$166 Million is the total value of Tortoise Investment Management, LLC's 364 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 64.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IVV | Buy | ISHAREScore s&p500 etf | $9,074,000 | +18.7% | 53,724 | +13.1% | 5.48% | +8.5% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $7,953,000 | +8.0% | 47,339 | +3.1% | 4.80% | -1.3% |
| BAB | Buy | POWERSHARES ETF TR IIbuild amer etf | $7,838,000 | +12.0% | 287,209 | +15.7% | 4.73% | +2.4% |
| KMR | Buy | KINDER MORGAN MANAGEMENT LLC | $7,665,000 | -5.9% | 102,250 | +4.9% | 4.63% | -14.0% |
| HYG | Buy | ISHARESiboxx hi yd etf | $6,887,000 | +71.3% | 75,207 | +70.0% | 4.16% | +56.6% |
| SJNK | Buy | SPDR SER TRsht trm hgh yld | $6,124,000 | +227.8% | 200,515 | +224.0% | 3.70% | +199.6% |
| NXK | Buy | NUVEEN NY DIV ADVANTG MUN FD | $5,634,000 | +50.0% | 443,953 | +64.6% | 3.40% | +37.1% |
| WOOD | Buy | ISHARESgl timb fore etf | $3,915,000 | +11.0% | 79,245 | +1.7% | 2.36% | +1.5% |
| BABS | Buy | SPDR SERIES TRUSTbrc bld amer bd | $3,636,000 | +42.3% | 67,698 | +46.9% | 2.20% | +30.0% |
| NAN | Buy | NUVEEN NY DIVID ADVNTG MUN F | $3,541,000 | -5.4% | 274,276 | +2.0% | 2.14% | -13.5% |
| PZA | New | POWERSHARES GLOBAL ETF TRUSTinsur natl mun | $3,160,000 | – | 137,000 | +100.0% | 1.91% | – |
| FAX | Buy | ABERDEEN ASIA PACIFIC INCOM | $2,280,000 | +62.6% | 376,200 | +66.3% | 1.38% | +48.6% |
| IJS | Buy | ISHARESsp smcp600vl etf | $1,970,000 | +15.9% | 19,274 | +5.9% | 1.19% | +5.9% |
| PZT | New | POWERSHARES GLOBAL ETF TRUSTny muni bd etf | $1,940,000 | – | 87,300 | +100.0% | 1.17% | – |
| BABZ | New | PIMCO ETF TRbld amer bd fd | $1,576,000 | – | 31,867 | +100.0% | 0.95% | – |
| SBI | Buy | WESTERN ASSET INTM MUNI FD I | $1,272,000 | +51.6% | 139,283 | +57.8% | 0.77% | +38.6% |
| NMY | Buy | NUVEEN MD PREM INCOME MUN FD | $1,203,000 | +2907.5% | 99,000 | +3200.0% | 0.73% | +2692.3% |
| BKLN | Buy | POWERSHARES ETF TRUST IIsenior ln port | $938,000 | +31.6% | 38,000 | +31.9% | 0.57% | +20.2% |
| DGS | Buy | WISDOMTREE TRemg mkts smcap | $872,000 | +3.7% | 18,687 | +2.3% | 0.53% | -5.2% |
| IWD | Buy | ISHARESrus 1000 val etf | $705,000 | +2.9% | 8,174 | +0.0% | 0.43% | -5.8% |
| LQD | Buy | ISHARESiboxx inv cp etf | $704,000 | +1.9% | 6,203 | +2.0% | 0.42% | -6.8% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $653,000 | +13.4% | 16,266 | +9.6% | 0.39% | +3.7% |
| NXR | New | NUVEEN SELECT TAX FREE INCMsh ben int | $595,000 | – | 46,400 | +100.0% | 0.36% | – |
| NXZ | Buy | NUVEEN DIV ADVANTAGE MUN FD | $527,000 | +23.7% | 40,650 | +33.1% | 0.32% | +13.2% |
| IEF | New | ISHARES7-10 y tr bd etf | $495,000 | – | 4,845 | +100.0% | 0.30% | – |
| WMT | Buy | WAL-MART STORES INC | $481,000 | +47.5% | 6,500 | +48.6% | 0.29% | +34.9% |
| NCB | New | NUVEEN CALIF MUNICPAL VALU F | $465,000 | – | 31,300 | +100.0% | 0.28% | – |
| NBD | New | NUVEEN BUILD AMER BD OPPTNY | $395,000 | – | 21,300 | +100.0% | 0.24% | – |
| NCA | Buy | NUVEEN CALIF MUN VALUE FD | $329,000 | +133.3% | 36,000 | +140.0% | 0.20% | +114.0% |
| IYR | Buy | ISHARESu.s. real es etf | $247,000 | +1.6% | 3,869 | +5.9% | 0.15% | -6.9% |
| NXN | Buy | NUVEEN NY SELECT TAX FREE PRsh ben int | $245,000 | +142.6% | 18,810 | +150.5% | 0.15% | +120.9% |
| IFGL | Buy | ISHARESintl dev re etf | $193,000 | +10.3% | 5,750 | +3.2% | 0.12% | +0.9% |
| KO | Buy | COCA COLA CO | $155,000 | +2483.3% | 4,100 | +2633.3% | 0.09% | +2250.0% |
| WY | Buy | WEYERHAEUSER CO | $135,000 | +15.4% | 4,700 | +14.6% | 0.08% | +6.5% |
| WAG | New | WALGREEN CO | $129,000 | – | 2,400 | +100.0% | 0.08% | – |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $119,000 | +6.2% | 1,358 | +0.1% | 0.07% | -2.7% |
| RSP | Buy | RYDEX ETF TRUSTgug s&p500 eq wt | $111,000 | +101.8% | 1,700 | +88.9% | 0.07% | +86.1% |
| SPY | Buy | SPDR S&P 500 ETF TRcall | $106,000 | +457.9% | 9,900 | +22.2% | 0.06% | +392.3% |
| IWC | Buy | ISHARESmicro-cap etf | $79,000 | +51.9% | 1,150 | +36.9% | 0.05% | +41.2% |
| FM | Buy | ISHARESmsci frntr100etf | $76,000 | +49.0% | 2,400 | +37.1% | 0.05% | +35.3% |
| SCHA | Buy | SCHWAB STRATEGIC TRus sml cap etf | $77,000 | +28.3% | 1,590 | +17.3% | 0.05% | +15.0% |
| CLX | New | CLOROX CO DEL | $74,000 | – | 900 | +100.0% | 0.04% | – |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $54,000 | +45.9% | 525 | +31.2% | 0.03% | +37.5% |
| SPMD | New | SPDR SERIES TRUST | $42,000 | – | 500 | +100.0% | 0.02% | – |
| EEM | Buy | ISHAREScall | $39,000 | +34.5% | 25,000 | +6.4% | 0.02% | +26.3% |
| RBS | New | ROYAL BK SCOTLAND GROUP PLCspons adr 20 ord | $23,000 | – | 2,000 | +100.0% | 0.01% | – |
| PFE | Buy | PFIZER INC | $22,000 | +46.7% | 750 | +37.1% | 0.01% | +30.0% |
| TUP | New | TUPPERWARE BRANDS CORP | $22,000 | – | 250 | +100.0% | 0.01% | – |
| SCHH | Buy | SCHWAB STRATEGIC TRus reit etf | $16,000 | 0.0% | 510 | +1.2% | 0.01% | -9.1% |
| CA | New | CA INC | $16,000 | – | 528 | +100.0% | 0.01% | – |
| NBB | New | NUVEEN BUILD AMER BD FD | $14,000 | – | 800 | +100.0% | 0.01% | – |
| MKC | New | MCCORMICK & CO INC | $10,000 | – | 150 | +100.0% | 0.01% | – |
| MET | New | METLIFE INC | $6,000 | – | 123 | +100.0% | 0.00% | – |
| EGPT | New | MARKET VECTORS ETF TRegypt indx etf | $5,000 | – | 100 | +100.0% | 0.00% | – |
| PRU | New | PRUDENTIAL FINL INC | $4,000 | – | 53 | +100.0% | 0.00% | – |
| WMT | Buy | WAL-MART STORES INCcall | $3,000 | -57.1% | 3,200 | +33.3% | 0.00% | -60.0% |
| FB | New | FACEBOOK INCcall | $4,000 | – | 600 | +100.0% | 0.00% | – |
| FTR | Buy | FRONTIER COMMUNICATIONS CORP | $3,000 | +50.0% | 767 | +88.5% | 0.00% | +100.0% |
| LQD | Buy | ISHAREScall | $1,000 | 0.0% | 4,600 | +360.0% | 0.00% | 0.0% |
| K | Buy | KELLOGG CO | $1,000 | 0.0% | 19 | +26.7% | 0.00% | 0.0% |
| MUSA | New | MURPHY USA INC | $1,000 | – | 7 | +100.0% | 0.00% | – |
| ONVO | New | ORGANOVO HLDGS INC | $2,000 | – | 360 | +100.0% | 0.00% | – |
| KO | New | COCA COLA COput | $1,000 | – | 4,000 | +100.0% | 0.00% | – |
| KO | New | COCA COLA COcall | $1,000 | – | 2,500 | +100.0% | 0.00% | – |
| SGRP | New | SPAR GROUP INC | $2,000 | – | 1,200 | +100.0% | 0.00% | – |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $1,000 | 0.0% | 6 | +500.0% | 0.00% | 0.0% |
| BAC | New | BANK OF AMERICA CORPORATIONcall | $2,000 | – | 2,400 | +100.0% | 0.00% | – |
| WMT | New | WAL-MART STORES INCput | $1,000 | – | 3,000 | +100.0% | 0.00% | – |
| WAG | New | WALGREEN COput | $1,000 | – | 2,600 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-03-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 44 | Q3 2023 | 18.3% |
| SPDR S&P 500 ETF TR | 44 | Q3 2023 | 4.9% |
| ISHARES TR | 44 | Q3 2023 | 4.3% |
| NUVEEN NY DIVID ADVNTG MUN F | 44 | Q3 2023 | 7.2% |
| ISHARES TR | 44 | Q3 2023 | 2.2% |
| VANGUARD SCOTTSDALE FDS | 44 | Q3 2023 | 4.2% |
| ISHARES TR | 44 | Q3 2023 | 1.9% |
| SPDR DOW JONES INDL AVRG ETF | 44 | Q3 2023 | 2.8% |
| VANGUARD INTL EQUITY INDEX F | 44 | Q3 2023 | 1.8% |
| VANGUARD INTL EQUITY INDEX F | 44 | Q3 2023 | 1.4% |
View Tortoise Investment Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FUND TRUST | January 07, 2021 | 330,552 | 1.8% |
| STONE RIDGE TRUST | December 11, 2020 | 571,715 | 10.5% |
| Tortoise Investment Management, LLCSold out | January 09, 2019 | 0 | 0.0% |
| MARKET VECTORS ETF TRUST | February 13, 2015 | 163,919 | 5.3% |
| NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND | February 13, 2015 | 470,295 | 5.1% |
| NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2 | February 13, 2015 | 807,057 | 12.4% |
| PowerShares Exchange-Traded Fund Trust II | February 13, 2015 | 105,996 | 5.4% |
| PIMCO ETF Trust | September 09, 2014 | 1,000 | 0.0% |
| SPDR SERIES TRUST | February 13, 2014 | 70,952 | 8.9% |
View Tortoise Investment Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-09 |
| 13F-HR/A | 2024-02-29 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-02-03 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-08-03 |
| 13F-HR | 2022-05-06 |
View Tortoise Investment Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.