$670 Million is the total value of MUFG Securities EMEA plc's 135 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 92.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | Apple Inccall | $148,407,000 | – | 1,473,000 | +100.0% | 22.15% | – | |
| New | GILEAD SCIENCES INCnote gild 1 5/8 05/01/16 | $37,791,000 | – | 8,067,000 | +100.0% | 5.64% | – | |
| New | Micron Technology Inccall | $37,686,000 | – | 1,100,000 | +100.0% | 5.62% | – | |
| New | Apple Incput | $34,255,000 | – | 340,000 | +100.0% | 5.11% | – | |
| Sell | MYLAN INCnote myl 3 3/4 09/15/15 | $33,943,000 | -100.0% | 9,955,000 | -44.9% | 5.07% | +69.6% | |
| New | General Motors Cocall | $31,940,000 | – | 1,000,000 | +100.0% | 4.77% | – | |
| New | Bank of America Corpcall | $17,050,000 | – | 1,000,000 | +100.0% | 2.54% | – | |
| New | Gilead Sciences Inccall | $15,968,000 | – | 150,000 | +100.0% | 2.38% | – | |
| Sell | Apple Inc | $15,485,000 | -100.0% | 153,700 | -95.5% | 2.31% | -82.9% | |
| Sell | ELECTRONIC ARTS INCnote ea 0 3/4 07/15/16 | $14,040,000 | -99.9% | 11,398,000 | -33.5% | 2.10% | +126.3% | |
| Sell | AMERICAN REALTY CAP PROPnote arcp 3 08/01/18 | $13,563,000 | -99.9% | 13,615,000 | -29.2% | 2.02% | +141.8% | |
| Buy | MGM RESORTS INTLnote mgm 4 1/4 04/15/15 | $13,338,000 | -99.9% | 10,543,000 | +19.4% | 1.99% | +257.5% | |
| New | eBay Inccall | $11,326,000 | – | 200,000 | +100.0% | 1.69% | – | |
| Sell | OMNICARE INCnote ocr 3 1/4 12/15/35 | $10,483,000 | -99.9% | 10,070,000 | -45.5% | 1.56% | +85.2% | |
| Sell | MICROCHIP TECHNOLOGY INCnote mchp 2 1/8 12/15/37 | $10,278,000 | -100.0% | 5,517,000 | -74.9% | 1.53% | -14.9% | |
| Sell | TESLA MOTORS INCnote tsla 1 1/2 06/01/18 | $10,084,000 | -99.9% | 5,000,000 | -33.3% | 1.50% | +131.5% | |
| New | Powershares QQQ Trust Series 1put | $9,879,000 | – | 100,000 | +100.0% | 1.47% | – | |
| New | Barrick Gold Corpcall | $8,796,000 | – | 600,000 | +100.0% | 1.31% | – | |
| New | Yahoo! Inccall | $8,150,000 | – | 200,000 | +100.0% | 1.22% | – | |
| New | United States Steel Corpput | $7,834,000 | – | 200,000 | +100.0% | 1.17% | – | |
| New | AngloGold Ashanti Ltdcall | $7,800,000 | – | 650,000 | +100.0% | 1.16% | – | |
| New | Amazon.com Inccall | $7,739,000 | – | 24,000 | +100.0% | 1.16% | – | |
| New | SUNPOWER CORPnote spwr 0 3/4 06/01/18 | $7,509,000 | – | 5,000,000 | +100.0% | 1.12% | – | |
| B108PS | New | Actavis PLC | $7,238,000 | – | 30,000 | +100.0% | 1.08% | – |
| New | Amazon.com Incput | $7,094,000 | – | 22,000 | +100.0% | 1.06% | – | |
| New | Intel Corpput | $6,964,000 | – | 200,000 | +100.0% | 1.04% | – | |
| Sell | SUNPOWER CORPnote spwr 4 1/2 03/15/15 | $6,630,000 | -100.0% | 4,294,000 | -44.2% | 0.99% | +63.1% | |
| Sell | ARES CAPITAL CORPnote arcc 5 3/4 02/01/16 | $6,263,000 | -99.9% | 6,000,000 | -33.2% | 0.94% | +126.9% | |
| Sell | DDR CORPnote ddr 1 3/4 11/15/40 | $5,782,000 | -100.0% | 5,000,000 | -63.8% | 0.86% | +21.7% | |
| Buy | AMERICAN REALTY CAP PROPnote arcp 3 3/4 12/15/20 | $5,538,000 | -99.7% | 5,500,000 | +175.0% | 0.83% | +829.2% | |
| V | Sell | Visa Inc*w | $4,955,000 | -100.0% | 23,222 | -98.5% | 0.74% | -94.9% |
| New | Caterpillar Incput | $4,952,000 | – | 50,000 | +100.0% | 0.74% | – | |
| UNITED STATES STEEL CORPnote x 2 3/4 04/01/19 | $4,931,000 | -99.9% | 3,000,000 | 0.0% | 0.74% | +360.0% | ||
| New | MEDIDATA SOLUTIONS INCnote mdso 1 08/01/18 | $4,715,000 | – | 4,338,000 | +100.0% | 0.70% | – | |
| SUNEQ | Sell | SunEdison Inc | $4,595,000 | -100.0% | 243,400 | -71.2% | 0.69% | -16.1% |
| SINA | Sell | SINA Corp/China | $3,908,000 | -100.0% | 95,000 | -40.6% | 0.58% | +71.0% |
| New | Tesla Motors Incput | $3,883,000 | – | 16,000 | +100.0% | 0.58% | – | |
| Sell | SPIRIT REALTY CAPITAL INnote src 3 3/4 05/15/21 | $3,409,000 | -100.0% | 3,500,000 | -75.4% | 0.51% | -16.7% | |
| TSLA | Sell | Tesla Motors Inc*w | $3,361,000 | -99.9% | 13,850 | -37.0% | 0.50% | +122.1% |
| New | NUANCE COMMUNICATIONSnote nuan 2 3/4 11/01/31 | $3,339,000 | – | 3,375,000 | +100.0% | 0.50% | – | |
| Buy | Amazon.com Inc | $3,224,000 | -99.5% | 10,000 | +400.0% | 0.48% | +1617.9% | |
| DATA | New | Tableau Software Inc | $3,088,000 | – | 42,500 | +100.0% | 0.46% | – |
| Buy | REDWOOD TRUST INCnote rwt 4 5/8 04/15/18 | $2,998,000 | -99.9% | 3,033,000 | +37.2% | 0.45% | +356.1% | |
| New | HEALTH CARE REIT INCnote hcn 3 12/01/29 | $2,870,000 | – | 2,333,000 | +100.0% | 0.43% | – | |
| New | TELEFLEX INCnote tfx 3 7/8 08/01/17 | $2,607,000 | – | 1,500,000 | +100.0% | 0.39% | – | |
| New | Keurig Green Mountain Incput | $2,603,000 | – | 20,000 | +100.0% | 0.39% | – | |
| Sell | HOME INNS HTL MNGMT INCnote hmin 2 12/15/15 | $2,431,000 | -100.0% | 2,500,000 | -68.8% | 0.36% | +7.1% | |
| BABA | New | Alibaba Group Holding Ltdadr | $2,399,000 | – | 27,000 | +100.0% | 0.36% | – |
| X | New | United States Steel Corp | $2,350,000 | – | 60,000 | +100.0% | 0.35% | – |
| PSEC | Sell | Prospect Capital Corp | $2,161,000 | -99.9% | 218,315 | -40.1% | 0.32% | +94.6% |
| LMCA | Buy | Liberty Media Corp | $2,057,000 | -99.9% | 43,600 | +190.7% | 0.31% | +248.9% |
| YHOO | Sell | Yahoo! Inc | $2,038,000 | -100.0% | 50,000 | -64.3% | 0.30% | +44.1% |
| Sell | SPIRIT REALTY CAPITAL INnote src 2 7/8 05/15/19 | $1,948,000 | -100.0% | 2,000,000 | -88.2% | 0.29% | -60.1% | |
| ORCL | New | Oracle Corp | $1,914,000 | – | 50,000 | +100.0% | 0.29% | – |
| VLO | Sell | Valero Energy Corp | $1,873,000 | -100.0% | 40,474 | -84.2% | 0.28% | -49.0% |
| New | Bed Bath & Beyond Inc | $1,850,000 | – | 28,100 | +100.0% | 0.28% | – | |
| FB | Sell | Facebook Inc | $1,739,000 | -100.0% | 22,000 | -91.1% | 0.26% | -63.6% |
| New | Facebook Inccall | $1,581,000 | – | 20,000 | +100.0% | 0.24% | – | |
| Sell | TESLA MOTORS INCnote tsla 1 1/4 03/01/21 | $1,577,000 | -100.0% | 1,660,000 | -83.1% | 0.24% | -42.1% | |
| TWTR | Sell | Twitter Inc*w | $1,433,000 | -100.0% | 27,790 | -89.9% | 0.21% | -55.7% |
| SPLK | New | Splunk Inc | $1,384,000 | – | 25,000 | +100.0% | 0.21% | – |
| New | Caterpillar Inccall | $1,386,000 | – | 14,000 | +100.0% | 0.21% | – | |
| MET | Sell | MetLife Inc | $1,370,000 | -100.0% | 25,500 | -66.4% | 0.20% | +12.7% |
| New | Ryland Group Inc/Theput | $1,330,000 | – | 40,000 | +100.0% | 0.20% | – | |
| Sell | Bank of America Corp | $1,245,000 | -100.0% | 73,000 | -95.6% | 0.19% | -83.0% | |
| New | Toll Brothers Incput | $1,246,000 | – | 40,000 | +100.0% | 0.19% | – | |
| New | InterDigital Inc/PAput | $1,194,000 | – | 30,000 | +100.0% | 0.18% | – | |
| IDCC | Sell | InterDigital Inc/PA | $1,195,000 | -100.0% | 30,000 | -54.5% | 0.18% | +31.9% |
| New | TIBCO Software Incput | $1,182,000 | – | 50,000 | +100.0% | 0.18% | – | |
| COST | Sell | Costco Wholesale Corp | $1,128,000 | -99.9% | 9,000 | -35.7% | 0.17% | +143.5% |
| New | Twitter Inccall | $1,032,000 | – | 20,000 | +100.0% | 0.15% | – | |
| New | 3D Systems Corpput | $1,020,000 | – | 22,000 | +100.0% | 0.15% | – | |
| Sell | STANDARD PACIFIC CORPnote spf 1 1/4 08/01/32 | $907,000 | -100.0% | 800,000 | -83.8% | 0.14% | -49.2% | |
| INTC | New | Intel Corp | $871,000 | – | 25,000 | +100.0% | 0.13% | – |
| MCC | Sell | Medley Capital Corp | $847,000 | -100.0% | 71,752 | -70.5% | 0.13% | -7.4% |
| ARCC | Sell | Ares Capital Corp | $693,000 | -100.0% | 42,900 | -64.7% | 0.10% | +10.8% |
| New | salesforce.com incput | $575,000 | – | 10,000 | +100.0% | 0.09% | – | |
| NEM | New | Newmont Mining Corp | $528,000 | – | 22,900 | +100.0% | 0.08% | – |
| New | VirnetX Holding Corpput | $480,000 | – | 80,000 | +100.0% | 0.07% | – | |
| New | eBay Incput | $453,000 | – | 8,000 | +100.0% | 0.07% | – | |
| NICK | Sell | Nicholas Financial Inc | $400,000 | -100.0% | 34,500 | -50.0% | 0.06% | +42.9% |
| KCAP | Sell | KCAP Financial Inc | $391,000 | -100.0% | 47,000 | -50.0% | 0.06% | +70.6% |
| TCRD | Sell | THL Credit Inc | $374,000 | -100.0% | 28,985 | -50.0% | 0.06% | +60.0% |
| Sell | BlackRock Kelso Capital Corp | $342,000 | -100.0% | 40,000 | -50.0% | 0.05% | +64.5% | |
| New | salesforce.com inccall | $345,000 | – | 6,000 | +100.0% | 0.05% | – | |
| FSC | Sell | Fifth Street Finance Corp | $330,000 | -100.0% | 35,943 | -64.1% | 0.05% | +16.7% |
| RMBS | Sell | Rambus Inc | $249,000 | -100.0% | 19,982 | -50.0% | 0.04% | +54.2% |
| CHMI | Sell | Cherry Hill Mortgage Investmen | $218,000 | -100.0% | 11,667 | -63.0% | 0.03% | +22.2% |
| TOL | Sell | Toll Brothers Inc | $218,000 | -100.0% | 7,000 | -78.1% | 0.03% | -35.3% |
| HLSSF | New | Home Loan Servicing Solutions | $212,000 | – | 10,000 | +100.0% | 0.03% | – |
| New | Twitter Incput | $206,000 | – | 4,000 | +100.0% | 0.03% | – | |
| Sell | AG Mortgage Investment Trust I | $176,000 | -100.0% | 9,895 | -50.5% | 0.03% | +62.5% | |
| MTGE | Sell | American Capital Mortgage Inve | $146,000 | -100.0% | 7,758 | -78.2% | 0.02% | -26.7% |
| MU | Sell | Micron Technology Inc | $137,000 | -100.0% | 4,000 | -99.5% | 0.02% | -98.2% |
| ROYTL | Sell | Pacific Coast Oil Trust | $103,000 | -100.0% | 10,000 | -50.0% | 0.02% | +36.4% |
| SCM | Sell | Stellus Capital Investment Cor | $97,000 | -100.0% | 7,015 | -51.7% | 0.01% | +55.6% |
| PFLT | Sell | PennantPark Floating Rate Capi | $77,000 | -100.0% | 5,559 | -50.0% | 0.01% | +57.1% |
| PBT | Sell | Permian Basin Royalty Trust | $61,000 | -100.0% | 4,500 | -50.0% | 0.01% | +80.0% |
| HRZN | Sell | Horizon Technology Finance Cor | $59,000 | -100.0% | 4,387 | -50.0% | 0.01% | +80.0% |
| New | VirnetX Holding Corpcall | $48,000 | – | 8,000 | +100.0% | 0.01% | – | |
| RYL | Sell | Ryland Group Inc/The | $33,000 | -100.0% | 1,000 | -98.8% | 0.01% | -96.4% |
| Sell | Arbor Realty Trust Inc | $30,000 | -100.0% | 4,455 | -95.3% | 0.00% | -85.7% | |
| VHC | Sell | VirnetX Holding Corp | $17,000 | -100.0% | 2,824 | -98.9% | 0.00% | -98.5% |
| SGL | Sell | Strategic Global Income Fund I | $17,000 | -100.0% | 1,900 | -50.0% | 0.00% | +50.0% |
| FULL | Sell | Full Circle Capital Corp | $5,000 | -100.0% | 835 | -50.0% | 0.00% | 0.0% |
| Exit | ROVI CORPnote rovi 2 5/8 02/15/40 | $0 | – | -20,000 | -100.0% | -0.00% | – | |
| ASPN | Exit | Aspen Aerogels Inc | $0 | – | -10,000 | -100.0% | -0.01% | – |
| VHC | Exit | VirnetX Holding Corpput | $0 | – | -20,000 | -100.0% | -0.02% | – |
| GDX | Exit | Market Vectors Gold Miners ETF | $0 | – | -20,000 | -100.0% | -0.02% | – |
| GDX | Exit | Market Vectors Gold Miners ETFcall | $0 | – | -20,000 | -100.0% | -0.02% | – |
| TOL | Exit | Toll Brothers Inccall | $0 | – | -16,000 | -100.0% | -0.02% | – |
| DDD | Exit | 3D Systems Corp | $0 | – | -12,000 | -100.0% | -0.03% | – |
| DDD | Exit | 3D Systems Corpput | $0 | – | -12,000 | -100.0% | -0.03% | – |
| CAT | Exit | Caterpillar Incput | $0 | – | -6,800 | -100.0% | -0.03% | – |
| RYL | Exit | Ryland Group Inc/Thecall | $0 | – | -20,000 | -100.0% | -0.03% | – |
| NKE | Exit | NIKE Inc | $0 | – | -13,800 | -100.0% | -0.05% | – |
| CAT | Exit | Caterpillar Inccall | $0 | – | -10,000 | -100.0% | -0.05% | – |
| MET | Exit | MetLife Incput | $0 | – | -20,000 | -100.0% | -0.05% | – |
| HOSSQ | Exit | Hornbeck Offshore Services Inc | $0 | – | -24,828 | -100.0% | -0.05% | – |
| RYL | Exit | Ryland Group Inc/Theput | $0 | – | -30,000 | -100.0% | -0.05% | – |
| STI | Exit | SunTrust Banks Inc*w | $0 | – | -31,600 | -100.0% | -0.05% | – |
| HTZ | Exit | Hertz Global Holdings Inc | $0 | – | -50,000 | -100.0% | -0.06% | – |
| Exit | WEBMD HEALTH CORPnote wbmd 2 1/2 01/31/18 | $0 | – | -1,400,000 | -100.0% | -0.06% | – | |
| Exit | Bank of America Corpput | $0 | – | -116,000 | -100.0% | -0.08% | – | |
| VZ | Exit | Verizon Communications Inc | $0 | – | -43,394 | -100.0% | -0.09% | – |
| Exit | SERVICENOW INCnote now 0 11/01/18 | $0 | – | -2,000,000 | -100.0% | -0.10% | – | |
| AEGR | Exit | Aegerion Pharmaceuticals Inc | $0 | – | -78,000 | -100.0% | -0.11% | – |
| VHC | Exit | VirnetX Holding Corpcall | $0 | – | -148,400 | -100.0% | -0.11% | – |
| TWTR | Exit | Twitter Inccall | $0 | – | -70,000 | -100.0% | -0.12% | – |
| NTAP | Exit | NetApp Inc | $0 | – | -100,000 | -100.0% | -0.16% | – |
| CAT | Exit | Caterpillar Inc | $0 | – | -36,800 | -100.0% | -0.17% | – |
| BLUE | Exit | Bluebird Bio Inc | $0 | – | -105,000 | -100.0% | -0.17% | – |
| OPEN | Exit | OpenTable Inc | $0 | – | -40,000 | -100.0% | -0.18% | – |
| C | Exit | Citigroup Inc | $0 | – | -100,000 | -100.0% | -0.20% | – |
| C | Exit | Citigroup Incput | $0 | – | -100,000 | -100.0% | -0.20% | – |
| Exit | YANDEX NVnote yndx 1 1/8 12/15/18 | $0 | – | -5,000,000 | -100.0% | -0.21% | – | |
| TSLA | Exit | Tesla Motors Inccall | $0 | – | -22,000 | -100.0% | -0.23% | – |
| Exit | WEBMD HEALTH CORPnote wbmd 1 1/2 12/01/20 | $0 | – | -5,000,000 | -100.0% | -0.24% | – | |
| P | Exit | Pandora Media Inc | $0 | – | -198,800 | -100.0% | -0.25% | – |
| Exit | TESLA MOTORS INCnote tsla 0 1/4 03/01/19 | $0 | – | -6,000,000 | -100.0% | -0.25% | – | |
| P | Exit | Pandora Media Inccall | $0 | – | -198,800 | -100.0% | -0.25% | – |
| TWTR | Exit | Twitter Incput | $0 | – | -150,000 | -100.0% | -0.26% | – |
| HPQ | Exit | Hewlett-Packard Cocall | $0 | – | -200,000 | -100.0% | -0.29% | – |
| HPQ | Exit | Hewlett-Packard Coput | $0 | – | -200,000 | -100.0% | -0.29% | – |
| Exit | REGIS CORPnote rgs 5 07/15/14 | $0 | – | -7,150,000 | -100.0% | -0.31% | – | |
| MRK | Exit | Merck & Co Inc | $0 | – | -150,000 | -100.0% | -0.37% | – |
| GE | Exit | General Electric Co | $0 | – | -376,000 | -100.0% | -0.42% | – |
| VLO | Exit | Valero Energy Corpcall | $0 | – | -200,000 | -100.0% | -0.43% | – |
| Exit | SINA CORPnote sina 1 12/01/18 | $0 | – | -11,800,000 | -100.0% | -0.46% | – | |
| HPQ | Exit | Hewlett-Packard Co | $0 | – | -400,000 | -100.0% | -0.58% | – |
| GILD | Exit | Gilead Sciences Inc | $0 | – | -170,000 | -100.0% | -0.60% | – |
| FB | Exit | Facebook Inccall | $0 | – | -210,000 | -100.0% | -0.60% | – |
| AAL | Exit | American Airlines Group Inc | $0 | – | -400,000 | -100.0% | -0.74% | – |
| AAL | Exit | American Airlines Group Inccall | $0 | – | -400,000 | -100.0% | -0.74% | – |
| Exit | ENDO HEALTH SOLUTIONSnote endp 1 3/4 04/15/15 | $0 | – | -7,572,000 | -100.0% | -0.78% | – | |
| Exit | Bank of America Corpcall | $0 | – | -1,320,000 | -100.0% | -0.87% | – | |
| V | Exit | Visa Inccall | $0 | – | -100,000 | -100.0% | -0.90% | – |
| Exit | Barrick Gold Corpcall | $0 | – | -1,242,000 | -100.0% | -0.97% | – | |
| Exit | Barrick Gold Corp | $0 | – | -1,242,000 | -100.0% | -0.97% | – | |
| Exit | Anglogold Ashanti Ltd ADRcall | $0 | – | -1,380,000 | -100.0% | -1.02% | – | |
| Exit | Anglogold Ashanti Ltd ADR | $0 | – | -1,380,000 | -100.0% | -1.02% | – | |
| MU | Exit | Micron Technology Inccall | $0 | – | -800,000 | -100.0% | -1.13% | – |
| GM | Exit | General Motors Cocall | $0 | – | -1,000,000 | -100.0% | -1.56% | – |
| GM | Exit | General Motors Co | $0 | – | -1,100,000 | -100.0% | -1.71% | – |
| A | Exit | Agilent Technologies Inc | $0 | – | -900,000 | -100.0% | -2.21% | – |
| A | Exit | Agilent Technologies Inccall | $0 | – | -900,000 | -100.0% | -2.21% | – |
| Exit | Apple Incput | $0 | – | -903,200 | -100.0% | -3.60% | – | |
| Exit | Apple Inccall | $0 | – | -1,581,000 | -100.0% | -6.29% | – | |
| SPY | Exit | SPDR S&P 500 ETF Trust | $0 | – | -1,000,000 | -100.0% | -8.38% | – |
| SPY | Exit | SPDR S&P 500 ETF Trustcall | $0 | – | -1,000,000 | -100.0% | -8.38% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2014-11-18
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Meta Platforms Inc | 36 | Q2 2023 | 5.0% |
| Tesla Motors Inc | 35 | Q3 2023 | 9.6% |
| General Motors Co | 34 | Q3 2023 | 4.6% |
| Gilead Sciences Inc | 34 | Q3 2023 | 3.7% |
| VISA INC - CLASS B | 32 | Q3 2023 | 78.9% |
| Apple Inc | 31 | Q3 2023 | 18.5% |
| Twitter Inc | 29 | Q3 2022 | 3.6% |
| Microsoft Corp | 28 | Q3 2023 | 25.7% |
| Amazon Com Inc | 28 | Q2 2023 | 8.0% |
| Tesla Motors Inc | 28 | Q3 2023 | 5.4% |
View MUFG Securities EMEA plc's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-03 |
| 13F-HR | 2023-05-10 |
| 13F-HR | 2023-01-24 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-15 |
| 13F-HR/A | 2022-05-18 |
| 13F-HR | 2022-05-10 |
| SBSE-A/A | 2022-02-16 |
View MUFG Securities EMEA plc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.