$322 Million is the total value of Capstone Financial Advisors, Inc.'s 92 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 49.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VIG | Buy | VANGUARD SPECIALIZED PORTFOLetf | $57,832,000 | +7.8% | 712,571 | +2.2% | 17.97% | -45.0% |
| IWF | New | ISHARES TRetf | $42,538,000 | – | 444,916 | +100.0% | 13.22% | – |
| VTI | New | VANGUARD INDEX FDSetf | $35,635,000 | – | 336,184 | +100.0% | 11.07% | – |
| MDY | Buy | SPDR S&P MIDCAP 400 ETF TRetf | $28,259,000 | +7.5% | 107,056 | +1.6% | 8.78% | -45.1% |
| EMLC | New | MARKET VECTORS ETF TRetf | $25,949,000 | – | 1,225,726 | +100.0% | 8.06% | – |
| VWO | New | VANGUARD INTL EQUITY INDEX Fetf | $24,426,000 | – | 610,348 | +100.0% | 7.59% | – |
| ELD | Sell | WISDOMTREE TRetf | $14,120,000 | -38.5% | 339,435 | -34.1% | 4.39% | -68.6% |
| MCD | Sell | MCDONALDS CORP | $12,575,000 | -3.0% | 134,206 | -1.8% | 3.91% | -50.5% |
| VEA | New | VANGUARD TAX MANAGED INTL FDetf | $10,137,000 | – | 267,589 | +100.0% | 3.15% | – |
| AAPL | Sell | APPLE INC | $8,619,000 | +9.5% | 78,082 | -0.1% | 2.68% | -44.1% |
| AGG | New | ISHARES TRetf | $5,398,000 | – | 49,023 | +100.0% | 1.68% | – |
| DJP | New | BARCLAYS BK PLCetf | $5,329,000 | – | 178,167 | +100.0% | 1.66% | – |
| GWW | GRAINGER W W INC | $4,878,000 | +1.3% | 19,138 | 0.0% | 1.52% | -48.3% | |
| JPM | Sell | JPMORGAN CHASE & CO | $3,947,000 | +2.1% | 63,072 | -1.7% | 1.23% | -47.8% |
| EFA | New | ISHARES TRetf | $3,604,000 | – | 59,240 | +100.0% | 1.12% | – |
| CME | CME GROUP INC | $2,625,000 | +10.9% | 29,612 | 0.0% | 0.82% | -43.4% | |
| DNKN | DUNKIN BRANDS GROUP INC | $1,877,000 | -4.8% | 44,001 | 0.0% | 0.58% | -51.4% | |
| FLOT | New | ISHARES TRetf | $1,864,000 | – | 36,884 | +100.0% | 0.58% | – |
| BRKA | BERKSHIRE HATHAWAY INC DEL | $1,808,000 | +9.2% | 800 | 0.0% | 0.56% | -44.2% | |
| SPY | Buy | SPDR S&P 500 ETF TRetf | $1,616,000 | +33.2% | 7,861 | +27.7% | 0.50% | -32.0% |
| JNJ | Buy | JOHNSON & JOHNSON | $1,505,000 | +1.1% | 14,389 | +3.0% | 0.47% | -48.3% |
| IWN | New | ISHARES TRetf | $1,288,000 | – | 12,669 | +100.0% | 0.40% | – |
| QCOM | Sell | QUALCOMM INC | $1,248,000 | -0.8% | 16,785 | -0.2% | 0.39% | -49.3% |
| AMLP | New | ALPS ETF TRetf | $1,135,000 | – | 64,818 | +100.0% | 0.35% | – |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $1,067,000 | -30.9% | 6,651 | -18.3% | 0.33% | -64.7% |
| T | Buy | AT&T INC | $946,000 | -0.8% | 28,162 | +4.0% | 0.29% | -49.4% |
| INTC | Buy | INTEL CORP | $894,000 | +9.0% | 24,633 | +4.6% | 0.28% | -44.3% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DEL | $891,000 | +30.6% | 5,935 | +20.3% | 0.28% | -33.3% |
| CTRX | CATAMARAN CORP | $881,000 | +22.9% | 17,020 | 0.0% | 0.27% | -37.2% | |
| WBA | New | WALGREENS BOOTS ALLIANCE INC | $826,000 | – | 10,866 | +100.0% | 0.26% | – |
| SBUX | Buy | STARBUCKS CORP | $818,000 | +8.9% | 9,968 | +0.1% | 0.25% | -44.4% |
| UN | UNILEVER N Vadr | $813,000 | -1.6% | 20,825 | 0.0% | 0.25% | -49.7% | |
| XOM | Buy | EXXON MOBIL CORP | $716,000 | -1.6% | 7,747 | +0.0% | 0.22% | -49.7% |
| VNQ | Sell | VANGUARD INDEX FDSetf | $700,000 | -13.0% | 8,648 | -22.8% | 0.22% | -55.5% |
| NDLS | NOODLES & COcl a | $659,000 | +37.3% | 25,000 | 0.0% | 0.20% | -29.8% | |
| COST | Buy | COSTCO WHSL CORP NEW | $596,000 | +24.9% | 4,205 | +36.4% | 0.18% | -36.2% |
| PG | Buy | PROCTER & GAMBLE CO | $586,000 | +14.2% | 6,429 | +5.0% | 0.18% | -41.7% |
| LUMN | Buy | CENTURYLINK INC | $587,000 | -3.1% | 14,820 | +0.0% | 0.18% | -50.7% |
| SCHB | Buy | SCHWAB STRATEGIC TRetf | $560,000 | +11.1% | 11,249 | +6.1% | 0.17% | -43.3% |
| PFF | Sell | ISHARESetf | $505,000 | -1.6% | 12,811 | -1.3% | 0.16% | -49.7% |
| MSFT | Buy | MICROSOFT CORP | $470,000 | +14.4% | 10,126 | +14.1% | 0.15% | -41.6% |
| CMG | CHIPOTLE MEXICAN GRILL INC | $452,000 | +2.5% | 661 | 0.0% | 0.14% | -47.8% | |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $446,000 | -9.0% | 9,542 | -2.6% | 0.14% | -53.4% |
| IVV | ISHARES TRetf | $433,000 | +4.3% | 2,095 | 0.0% | 0.14% | -46.6% | |
| EEM | New | ISHARES TRetf | $409,000 | – | 10,412 | +100.0% | 0.13% | – |
| CBOE | CBOE HLDGS INC | $398,000 | +18.5% | 6,274 | 0.0% | 0.12% | -39.5% | |
| DIS | Sell | DISNEY WALT CO | $381,000 | -10.1% | 4,048 | -15.0% | 0.12% | -54.3% |
| BABA | New | ALIBABA GROUP HLDG LTDads | $368,000 | – | 3,540 | +100.0% | 0.11% | – |
| AMGN | Buy | AMGEN INC | $351,000 | +67.1% | 2,204 | +47.7% | 0.11% | -14.8% |
| GOOGL | Sell | GOOGLE INCcl a | $342,000 | -32.9% | 645 | -25.5% | 0.11% | -65.8% |
| GILD | Buy | GILEAD SCIENCES INC | $326,000 | -7.6% | 3,459 | +4.3% | 0.10% | -53.0% |
| IWV | New | ISHARES TRetf | $321,000 | – | 2,628 | +100.0% | 0.10% | – |
| D | Buy | DOMINION RES INC VA NEW | $316,000 | +17.0% | 4,103 | +5.1% | 0.10% | -40.2% |
| CVX | Buy | CHEVRON CORP NEW | $315,000 | -4.3% | 2,804 | +1.8% | 0.10% | -51.0% |
| IWD | Buy | ISHARES TRetf | $294,000 | +4.6% | 2,812 | +0.3% | 0.09% | -46.8% |
| MRK | Sell | MERCK & CO INC NEW | $287,000 | -6.8% | 5,049 | -2.9% | 0.09% | -52.4% |
| VT | New | VANGUARD INTL EQUITY INDEX Fetf | $283,000 | – | 4,699 | +100.0% | 0.09% | – |
| ADM | ARCHER DANIELS MIDLAND CO | $277,000 | +1.8% | 5,331 | 0.0% | 0.09% | -48.2% | |
| WFC | Buy | WELLS FARGO & CO NEW | $274,000 | +10.5% | 4,996 | +4.6% | 0.08% | -43.7% |
| MA | New | MASTERCARD INCcl a | $275,000 | – | 3,196 | +100.0% | 0.08% | – |
| EBND | New | SPDR SERIES TRUSTetf | $271,000 | – | 9,548 | +100.0% | 0.08% | – |
| TLH | New | ISHARESetf | $270,000 | – | 1,999 | +100.0% | 0.08% | – |
| QQQ | New | POWERSHARES QQQ TRUSTetf | $263,000 | – | 2,546 | +100.0% | 0.08% | – |
| CELG | Sell | CELGENE CORP | $260,000 | -12.2% | 2,325 | -25.7% | 0.08% | -55.0% |
| DEO | Buy | DIAGEO P L Cadr | $257,000 | +0.8% | 2,249 | +1.8% | 0.08% | -48.4% |
| GE | Buy | GENERAL ELECTRIC CO | $253,000 | +21.6% | 10,002 | +23.3% | 0.08% | -37.8% |
| F | Buy | FORD MTR CO DEL | $249,000 | +21.5% | 16,084 | +16.2% | 0.08% | -38.4% |
| FB | Sell | FACEBOOK INC | $237,000 | -18.3% | 3,044 | -16.9% | 0.07% | -58.2% |
| HD | Sell | HOME DEPOT INC | $239,000 | -8.8% | 2,275 | -20.3% | 0.07% | -53.5% |
| GOOG | Sell | GOOGLE INCcl c | $221,000 | -16.6% | 420 | -8.5% | 0.07% | -57.1% |
| V | Sell | VISA INC | $221,000 | +9.4% | 841 | -11.1% | 0.07% | -43.9% |
| NAV | New | NAVISTAR INTL CORP NEW | $208,000 | – | 6,225 | +100.0% | 0.06% | – |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fetf | $209,000 | +1.0% | 4,455 | +6.1% | 0.06% | -48.4% |
| NKE | New | NIKE INCcl b | $204,000 | – | 2,126 | +100.0% | 0.06% | – |
| SQNM | SEQUENOM INC | $191,000 | +24.8% | 51,500 | 0.0% | 0.06% | -36.6% | |
| RT | Buy | RUBY TUESDAY INC | $141,000 | +127.4% | 20,556 | +96.3% | 0.04% | +15.8% |
| GSAT | Buy | GLOBALSTAR INC | $105,000 | +25.0% | 38,000 | +65.2% | 0.03% | -35.3% |
| CLF | Buy | CLIFFS NAT RES INC | $107,000 | +2.9% | 15,000 | +50.0% | 0.03% | -47.6% |
| VALE | Buy | VALE S Aadr | $102,000 | -7.3% | 12,500 | +25.0% | 0.03% | -52.2% |
| PBR | New | PETROLEO BRASILEIRO SA PETROadr | $73,000 | – | 10,000 | +100.0% | 0.02% | – |
| TEUFF | BOX SHIPS INCORPORATED | $65,000 | -27.8% | 75,000 | 0.0% | 0.02% | -63.6% | |
| HEROQ | Buy | HERCULES OFFSHORE INC | $60,000 | -45.5% | 59,667 | +19.3% | 0.02% | -71.6% |
| XIN | XINYUAN REAL ESTATE CO LTDadr | $59,000 | -20.3% | 25,000 | 0.0% | 0.02% | -60.0% | |
| SPPR | New | SUPERTEL HOSPITALITY INC NEW | $58,000 | – | 25,000 | +100.0% | 0.02% | – |
| ZGNX | Buy | ZOGENIX INC | $40,000 | +122.2% | 29,000 | +87.1% | 0.01% | +9.1% |
| DRYS | Buy | DRYSHIPS INC | $37,000 | +48.0% | 35,000 | +250.0% | 0.01% | -26.7% |
| AROPQ | AEROPOSTALE | $29,000 | -29.3% | 12,500 | 0.0% | 0.01% | -64.0% | |
| CDVIQ | Buy | CAL DIVE INTL INC DEL | $20,000 | -75.6% | 290,000 | +241.2% | 0.01% | -88.0% |
| ANRZQ | ALPHA NATURAL RESOURCES INC | $17,000 | -32.0% | 10,000 | 0.0% | 0.01% | -66.7% | |
| GURE | GULF RESOURCES INC | $17,000 | -19.0% | 15,000 | 0.0% | 0.01% | -61.5% | |
| VTGDF | New | VANTAGE DRILLING COMPANY | $12,000 | – | 25,000 | +100.0% | 0.00% | – |
| TOPS | New | TOP SHIPS INC | $11,000 | – | 10,000 | +100.0% | 0.00% | – |
| NIHDQ | Exit | NII HLDGS INC | $0 | – | -50,000 | -100.0% | -0.00% | – |
| FREE | Exit | FREESEAS INC | $0 | – | -15,000 | -100.0% | -0.00% | – |
| HTM | Exit | U S GEOTHERMAL INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| ALCSQ | Exit | ALCO STORES INC | $0 | – | -10,000 | -100.0% | -0.01% | – |
| CTHR | Exit | CHARLES & COLVARD LTD | $0 | – | -15,000 | -100.0% | -0.02% | – |
| RNDY | Exit | ROUNDYS INC | $0 | – | -15,820 | -100.0% | -0.03% | – |
| DVAX | Exit | DYNAVAX TECHNOLOGIES CORP | $0 | – | -66,500 | -100.0% | -0.06% | – |
| AMZN | Exit | AMAZON COM INC | $0 | – | -622 | -100.0% | -0.12% | – |
| CAT | Exit | CATERPILLAR INC DEL | $0 | – | -2,235 | -100.0% | -0.14% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLCadr | $0 | – | -3,497 | -100.0% | -0.16% | – |
| BIIB | Exit | BIOGEN IDEC INC | $0 | – | -850 | -100.0% | -0.17% | – |
| WAG | Exit | WALGREEN CO | $0 | – | -10,816 | -100.0% | -0.39% | – |
| GLD | Exit | SPDR GOLD TRUSTetf | $0 | – | -6,238 | -100.0% | -0.44% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD SPECIALIZED PORTFOL | 40 | Q3 2023 | 38.4% |
| SPDR S&P MIDCAP 400 ETF TR | 40 | Q3 2023 | 19.1% |
| MCDONALDS CORP | 40 | Q3 2023 | 10.2% |
| APPLE INC | 40 | Q3 2023 | 5.0% |
| JPMORGAN CHASE & CO | 40 | Q3 2023 | 2.6% |
| GRAINGER W W INC | 40 | Q3 2023 | 3.4% |
| CME GROUP INC | 40 | Q3 2023 | 1.8% |
| SPDR S&P 500 ETF TR | 40 | Q3 2023 | 1.5% |
| JOHNSON & JOHNSON | 40 | Q3 2023 | 0.9% |
| QUALCOMM INC | 40 | Q3 2023 | 0.9% |
View Capstone Financial Advisors, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-15 |
| 13F-HR | 2022-09-02 |
| 13F-HR | 2022-05-13 |
| 13F-HR | 2022-02-11 |
| 13F-HR | 2021-11-15 |
View Capstone Financial Advisors, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.