$166 Million is the total value of Tortoise Investment Management, LLC's 364 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 19.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IVV | Buy | ISHAREScore s&p500 etf | $9,074,000 | +18.7% | 53,724 | +13.1% | 5.48% | +8.5% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $7,953,000 | +8.0% | 47,339 | +3.1% | 4.80% | -1.3% |
| BAB | Buy | POWERSHARES ETF TR IIbuild amer etf | $7,838,000 | +12.0% | 287,209 | +15.7% | 4.73% | +2.4% |
| KMR | Buy | KINDER MORGAN MANAGEMENT LLC | $7,665,000 | -5.9% | 102,250 | +4.9% | 4.63% | -14.0% |
| HYG | Buy | ISHARESiboxx hi yd etf | $6,887,000 | +71.3% | 75,207 | +70.0% | 4.16% | +56.6% |
| SJNK | Buy | SPDR SER TRsht trm hgh yld | $6,124,000 | +227.8% | 200,515 | +224.0% | 3.70% | +199.6% |
| IWB | Sell | ISHARESrus 1000 etf | $6,031,000 | +0.9% | 64,041 | -3.7% | 3.64% | -7.8% |
| NXK | Buy | NUVEEN NY DIV ADVANTG MUN FD | $5,634,000 | +50.0% | 443,953 | +64.6% | 3.40% | +37.1% |
| JNK | Sell | SPDR SERIES TRUSTbrc hgh yld bd | $5,040,000 | +0.3% | 126,487 | -0.6% | 3.04% | -8.3% |
| EFA | Sell | ISHARESmsci eafe etf | $4,439,000 | +8.2% | 69,575 | -2.8% | 2.68% | -1.1% |
| EEM | Sell | ISHARESmsci emg mkt etf | $4,389,000 | -1.3% | 107,695 | -6.7% | 2.65% | -9.7% |
| WOOD | Buy | ISHARESgl timb fore etf | $3,915,000 | +11.0% | 79,245 | +1.7% | 2.36% | +1.5% |
| DIA | Sell | SPDR DOW JONES INDL AVRG ETFut ser 1 | $3,857,000 | -1.2% | 25,541 | -2.8% | 2.33% | -9.6% |
| BABS | Buy | SPDR SERIES TRUSTbrc bld amer bd | $3,636,000 | +42.3% | 67,698 | +46.9% | 2.20% | +30.0% |
| NAN | Buy | NUVEEN NY DIVID ADVNTG MUN F | $3,541,000 | -5.4% | 274,276 | +2.0% | 2.14% | -13.5% |
| TFI | Sell | SPDR SERIES TRUSTnuvn brcly muni | $3,523,000 | -0.3% | 154,250 | -0.2% | 2.13% | -8.8% |
| PZA | New | POWERSHARES GLOBAL ETF TRUSTinsur natl mun | $3,160,000 | – | 137,000 | +100.0% | 1.91% | – |
| MUB | Sell | ISHARESnat amt free bd | $3,044,000 | -38.1% | 29,134 | -37.8% | 1.84% | -43.4% |
| IEMG | Sell | ISHARES INCcore msci emkt | $3,029,000 | +1.4% | 62,269 | -4.0% | 1.83% | -7.3% |
| IEFA | Sell | ISHARES TRcore msci eafe | $2,845,000 | +5.7% | 49,358 | -5.7% | 1.72% | -3.4% |
| IJR | Sell | ISHAREScore s&p scp etf | $2,757,000 | +3.6% | 27,622 | -6.2% | 1.66% | -5.3% |
| SCZ | Sell | ISHARESeafe sml cp etf | $2,731,000 | +10.4% | 56,299 | -4.6% | 1.65% | +0.9% |
| AUNZ | Sell | WISDOMTREE TRaust new zeal db | $2,346,000 | +2.8% | 114,462 | -1.7% | 1.42% | -6.0% |
| FAX | Buy | ABERDEEN ASIA PACIFIC INCOM | $2,280,000 | +62.6% | 376,200 | +66.3% | 1.38% | +48.6% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $2,119,000 | +0.6% | 18,668 | -0.8% | 1.28% | -8.1% |
| IJS | Buy | ISHARESsp smcp600vl etf | $1,970,000 | +15.9% | 19,274 | +5.9% | 1.19% | +5.9% |
| PZT | New | POWERSHARES GLOBAL ETF TRUSTny muni bd etf | $1,940,000 | – | 87,300 | +100.0% | 1.17% | – |
| JMF | Sell | NUVEEN ENERGY MLP TOTL RTRNF | $1,899,000 | -18.4% | 101,517 | -4.0% | 1.15% | -25.5% |
| VSS | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $1,857,000 | +11.3% | 18,695 | 0.0% | 1.12% | +1.7% | |
| AAPL | Sell | APPLE INC | $1,796,000 | -34.0% | 3,767 | -45.1% | 1.08% | -39.7% |
| PCL | PLUM CREEK TIMBER CO INC | $1,710,000 | +0.4% | 36,505 | 0.0% | 1.03% | -8.3% | |
| BABZ | New | PIMCO ETF TRbld amer bd fd | $1,576,000 | – | 31,867 | +100.0% | 0.95% | – |
| SPSB | Sell | SPDR SERIES TRUSTbarc sht tr cp | $1,513,000 | -72.5% | 49,208 | -72.6% | 0.91% | -74.9% |
| DLS | WISDOMTREE TRintl smcap div | $1,285,000 | +15.0% | 21,384 | 0.0% | 0.78% | +5.1% | |
| SBI | Buy | WESTERN ASSET INTM MUNI FD I | $1,272,000 | +51.6% | 139,283 | +57.8% | 0.77% | +38.6% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $1,215,000 | -59.4% | 15,265 | -59.6% | 0.73% | -62.8% |
| NMY | Buy | NUVEEN MD PREM INCOME MUN FD | $1,203,000 | +2907.5% | 99,000 | +3200.0% | 0.73% | +2692.3% |
| IBM | INTERNATIONAL BUSINESS MACHS | $1,176,000 | -3.1% | 6,348 | 0.0% | 0.71% | -11.4% | |
| NYF | Sell | ISHARESny amtfre mu etf | $1,103,000 | -16.2% | 10,636 | -15.7% | 0.67% | -23.4% |
| BKLN | Buy | POWERSHARES ETF TRUST IIsenior ln port | $938,000 | +31.6% | 38,000 | +31.9% | 0.57% | +20.2% |
| XOM | Sell | EXXON MOBIL CORP | $926,000 | -15.4% | 10,758 | -11.2% | 0.56% | -22.7% |
| VEU | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $898,000 | +9.9% | 18,476 | 0.0% | 0.54% | +0.4% | |
| DGS | Buy | WISDOMTREE TRemg mkts smcap | $872,000 | +3.7% | 18,687 | +2.3% | 0.53% | -5.2% |
| IWM | Sell | ISHARESrussell 2000 etf | $868,000 | +0.7% | 8,143 | -8.4% | 0.52% | -7.9% |
| LB | L BRANDS INC | $837,000 | +24.0% | 13,700 | 0.0% | 0.50% | +13.2% | |
| IWD | Buy | ISHARESrus 1000 val etf | $705,000 | +2.9% | 8,174 | +0.0% | 0.43% | -5.8% |
| LQD | Buy | ISHARESiboxx inv cp etf | $704,000 | +1.9% | 6,203 | +2.0% | 0.42% | -6.8% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $653,000 | +13.4% | 16,266 | +9.6% | 0.39% | +3.7% |
| BA | BOEING CO | $605,000 | +14.8% | 5,146 | 0.0% | 0.36% | +4.9% | |
| NXR | New | NUVEEN SELECT TAX FREE INCMsh ben int | $595,000 | – | 46,400 | +100.0% | 0.36% | – |
| XLU | Sell | SELECT SECTOR SPDR TRsbi int-utils | $591,000 | -45.1% | 15,803 | -44.8% | 0.36% | -49.8% |
| NXZ | Buy | NUVEEN DIV ADVANTAGE MUN FD | $527,000 | +23.7% | 40,650 | +33.1% | 0.32% | +13.2% |
| PEP | PEPSICO INC | $518,000 | -2.8% | 6,522 | 0.0% | 0.31% | -11.1% | |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $511,000 | +1.0% | 3 | 0.0% | 0.31% | -7.5% | |
| IEF | New | ISHARES7-10 y tr bd etf | $495,000 | – | 4,845 | +100.0% | 0.30% | – |
| WMT | Buy | WAL-MART STORES INC | $481,000 | +47.5% | 6,500 | +48.6% | 0.29% | +34.9% |
| ACWX | ISHARESmsci acwi us etf | $473,000 | +10.0% | 10,551 | 0.0% | 0.29% | +0.7% | |
| JNJ | Sell | JOHNSON & JOHNSON | $470,000 | -11.7% | 5,425 | -12.4% | 0.28% | -19.1% |
| NCB | New | NUVEEN CALIF MUNICPAL VALU F | $465,000 | – | 31,300 | +100.0% | 0.28% | – |
| UNH | UNITEDHEALTH GROUP INC | $456,000 | +9.4% | 6,365 | 0.0% | 0.28% | 0.0% | |
| VNQ | Sell | VANGUARD INDEX FDSreit etf | $435,000 | -24.5% | 6,583 | -21.4% | 0.26% | -30.8% |
| IGSB | Sell | ISHARES1-3 yr cr bd etf | $421,000 | -65.1% | 3,995 | -65.2% | 0.25% | -68.1% |
| VCIT | Sell | VANGUARD SCOTTSDALE FDSint-term corp | $410,000 | -48.6% | 4,910 | -48.9% | 0.25% | -52.9% |
| NBD | New | NUVEEN BUILD AMER BD OPPTNY | $395,000 | – | 21,300 | +100.0% | 0.24% | – |
| MRK | Sell | MERCK & CO INC NEW | $357,000 | +1.7% | 7,492 | -0.8% | 0.22% | -6.9% |
| PG | PROCTER & GAMBLE CO | $350,000 | -2.0% | 4,634 | 0.0% | 0.21% | -10.6% | |
| EWX | Sell | SPDR INDEX SHS FDSs&p emktsc etf | $337,000 | -2.3% | 7,400 | -5.7% | 0.20% | -11.0% |
| NCA | Buy | NUVEEN CALIF MUN VALUE FD | $329,000 | +133.3% | 36,000 | +140.0% | 0.20% | +114.0% |
| UNP | UNION PAC CORP | $326,000 | +0.6% | 2,100 | 0.0% | 0.20% | -7.9% | |
| IGIB | ISHARESinterm cr bd etf | $324,000 | +0.3% | 3,000 | 0.0% | 0.20% | -8.0% | |
| TROW | PRICE T ROWE GROUP INC | $302,000 | -1.6% | 4,200 | 0.0% | 0.18% | -10.3% | |
| EMB | Sell | ISHARESjp mor em mk etf | $299,000 | -31.9% | 2,741 | -31.6% | 0.18% | -37.6% |
| NXJ | NUVEEN NJ DIV ADVANTAGE MUN | $268,000 | -6.6% | 21,262 | 0.0% | 0.16% | -14.7% | |
| DEM | WISDOMTREE TRemerg mkts etf | $264,000 | +6.9% | 5,102 | 0.0% | 0.16% | -2.5% | |
| CUT | CLAYMORE EXCHANGE TRD FD TRgugg timber etf | $260,000 | +12.6% | 10,650 | 0.0% | 0.16% | +2.6% | |
| AMLP | Sell | ALPS ETF TRalerian mlp | $252,000 | -11.6% | 14,350 | -10.0% | 0.15% | -19.1% |
| IYR | Buy | ISHARESu.s. real es etf | $247,000 | +1.6% | 3,869 | +5.9% | 0.15% | -6.9% |
| NXN | Buy | NUVEEN NY SELECT TAX FREE PRsh ben int | $245,000 | +142.6% | 18,810 | +150.5% | 0.15% | +120.9% |
| SCHE | Sell | SCHWAB STRATEGIC TRemrg mkteq etf | $242,000 | +5.2% | 9,849 | -0.1% | 0.15% | -3.9% |
| CVX | CHEVRON CORP NEW | $242,000 | +2.5% | 1,991 | 0.0% | 0.15% | -6.4% | |
| VDC | Sell | VANGUARD WORLD FDSconsum stp etf | $233,000 | -13.7% | 2,244 | -15.1% | 0.14% | -20.8% |
| EEMS | Sell | ISHARESem mkt sm-cp etf | $231,000 | -26.7% | 4,990 | -29.9% | 0.14% | -33.2% |
| VNQI | Sell | VANGUARD INTL EQUITY INDEX Fglb ex us etf | $227,000 | -30.4% | 4,000 | -34.4% | 0.14% | -36.3% |
| PCH | POTLATCH CORP NEW | $224,000 | -1.8% | 5,650 | 0.0% | 0.14% | -10.6% | |
| TRP | TRANSCANADA CORP | $223,000 | +2.3% | 5,067 | 0.0% | 0.14% | -6.2% | |
| VV | Sell | VANGUARD INDEX FDSlarge cap etf | $220,000 | -13.4% | 2,840 | -17.8% | 0.13% | -20.8% |
| IDV | Sell | ISHARESintl sel div etf | $217,000 | +6.4% | 5,995 | -6.5% | 0.13% | -3.0% |
| ELD | Sell | WISDOMTREE TRem lcl debt fd | $216,000 | -20.9% | 4,580 | -19.4% | 0.13% | -27.8% |
| IFGL | Buy | ISHARESintl dev re etf | $193,000 | +10.3% | 5,750 | +3.2% | 0.12% | +0.9% |
| AMGN | AMGEN INC | $190,000 | +13.1% | 1,700 | 0.0% | 0.12% | +3.6% | |
| GE | GENERAL ELECTRIC CO | $185,000 | +3.4% | 7,736 | 0.0% | 0.11% | -5.1% | |
| KO | Buy | COCA COLA CO | $155,000 | +2483.3% | 4,100 | +2633.3% | 0.09% | +2250.0% |
| DWM | WISDOMTREE TRdefa fd | $155,000 | +12.3% | 3,000 | 0.0% | 0.09% | +3.3% | |
| IJH | ISHAREScore s&p mcp etf | $149,000 | +8.0% | 1,199 | 0.0% | 0.09% | -1.1% | |
| BDX | BECTON DICKINSON & CO | $147,000 | +1.4% | 1,465 | 0.0% | 0.09% | -7.3% | |
| INY | SPDR SERIES TRUSTnuvn br ny muni | $147,000 | -0.7% | 6,500 | 0.0% | 0.09% | -9.2% | |
| IWR | ISHARESrus mid-cap etf | $148,000 | +7.2% | 1,065 | 0.0% | 0.09% | -2.2% | |
| WY | Buy | WEYERHAEUSER CO | $135,000 | +15.4% | 4,700 | +14.6% | 0.08% | +6.5% |
| ED | CONSOLIDATED EDISON INC | $136,000 | -5.6% | 2,463 | 0.0% | 0.08% | -13.7% | |
| SWK | STANLEY BLACK & DECKER INC | $133,000 | +17.7% | 1,468 | 0.0% | 0.08% | +6.7% | |
| WAG | New | WALGREEN CO | $129,000 | – | 2,400 | +100.0% | 0.08% | – |
| CB | CHUBB CORP | $122,000 | +5.2% | 1,370 | 0.0% | 0.07% | -3.9% | |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $119,000 | +6.2% | 1,358 | +0.1% | 0.07% | -2.7% |
| BMY | BRISTOL MYERS SQUIBB CO | $119,000 | +3.5% | 2,572 | 0.0% | 0.07% | -5.3% | |
| SCHC | Sell | SCHWAB STRATEGIC TRintl sceqt etf | $116,000 | 0.0% | 3,760 | -12.1% | 0.07% | -9.1% |
| MLPA | GLOBAL X FDSglbl x mlp etf | $114,000 | -1.7% | 7,130 | 0.0% | 0.07% | -10.4% | |
| GILD | Sell | GILEAD SCIENCES INC | $113,000 | -8.1% | 1,800 | -25.0% | 0.07% | -16.0% |
| SPIB | Sell | SPDR SERIES TRUSTintr trm corp bd | $111,000 | -87.4% | 3,300 | -87.4% | 0.07% | -88.4% |
| RSP | Buy | RYDEX ETF TRUSTgug s&p500 eq wt | $111,000 | +101.8% | 1,700 | +88.9% | 0.07% | +86.1% |
| MMM | 3M CO | $109,000 | +9.0% | 915 | 0.0% | 0.07% | 0.0% | |
| YUM | YUM BRANDS INC | $108,000 | +2.9% | 1,509 | 0.0% | 0.06% | -5.8% | |
| SPY | Buy | SPDR S&P 500 ETF TRcall | $106,000 | +457.9% | 9,900 | +22.2% | 0.06% | +392.3% |
| HD | Sell | HOME DEPOT INC | $101,000 | -10.6% | 1,337 | -8.7% | 0.06% | -18.7% |
| PX | PRAXAIR INC | $96,000 | +4.3% | 800 | 0.0% | 0.06% | -4.9% | |
| DIS | DISNEY WALT CO | $94,000 | +2.2% | 1,454 | 0.0% | 0.06% | -6.6% | |
| PLL | PALL CORP | $92,000 | +15.0% | 1,200 | 0.0% | 0.06% | +5.7% | |
| SCHB | Sell | SCHWAB STRATEGIC TRus brd mkt etf | $92,000 | +2.2% | 2,250 | -2.8% | 0.06% | -5.1% |
| PM | PHILIP MORRIS INTL INC | $87,000 | 0.0% | 1,000 | 0.0% | 0.05% | -7.0% | |
| WRE | WASHINGTON REAL ESTATE INVTsh ben int | $82,000 | -5.7% | 3,250 | 0.0% | 0.05% | -12.3% | |
| VPU | VANGUARD WORLD FDSutilities etf | $82,000 | 0.0% | 1,000 | 0.0% | 0.05% | -7.4% | |
| IWV | ISHARESrussell 3000 etf | $81,000 | +5.2% | 800 | 0.0% | 0.05% | -3.9% | |
| IWC | Buy | ISHARESmicro-cap etf | $79,000 | +51.9% | 1,150 | +36.9% | 0.05% | +41.2% |
| ESRX | EXPRESS SCRIPTS HLDG CO | $78,000 | 0.0% | 1,258 | 0.0% | 0.05% | -9.6% | |
| FB | Sell | FACEBOOK INCcl a | $78,000 | +66.0% | 1,550 | -18.0% | 0.05% | +51.6% |
| FM | Buy | ISHARESmsci frntr100etf | $76,000 | +49.0% | 2,400 | +37.1% | 0.05% | +35.3% |
| HSC | HARSCO CORP | $77,000 | +6.9% | 3,100 | 0.0% | 0.05% | -4.2% | |
| SCHA | Buy | SCHWAB STRATEGIC TRus sml cap etf | $77,000 | +28.3% | 1,590 | +17.3% | 0.05% | +15.0% |
| CLX | New | CLOROX CO DEL | $74,000 | – | 900 | +100.0% | 0.04% | – |
| A309PS | DIRECTV | $74,000 | -2.6% | 1,234 | 0.0% | 0.04% | -10.0% | |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $75,000 | -5.1% | 700 | -17.6% | 0.04% | -13.5% |
| NSC | NORFOLK SOUTHERN CORP | $70,000 | +7.7% | 900 | 0.0% | 0.04% | -2.3% | |
| BBT | BB&T CORP | $68,000 | 0.0% | 2,000 | 0.0% | 0.04% | -8.9% | |
| POT | POTASH CORP SASK INC | $66,000 | -17.5% | 2,100 | 0.0% | 0.04% | -24.5% | |
| MSFT | Sell | MICROSOFT CORP | $64,000 | -9.9% | 1,920 | -6.3% | 0.04% | -17.0% |
| XRAY | Sell | DENTSPLY INTL INC NEW | $65,000 | -20.7% | 1,500 | -25.0% | 0.04% | -27.8% |
| T | Sell | AT&T INC | $65,000 | -9.7% | 1,912 | -5.7% | 0.04% | -18.8% |
| VIG | Sell | VANGUARD SPECIALIZED PORTFOLdiv app etf | $65,000 | -22.6% | 936 | -25.8% | 0.04% | -29.1% |
| CAH | CARDINAL HEALTH INC | $63,000 | +10.5% | 1,206 | 0.0% | 0.04% | 0.0% | |
| CL | COLGATE PALMOLIVE CO | $63,000 | +5.0% | 1,056 | 0.0% | 0.04% | -5.0% | |
| ABBV | Sell | ABBVIE INC | $63,000 | +6.8% | 1,400 | -1.8% | 0.04% | -2.6% |
| VXF | VANGUARD INDEX FDSextend mkt etf | $62,000 | +10.7% | 800 | 0.0% | 0.04% | 0.0% | |
| AAPL | Sell | APPLE INCcall | $59,000 | +195.0% | 2,500 | -40.5% | 0.04% | +176.9% |
| CEW | WISDOMTREE TRdryfs curr etf | $60,000 | 0.0% | 3,000 | 0.0% | 0.04% | -10.0% | |
| VT | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $57,000 | +7.5% | 1,030 | 0.0% | 0.03% | -2.9% | |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $54,000 | +45.9% | 525 | +31.2% | 0.03% | +37.5% |
| CMF | ISHAREScali amt-fre etf | $54,000 | 0.0% | 500 | 0.0% | 0.03% | -8.3% | |
| NU | NORTHEAST UTILS | $54,000 | -1.8% | 1,312 | 0.0% | 0.03% | -8.3% | |
| CM | CDN IMPERIAL BK OF COMMERCE | $52,000 | +13.0% | 650 | 0.0% | 0.03% | +3.3% | |
| COST | COSTCO WHSL CORP NEW | $50,000 | +4.2% | 435 | 0.0% | 0.03% | -6.2% | |
| BAC | Sell | BANK OF AMERICA CORPORATION | $50,000 | -12.3% | 3,600 | -18.9% | 0.03% | -21.1% |
| C | CITIGROUP INC | $49,000 | 0.0% | 1,015 | 0.0% | 0.03% | -6.2% | |
| VXUS | Sell | VANGUARD STAR FDvg tl intl stk f | $50,000 | -21.9% | 1,000 | -28.6% | 0.03% | -28.6% |
| WFT | Sell | WEATHERFORD INTERNATIONAL LT | $46,000 | -33.3% | 3,000 | -40.0% | 0.03% | -39.1% |
| ITW | Sell | ILLINOIS TOOL WKS INC | $46,000 | -6.1% | 600 | -16.1% | 0.03% | -12.5% |
| HSH | HILLSHIRE BRANDS CO | $46,000 | -8.0% | 1,512 | 0.0% | 0.03% | -15.2% | |
| ABT | ABBOTT LABS | $47,000 | -6.0% | 1,426 | 0.0% | 0.03% | -15.2% | |
| IYY | ISHARESdow jones us etf | $44,000 | +4.8% | 516 | 0.0% | 0.03% | -3.6% | |
| ATHN | ATHENAHEALTH INC | $43,000 | +26.5% | 400 | 0.0% | 0.03% | +18.2% | |
| SCHF | Sell | SCHWAB STRATEGIC TRintl eqty etf | $42,000 | -12.5% | 1,385 | -21.3% | 0.02% | -21.9% |
| SPMD | New | SPDR SERIES TRUST | $42,000 | – | 500 | +100.0% | 0.02% | – |
| EMCB | Sell | WISDOMTREE TRwsdm emktbd fd | $40,000 | -48.1% | 540 | -48.1% | 0.02% | -52.9% |
| RYN | RAYONIER INC | $39,000 | 0.0% | 701 | 0.0% | 0.02% | -7.7% | |
| EEM | Buy | ISHAREScall | $39,000 | +34.5% | 25,000 | +6.4% | 0.02% | +26.3% |
| IWF | Sell | ISHARESrus 1000 grw etf | $39,000 | -46.6% | 500 | -50.0% | 0.02% | -50.0% |
| NNJ | NUVEEN NJ PREM INCOME MUN FD | $40,000 | -7.0% | 3,000 | 0.0% | 0.02% | -14.3% | |
| VBR | VANGUARD INDEX FDSsm cp val etf | $38,000 | +5.6% | 425 | 0.0% | 0.02% | -4.2% | |
| MDLZ | MONDELEZ INTL INCcl a | $38,000 | +8.6% | 1,222 | 0.0% | 0.02% | 0.0% | |
| MO | ALTRIA GROUP INC | $38,000 | -2.6% | 1,115 | 0.0% | 0.02% | -11.5% | |
| CMP | COMPASS MINERALS INTL INC | $38,000 | -9.5% | 500 | 0.0% | 0.02% | -17.9% | |
| RWX | SPDR INDEX SHS FDSdj intl rl etf | $36,000 | +5.9% | 850 | 0.0% | 0.02% | 0.0% | |
| JPM | JPMORGAN CHASE & CO | $36,000 | -2.7% | 700 | 0.0% | 0.02% | -8.3% | |
| ABC | Sell | AMERISOURCEBERGEN CORP | $37,000 | -33.9% | 600 | -40.0% | 0.02% | -40.5% |
| SDY | SPDR SERIES TRUSTs&p divid etf | $34,000 | +3.0% | 498 | 0.0% | 0.02% | -4.5% | |
| CVS | CVS CAREMARK CORPORATION | $34,000 | 0.0% | 600 | 0.0% | 0.02% | -4.5% | |
| ACWI | ISHARESmsci acwi etf | $33,000 | +6.5% | 610 | 0.0% | 0.02% | 0.0% | |
| PAA | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $32,000 | -3.0% | 600 | 0.0% | 0.02% | -13.6% | |
| HYS | Sell | PIMCO ETF TR0-5 high yield | $31,000 | -77.2% | 300 | -77.3% | 0.02% | -78.9% |
| IJJ | ISHARESs&p mc 400vl etf | $32,000 | +6.7% | 300 | 0.0% | 0.02% | -5.0% | |
| SCHX | Sell | SCHWAB STRATEGIC TRus lrg cap etf | $32,000 | -60.5% | 800 | -62.3% | 0.02% | -64.2% |
| VPL | VANGUARD INTL EQUITY INDEX Fmega cap gro etf | $30,000 | +7.1% | 500 | 0.0% | 0.02% | 0.0% | |
| MBB | ISHARESmbs etf | $29,000 | 0.0% | 275 | 0.0% | 0.02% | -5.3% | |
| MCD | MCDONALDS CORP | $30,000 | -3.2% | 316 | 0.0% | 0.02% | -10.0% | |
| ZBH | ZIMMER HLDGS INC | $30,000 | +11.1% | 365 | 0.0% | 0.02% | 0.0% | |
| PCOM | POINTS INTL LTD | $30,000 | +7.1% | 1,300 | 0.0% | 0.02% | 0.0% | |
| EWJ | ISHARESmsci japan etf | $30,000 | +7.1% | 2,500 | 0.0% | 0.02% | 0.0% | |
| AES | AES CORP | $29,000 | +11.5% | 2,200 | 0.0% | 0.02% | +5.9% | |
| BOBE | BOB EVANS FARMS INC | $27,000 | +22.7% | 475 | 0.0% | 0.02% | +6.7% | |
| LLY | LILLY ELI & CO | $25,000 | +4.2% | 490 | 0.0% | 0.02% | -6.2% | |
| KMB | Sell | KIMBERLY CLARK CORP | $25,000 | -51.0% | 265 | -50.0% | 0.02% | -55.9% |
| GOOGL | Sell | GOOGLE INCcl a | $24,000 | -59.3% | 27 | -59.7% | 0.01% | -64.1% |
| TRIP | TRIPADVISOR INC | $23,000 | +27.8% | 300 | 0.0% | 0.01% | +16.7% | |
| RBS | New | ROYAL BK SCOTLAND GROUP PLCspons adr 20 ord | $23,000 | – | 2,000 | +100.0% | 0.01% | – |
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $24,000 | -72.1% | 300 | -75.0% | 0.01% | -75.4% |
| EIDO | ISHARESmsci indonia etf | $24,000 | -22.6% | 1,000 | 0.0% | 0.01% | -30.0% | |
| PFE | Buy | PFIZER INC | $22,000 | +46.7% | 750 | +37.1% | 0.01% | +30.0% |
| PEG | PUBLIC SVC ENTERPRISE GROUP | $22,000 | 0.0% | 675 | 0.0% | 0.01% | -13.3% | |
| KRFT | Sell | KRAFT FOODS GROUP INC | $21,000 | -30.0% | 407 | -23.5% | 0.01% | -35.0% |
| TUP | New | TUPPERWARE BRANDS CORP | $22,000 | – | 250 | +100.0% | 0.01% | – |
| SCHZ | SCHWAB STRATEGIC TRus aggregate b | $21,000 | 0.0% | 410 | 0.0% | 0.01% | -7.1% | |
| PPL | PPL CORP | $20,000 | 0.0% | 648 | 0.0% | 0.01% | -7.7% | |
| XLP | SELECT SECTOR SPDR TRsbi cons stpls | $20,000 | 0.0% | 510 | 0.0% | 0.01% | -7.7% | |
| DD | DU PONT E I DE NEMOURS & CO | $20,000 | +11.1% | 348 | 0.0% | 0.01% | 0.0% | |
| VTV | VANGUARD INDEX FDSvalue etf | $20,000 | +5.3% | 288 | 0.0% | 0.01% | -7.7% | |
| DBU | Sell | WISDOMTREE TRglb ex us util | $18,000 | -71.4% | 1,000 | -73.0% | 0.01% | -73.8% |
| CMCSA | COMCAST CORP NEWcl a | $19,000 | +11.8% | 419 | 0.0% | 0.01% | 0.0% | |
| DRE | DUKE REALTY CORP | $19,000 | 0.0% | 1,200 | 0.0% | 0.01% | -15.4% | |
| EBND | SPDR SERIES TRUSTbrcly em locl | $18,000 | 0.0% | 600 | 0.0% | 0.01% | -8.3% | |
| LUK | LEUCADIA NATL CORP | $16,000 | 0.0% | 600 | 0.0% | 0.01% | -9.1% | |
| NEE | NEXTERA ENERGY INC | $16,000 | 0.0% | 200 | 0.0% | 0.01% | -9.1% | |
| DE | DEERE & CO | $16,000 | 0.0% | 200 | 0.0% | 0.01% | -9.1% | |
| SCHH | Buy | SCHWAB STRATEGIC TRus reit etf | $16,000 | 0.0% | 510 | +1.2% | 0.01% | -9.1% |
| CA | New | CA INC | $16,000 | – | 528 | +100.0% | 0.01% | – |
| GWX | SPDR INDEX SHS FDSs&p intl smlcp | $16,000 | +14.3% | 500 | 0.0% | 0.01% | +11.1% | |
| CNX | Sell | CONSOL ENERGY INC | $17,000 | -58.5% | 500 | -66.7% | 0.01% | -63.0% |
| IJK | ISHARESs&p mc 400gr etf | $17,000 | +6.2% | 124 | 0.0% | 0.01% | -9.1% | |
| FXH | FIRST TR EXCHANGE TRADED FDhlth care alph | $15,000 | +7.1% | 342 | 0.0% | 0.01% | 0.0% | |
| TMO | THERMO FISHER SCIENTIFIC INC | $13,000 | +8.3% | 139 | 0.0% | 0.01% | 0.0% | |
| FXD | FIRST TR EXCHANGE TRADED FDconsumr discre | $14,000 | +7.7% | 468 | 0.0% | 0.01% | -11.1% | |
| AXP | AMERICAN EXPRESS CO | $13,000 | +8.3% | 167 | 0.0% | 0.01% | 0.0% | |
| NBB | New | NUVEEN BUILD AMER BD FD | $14,000 | – | 800 | +100.0% | 0.01% | – |
| HEIA | HEICO CORP NEWcl a | $13,000 | +44.4% | 250 | 0.0% | 0.01% | +33.3% | |
| HON | HONEYWELL INTL INC | $14,000 | +7.7% | 167 | 0.0% | 0.01% | -11.1% | |
| XLE | SELECT SECTOR SPDR TRsbi int-energy | $14,000 | +7.7% | 166 | 0.0% | 0.01% | -11.1% | |
| AMP | AMERIPRISE FINL INC | $14,000 | +7.7% | 156 | 0.0% | 0.01% | -11.1% | |
| FXG | FIRST TR EXCHANGE TRADED FDconsumr staple | $13,000 | +8.3% | 394 | 0.0% | 0.01% | 0.0% | |
| DWX | SPDR INDEX SHS FDSs&p intl etf | $14,000 | +7.7% | 300 | 0.0% | 0.01% | -11.1% | |
| RWO | SPDR INDEX SHS FDSdj glb rl es etf | $12,000 | 0.0% | 285 | 0.0% | 0.01% | -12.5% | |
| IVW | ISHARESs&p 500 grwt etf | $11,000 | +10.0% | 120 | 0.0% | 0.01% | 0.0% | |
| PCY | POWERSHARES GLOBAL ETF TRUSTsovereign debt | $11,000 | 0.0% | 385 | 0.0% | 0.01% | 0.0% | |
| COH | COACH INC | $11,000 | 0.0% | 200 | 0.0% | 0.01% | 0.0% | |
| DOW | DOW CHEM CO | $11,000 | +22.2% | 295 | 0.0% | 0.01% | +16.7% | |
| TEX | TEREX CORP NEW | $10,000 | +25.0% | 300 | 0.0% | 0.01% | +20.0% | |
| DNP | DNP SELECT INCOME FD | $10,000 | 0.0% | 1,000 | 0.0% | 0.01% | -14.3% | |
| MKC | New | MCCORMICK & CO INC | $10,000 | – | 150 | +100.0% | 0.01% | – |
| FRI | FIRST TR S&P REIT INDEX FD | $10,000 | -9.1% | 581 | 0.0% | 0.01% | -14.3% | |
| IEFA | ISHARES TRcall | $10,000 | +100.0% | 2,500 | 0.0% | 0.01% | +100.0% | |
| EMN | EASTMAN CHEM CO | $8,000 | +14.3% | 98 | 0.0% | 0.01% | 0.0% | |
| CPB | CAMPBELL SOUP CO | $8,000 | -11.1% | 200 | 0.0% | 0.01% | -16.7% | |
| WFC | WELLS FARGO & CO NEW | $8,000 | 0.0% | 200 | 0.0% | 0.01% | 0.0% | |
| GSK | GLAXOSMITHKLINE PLCsponsored adr | $9,000 | 0.0% | 182 | 0.0% | 0.01% | -16.7% | |
| LTBR | LIGHTBRIDGE CORP | $8,000 | +14.3% | 4,234 | 0.0% | 0.01% | 0.0% | |
| KMI | KINDER MORGAN INC DEL | $8,000 | 0.0% | 214 | 0.0% | 0.01% | 0.0% | |
| FDN | Sell | FIRST TR EXCHANGE TRADED FDdj internt idx | $8,000 | -38.5% | 150 | -45.7% | 0.01% | -44.4% |
| EPD | ENTERPRISE PRODS PARTNERS L | $8,000 | 0.0% | 125 | 0.0% | 0.01% | 0.0% | |
| LYB | LYONDELLBASELL INDUSTRIES N | $9,000 | +12.5% | 125 | 0.0% | 0.01% | 0.0% | |
| COO | COOPER COS INC | $9,000 | +12.5% | 68 | 0.0% | 0.01% | 0.0% | |
| XLV | SELECT SECTOR SPDR TRsbi healthcare | $8,000 | +14.3% | 150 | 0.0% | 0.01% | 0.0% | |
| HERTZ GLOBAL HOLDINGS INCnote 5.250% 6/0 | $8,000 | -11.1% | 3,000 | 0.0% | 0.01% | -16.7% | ||
| GM | GENERAL MTRS CO | $9,000 | +12.5% | 246 | 0.0% | 0.01% | 0.0% | |
| PPG | PPG INDS INC | $9,000 | +12.5% | 55 | 0.0% | 0.01% | 0.0% | |
| HSY | HERSHEY CO | $9,000 | 0.0% | 102 | 0.0% | 0.01% | -16.7% | |
| TWC | TIME WARNER CABLE INC | $6,000 | -14.3% | 58 | 0.0% | 0.00% | -20.0% | |
| FXO | FIRST TR EXCHANGE TRADED FDfinls alphadex | $6,000 | 0.0% | 306 | 0.0% | 0.00% | 0.0% | |
| STT | STATE STR CORP | $6,000 | 0.0% | 90 | 0.0% | 0.00% | 0.0% | |
| FIW | FIRST TR ISE WATER INDEX FD | $6,000 | +20.0% | 198 | 0.0% | 0.00% | +33.3% | |
| TWX | Sell | TIME WARNER INC | $6,000 | -53.8% | 93 | -58.3% | 0.00% | -55.6% |
| FBT | FIRST TR EXCHANGE TRADED FDny arca biotech | $7,000 | +16.7% | 103 | 0.0% | 0.00% | 0.0% | |
| QQXT | FIRST TR EXCHANGE TRADED FDnasdaq 100 ex | $6,000 | 0.0% | 190 | 0.0% | 0.00% | 0.0% | |
| NBL | NOBLE ENERGY INC | $7,000 | 0.0% | 110 | 0.0% | 0.00% | -20.0% | |
| RUK | REED ELSEVIER P L Cspons adr new | $7,000 | +16.7% | 123 | 0.0% | 0.00% | 0.0% | |
| AMZN | AMAZON COM INC | $7,000 | +16.7% | 21 | 0.0% | 0.00% | 0.0% | |
| AMAT | APPLIED MATLS INC | $7,000 | +16.7% | 400 | 0.0% | 0.00% | 0.0% | |
| HBANP | HUNTINGTON BANCSHARES INCpfd conv ser a | $6,000 | 0.0% | 5 | 0.0% | 0.00% | 0.0% | |
| IDU | ISHARESu.s. utilits etf | $7,000 | 0.0% | 77 | 0.0% | 0.00% | -20.0% | |
| MAS | MASCO CORP | $7,000 | 0.0% | 344 | 0.0% | 0.00% | -20.0% | |
| MET | New | METLIFE INC | $6,000 | – | 123 | +100.0% | 0.00% | – |
| AGN | ALLERGAN INC | $7,000 | 0.0% | 80 | 0.0% | 0.00% | -20.0% | |
| FXR | FIRST TR EXCHANGE TRADED FDindls prod dur | $6,000 | 0.0% | 246 | 0.0% | 0.00% | 0.0% | |
| VEA | Sell | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $6,000 | -40.0% | 163 | -41.8% | 0.00% | -42.9% |
| FCX | FREEPORT-MCMORAN COPPER & GO | $7,000 | +16.7% | 200 | 0.0% | 0.00% | 0.0% | |
| AGG | ISHAREScore totusbd etf | $6,000 | 0.0% | 55 | 0.0% | 0.00% | 0.0% | |
| ETP | ENERGY TRANSFER PRTNRS L Punit ltd partn | $6,000 | 0.0% | 111 | 0.0% | 0.00% | 0.0% | |
| FFR | FIRST TR FTSE EPRA/NAREIT DE | $5,000 | 0.0% | 124 | 0.0% | 0.00% | 0.0% | |
| EGPT | New | MARKET VECTORS ETF TRegypt indx etf | $5,000 | – | 100 | +100.0% | 0.00% | – |
| INTC | INTEL CORP | $5,000 | 0.0% | 224 | 0.0% | 0.00% | 0.0% | |
| SHW | SHERWIN WILLIAMS CO | $5,000 | +25.0% | 25 | 0.0% | 0.00% | 0.0% | |
| SJM | SMUCKER J M CO | $5,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
| FXU | FIRST TR EXCHANGE TRADED FDutilities alph | $5,000 | 0.0% | 248 | 0.0% | 0.00% | 0.0% | |
| APA | APACHE CORP | $3,000 | 0.0% | 36 | 0.0% | 0.00% | 0.0% | |
| PRU | New | PRUDENTIAL FINL INC | $4,000 | – | 53 | +100.0% | 0.00% | – |
| CVG | CONVERGYS CORP | $3,000 | 0.0% | 150 | 0.0% | 0.00% | 0.0% | |
| VRTX | VERTEX PHARMACEUTICALS INC | $3,000 | 0.0% | 40 | 0.0% | 0.00% | 0.0% | |
| GILD | Sell | GILEAD SCIENCES INCcall | $4,000 | -84.0% | 1,000 | -58.3% | 0.00% | -88.2% |
| DAL | DELTA AIR LINES INC DEL | $4,000 | 0.0% | 190 | 0.0% | 0.00% | -33.3% | |
| MA | MASTERCARD INCcl a | $4,000 | +33.3% | 6 | 0.0% | 0.00% | 0.0% | |
| ACN | ACCENTURE PLC IRELAND | $3,000 | 0.0% | 35 | 0.0% | 0.00% | 0.0% | |
| ALCOA INCnote 5.250% 3/1 | $3,000 | 0.0% | 2,000 | 0.0% | 0.00% | 0.0% | ||
| TSL | Sell | TRINA SOLAR LIMITEDspon adr | $3,000 | -57.1% | 200 | -83.3% | 0.00% | -60.0% |
| WMT | Buy | WAL-MART STORES INCcall | $3,000 | -57.1% | 3,200 | +33.3% | 0.00% | -60.0% |
| LNKD | LINKEDIN CORP | $4,000 | +33.3% | 17 | 0.0% | 0.00% | 0.0% | |
| TRV | Sell | TRAVELERS COMPANIES INC | $3,000 | -80.0% | 35 | -81.1% | 0.00% | -80.0% |
| FB | New | FACEBOOK INCcall | $4,000 | – | 600 | +100.0% | 0.00% | – |
| NFX | NEWFIELD EXPL CO | $3,000 | +50.0% | 100 | 0.0% | 0.00% | +100.0% | |
| WY | WEYERHAEUSER COcall | $3,000 | -40.0% | 4,100 | 0.0% | 0.00% | -33.3% | |
| ALLEGHENY TECHNOLOGIES INCnote 4.250% 6/0 | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | 0.0% | ||
| CCL | CARNIVAL CORPpaired ctf | $3,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| FTR | Buy | FRONTIER COMMUNICATIONS CORP | $3,000 | +50.0% | 767 | +88.5% | 0.00% | +100.0% |
| GME | GAMESTOP CORP NEWcl a | $4,000 | +33.3% | 75 | 0.0% | 0.00% | 0.0% | |
| WAC | WALTER INVT MGMT CORP | $1,000 | 0.0% | 14 | 0.0% | 0.00% | 0.0% | |
| EWC | ISHARESmsci cda etf | $2,000 | 0.0% | 80 | 0.0% | 0.00% | 0.0% | |
| LQD | Buy | ISHAREScall | $1,000 | 0.0% | 4,600 | +360.0% | 0.00% | 0.0% |
| IVE | ISHARESs&p 500 val etf | $2,000 | 0.0% | 25 | 0.0% | 0.00% | 0.0% | |
| IBM | INTERNATIONAL BUSINESS MACHScall | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | 0.0% | |
| HII | HUNTINGTON INGALLS INDS INC | $1,000 | 0.0% | 2 | 0.0% | 0.00% | 0.0% | |
| HES | HESS CORP | $1,000 | 0.0% | 16 | 0.0% | 0.00% | 0.0% | |
| GE | Sell | GENERAL ELECTRIC COcall | $1,000 | -50.0% | 1,700 | -46.9% | 0.00% | 0.0% |
| GTATQ | GT ADVANCED TECHNOLOGIES INC | $2,000 | +100.0% | 200 | 0.0% | 0.00% | 0.0% | |
| FSTO | FOREST OIL CORP | $1,000 | 0.0% | 31 | 0.0% | 0.00% | 0.0% | |
| FMX | FOMENTO ECONOMICO MEXICANO Sspon adr units | $2,000 | 0.0% | 18 | 0.0% | 0.00% | 0.0% | |
| JPM | JPMORGAN CHASE & COcall | $1,000 | 0.0% | 700 | 0.0% | 0.00% | 0.0% | |
| K | Buy | KELLOGG CO | $1,000 | 0.0% | 19 | +26.7% | 0.00% | 0.0% |
| LVLT | LEVEL 3 COMMUNICATIONS INC | $1,000 | 0.0% | 4 | 0.0% | 0.00% | 0.0% | |
| LPRIQ | LONE PINE RES INC | $1,000 | 0.0% | 18 | 0.0% | 0.00% | 0.0% | |
| LOW | Sell | LOWES COS INC | $2,000 | -93.8% | 50 | -93.7% | 0.00% | -95.2% |
| MTW | MANITOWOC INC | $1,000 | 0.0% | 45 | 0.0% | 0.00% | 0.0% | |
| MGI | MONEYGRAM INTL INC | $1,000 | 0.0% | 4 | 0.0% | 0.00% | 0.0% | |
| MUR | MURPHY OIL CORP | $2,000 | 0.0% | 30 | 0.0% | 0.00% | 0.0% | |
| MUSA | New | MURPHY USA INC | $1,000 | – | 7 | +100.0% | 0.00% | – |
| NOC | NORTHROP GRUMMAN CORP | $2,000 | +100.0% | 16 | 0.0% | 0.00% | 0.0% | |
| EW | EDWARDS LIFESCIENCES CORP | $1,000 | 0.0% | 2 | 0.0% | 0.00% | 0.0% | |
| ONVO | New | ORGANOVO HLDGS INC | $2,000 | – | 360 | +100.0% | 0.00% | – |
| PEP | PEPSICO INCcall | $1,000 | 0.0% | 900 | 0.0% | 0.00% | 0.0% | |
| DVN | DEVON ENERGY CORP NEW | $1,000 | 0.0% | 20 | 0.0% | 0.00% | 0.0% | |
| PSX | PHILLIPS 66 | $1,000 | 0.0% | 11 | 0.0% | 0.00% | 0.0% | |
| PCL | PLUM CREEK TIMBER CO INCcall | $1,000 | -66.7% | 2,000 | 0.0% | 0.00% | -50.0% | |
| COP | CONOCOPHILLIPS | $2,000 | +100.0% | 23 | 0.0% | 0.00% | 0.0% | |
| CNW | CON-WAY INC | $1,000 | 0.0% | 33 | 0.0% | 0.00% | 0.0% | |
| SPY | Sell | SPDR S&P 500 ETF TRput | $1,000 | -97.1% | 1,000 | -96.4% | 0.00% | -95.5% |
| KO | New | COCA COLA COput | $1,000 | – | 4,000 | +100.0% | 0.00% | – |
| KO | New | COCA COLA COcall | $1,000 | – | 2,500 | +100.0% | 0.00% | – |
| C | CITIGROUP INCcall | $1,000 | -66.7% | 1,000 | 0.0% | 0.00% | -50.0% | |
| CSCO | CISCO SYS INC | $1,000 | 0.0% | 40 | 0.0% | 0.00% | 0.0% | |
| CIM | CHIMERA INVT CORP | $2,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| CX | CEMEX SAB DE CVspon adr new | $1,000 | 0.0% | 6 | 0.0% | 0.00% | 0.0% | |
| SGRP | New | SPAR GROUP INC | $2,000 | – | 1,200 | +100.0% | 0.00% | – |
| XLU | Sell | SELECT SECTOR SPDR TRcall | $1,000 | -50.0% | 1,400 | -6.7% | 0.00% | 0.0% |
| STLD | STEEL DYNAMICS INC | $1,000 | 0.0% | 73 | 0.0% | 0.00% | 0.0% | |
| SGY | STONE ENERGY CORP | $1,000 | 0.0% | 30 | 0.0% | 0.00% | 0.0% | |
| SPNV | SUPERIOR ENERGY SVCS INC | $1,000 | 0.0% | 35 | 0.0% | 0.00% | 0.0% | |
| CBS | CBS CORP NEWcl b | $1,000 | 0.0% | 11 | 0.0% | 0.00% | 0.0% | |
| UQM | UQM TECHNOLOGIES INC | $1,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| BDJ | BLACKROCK ENHANCED EQT DIV T | $1,000 | 0.0% | 14 | 0.0% | 0.00% | 0.0% | |
| UNTCQ | UNIT CORP | $2,000 | 0.0% | 39 | 0.0% | 0.00% | 0.0% | |
| X | UNITED STATES STL CORP NEW | $1,000 | 0.0% | 7 | 0.0% | 0.00% | 0.0% | |
| BRKB | BERKSHIRE HATHAWAY INC DELcall | $2,000 | -60.0% | 1,700 | 0.0% | 0.00% | -66.7% | |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $1,000 | 0.0% | 6 | +500.0% | 0.00% | 0.0% |
| BK | BANK NEW YORK MELLON CORP | $2,000 | 0.0% | 60 | 0.0% | 0.00% | 0.0% | |
| BAC | New | BANK OF AMERICA CORPORATIONcall | $2,000 | – | 2,400 | +100.0% | 0.00% | – |
| BP | BP PLCsponsored adr | $1,000 | 0.0% | 2 | 0.0% | 0.00% | 0.0% | |
| AMGN | AMGEN INCcall | $2,000 | 0.0% | 1,700 | 0.0% | 0.00% | 0.0% | |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $1,000 | -85.7% | 30 | -78.6% | 0.00% | -80.0% |
| VIAB | Sell | VIACOM INC NEWcl b | $1,000 | -88.9% | 11 | -91.3% | 0.00% | -83.3% |
| VOD | VODAFONE GROUP PLC NEWspons adr new | $1,000 | 0.0% | 13 | 0.0% | 0.00% | 0.0% | |
| WMT | New | WAL-MART STORES INCput | $1,000 | – | 3,000 | +100.0% | 0.00% | – |
| AIG | AMERICAN INTL GROUP INC | $1,000 | 0.0% | 5 | 0.0% | 0.00% | 0.0% | |
| WAG | New | WALGREEN COput | $1,000 | – | 2,600 | +100.0% | 0.00% | – |
| WLTGQ | WALTER ENERGY INC | $1,000 | 0.0% | 39 | 0.0% | 0.00% | 0.0% | |
| AIGWS | AMERICAN INTL GROUP INC*w exp 01/19/202 | $1,000 | 0.0% | 2 | 0.0% | 0.00% | 0.0% | |
| WLL | WHITING PETE CORP NEW | $2,000 | 0.0% | 38 | 0.0% | 0.00% | 0.0% | |
| WPX | WPX ENERGY INC | $1,000 | 0.0% | 26 | 0.0% | 0.00% | 0.0% | |
| ESV | ENSCO PLC | $1,000 | -50.0% | 27 | 0.0% | 0.00% | 0.0% | |
| NBR | NABORS INDUSTRIES LTD | $1,000 | 0.0% | 28 | 0.0% | 0.00% | 0.0% | |
| GIGM | GIGAMEDIA LTDord | $1,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| EWJ | ISHAREScall | $1,000 | 0.0% | 2,000 | 0.0% | 0.00% | 0.0% | |
| CNX | Exit | CONSOL ENERGY INCcall | $0 | – | -1,200 | -100.0% | -0.00% | – |
| XOM | Exit | EXXON MOBIL CORPcall | $0 | – | -800 | -100.0% | -0.00% | – |
| NSC | Exit | NORFOLK SOUTHERN CORPcall | $0 | – | -900 | -100.0% | -0.00% | – |
| DOV | Exit | DOVER CORP | $0 | – | -37 | -100.0% | -0.00% | – |
| WMB | Exit | WILLIAMS COS INC DEL | $0 | – | -78 | -100.0% | -0.00% | – |
| AXE | Exit | ANIXTER INTL INC | $0 | – | -42 | -100.0% | -0.00% | – |
| HNT | Exit | HEALTH NET INC | $0 | – | -100 | -100.0% | -0.00% | – |
| CMI | Exit | CUMMINS INC | $0 | – | -28 | -100.0% | -0.00% | – |
| ESRX | Exit | EXPRESS SCRIPTS HLDG COcall | $0 | – | -1,000 | -100.0% | -0.00% | – |
| PDCO | Exit | PATTERSON COMPANIES INC | $0 | – | -90 | -100.0% | -0.00% | – |
| RAI | Exit | REYNOLDS AMERICAN INC | $0 | – | -65 | -100.0% | -0.00% | – |
| HLF | Exit | HERBALIFE LTD | $0 | – | -86 | -100.0% | -0.00% | – |
| WRB | Exit | BERKLEY W R CORP | $0 | – | -88 | -100.0% | -0.00% | – |
| FNF | Exit | FIDELITY NATIONAL FINANCIALcl a | $0 | – | -175 | -100.0% | -0.00% | – |
| GDI | Exit | GARDNER DENVER INC | $0 | – | -71 | -100.0% | -0.00% | – |
| SRCL | Exit | STERICYCLE INC | $0 | – | -46 | -100.0% | -0.00% | – |
| LMCA | Exit | LIBERTY MEDIA CORP DELAWAREcl a | $0 | – | -35 | -100.0% | -0.00% | – |
| WFT | Exit | WEATHERFORD INTERNATIONAL LTcall | $0 | – | -4,500 | -100.0% | -0.00% | – |
| CCK | Exit | CROWN HOLDINGS INC | $0 | – | -105 | -100.0% | -0.00% | – |
| KOF | Exit | COCA COLA FEMSA S A B DE C Vspon adr rep l | $0 | – | -34 | -100.0% | -0.00% | – |
| PRE | Exit | PARTNERRE LTD | $0 | – | -55 | -100.0% | -0.00% | – |
| PETM | Exit | PETSMART INC | $0 | – | -58 | -100.0% | -0.00% | – |
| CMG | Exit | CHIPOTLE MEXICAN GRILL INC | $0 | – | -10 | -100.0% | -0.00% | – |
| IYW | Exit | ISHARES TRdj us tech sec | $0 | – | -75 | -100.0% | -0.00% | – |
| GS | Exit | GOLDMAN SACHS GROUP INC | $0 | – | -41 | -100.0% | -0.00% | – |
| FRA | Exit | BLACKROCK FLOAT RATE OME STR | $0 | – | -370 | -100.0% | -0.00% | – |
| GWW | Exit | GRAINGER W W INC | $0 | – | -25 | -100.0% | -0.00% | – |
| RE | Exit | EVEREST RE GROUP LTD | $0 | – | -50 | -100.0% | -0.00% | – |
| URBN | Exit | URBAN OUTFITTERS INC | $0 | – | -162 | -100.0% | -0.01% | – |
| WFT | Exit | WEATHERFORD INTERNATIONAL LTput | $0 | – | -1,000 | -100.0% | -0.01% | – |
| PCLN | Exit | PRICELINE COM INC | $0 | – | -9 | -100.0% | -0.01% | – |
| COF | Exit | CAPITAL ONE FINL CORP | $0 | – | -115 | -100.0% | -0.01% | – |
| SLB | Exit | SCHLUMBERGER LTD | $0 | – | -95 | -100.0% | -0.01% | – |
| EBAY | Exit | EBAY INC | $0 | – | -128 | -100.0% | -0.01% | – |
| CAG | Exit | CONAGRA FOODS INC | $0 | – | -230 | -100.0% | -0.01% | – |
| KR | Exit | KROGER CO | $0 | – | -275 | -100.0% | -0.01% | – |
| M | Exit | MACYS INC | $0 | – | -185 | -100.0% | -0.01% | – |
| DHR | Exit | DANAHER CORP DEL | $0 | – | -150 | -100.0% | -0.01% | – |
| SUB | Exit | ISHARES TRs&p sh ntl amtfr | $0 | – | -100 | -100.0% | -0.01% | – |
| PCP | Exit | PRECISION CASTPARTS CORP | $0 | – | -45 | -100.0% | -0.01% | – |
| TJX | Exit | TJX COS INC NEW | $0 | – | -190 | -100.0% | -0.01% | – |
| NVO | Exit | NOVO-NORDISK A Sadr | $0 | – | -71 | -100.0% | -0.01% | – |
| V | Exit | VISA INC | $0 | – | -60 | -100.0% | -0.01% | – |
| MYL | Exit | MYLAN INC | $0 | – | -335 | -100.0% | -0.01% | – |
| V107SC | Exit | WELLPOINT INC | $0 | – | -170 | -100.0% | -0.01% | – |
| CELG | Exit | CELGENE CORP | $0 | – | -240 | -100.0% | -0.02% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-03-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 44 | Q3 2023 | 18.3% |
| SPDR S&P 500 ETF TR | 44 | Q3 2023 | 4.9% |
| ISHARES TR | 44 | Q3 2023 | 4.3% |
| NUVEEN NY DIVID ADVNTG MUN F | 44 | Q3 2023 | 7.2% |
| ISHARES TR | 44 | Q3 2023 | 2.2% |
| VANGUARD SCOTTSDALE FDS | 44 | Q3 2023 | 4.2% |
| ISHARES TR | 44 | Q3 2023 | 1.9% |
| SPDR DOW JONES INDL AVRG ETF | 44 | Q3 2023 | 2.8% |
| VANGUARD INTL EQUITY INDEX F | 44 | Q3 2023 | 1.8% |
| VANGUARD INTL EQUITY INDEX F | 44 | Q3 2023 | 1.4% |
View Tortoise Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FUND TRUST | January 07, 2021 | 330,552 | 1.8% |
| STONE RIDGE TRUST | December 11, 2020 | 571,715 | 10.5% |
| Tortoise Investment Management, LLCSold out | January 09, 2019 | 0 | 0.0% |
| MARKET VECTORS ETF TRUST | February 13, 2015 | 163,919 | 5.3% |
| NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND | February 13, 2015 | 470,295 | 5.1% |
| NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2 | February 13, 2015 | 807,057 | 12.4% |
| PowerShares Exchange-Traded Fund Trust II | February 13, 2015 | 105,996 | 5.4% |
| PIMCO ETF Trust | September 09, 2014 | 1,000 | 0.0% |
| SPDR SERIES TRUST | February 13, 2014 | 70,952 | 8.9% |
View Tortoise Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-09 |
| 13F-HR/A | 2024-02-29 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-08-03 |
| 13F-HR | 2022-05-06 |
View Tortoise Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.