$1.28 Billion is the total value of Capstone Financial Advisors, Inc.'s 142 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 21.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWB | Sell | ISHARES TRrus 1000 etf | $213,001,000 | -27.3% | 881,225 | -27.2% | 16.69% | -27.8% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $164,431,000 | +28.3% | 740,480 | +28.8% | 12.88% | +27.3% |
| BND | Buy | VANGUARD BD INDEX FDStotal bnd mrkt | $130,128,000 | +2.9% | 1,522,858 | +3.4% | 10.19% | +2.1% |
| DFAC | Buy | DIMENSIONAL ETF TRUSTus core equity 2 | $116,597,000 | +6.2% | 4,388,301 | +7.8% | 9.13% | +5.3% |
| VXUS | Buy | VANGUARD STAR FDSvg tl intl stk f | $88,025,000 | +27.8% | 1,391,478 | +32.7% | 6.90% | +26.8% |
| NFRA | Buy | FLEXSHARES TRstoxx globr inf | $76,315,000 | -0.5% | 1,368,142 | +2.5% | 5.98% | -1.3% |
| BNDX | Sell | VANGUARD CHARLOTTE FDStotal int bd etf | $70,498,000 | -17.5% | 1,237,675 | -17.3% | 5.52% | -18.2% |
| New | DIMENSIONAL ETF TRUSTworld ex us core | $51,047,000 | – | 1,972,444 | +100.0% | 4.00% | – | |
| MCD | Sell | MCDONALDS CORP | $43,173,000 | -5.4% | 179,059 | -9.4% | 3.38% | -6.1% |
| TLTD | Buy | FLEXSHARES TRm star dev mkt | $36,404,000 | -1.3% | 507,151 | +0.4% | 2.85% | -2.1% |
| TILT | Sell | FLEXSHARES TRmornstar usmkt | $31,656,000 | -1.4% | 187,534 | -0.5% | 2.48% | -2.2% |
| IXUS | Sell | ISHARES TRcore msci total | $30,890,000 | -3.7% | 435,074 | -0.6% | 2.42% | -4.5% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $29,221,000 | +0.9% | 106,630 | -0.1% | 2.29% | +0.1% |
| AAPL | Sell | APPLE INC | $24,937,000 | +1.2% | 176,232 | -2.1% | 1.95% | +0.4% |
| REET | Sell | ISHARES TRglobal reit etf | $24,502,000 | -3.1% | 893,893 | -2.0% | 1.92% | -3.9% |
| ITOT | Sell | ISHARES TRcore s&p ttl stk | $12,853,000 | -7.7% | 130,642 | -7.3% | 1.01% | -8.5% |
| VIG | Sell | VANGUARD SPECIALIZED FUNDSdiv app etf | $12,085,000 | -22.8% | 78,680 | -22.2% | 0.95% | -23.4% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $10,739,000 | -7.8% | 22,332 | -5.8% | 0.84% | -8.5% |
| JMST | Sell | J P MORGAN EXCHANGE-TRADED Fultra sht muncpl | $9,713,000 | -15.4% | 190,180 | -15.5% | 0.76% | -16.1% |
| JPM | Buy | JPMORGAN CHASE & CO | $8,490,000 | +6.1% | 51,863 | +0.8% | 0.66% | +5.2% |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INC | $5,989,000 | -11.3% | 127,295 | -0.8% | 0.47% | -12.0% |
| VTWO | Buy | VANGUARD SCOTTSDALE FDSvng rus2000idx | $4,876,000 | +127.7% | 55,154 | +138.5% | 0.38% | +126.0% |
| AMZN | Buy | AMAZON COM INC | $4,691,000 | +0.5% | 1,428 | +5.2% | 0.37% | -0.3% |
| MSFT | Buy | MICROSOFT CORP | $4,518,000 | +17.4% | 16,024 | +12.9% | 0.35% | +16.4% |
| CME | CME GROUP INC | $4,279,000 | -9.1% | 22,127 | 0.0% | 0.34% | -9.9% | |
| RWO | Buy | SPDR INDEX SHS FDSdj glb rl es etf | $3,046,000 | -0.1% | 59,657 | +0.7% | 0.24% | -0.8% |
| ICSH | Sell | ISHARES TRblackrock ultra | $2,825,000 | -21.0% | 55,931 | -21.0% | 0.22% | -21.6% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $2,671,000 | +0.5% | 6,224 | +0.2% | 0.21% | -0.5% |
| TY | TRI CONTL CORP | $2,521,000 | -2.1% | 75,513 | 0.0% | 0.20% | -3.0% | |
| QCOM | Buy | QUALCOMM INC | $2,364,000 | -8.8% | 18,329 | +1.0% | 0.18% | -9.8% |
| SCHB | Sell | SCHWAB STRATEGIC TRus brd mkt etf | $1,822,000 | -0.9% | 17,541 | -0.5% | 0.14% | -1.4% |
| COST | COSTCO WHSL CORP NEW | $1,672,000 | +13.6% | 3,721 | 0.0% | 0.13% | +12.9% | |
| UL | Buy | UNILEVER PLCspon adr new | $1,615,000 | +9.7% | 29,791 | +18.4% | 0.13% | +9.5% |
| VTEB | Buy | VANGUARD MUN BD FDStax exempt bd | $1,585,000 | +1.7% | 28,936 | +2.7% | 0.12% | +0.8% |
| JNJ | Buy | JOHNSON & JOHNSON | $1,472,000 | +1.5% | 9,117 | +3.6% | 0.12% | 0.0% |
| TSLA | Buy | TESLA INC | $1,428,000 | +27.3% | 1,841 | +11.5% | 0.11% | +25.8% |
| GIS | GENERAL MLS INC | $1,434,000 | -1.8% | 23,972 | 0.0% | 0.11% | -2.6% | |
| INTC | Buy | INTEL CORP | $1,204,000 | +16.9% | 22,589 | +23.1% | 0.09% | +16.0% |
| FITB | Buy | FIFTH THIRD BANCORP | $1,165,000 | +11.1% | 27,441 | +0.0% | 0.09% | +9.6% |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $1,106,000 | -1.9% | 4,054 | 0.0% | 0.09% | -2.2% | |
| DRI | DARDEN RESTAURANTS INC | $1,041,000 | +3.8% | 6,870 | 0.0% | 0.08% | +3.8% | |
| CI | CIGNA CORP NEW | $1,016,000 | -15.5% | 5,074 | 0.0% | 0.08% | -15.8% | |
| F | Buy | FORD MTR CO DEL | $998,000 | +21.1% | 70,445 | +27.1% | 0.08% | +20.0% |
| NVDA | Buy | NVIDIA CORPORATION | $953,000 | +14.3% | 4,600 | +341.5% | 0.08% | +13.6% |
| KO | Buy | COCA COLA CO | $877,000 | -3.0% | 16,716 | +0.0% | 0.07% | -2.8% |
| CBOE | Buy | CBOE GLOBAL MKTS INC | $836,000 | +4.1% | 6,752 | +0.1% | 0.06% | +3.2% |
| HD | Buy | HOME DEPOT INC | $807,000 | +119.9% | 2,458 | +113.7% | 0.06% | +117.2% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $808,000 | +0.9% | 2,256 | -0.2% | 0.06% | 0.0% |
| XOM | Sell | EXXON MOBIL CORP | $787,000 | -13.1% | 13,377 | -6.9% | 0.06% | -13.9% |
| ESTC | ELASTIC N V | $776,000 | +2.2% | 5,206 | 0.0% | 0.06% | +1.7% | |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $770,000 | +3.1% | 288 | -5.9% | 0.06% | +1.7% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $738,000 | -5.3% | 5,315 | +0.0% | 0.06% | -6.5% |
| MQT | BLACKROCK MUNIYIELD QUALITY | $730,000 | -0.7% | 50,700 | 0.0% | 0.06% | -1.7% | |
| KMX | CARMAX INC | $691,000 | -0.9% | 5,400 | 0.0% | 0.05% | -1.8% | |
| VEA | Buy | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $687,000 | -2.0% | 13,609 | +0.1% | 0.05% | -1.8% |
| ADX | Buy | ADAMS DIVERSIFIED EQUITY FD | $669,000 | +0.3% | 33,786 | +0.1% | 0.05% | -1.9% |
| IWM | ISHARES TRrussell 2000 etf | $655,000 | -4.5% | 2,992 | 0.0% | 0.05% | -5.6% | |
| VOO | Buy | VANGUARD INDEX FDS | $608,000 | +4.6% | 1,543 | +4.5% | 0.05% | +4.3% |
| T | Buy | AT&T INC | $617,000 | +2.8% | 22,855 | +9.7% | 0.05% | +2.1% |
| MRK | Buy | MERCK & CO INC | $614,000 | +2.8% | 8,181 | +6.6% | 0.05% | +2.1% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $594,000 | +2.8% | 10,993 | +6.6% | 0.05% | +2.2% |
| ACN | Buy | ACCENTURE PLC IRELAND | $583,000 | +64.7% | 1,823 | +51.7% | 0.05% | +64.3% |
| LUMN | Buy | LUMEN TECHNOLOGIES INC | $569,000 | -8.8% | 45,938 | +0.0% | 0.04% | -8.2% |
| ICE | Buy | INTERCONTINENTAL EXCHANGE IN | $570,000 | -3.1% | 4,968 | +0.3% | 0.04% | -2.2% |
| IWV | ISHARES TRrussell 3000 etf | $566,000 | -0.4% | 2,221 | 0.0% | 0.04% | -2.2% | |
| RQI | COHEN & STEERS QUALITY INCOM | $560,000 | -5.2% | 37,600 | 0.0% | 0.04% | -6.4% | |
| PEP | Sell | PEPSICO INC | $567,000 | -2.6% | 3,771 | -4.0% | 0.04% | -4.3% |
| CAT | CATERPILLAR INC | $521,000 | -11.7% | 2,712 | 0.0% | 0.04% | -12.8% | |
| AMGN | Buy | AMGEN INC | $487,000 | +1.5% | 2,289 | +16.3% | 0.04% | 0.0% |
| PFE | Buy | PFIZER INC | $486,000 | +13.0% | 11,309 | +2.9% | 0.04% | +11.8% |
| BA | BOEING CO | $488,000 | -8.3% | 2,219 | 0.0% | 0.04% | -9.5% | |
| PG | PROCTER AND GAMBLE CO | $466,000 | +3.8% | 3,331 | 0.0% | 0.04% | +5.7% | |
| ETN | EATON CORP PLC | $438,000 | +0.7% | 2,936 | 0.0% | 0.03% | 0.0% | |
| ABT | Sell | ABBOTT LABS | $430,000 | -0.9% | 3,644 | -2.6% | 0.03% | 0.0% |
| CL | COLGATE PALMOLIVE CO | $428,000 | -7.0% | 5,659 | 0.0% | 0.03% | -5.6% | |
| LW | LAMB WESTON HLDGS INC | $433,000 | -23.9% | 7,049 | 0.0% | 0.03% | -24.4% | |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $425,000 | -10.3% | 7,181 | +1.2% | 0.03% | -10.8% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $423,000 | -3.0% | 6,939 | +0.8% | 0.03% | -2.9% |
| ESGV | Buy | VANGUARD WORLD FDesg us stk etf | $425,000 | +0.5% | 5,303 | +0.3% | 0.03% | 0.0% |
| ALK | ALASKA AIR GROUP INC | $409,000 | -2.9% | 6,985 | 0.0% | 0.03% | -3.0% | |
| QQQX | NUVEEN NASDAQ 100 DYNAMIC OV | $411,000 | -3.3% | 14,467 | 0.0% | 0.03% | -5.9% | |
| GWW | GRAINGER W W INC | $394,000 | -10.3% | 1,002 | 0.0% | 0.03% | -11.4% | |
| IVV | Buy | ISHARES TRcore s&p500 etf | $389,000 | +28.0% | 904 | +27.7% | 0.03% | +25.0% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $389,000 | +39.9% | 146 | +31.5% | 0.03% | +36.4% |
| PYPL | PAYPAL HLDGS INC | $366,000 | -10.7% | 1,407 | 0.0% | 0.03% | -9.4% | |
| TMO | THERMO FISHER SCIENTIFIC INC | $375,000 | +13.3% | 657 | 0.0% | 0.03% | +11.5% | |
| TOLZ | Buy | PROSHARES TRdj brkfld glb | $341,000 | -1.4% | 7,552 | +0.8% | 0.03% | 0.0% |
| TXN | New | TEXAS INSTRS INC | $344,000 | – | 1,788 | +100.0% | 0.03% | – |
| DIS | DISNEY WALT CO | $337,000 | -3.7% | 1,990 | 0.0% | 0.03% | -7.1% | |
| ADM | Buy | ARCHER DANIELS MIDLAND CO | $321,000 | -0.9% | 5,343 | +0.0% | 0.02% | -3.8% |
| MA | Buy | MASTERCARD INCORPORATEDcl a | $321,000 | -4.7% | 924 | +0.1% | 0.02% | -7.4% |
| ABBV | Sell | ABBVIE INC | $322,000 | -5.3% | 2,990 | -0.9% | 0.02% | -7.4% |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $305,000 | -35.0% | 2,062 | -0.2% | 0.02% | -35.1% |
| EVN | EATON VANCE MUNI INCOME TRUSsh ben int | $306,000 | -1.3% | 22,108 | 0.0% | 0.02% | 0.0% | |
| UNH | Sell | UNITEDHEALTH GROUP INC | $303,000 | -31.4% | 774 | -29.9% | 0.02% | -31.4% |
| BXMT | Sell | BLACKSTONE MTG TR INC | $303,000 | -62.0% | 10,000 | -60.0% | 0.02% | -61.9% |
| CVX | Buy | CHEVRON CORP NEW | $297,000 | -3.3% | 2,928 | +0.0% | 0.02% | -4.2% |
| SHOP | SHOPIFY INCcl a | $289,000 | -7.1% | 213 | 0.0% | 0.02% | -8.0% | |
| NDLS | NOODLES & CO | $295,000 | -5.4% | 25,000 | 0.0% | 0.02% | -8.0% | |
| New | GENERAL ELECTRIC CO | $286,000 | – | 2,780 | +100.0% | 0.02% | – | |
| BY | BYLINE BANCORP INC | $284,000 | +8.8% | 11,551 | 0.0% | 0.02% | +4.8% | |
| AMAT | New | APPLIED MATLS INC | $287,000 | – | 2,231 | +100.0% | 0.02% | – |
| FB | Buy | FACEBOOK INCcl a | $280,000 | +7.3% | 826 | +10.0% | 0.02% | +4.8% |
| BXMX | NUVEEN S&P 500 BUY-WRITE INC | $266,000 | -1.1% | 18,700 | 0.0% | 0.02% | 0.0% | |
| MS | Buy | MORGAN STANLEY | $265,000 | +6.0% | 2,725 | +0.0% | 0.02% | +5.0% |
| CSCO | New | CISCO SYS INC | $273,000 | – | 5,013 | +100.0% | 0.02% | – |
| MYOV | MYOVANT SCIENCES LTD | $258,000 | -1.5% | 11,500 | 0.0% | 0.02% | -4.8% | |
| PFF | Buy | ISHARES TRpfd and incm sec | $254,000 | -0.4% | 6,533 | +0.8% | 0.02% | 0.0% |
| SCHA | Buy | SCHWAB STRATEGIC TRus sml cap etf | $259,000 | -2.3% | 2,589 | +1.7% | 0.02% | -4.8% |
| IDXX | IDEXX LABS INC | $254,000 | -1.6% | 408 | 0.0% | 0.02% | 0.0% | |
| DIA | SPDR DOW JONES INDL AVERAGEut ser 1 | $237,000 | -2.1% | 702 | 0.0% | 0.02% | 0.0% | |
| BK | BANK NEW YORK MELLON CORP | $230,000 | +1.3% | 4,435 | 0.0% | 0.02% | 0.0% | |
| TGT | Sell | TARGET CORP | $229,000 | -9.8% | 1,000 | -4.8% | 0.02% | -10.0% |
| NFLX | New | NETFLIX INC | $233,000 | – | 382 | +100.0% | 0.02% | – |
| LOW | LOWES COS INC | $231,000 | +4.5% | 1,137 | 0.0% | 0.02% | +5.9% | |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $232,000 | -0.4% | 981 | +0.1% | 0.02% | 0.0% |
| CRWD | Buy | CROWDSTRIKE HLDGS INCcl a | $236,000 | -0.8% | 962 | +1.4% | 0.02% | -5.3% |
| VGT | VANGUARD WORLD FDSinf tech etf | $233,000 | +0.4% | 581 | 0.0% | 0.02% | 0.0% | |
| HON | HONEYWELL INTL INC | $233,000 | -3.3% | 1,097 | 0.0% | 0.02% | -5.3% | |
| NEE | New | NEXTERA ENERGY INC | $212,000 | – | 2,697 | +100.0% | 0.02% | – |
| WEC | WEC ENERGY GROUP INC | $221,000 | -0.9% | 2,506 | 0.0% | 0.02% | -5.6% | |
| TEAM | New | ATLASSIAN CORP PLCcl a | $211,000 | – | 538 | +100.0% | 0.02% | – |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $212,000 | +1.4% | 732 | +0.4% | 0.02% | 0.0% |
| EPD | ENTERPRISE PRODS PARTNERS L | $217,000 | -10.3% | 10,040 | 0.0% | 0.02% | -10.5% | |
| RYAAY | RYANAIR HOLDINGS PLCsponsored ads | $220,000 | +1.9% | 2,000 | 0.0% | 0.02% | 0.0% | |
| SO | New | SOUTHERN CO | $210,000 | – | 3,384 | +100.0% | 0.02% | – |
| VINP | VINCI PARTNERS INVTS LTD | $130,000 | -10.3% | 10,000 | 0.0% | 0.01% | -9.1% | |
| HYT | BLACKROCK CORPOR HI YLD FD I | $122,000 | -0.8% | 10,000 | 0.0% | 0.01% | 0.0% | |
| ARCO | Buy | ARCOS DORADOS HOLDINGS INC | $98,000 | -13.3% | 19,200 | +1.4% | 0.01% | -11.1% |
| ET | New | ENERGY TRANSFER L P | $96,000 | – | 10,000 | +100.0% | 0.01% | – |
| FAX | ABERDEEN ASIA-PACIFIC INCOME | $79,000 | -6.0% | 19,000 | 0.0% | 0.01% | -14.3% | |
| LDI | New | LOANDEPOT INC | $68,000 | – | 10,000 | +100.0% | 0.01% | – |
| SAN | BANCO SANTANDER S.A.adr | $59,000 | -7.8% | 16,304 | 0.0% | 0.01% | 0.0% | |
| GOED | 1847 GOEDEKER INC | $47,000 | -19.0% | 15,000 | 0.0% | 0.00% | -20.0% | |
| FOA | New | FINANCE OF AMERICA COMPAN | $50,000 | – | 10,000 | +100.0% | 0.00% | – |
| ATIP | New | ATI PHYSICAL THERAPY INC | $38,000 | – | 10,000 | +100.0% | 0.00% | – |
| TAST | New | CARROLS RESTAURANT GROUP INC | $37,000 | – | 10,000 | +100.0% | 0.00% | – |
| PSTHWS | New | PERSHING SQUARE TONTINE HLDG*w exp 07/24/202 | $26,000 | – | 20,000 | +100.0% | 0.00% | – |
| XIN | New | XINYUAN REAL ESTATE CO LTDspons adr | $26,000 | – | 15,000 | +100.0% | 0.00% | – |
| AFI | ARMSTRONG FLOORING INC | $31,000 | -50.0% | 10,000 | 0.0% | 0.00% | -60.0% | |
| HCDI | HARBOR CUSTOM DEVELOPMENT IN | $24,000 | -25.0% | 10,000 | 0.0% | 0.00% | -33.3% | |
| GOEDWS | New | 1847 GOEDEKER INC*w exp 99/99/999 | $25,000 | – | 15,000 | +100.0% | 0.00% | – |
| SNDL | Exit | SUNDIAL GROWERS INC | $0 | – | -17,000 | -100.0% | -0.00% | – |
| KHC | Exit | KRAFT HEINZ CO | $0 | – | -5,174 | -100.0% | -0.02% | – |
| ARKK | Exit | ARK ETF TRinnovation etf | $0 | – | -1,655 | -100.0% | -0.02% | – |
| ZNGA | Exit | ZYNGA INCcl a | $0 | – | -20,000 | -100.0% | -0.02% | – |
| WFC | Exit | WELLS FARGO CO NEW | $0 | – | -5,125 | -100.0% | -0.02% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -19,221 | -100.0% | -0.02% | – |
| ROKU | Exit | ROKU INC | $0 | – | -549 | -100.0% | -0.02% | – |
| VSGX | Exit | VANGUARD WORLD FDesg intl stk etf | $0 | – | -4,159 | -100.0% | -0.02% | – |
| V | Exit | VISA INC | $0 | – | -1,196 | -100.0% | -0.02% | – |
| CMCSA | Exit | COMCAST CORP NEWcl a | $0 | – | -5,042 | -100.0% | -0.02% | – |
| PTON | Exit | PELOTON INTERACTIVE INC | $0 | – | -4,018 | -100.0% | -0.04% | – |
| NAV | Exit | NAVISTAR INTL CORP NEW | $0 | – | -11,808 | -100.0% | -0.04% | – |
| MRNA | Exit | MODERNA INC | $0 | – | -2,788 | -100.0% | -0.05% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD SPECIALIZED PORTFOL | 40 | Q3 2023 | 38.4% |
| SPDR S&P MIDCAP 400 ETF TR | 40 | Q3 2023 | 19.1% |
| MCDONALDS CORP | 40 | Q3 2023 | 10.2% |
| APPLE INC | 40 | Q3 2023 | 5.0% |
| JPMORGAN CHASE & CO | 40 | Q3 2023 | 2.6% |
| GRAINGER W W INC | 40 | Q3 2023 | 3.4% |
| CME GROUP INC | 40 | Q3 2023 | 1.8% |
| SPDR S&P 500 ETF TR | 40 | Q3 2023 | 1.5% |
| JOHNSON & JOHNSON | 40 | Q3 2023 | 0.9% |
| QUALCOMM INC | 40 | Q3 2023 | 0.9% |
View Capstone Financial Advisors, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-15 |
| 13F-HR | 2022-09-02 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-11 |
| 13F-HR | 2021-11-15 |
View Capstone Financial Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.