13.8%	1,210	-13.6%	0.02%	+43.8%
ITW	Sell	ILLINOIS TOOL WKS INC	$49,000	-51.0%	600	-50.0%	0.02%	-14.8%
BAC	Sell	BANK OF AMERICA CORPORATION	$50,000	-55.4%	2,900	-59.7%	0.02%	-25.8%
IYY	Sell	ISHARESdow jones us etf	$49,000	-49.0%	516	-50.0%	0.02%	-11.5%
C	Sell	CITIGROUP INC	$48,000	-54.7%	1,015	-50.0%	0.02%	-24.1%
CVS	Sell	CVS CAREMARK CORPORATION	$45,000	-47.7%	600	-50.0%	0.02%	-12.5%
IWF	Sell	ISHARESrus 1000 grw etf	$43,000	-50.0%	500	-50.0%	0.02%	-16.7%
VTV	Sell	VANGUARD INDEX FDSvalue etf	$43,000	-2.3%	553	-4.0%	0.02%	+66.7%
DD	Sell	DU PONT E I DE NEMOURS & CO	$44,000	-4.3%	657	-5.6%	0.02%	+53.8%
PM	Sell	PHILIP MORRIS INTL INC	$41,000	-53.4%	500	-50.0%	0.02%	-20.8%
MDLZ	Sell	MONDELEZ INTL INCcl a	$42,000	-51.2%	1,222	-50.0%	0.02%	-20.8%
JPM	Sell	JPMORGAN CHASE & CO	$42,000	-48.8%	700	-50.0%	0.02%	-17.4%
ABC	Sell	AMERISOURCEBERGEN CORP	$39,000	-53.6%	600	-50.0%	0.02%	-21.7%
EMCB	Sell	WISDOMTREE TRwsdm emktbd fd	$40,000	-50.0%	540	-50.0%	0.02%	-18.2%
IJJ	Sell	ISHARESs&p mc 400vl etf	$36,000	-48.6%	300	-50.0%	0.02%	-10.5%
SDY	Sell	SPDR SERIES TRUSTs&p divid etf	$37,000	-48.6%	498	-50.0%	0.02%	-15.0%
MDY	New	SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp	$34,000	–	137	+100.0%	0.02%	–
ZBH	Sell	ZIMMER HLDGS INC	$35,000	-48.5%	365	-50.0%	0.02%	-15.8%
PAA	Sell	PLAINS ALL AMERN PIPELINE Lunit ltd partn	$33,000	-46.8%	600	-50.0%	0.02%	-11.8%
PCOM	Sell	POINTS INTL LTD	$33,000	-50.0%	1,300	-50.0%	0.02%	-16.7%
AES	Sell	AES CORP	$31,000	-51.6%	2,200	-50.0%	0.01%	-22.2%
GOOGL	Sell	GOOGLE INCcl a	$30,000	-50.0%	27	-50.0%	0.01%	-12.5%
IDX	Sell	MARKET VECTORS ETF TRindonesia etf	$30,000	-42.3%	1,200	-50.0%	0.01%	0.0%
MCD	Sell	MCDONALDS CORP	$31,000	-50.0%	316	-50.0%	0.01%	-17.6%
VPL	Sell	VANGUARD INTL EQUITY INDEX Fmega cap gro etf	$30,000	-51.6%	500	-50.0%	0.01%	-17.6%
LLY	Sell	LILLY ELI & CO	$29,000	-42.0%	490	-50.0%	0.01%	-7.1%
KMB	Sell	KIMBERLY CLARK CORP	$29,000	-48.2%	265	-50.0%	0.01%	-13.3%
SBUX	New	STARBUCKS CORP	$29,000	–	400	+100.0%	0.01%	–
SPY	Sell	SPDR S&P 500 ETF TRput	$28,000	-44.0%	44,000	-30.2%	0.01%	-7.1%
TRIP	Sell	TRIPADVISOR INC	$27,000	-46.0%	300	-50.0%	0.01%	-14.3%
CMP	Sell	COMPASS MINERALS INTL INC	$27,000	-48.1%	325	-50.0%	0.01%	-14.3%
KRFT	Sell	KRAFT FOODS GROUP INC	$23,000	-47.7%	407	-50.0%	0.01%	-8.3%
BOBE	Sell	BOB EVANS FARMS INC	$24,000	-50.0%	475	-50.0%	0.01%	-15.4%
FMAT	New	FIDELITYmsci matls index	$24,000	–	887	+100.0%	0.01%	–
VOE	New	VANGUARD INDEX FDSmcap vl idxvip	$22,000	–	264	+100.0%	0.01%	–
XLP	Sell	SELECT SECTOR SPDR TRsbi cons stpls	$22,000	-50.0%	510	-50.0%	0.01%	-16.7%
VOT	New	VANGUARD INDEX FDSmcap gr idxvip	$19,000	–	206	+100.0%	0.01%	–
CNX	Sell	CONSOL ENERGY INC	$20,000	-47.4%	500	-50.0%	0.01%	-10.0%
NEE	Sell	NEXTERA ENERGY INC	$19,000	-44.1%	200	-50.0%	0.01%	0.0%
IJK	Sell	ISHARESs&p mc 400gr etf	$19,000	-50.0%	124	-50.0%	0.01%	-10.0%
CMCSA	Sell	COMCAST CORP NEWcl a	$20,000	-33.3%	393	-32.9%	0.01%	+12.5%
DRE	Sell	DUKE REALTY CORP	$20,000	-44.4%	1,200	-50.0%	0.01%	-10.0%
MO	Sell	ALTRIA GROUP INC	$19,000	-50.0%	500	-50.0%	0.01%	-10.0%
GWX	Sell	SPDR INDEX SHS FDSs&p intl smlcp	$17,000	-50.0%	500	-50.0%	0.01%	-11.1%
AMP	Sell	AMERIPRISE FINL INC	$17,000	-52.8%	156	-50.0%	0.01%	-20.0%
EQIX	New	EQUINIX INC	$18,000	–	100	+100.0%	0.01%	–
DBU	New	WISDOMTREE TRglb ex us util	$17,000	–	850	+100.0%	0.01%	–
LUK	Sell	LEUCADIA NATL CORP	$17,000	-50.0%	600	-50.0%	0.01%	-11.1%
DE	Sell	DEERE & CO	$18,000	-50.0%	200	-50.0%	0.01%	-20.0%
FXH	Sell	FIRST TR EXCHANGE TRADED FDhlth care alph	$17,000	-46.9%	342	-50.0%	0.01%	-11.1%
DWX	Sell	SPDR INDEX SHS FDSs&p intl etf	$15,000	-46.4%	300	-50.0%	0.01%	-12.5%
FXG	Sell	FIRST TR EXCHANGE TRADED FDconsumr staple	$15,000	-46.4%	394	-50.0%	0.01%	-12.5%
GBAB	New	GUGGENHEIM BLD AMR BDS MANG	$16,000	–	750	+100.0%	0.01%	–
AXP	Sell	AMERICAN EXPRESS CO	$15,000	-50.0%	167	-50.0%	0.01%	-12.5%
SCHH	New	SCHWAB STRATEGIC TRus reit etf	$16,000	–	468	+100.0%	0.01%	–
FXD	Sell	FIRST TR EXCHANGE TRADED FDconsumr discre	$15,000	-50.0%	468	-50.0%	0.01%	-12.5%
CA	Sell	CA INC	$16,000	-55.6%	528	-50.0%	0.01%	-30.0%
HON	Sell	HONEYWELL INTL INC	$15,000	-50.0%	167	-50.0%	0.01%	-12.5%
XLE	Sell	SELECT SECTOR SPDR TRsbi int-energy	$15,000	-50.0%	166	-50.0%	0.01%	-12.5%
DOL	New	WISDOMTREE TRintl lrgcap dv	$13,000	–	250	+100.0%	0.01%	–
HEIA	Sell	HEICO CORP NEWcl a	$14,000	-46.2%	312	-50.0%	0.01%	-14.3%
IVW	Sell	ISHARESs&p 500 grwt etf	$12,000	-50.0%	120	-50.0%	0.01%	-14.3%
APD	New	AIR PRODS & CHEMS INC	$12,000	–	100	+100.0%	0.01%	–
QCOM	New	QUALCOMM INC	$14,000	–	175	+100.0%	0.01%	–
RWO	Sell	SPDR INDEX SHS FDSdj glb rl es etf	$12,000	-50.0%	285	-50.0%	0.01%	-14.3%
TEX	Sell	TEREX CORP NEW	$13,000	-50.0%	300	-50.0%	0.01%	-14.3%
BND	Buy	VANGUARD BD INDEX FD INCtotal bnd mrkt	$12,000	+200.0%	145	+262.5%	0.01%	+500.0%
WFC	Sell	WELLS FARGO & CO NEW	$10,000	-44.4%	200	-50.0%	0.01%	0.0%
DNP	Sell	DNP SELECT INCOME FD	$10,000	-44.4%	1,000	-50.0%	0.01%	0.0%
AGN	Sell	ALLERGAN INC	$10,000	-44.4%	80	-50.0%	0.01%	0.0%
DOW	Sell	DOW CHEM CO	$10,000	-44.4%	209	-50.0%	0.01%	0.0%
FRI	Sell	FIRST TR S&P REIT INDEX FD	$11,000	-78.0%	581	-79.7%	0.01%	-64.3%
GLRE	New	GREENLIGHT CAPITAL RE LTDclass a	$10,000	–	300	+100.0%	0.01%	–
EWJ	Sell	ISHARESmsci japan etf	$11,000	-54.2%	1,000	-50.0%	0.01%	-28.6%
GSK	Sell	GLAXOSMITHKLINE PLCsponsored adr	$10,000	-50.0%	182	-50.0%	0.01%	0.0%
	New	HERTZ GLOBAL HOLDINGS INCnote 5.250% 6/0	$10,000	–	3,000	+100.0%	0.01%	–
PPL	Sell	PPL CORP	$10,000	-44.4%	298	-50.0%	0.01%	0.0%
LTBR	Sell	LIGHTBRIDGE CORP	$11,000	-8.3%	4,234	-50.0%	0.01%	+66.7%
COH	Sell	COACH INC	$10,000	-54.5%	200	-50.0%	0.01%	-16.7%
SDS	New	PROSHARES TR	$9,000	–	300	+100.0%	0.00%	–
CPB	Sell	CAMPBELL SOUP CO	$9,000	-50.0%	200	-50.0%	0.00%	-20.0%
COO	Sell	COOPER COS INC	$9,000	-43.8%	68	-50.0%	0.00%	0.0%
EMN	Sell	EASTMAN CHEM CO	$8,000	-50.0%	98	-50.0%	0.00%	0.0%
EPD	Sell	ENTERPRISE PRODS PARTNERS L	$9,000	-43.8%	125	-50.0%	0.00%	0.0%
FBT	Sell	FIRST TR EXCHANGE TRADED FDny arca biotech	$8,000	-42.9%	103	-50.0%	0.00%	0.0%
FDN	Sell	FIRST TR EXCHANGE TRADED FDdj internt idx	$9,000	-50.0%	150	-50.0%	0.00%	-20.0%
IGE	New	ISHARESna nat res	$8,000	–	190	+100.0%	0.00%	–
IDU	Sell	ISHARESu.s. utilits etf	$8,000	-42.9%	77	-50.0%	0.00%	0.0%
MAS	Sell	MASCO CORP	$8,000	-50.0%	344	-50.0%	0.00%	0.0%
RYN	Sell	RAYONIER INC	$9,000	-85.0%	201	-85.7%	0.00%	-75.0%
XLV	Sell	SELECT SECTOR SPDR TRsbi healthcare	$9,000	-43.8%	150	-50.0%	0.00%	0.0%
WFT	Sell	WEATHERFORD INTERNATIONAL LT	$9,000	-43.8%	500	-50.0%	0.00%	0.0%
VEA	New	VANGUARD TAX MANAGED INTL FDftse dev mkt etf	$7,000	–	164	+100.0%	0.00%	–
HBANP	Sell	HUNTINGTON BANCSHARES INCpfd conv ser a	$7,000	-41.7%	5	-50.0%	0.00%	0.0%
ETP	Sell	ENERGY TRANSFER PRTNRS L Punit ltd partn	$6,000	-50.0%	111	-50.0%	0.00%	0.0%
MET	Sell	METLIFE INC	$6,000	-57.1%	123	-50.0%	0.00%	-25.0%
FCX	Sell	FREEPORT-MCMORAN COPPER & GO	$7,000	-56.2%	200	-50.0%	0.00%	-25.0%
FXU	Sell	FIRST TR EXCHANGE TRADED FDutilities alph	$6,000	-40.0%	248	-50.0%	0.00%	0.0%
FXR	Sell	FIRST TR EXCHANGE TRADED FDindls prod dur	$7,000	-50.0%	246	-50.0%	0.00%	-25.0%
FXO	Sell	FIRST TR EXCHANGE TRADED FDfinls alphadex	$7,000	-50.0%	306	-50.0%	0.00%	-25.0%
QQXT	Sell	FIRST TR EXCHANGE TRADED FDnasdaq 100 ex	$7,000	-50.0%	190	-50.0%	0.00%	-25.0%
STT	Sell	STATE STR CORP	$6,000	-57.1%	90	-50.0%	0.00%	-25.0%
FIW	Sell	FIRST TR ISE WATER INDEX FD	$7,000	-50.0%	198	-50.0%	0.00%	-25.0%
EGPT	Sell	MARKET VECTORS ETF TRegypt indx etf	$7,000	-30.0%	100	-50.0%	0.00%	0.0%
AMZN	Sell	AMAZON COM INC	$7,000	-56.2%	21	-50.0%	0.00%	-25.0%
INTC	Sell	INTEL CORP	$6,000	-50.0%	224	-50.0%	0.00%	0.0%
CLNT	New	CLEANTECH SOLUTIONS INTL INC	$6,000	–	1,000	+100.0%	0.00%	–
AIG	New	AMERICAN INTL GROUP INC	$5,000	–	105	+100.0%	0.00%	–
FNGN	Sell	FINANCIAL ENGINES INC	$5,000	-64.3%	101	-50.0%	0.00%	-50.0%
CCL	Sell	CARNIVAL CORPpaired ctf	$4,000	-50.0%	100	-50.0%	0.00%	0.0%
FTR	Sell	FRONTIER COMMUNICATIONS CORP	$4,000	-50.0%	760	-50.0%	0.00%	0.0%
ESBA	New	EMPIRE ST RLTY OP L Punit ltd prtnsp	$4,000	–	286	+100.0%	0.00%	–
RWT	Sell	REDWOOD TR INC	$4,000	-50.0%	200	-50.0%	0.00%	0.0%
TXRH	New	TEXAS ROADHOUSE INC	$5,000	–	200	+100.0%	0.00%	–
THLD	Sell	THRESHOLD PHARMACEUTICAL INC	$5,000	-50.0%	1,000	-50.0%	0.00%	-33.3%
PRU	Sell	PRUDENTIAL FINL INC	$4,000	-60.0%	53	-50.0%	0.00%	-33.3%
PDFS	Sell	PDF SOLUTIONS INC	$5,000	-58.3%	250	-50.0%	0.00%	-33.3%
FFR	Sell	FIRST TR FTSE EPRA/NAREIT DE	$5,000	-50.0%	124	-50.0%	0.00%	-33.3%
K	Sell	KELLOGG CO	$2,000	0.0%	31	-35.4%	0.00%	0.0%
TWX	Sell	TIME WARNER INC	$3,000	-50.0%	50	-50.0%	0.00%	-50.0%
MUR	Sell	MURPHY OIL CORP	$2,000	-50.0%	30	-50.0%	0.00%	0.0%
WMT	Sell	WAL-MART STORES INCput	$2,000	-50.0%	1,700	-73.4%	0.00%	0.0%
NFX	Sell	NEWFIELD EXPL CO	$3,000	-25.0%	100	-50.0%	0.00%	0.0%
WAG	Sell	WALGREEN COput	$3,000	+50.0%	3,000	-31.8%	0.00%	0.0%
TSL	Sell	TRINA SOLAR LIMITEDspon adr	$3,000	-50.0%	200	-50.0%	0.00%	-50.0%
MSI	New	MOTOROLA SOLUTIONS INC	$3,000	–	42	+100.0%	0.00%	–
COP	Sell	CONOCOPHILLIPS	$2,000	-50.0%	23	-50.0%	0.00%	0.0%
SDS	New	PROSHARES TRcall	$3,000	–	1,000	+100.0%	0.00%	–
CIM	Sell	CHIMERA INVT CORP	$2,000	-50.0%	500	-50.0%	0.00%	0.0%
LOW	Sell	LOWES COS INC	$2,000	-50.0%	50	-50.0%	0.00%	0.0%
TMHC	New	TAYLOR MORRISON HOME CORPcl a	$2,000	–	100	+100.0%	0.00%	–
BAXSQ	New	BAXANO SURGICAL INC	$2,000	–	2,000	+100.0%	0.00%	–
APA	Sell	APACHE CORP	$3,000	-50.0%	36	-50.0%	0.00%	-50.0%
IVE	Sell	ISHARESs&p 500 val etf	$2,000	-50.0%	25	-50.0%	0.00%	0.0%
ONVO	Sell	ORGANOVO HLDGS INC	$3,000	-62.5%	360	-50.0%	0.00%	-50.0%
	New	ALLEGHENY TECHNOLOGIES INCnote 4.250% 6/0	$3,000	–	3,000	+100.0%	0.00%	–
NOC	Sell	NORTHROP GRUMMAN CORP	$2,000	-50.0%	16	-50.0%	0.00%	0.0%
HSBCPRA	New	HSBC HLDGS PLCadr a 1/40pf a	$3,000	–	100	+100.0%	0.00%	–
SGRP	Sell	SPAR GROUP INC	$2,000	-50.0%	1,200	-50.0%	0.00%	0.0%
FMX	Sell	FOMENTO ECONOMICO MEXICANO Sspon adr units	$2,000	-50.0%	18	-50.0%	0.00%	0.0%
4305PS	New	ALCATEL-LUCENTsponsored adr	$0	–	26	+100.0%	0.00%	–
PSX	Sell	PHILLIPS 66	$1,000	-50.0%	11	-50.0%	0.00%	-100.0%
STLD	Sell	STEEL DYNAMICS INC	$1,000	-50.0%	73	-50.0%	0.00%	-100.0%
SGY	Sell	STONE ENERGY CORP	$1,000	-50.0%	30	-50.0%	0.00%	-100.0%
SPNV	Sell	SUPERIOR ENERGY SVCS INC	$1,000	-50.0%	35	-50.0%	0.00%	-100.0%
NCR	Sell	NCR CORP NEW	$1,000	-50.0%	22	-50.0%	0.00%	-100.0%
MUSA	New	MURPHY USA INC	$0	–	7	+100.0%	0.00%	–
TRV	Sell	TRAVELERS COMPANIES INC	$0	-100.0%	5	-92.9%	0.00%	-100.0%
UQM	New	UQM TECHNOLOGIES INC	$1,000	–	200	+100.0%	0.00%	–
X	New	UNITED STATES STL CORP NEW	$0	–	7	+100.0%	0.00%	–
MTW	Sell	MANITOWOC INC	$1,000	-50.0%	45	-50.0%	0.00%	-100.0%
LVLT	New	LEVEL 3 COMMUNICATIONS INC	$0	–	4	+100.0%	0.00%	–
KMI	Sell	KINDER MORGAN INC DEL	$0	-100.0%	14	-50.0%	0.00%	-100.0%
IGD	New	ING GLOBAL EQTY DIV & PREM O	$0	–	12	+100.0%	0.00%	–
HII	New	HUNTINGTON INGALLS INDS INC	$0	–	2	+100.0%	0.00%	–
HES	Sell	HESS CORP	$1,000	-50.0%	16	-50.0%	0.00%	-100.0%
FSTO	New	FOREST OIL CORP	$0	–	31	+100.0%	0.00%	–
VZ	Sell	VERIZON COMMUNICATIONS INC	$1,000	-50.0%	30	-50.0%	0.00%	-100.0%
VIAB	Sell	VIACOM INC NEWcl b	$1,000	-50.0%	11	-50.0%	0.00%	-100.0%
EW	New	EDWARDS LIFESCIENCES CORP	$0	–	2	+100.0%	0.00%	–
WLTGQ	Sell	WALTER ENERGY INC	$0	-100.0%	39	-50.0%	0.00%	-100.0%
WAC	New	WALTER INVT MGMT CORP	$0	–	14	+100.0%	0.00%	–
DVN	Sell	DEVON ENERGY CORP NEW	$1,000	-50.0%	20	-50.0%	0.00%	-100.0%
CNW	Sell	CON-WAY INC	$1,000	-50.0%	33	-50.0%	0.00%	-100.0%
KO	Sell	COCA COLA COput	$1,000	0.0%	3,000	-25.0%	0.00%	–
CLX	Sell	CLOROX CO DELput	$0	-100.0%	1,000	-50.0%	0.00%	-100.0%
CSCO	Sell	CISCO SYS INC	$1,000	-50.0%	40	-50.0%	0.00%	-100.0%
CX	New	CEMEX SAB DE CVspon adr new	$0	–	6	+100.0%	0.00%	–
CBS	Sell	CBS CORP NEWcl b	$1,000	-50.0%	11	-50.0%	0.00%	-100.0%
BDJ	New	BLACKROCK ENHANCED EQT DIV T	$0	–	14	+100.0%	0.00%	–
BP	New	BP PLCsponsored adr	$0	–	2	+100.0%	0.00%	–
WPX	Sell	WPX ENERGY INC	$0	-100.0%	26	-50.0%	0.00%	-100.0%
AIGWS	New	AMERICAN INTL GROUP INC*w exp 01/19/202	$0	–	2	+100.0%	0.00%	–
ZTS	New	ZOETIS INCcl a	$1,000	–	28	+100.0%	0.00%	–
ESV	Sell	ENSCO PLC	$1,000	-75.0%	27	-50.0%	0.00%	-100.0%
NBR	New	NABORS INDUSTRIES LTD	$1,000	–	28	+100.0%	0.00%	–
WMT	Exit	WAL-MART STORES INCcall	$0	–	-1,500	-100.0%	0.00%	–
GIGM	New	GIGAMEDIA LTDord	$0	–	200	+100.0%	0.00%	–
C	Exit	CITIGROUP INCcall	$0	–	-1,000	-100.0%	0.00%	–
PCL	Exit	PLUM CREEK TIMBER CO INCcall	$0	–	-2,000	-100.0%	0.00%	–
WY	Exit	WEYERHAEUSER COcall	$0	–	-2,000	-100.0%	0.00%	–
CNX	Exit	CONSOL ENERGY INCcall	$0	–	-500	-100.0%	0.00%	–
AMGN	Exit	AMGEN INCcall	$0	–	-800	-100.0%	0.00%	–
IBM	Exit	INTERNATIONAL BUSINESS MACHScall	$0	–	-1,000	-100.0%	0.00%	–
KO	Exit	COCA COLA COcall	$0	–	-2,500	-100.0%	0.00%	–
PEP	Exit	PEPSICO INCcall	$0	–	-1,300	-100.0%	-0.00%	–
WLL	Exit	WHITING PETE CORP NEW	$0	–	-76	-100.0%	-0.00%	–
LEN	Exit	LENNAR CORPcall	$0	–	-1,000	-100.0%	-0.00%	–
WDC	Exit	WESTERN DIGITAL CORPcall	$0	–	-800	-100.0%	-0.00%	–
ROST	Exit	ROSS STORES INCcall	$0	–	-700	-100.0%	-0.00%	–
GTATQ	Exit	GT ADVANCED TECHNOLOGIES INC	$0	–	-400	-100.0%	-0.00%	–
BAC	Exit	BANK OF AMERICA CORPORATIONcall	$0	–	-2,400	-100.0%	-0.00%	–
UNTCQ	Exit	UNIT CORP	$0	–	-78	-100.0%	-0.00%	–
EXTR	Exit	EXTREME NETWORKS INC	$0	–	-400	-100.0%	-0.00%	–
GILD	Exit	GILEAD SCIENCES INCcall	$0	–	-1,000	-100.0%	-0.00%	–
PCY	Exit	POWERSHARES GLOBAL ETF TRUSTsovereign debt	$0	–	-770	-100.0%	-0.01%	–
EEM	Exit	ISHAREScall	$0	–	-17,900	-100.0%	-0.01%	–
DCT	Exit	DCT INDUSTRIAL TRUST INC	$0	–	-2,298	-100.0%	-0.01%	–
TMO	Exit	THERMO FISHER SCIENTIFIC INC	$0	–	-278	-100.0%	-0.01%	–
AAPL	Exit	APPLE INCcall	$0	–	-800	-100.0%	-0.01%	–
POT	Exit	POTASH CORP SASK INC	$0	–	-3,200	-100.0%	-0.03%	–
CM	Exit	CDN IMPERIAL BK OF COMMERCE	$0	–	-1,300	-100.0%	-0.03%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2014-05-02

Signatures

The EDGAR filing(s) were signed by:

Ian Yankwitt — CCO

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
ISHARES TR	44	Q3 2023	18.3%
SPDR S&P 500 ETF TR	44	Q3 2023	4.9%
ISHARES TR	44	Q3 2023	4.3%
NUVEEN NY DIVID ADVNTG MUN F	44	Q3 2023	7.2%
ISHARES TR	44	Q3 2023	2.2%
VANGUARD SCOTTSDALE FDS	44	Q3 2023	4.2%
ISHARES TR	44	Q3 2023	1.9%
SPDR DOW JONES INDL AVRG ETF	44	Q3 2023	2.8%
VANGUARD INTL EQUITY INDEX F	44	Q3 2023	1.8%
VANGUARD INTL EQUITY INDEX F	44	Q3 2023	1.4%

View Tortoise Investment Management, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Tortoise Investment Management, LLC Q1 2014 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FUND TRUST	January 07, 2021	330,552	1.8%
STONE RIDGE TRUST	December 11, 2020	571,715	10.5%
Tortoise Investment Management, LLC^{Sold out}	January 09, 2019	0	0.0%
MARKET VECTORS ETF TRUST	February 13, 2015	163,919	5.3%
NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND	February 13, 2015	470,295	5.1%
NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2	February 13, 2015	807,057	12.4%
PowerShares Exchange-Traded Fund Trust II	February 13, 2015	105,996	5.4%
PIMCO ETF Trust	September 09, 2014	1,000	0.0%
SPDR SERIES TRUST	February 13, 2014	70,952	8.9%

View Tortoise Investment Management, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-09
13F-HR/A	2024-02-29
13F-HR	2024-02-08
13F-HR	2023-11-09
13F-HR	2023-08-07
13F-HR	2023-05-09
13F-HR	2023-02-03
13F-HR	2022-11-04
13F-HR	2022-08-03
13F-HR	2022-05-06

View Tortoise Investment Management, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

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