$166 Million is the total value of Tortoise Investment Management, LLC's 364 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 37.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWB | Sell | ISHARESrus 1000 etf | $6,031,000 | +0.9% | 64,041 | -3.7% | 3.64% | -7.8% |
| JNK | Sell | SPDR SERIES TRUSTbrc hgh yld bd | $5,040,000 | +0.3% | 126,487 | -0.6% | 3.04% | -8.3% |
| EFA | Sell | ISHARESmsci eafe etf | $4,439,000 | +8.2% | 69,575 | -2.8% | 2.68% | -1.1% |
| EEM | Sell | ISHARESmsci emg mkt etf | $4,389,000 | -1.3% | 107,695 | -6.7% | 2.65% | -9.7% |
| DIA | Sell | SPDR DOW JONES INDL AVRG ETFut ser 1 | $3,857,000 | -1.2% | 25,541 | -2.8% | 2.33% | -9.6% |
| TFI | Sell | SPDR SERIES TRUSTnuvn brcly muni | $3,523,000 | -0.3% | 154,250 | -0.2% | 2.13% | -8.8% |
| MUB | Sell | ISHARESnat amt free bd | $3,044,000 | -38.1% | 29,134 | -37.8% | 1.84% | -43.4% |
| IEMG | Sell | ISHARES INCcore msci emkt | $3,029,000 | +1.4% | 62,269 | -4.0% | 1.83% | -7.3% |
| IEFA | Sell | ISHARES TRcore msci eafe | $2,845,000 | +5.7% | 49,358 | -5.7% | 1.72% | -3.4% |
| IJR | Sell | ISHAREScore s&p scp etf | $2,757,000 | +3.6% | 27,622 | -6.2% | 1.66% | -5.3% |
| SCZ | Sell | ISHARESeafe sml cp etf | $2,731,000 | +10.4% | 56,299 | -4.6% | 1.65% | +0.9% |
| AUNZ | Sell | WISDOMTREE TRaust new zeal db | $2,346,000 | +2.8% | 114,462 | -1.7% | 1.42% | -6.0% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $2,119,000 | +0.6% | 18,668 | -0.8% | 1.28% | -8.1% |
| JMF | Sell | NUVEEN ENERGY MLP TOTL RTRNF | $1,899,000 | -18.4% | 101,517 | -4.0% | 1.15% | -25.5% |
| AAPL | Sell | APPLE INC | $1,796,000 | -34.0% | 3,767 | -45.1% | 1.08% | -39.7% |
| SPSB | Sell | SPDR SERIES TRUSTbarc sht tr cp | $1,513,000 | -72.5% | 49,208 | -72.6% | 0.91% | -74.9% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $1,215,000 | -59.4% | 15,265 | -59.6% | 0.73% | -62.8% |
| NYF | Sell | ISHARESny amtfre mu etf | $1,103,000 | -16.2% | 10,636 | -15.7% | 0.67% | -23.4% |
| XOM | Sell | EXXON MOBIL CORP | $926,000 | -15.4% | 10,758 | -11.2% | 0.56% | -22.7% |
| IWM | Sell | ISHARESrussell 2000 etf | $868,000 | +0.7% | 8,143 | -8.4% | 0.52% | -7.9% |
| XLU | Sell | SELECT SECTOR SPDR TRsbi int-utils | $591,000 | -45.1% | 15,803 | -44.8% | 0.36% | -49.8% |
| JNJ | Sell | JOHNSON & JOHNSON | $470,000 | -11.7% | 5,425 | -12.4% | 0.28% | -19.1% |
| VNQ | Sell | VANGUARD INDEX FDSreit etf | $435,000 | -24.5% | 6,583 | -21.4% | 0.26% | -30.8% |
| IGSB | Sell | ISHARES1-3 yr cr bd etf | $421,000 | -65.1% | 3,995 | -65.2% | 0.25% | -68.1% |
| VCIT | Sell | VANGUARD SCOTTSDALE FDSint-term corp | $410,000 | -48.6% | 4,910 | -48.9% | 0.25% | -52.9% |
| MRK | Sell | MERCK & CO INC NEW | $357,000 | +1.7% | 7,492 | -0.8% | 0.22% | -6.9% |
| EWX | Sell | SPDR INDEX SHS FDSs&p emktsc etf | $337,000 | -2.3% | 7,400 | -5.7% | 0.20% | -11.0% |
| EMB | Sell | ISHARESjp mor em mk etf | $299,000 | -31.9% | 2,741 | -31.6% | 0.18% | -37.6% |
| AMLP | Sell | ALPS ETF TRalerian mlp | $252,000 | -11.6% | 14,350 | -10.0% | 0.15% | -19.1% |
| SCHE | Sell | SCHWAB STRATEGIC TRemrg mkteq etf | $242,000 | +5.2% | 9,849 | -0.1% | 0.15% | -3.9% |
| VDC | Sell | VANGUARD WORLD FDSconsum stp etf | $233,000 | -13.7% | 2,244 | -15.1% | 0.14% | -20.8% |
| EEMS | Sell | ISHARESem mkt sm-cp etf | $231,000 | -26.7% | 4,990 | -29.9% | 0.14% | -33.2% |
| VNQI | Sell | VANGUARD INTL EQUITY INDEX Fglb ex us etf | $227,000 | -30.4% | 4,000 | -34.4% | 0.14% | -36.3% |
| VV | Sell | VANGUARD INDEX FDSlarge cap etf | $220,000 | -13.4% | 2,840 | -17.8% | 0.13% | -20.8% |
| IDV | Sell | ISHARESintl sel div etf | $217,000 | +6.4% | 5,995 | -6.5% | 0.13% | -3.0% |
| ELD | Sell | WISDOMTREE TRem lcl debt fd | $216,000 | -20.9% | 4,580 | -19.4% | 0.13% | -27.8% |
| SCHC | Sell | SCHWAB STRATEGIC TRintl sceqt etf | $116,000 | 0.0% | 3,760 | -12.1% | 0.07% | -9.1% |
| GILD | Sell | GILEAD SCIENCES INC | $113,000 | -8.1% | 1,800 | -25.0% | 0.07% | -16.0% |
| SPIB | Sell | SPDR SERIES TRUSTintr trm corp bd | $111,000 | -87.4% | 3,300 | -87.4% | 0.07% | -88.4% |
| HD | Sell | HOME DEPOT INC | $101,000 | -10.6% | 1,337 | -8.7% | 0.06% | -18.7% |
| SCHB | Sell | SCHWAB STRATEGIC TRus brd mkt etf | $92,000 | +2.2% | 2,250 | -2.8% | 0.06% | -5.1% |
| FB | Sell | FACEBOOK INCcl a | $78,000 | +66.0% | 1,550 | -18.0% | 0.05% | +51.6% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $75,000 | -5.1% | 700 | -17.6% | 0.04% | -13.5% |
| MSFT | Sell | MICROSOFT CORP | $64,000 | -9.9% | 1,920 | -6.3% | 0.04% | -17.0% |
| XRAY | Sell | DENTSPLY INTL INC NEW | $65,000 | -20.7% | 1,500 | -25.0% | 0.04% | -27.8% |
| T | Sell | AT&T INC | $65,000 | -9.7% | 1,912 | -5.7% | 0.04% | -18.8% |
| VIG | Sell | VANGUARD SPECIALIZED PORTFOLdiv app etf | $65,000 | -22.6% | 936 | -25.8% | 0.04% | -29.1% |
| ABBV | Sell | ABBVIE INC | $63,000 | +6.8% | 1,400 | -1.8% | 0.04% | -2.6% |
| AAPL | Sell | APPLE INCcall | $59,000 | +195.0% | 2,500 | -40.5% | 0.04% | +176.9% |
| BAC | Sell | BANK OF AMERICA CORPORATION | $50,000 | -12.3% | 3,600 | -18.9% | 0.03% | -21.1% |
| VXUS | Sell | VANGUARD STAR FDvg tl intl stk f | $50,000 | -21.9% | 1,000 | -28.6% | 0.03% | -28.6% |
| WFT | Sell | WEATHERFORD INTERNATIONAL LT | $46,000 | -33.3% | 3,000 | -40.0% | 0.03% | -39.1% |
| ITW | Sell | ILLINOIS TOOL WKS INC | $46,000 | -6.1% | 600 | -16.1% | 0.03% | -12.5% |
| SCHF | Sell | SCHWAB STRATEGIC TRintl eqty etf | $42,000 | -12.5% | 1,385 | -21.3% | 0.02% | -21.9% |
| EMCB | Sell | WISDOMTREE TRwsdm emktbd fd | $40,000 | -48.1% | 540 | -48.1% | 0.02% | -52.9% |
| IWF | Sell | ISHARESrus 1000 grw etf | $39,000 | -46.6% | 500 | -50.0% | 0.02% | -50.0% |
| ABC | Sell | AMERISOURCEBERGEN CORP | $37,000 | -33.9% | 600 | -40.0% | 0.02% | -40.5% |
| HYS | Sell | PIMCO ETF TR0-5 high yield | $31,000 | -77.2% | 300 | -77.3% | 0.02% | -78.9% |
| SCHX | Sell | SCHWAB STRATEGIC TRus lrg cap etf | $32,000 | -60.5% | 800 | -62.3% | 0.02% | -64.2% |
| KMB | Sell | KIMBERLY CLARK CORP | $25,000 | -51.0% | 265 | -50.0% | 0.02% | -55.9% |
| GOOGL | Sell | GOOGLE INCcl a | $24,000 | -59.3% | 27 | -59.7% | 0.01% | -64.1% |
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $24,000 | -72.1% | 300 | -75.0% | 0.01% | -75.4% |
| KRFT | Sell | KRAFT FOODS GROUP INC | $21,000 | -30.0% | 407 | -23.5% | 0.01% | -35.0% |
| DBU | Sell | WISDOMTREE TRglb ex us util | $18,000 | -71.4% | 1,000 | -73.0% | 0.01% | -73.8% |
| CNX | Sell | CONSOL ENERGY INC | $17,000 | -58.5% | 500 | -66.7% | 0.01% | -63.0% |
| FDN | Sell | FIRST TR EXCHANGE TRADED FDdj internt idx | $8,000 | -38.5% | 150 | -45.7% | 0.01% | -44.4% |
| TWX | Sell | TIME WARNER INC | $6,000 | -53.8% | 93 | -58.3% | 0.00% | -55.6% |
| VEA | Sell | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $6,000 | -40.0% | 163 | -41.8% | 0.00% | -42.9% |
| GILD | Sell | GILEAD SCIENCES INCcall | $4,000 | -84.0% | 1,000 | -58.3% | 0.00% | -88.2% |
| TSL | Sell | TRINA SOLAR LIMITEDspon adr | $3,000 | -57.1% | 200 | -83.3% | 0.00% | -60.0% |
| TRV | Sell | TRAVELERS COMPANIES INC | $3,000 | -80.0% | 35 | -81.1% | 0.00% | -80.0% |
| GE | Sell | GENERAL ELECTRIC COcall | $1,000 | -50.0% | 1,700 | -46.9% | 0.00% | 0.0% |
| LOW | Sell | LOWES COS INC | $2,000 | -93.8% | 50 | -93.7% | 0.00% | -95.2% |
| SPY | Sell | SPDR S&P 500 ETF TRput | $1,000 | -97.1% | 1,000 | -96.4% | 0.00% | -95.5% |
| XLU | Sell | SELECT SECTOR SPDR TRcall | $1,000 | -50.0% | 1,400 | -6.7% | 0.00% | 0.0% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $1,000 | -85.7% | 30 | -78.6% | 0.00% | -80.0% |
| VIAB | Sell | VIACOM INC NEWcl b | $1,000 | -88.9% | 11 | -91.3% | 0.00% | -83.3% |
| CNX | Exit | CONSOL ENERGY INCcall | $0 | – | -1,200 | -100.0% | -0.00% | – |
| XOM | Exit | EXXON MOBIL CORPcall | $0 | – | -800 | -100.0% | -0.00% | – |
| NSC | Exit | NORFOLK SOUTHERN CORPcall | $0 | – | -900 | -100.0% | -0.00% | – |
| DOV | Exit | DOVER CORP | $0 | – | -37 | -100.0% | -0.00% | – |
| WMB | Exit | WILLIAMS COS INC DEL | $0 | – | -78 | -100.0% | -0.00% | – |
| AXE | Exit | ANIXTER INTL INC | $0 | – | -42 | -100.0% | -0.00% | – |
| HNT | Exit | HEALTH NET INC | $0 | – | -100 | -100.0% | -0.00% | – |
| CMI | Exit | CUMMINS INC | $0 | – | -28 | -100.0% | -0.00% | – |
| ESRX | Exit | EXPRESS SCRIPTS HLDG COcall | $0 | – | -1,000 | -100.0% | -0.00% | – |
| PDCO | Exit | PATTERSON COMPANIES INC | $0 | – | -90 | -100.0% | -0.00% | – |
| RAI | Exit | REYNOLDS AMERICAN INC | $0 | – | -65 | -100.0% | -0.00% | – |
| HLF | Exit | HERBALIFE LTD | $0 | – | -86 | -100.0% | -0.00% | – |
| WRB | Exit | BERKLEY W R CORP | $0 | – | -88 | -100.0% | -0.00% | – |
| FNF | Exit | FIDELITY NATIONAL FINANCIALcl a | $0 | – | -175 | -100.0% | -0.00% | – |
| GDI | Exit | GARDNER DENVER INC | $0 | – | -71 | -100.0% | -0.00% | – |
| SRCL | Exit | STERICYCLE INC | $0 | – | -46 | -100.0% | -0.00% | – |
| LMCA | Exit | LIBERTY MEDIA CORP DELAWAREcl a | $0 | – | -35 | -100.0% | -0.00% | – |
| WFT | Exit | WEATHERFORD INTERNATIONAL LTcall | $0 | – | -4,500 | -100.0% | -0.00% | – |
| CCK | Exit | CROWN HOLDINGS INC | $0 | – | -105 | -100.0% | -0.00% | – |
| KOF | Exit | COCA COLA FEMSA S A B DE C Vspon adr rep l | $0 | – | -34 | -100.0% | -0.00% | – |
| PRE | Exit | PARTNERRE LTD | $0 | – | -55 | -100.0% | -0.00% | – |
| PETM | Exit | PETSMART INC | $0 | – | -58 | -100.0% | -0.00% | – |
| CMG | Exit | CHIPOTLE MEXICAN GRILL INC | $0 | – | -10 | -100.0% | -0.00% | – |
| IYW | Exit | ISHARES TRdj us tech sec | $0 | – | -75 | -100.0% | -0.00% | – |
| GS | Exit | GOLDMAN SACHS GROUP INC | $0 | – | -41 | -100.0% | -0.00% | – |
| FRA | Exit | BLACKROCK FLOAT RATE OME STR | $0 | – | -370 | -100.0% | -0.00% | – |
| GWW | Exit | GRAINGER W W INC | $0 | – | -25 | -100.0% | -0.00% | – |
| RE | Exit | EVEREST RE GROUP LTD | $0 | – | -50 | -100.0% | -0.00% | – |
| URBN | Exit | URBAN OUTFITTERS INC | $0 | – | -162 | -100.0% | -0.01% | – |
| WFT | Exit | WEATHERFORD INTERNATIONAL LTput | $0 | – | -1,000 | -100.0% | -0.01% | – |
| PCLN | Exit | PRICELINE COM INC | $0 | – | -9 | -100.0% | -0.01% | – |
| COF | Exit | CAPITAL ONE FINL CORP | $0 | – | -115 | -100.0% | -0.01% | – |
| SLB | Exit | SCHLUMBERGER LTD | $0 | – | -95 | -100.0% | -0.01% | – |
| EBAY | Exit | EBAY INC | $0 | – | -128 | -100.0% | -0.01% | – |
| CAG | Exit | CONAGRA FOODS INC | $0 | – | -230 | -100.0% | -0.01% | – |
| KR | Exit | KROGER CO | $0 | – | -275 | -100.0% | -0.01% | – |
| M | Exit | MACYS INC | $0 | – | -185 | -100.0% | -0.01% | – |
| DHR | Exit | DANAHER CORP DEL | $0 | – | -150 | -100.0% | -0.01% | – |
| SUB | Exit | ISHARES TRs&p sh ntl amtfr | $0 | – | -100 | -100.0% | -0.01% | – |
| PCP | Exit | PRECISION CASTPARTS CORP | $0 | – | -45 | -100.0% | -0.01% | – |
| TJX | Exit | TJX COS INC NEW | $0 | – | -190 | -100.0% | -0.01% | – |
| NVO | Exit | NOVO-NORDISK A Sadr | $0 | – | -71 | -100.0% | -0.01% | – |
| V | Exit | VISA INC | $0 | – | -60 | -100.0% | -0.01% | – |
| MYL | Exit | MYLAN INC | $0 | – | -335 | -100.0% | -0.01% | – |
| V107SC | Exit | WELLPOINT INC | $0 | – | -170 | -100.0% | -0.01% | – |
| CELG | Exit | CELGENE CORP | $0 | – | -240 | -100.0% | -0.02% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-03-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 44 | Q3 2023 | 18.3% |
| SPDR S&P 500 ETF TR | 44 | Q3 2023 | 4.9% |
| ISHARES TR | 44 | Q3 2023 | 4.3% |
| NUVEEN NY DIVID ADVNTG MUN F | 44 | Q3 2023 | 7.2% |
| ISHARES TR | 44 | Q3 2023 | 2.2% |
| VANGUARD SCOTTSDALE FDS | 44 | Q3 2023 | 4.2% |
| ISHARES TR | 44 | Q3 2023 | 1.9% |
| SPDR DOW JONES INDL AVRG ETF | 44 | Q3 2023 | 2.8% |
| VANGUARD INTL EQUITY INDEX F | 44 | Q3 2023 | 1.8% |
| VANGUARD INTL EQUITY INDEX F | 44 | Q3 2023 | 1.4% |
View Tortoise Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FUND TRUST | January 07, 2021 | 330,552 | 1.8% |
| STONE RIDGE TRUST | December 11, 2020 | 571,715 | 10.5% |
| Tortoise Investment Management, LLCSold out | January 09, 2019 | 0 | 0.0% |
| MARKET VECTORS ETF TRUST | February 13, 2015 | 163,919 | 5.3% |
| NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND | February 13, 2015 | 470,295 | 5.1% |
| NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2 | February 13, 2015 | 807,057 | 12.4% |
| PowerShares Exchange-Traded Fund Trust II | February 13, 2015 | 105,996 | 5.4% |
| PIMCO ETF Trust | September 09, 2014 | 1,000 | 0.0% |
| SPDR SERIES TRUST | February 13, 2014 | 70,952 | 8.9% |
View Tortoise Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-09 |
| 13F-HR/A | 2024-02-29 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-08-03 |
| 13F-HR | 2022-05-06 |
View Tortoise Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.