Warberg Asset Management LLC - Q3 2023 holdings

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$496 Million is the total value of Warberg Asset Management LLC's 244 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 100.0% .

All

			Value		Shares		↓ Weighting
CLVRW	Exit	CLEVER LEAVES HOLDINGS INC*w exp 12/18/202	$0	–	-22,705	-100.0%	0.00%	–
	Exit	OAK WOODS ACQUISITION CORPw exp 03/23/202	$0	–	-45,200	-100.0%	0.00%	–
	Exit	AMERICAN REBEL HOLDINGS INC*w exp 01/20/202	$0	–	-112,721	-100.0%	0.00%	–
	Exit	BRUUSH ORAL CARE INCw exp 08/03/202	$0	–	-15,000	-100.0%	0.00%	–
	Exit	T2 BIOSYSTEMS INC	$0	–	-20,000	-100.0%	0.00%	–
VSSYW	Exit	VERSUS SYSTEMS INC*w exp 12/17/202	$0	–	-105,470	-100.0%	0.00%	–
	Exit	SHAPEWAYS HOLDINGS INC*w exp 10/31/202	$0	–	-14,668	-100.0%	0.00%	–
	Exit	GORILLA TECHNOLOGY GROUP INCw exp 07/13/202	$0	–	-20,000	-100.0%	0.00%	–
GOEVW	Exit	CANOO INC*w exp 12/21/202	$0	–	-27,000	-100.0%	0.00%	–
	Exit	FG MERGER CORPw exp 06/17/202	$0	–	-16,502	-100.0%	0.00%	–
	Exit	ALLEGO N V*w exp 03/16/202	$0	–	-21,800	-100.0%	-0.00%	–
DTSTW	Exit	DATA STORAGE CORP*w exp 05/13/202	$0	–	-57,764	-100.0%	-0.00%	–
	Exit	G MED INNOVATIONS HLDGS LTD	$0	–	-33,000	-100.0%	-0.00%	–
	Exit	BIGBEAR AI HLDGS INC*w exp 12/08/202	$0	–	-66,700	-100.0%	-0.00%	–
	Exit	VOLCON INC	$0	–	-32,000	-100.0%	-0.00%	–
	Exit	SNAIL INC	$0	–	-13,000	-100.0%	-0.00%	–
	Exit	TENON MEDICAL INC	$0	–	-97,500	-100.0%	-0.00%	–
	Exit	PAGAYA TECHNOLOGIES LTDcall	$0	–	-20,000	-100.0%	-0.01%	–
	Exit	TWIN VEE POWERCATS CO	$0	–	-17,294	-100.0%	-0.01%	–
GOEDWS	Exit	POLISHED COM INC*w exp 06/02/202	$0	–	-526,228	-100.0%	-0.01%	–
	Exit	BONE BIOLOGICS CORP	$0	–	-27,000	-100.0%	-0.01%	–
	Exit	NEPTUNE WELLNESS SOLUTIONS I	$0	–	-250,000	-100.0%	-0.01%	–
	Exit	TOUGHBUILT INDS INC	$0	–	-167,939	-100.0%	-0.01%	–
	Exit	AMC ENTMT HLDGS INCcall	$0	–	-13,000	-100.0%	-0.01%	–
	Exit	HAMMERHEAD ENERGY INCw exp 02/23/202	$0	–	-38,000	-100.0%	-0.01%	–
	Exit	TINGO GROUP INCcall	$0	–	-50,800	-100.0%	-0.01%	–
	Exit	AIB ACQUISITION CORPORATIONclass a ord	$0	–	-11,424	-100.0%	-0.02%	–
PUCK	Exit	GOAL ACQUISITIONS CORP	$0	–	-12,414	-100.0%	-0.02%	–
	Exit	BEYOND MEAT INCput	$0	–	-10,000	-100.0%	-0.02%	–
	Exit	ROIVANT SCIENCES LTD*w exp 09/30/202	$0	–	-59,772	-100.0%	-0.02%	–
	Exit	FUTURETECH II ACQUISITION CO	$0	–	-14,654	-100.0%	-0.03%	–
	Exit	SURGEPAYS INCput	$0	–	-22,400	-100.0%	-0.03%	–
	Exit	M3 BRIGADE ACQUISITION III	$0	–	-17,735	-100.0%	-0.03%	–
	Exit	ESH ACQUISITION CORPunit 06/13/2028	$0	–	-20,455	-100.0%	-0.03%	–
	Exit	AURA FAT PROJS ACQUISITION Cclass a ord	$0	–	-20,361	-100.0%	-0.04%	–
	Exit	PLUTONIAN ACQUISITION CORP	$0	–	-22,196	-100.0%	-0.04%	–
	Exit	CHART INDS INCnote 1.000%11/1	$0	–	-85,000	-100.0%	-0.04%	–
LMBS	Exit	FIRST TR EXCHANGE-TRADED FDfst low oppt eft	$0	–	-5,813	-100.0%	-0.05%	–
IGICW	Exit	INTL GNRL INSURANCE HLDNGS L*w exp 03/17/202	$0	–	-480,509	-100.0%	-0.05%	–
	Exit	AIMFINITY INVESTMENT CORP Iunit 04/21/2027	$0	–	-29,700	-100.0%	-0.05%	–
	Exit	JPMORGAN CHASE & COcall	$0	–	-3,000	-100.0%	-0.07%	–
	Exit	FG MERGER CORP	$0	–	-41,421	-100.0%	-0.07%	–
	Exit	MOBIV ACQUISITION CORP	$0	–	-44,250	-100.0%	-0.08%	–
	Exit	PRIME NO ACQUISITION I CORP	$0	–	-46,800	-100.0%	-0.08%	–
	Exit	GLOBAL BLOCKCHAIN ACQUI CORP	$0	–	-48,078	-100.0%	-0.08%	–
	Exit	CARVANA COcall	$0	–	-20,000	-100.0%	-0.09%	–
ADER	Exit	26 CAPITAL ACQUISITION CORP	$0	–	-49,934	-100.0%	-0.09%	–
	Exit	AMC ENTMT HLDGS INCput	$0	–	-125,700	-100.0%	-0.09%	–
	Exit	OXBRIDGE ACQUISITION CORP	$0	–	-54,902	-100.0%	-0.10%	–
	Exit	MICROSOFT CORPput	$0	–	-2,000	-100.0%	-0.11%	–
	Exit	INTEGRATED RAIL AND RES ACQ	$0	–	-64,642	-100.0%	-0.12%	–
	Exit	HUDSON ACQUISITION I CORP	$0	–	-69,800	-100.0%	-0.12%	–
	Exit	INVESCO QQQ TRcall	$0	–	-3,000	-100.0%	-0.18%	–
	Exit	SPDR S&P 500 ETF TRcall	$0	–	-3,000	-100.0%	-0.22%	–
	Exit	MICROSOFT CORPcall	$0	–	-5,000	-100.0%	-0.28%	–
	Exit	MCDONALDS CORPput	$0	–	-6,000	-100.0%	-0.30%	–
	Exit	ARK ETF TRput	$0	–	-45,000	-100.0%	-0.33%	–
	Exit	HOME DEPOT INCcall	$0	–	-9,000	-100.0%	-0.46%	–
	Exit	ISHARES TRput	$0	–	-26,000	-100.0%	-0.81%	–
	Exit	FTI CONSULTING INCnote 2.000% 8/1	$0	–	-4,665,000	-100.0%	-1.45%	–
	Exit	MERCADOLIBRE INCnote 2.000% 8/1	$0	–	-6,570,000	-100.0%	-2.98%	–
	Exit	TERADYNE INCnote 1.250%12/1	$0	–	-7,612,000	-100.0%	-4.47%	–
	Exit	DEXCOM INCnote 0.750%12/0	$0	–	-12,694,000	-100.0%	-6.58%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2023-11-13

Signatures

The EDGAR filing(s) were signed by:

Daniel I Warsh — Managing Member

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
NICE SYS INC	12	Q3 2023	2.9%
NEW ENGLAND RLTY ASSOC LTD P	12	Q3 2023	0.3%
PYXIS TANKERS INC	12	Q3 2023	0.1%
KBR INC	11	Q3 2023	7.5%
RH	11	Q3 2023	2.3%
ETSY INC	11	Q3 2023	1.9%
AKAMAI TECHNOLOGIES INC	11	Q3 2023	0.8%
INTL GNRL INSURANCE HLDNGS L	11	Q2 2023	0.2%
OPTIMUMBANK HLDGS INC	11	Q3 2023	0.1%
ON SEMICONDUCTOR CORP	10	Q3 2023	10.2%

View Warberg Asset Management LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Warberg Asset Management LLC Q3 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Rosehill Resources Inc.	February 14, 2019	405,310	2.9%
HC2 Holdings, Inc.^{Sold out}	January 05, 2015	0	0.0%
PTGi HOLDING, INC.	February 14, 2014	192,495,686	12.0%

View Warberg Asset Management LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-06
13F-HR	2024-02-07
13F-HR	2023-11-13
13F-HR	2023-08-09
13F-HR	2023-05-15
13F-HR	2023-02-13
13F-HR	2022-11-07
13F-HR	2022-08-11
13F-HR/A	2022-05-13
13F-HR	2022-05-13

View Warberg Asset Management LLC's complete filings history.

All filings

View complete filings history.

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