$638 Million is the total value of Warberg Asset Management LLC's 271 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 72.3% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
OXYWS | Sell | OCCIDENTAL PETE CORP*w exp 08/03/202 | $45,871,924 | +3.2% | 1,115,447 | -0.6% | 7.19% | -6.5% |
Sell | MIDDLEBY CORPnote 1.000% 9/0 | $4,427,524 | -23.3% | 3,761,000 | -25.4% | 0.69% | -30.5% | |
Sell | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $2,450,500 | -11.3% | 2,320,000 | -14.3% | 0.38% | -19.7% | |
Sell | LUMENTUM HLDGS INCnote 0.250% 3/1 | $2,110,990 | -61.8% | 2,000,000 | -55.4% | 0.33% | -65.4% | |
Sell | SILICON LABORATORIES INCnote 0.625% 6/1 | $1,939,755 | +3.1% | 1,545,000 | -2.5% | 0.30% | -6.5% | |
QQQ | Sell | INVESCO QQQ TRunit ser 1 | $1,464,815 | -84.6% | 5,500 | -84.5% | 0.23% | -86.0% |
AAPL | Sell | APPLE INC | $1,299,300 | -41.2% | 10,000 | -37.5% | 0.20% | -46.6% |
BSJO | Sell | INVESCO EXCH TRD SLF IDX FD | $883,694 | -60.9% | 39,950 | -61.8% | 0.14% | -64.6% |
Sell | KBR INCnote 2.500%11/0 | $561,929 | -90.6% | 266,000 | -92.3% | 0.09% | -91.5% | |
Sell | ACRI CAPITAL ACQUISITION COR | $451,724 | +1.1% | 44,200 | -0.7% | 0.07% | -7.8% | |
IGICW | Sell | INTL GNRL INSURANCE HLDNGS L*w exp 03/17/202 | $432,285 | -5.0% | 751,800 | -5.9% | 0.07% | -13.9% |
CHKEL | Sell | CHESAPEAKE ENERGY CORP*w exp 02/09/202 | $334,814 | -98.5% | 4,328 | -98.6% | 0.05% | -98.6% |
Sell | OXBRIDGE ACQUISITION CORP | $209,000 | -48.1% | 20,000 | -50.0% | 0.03% | -52.9% | |
CHKEW | Sell | CHESAPEAKE ENERGY CORP*w exp 02/09/202 | $202,248 | -99.4% | 2,402 | -99.4% | 0.03% | -99.4% |
OSATW | Sell | NEXTPLAT CORP*w exp 06/02/202 | $74,555 | -25.4% | 120,289 | -5.7% | 0.01% | -29.4% |
Sell | ONFOLIO HOLDINGS INCw exp 01/02/202 | $67,711 | +32.8% | 282,128 | -0.2% | 0.01% | +22.2% | |
Sell | PETVIVO HLDGS INC*w exp 08/13/202 | $60,736 | -37.4% | 221,977 | -0.9% | 0.01% | -41.2% | |
Sell | TWIN VEE POWERCATS CO | $37,881 | -61.7% | 20,700 | -48.9% | 0.01% | -64.7% | |
VIRI | Sell | VIRIOS THERAPEUTICS INC | $37,760 | -49.0% | 160,000 | -20.0% | 0.01% | -53.8% |
Sell | APPTECH PMTS CORP*w exp 12/17/202 | $29,598 | -12.9% | 205,831 | -8.6% | 0.01% | -16.7% | |
EVGOW | Sell | EVGO INC*w exp 07/01/202 | $17,337 | -85.8% | 25,500 | -60.8% | 0.00% | -85.7% |
GCMGW | Sell | GCM GROSVENOR INC*w exp 11/17/202 | $18,938 | -51.4% | 43,042 | -35.0% | 0.00% | -57.1% |
Sell | ARQIT QUANTUM INC*w exp 11/02/202 | $12,421 | -43.5% | 24,355 | -1.0% | 0.00% | -50.0% | |
GMBL | Sell | ESPORTS ENTMT GROUP INC | $10,657 | -76.8% | 135,756 | -63.3% | 0.00% | -75.0% |
VRPX | Sell | VIRPAX PHARMACEUTICALS INC | $10,561 | -54.1% | 17,012 | -10.5% | 0.00% | -50.0% |
Sell | LIVEONE INC | $10,927 | -50.3% | 16,981 | -43.4% | 0.00% | -50.0% | |
Sell | NEUROSENSE THERAPEUTICS LTD*w exp 11/09/202 | $14,380 | -24.3% | 79,668 | -2.7% | 0.00% | -33.3% | |
Sell | NEXTNAV INC*w exp 10/28/202 | $3,725 | -83.8% | 10,000 | -77.8% | 0.00% | -75.0% | |
MDNA | Sell | MEDICENNA THERAPEUTICS CORP | $9,160 | -61.8% | 20,000 | -32.2% | 0.00% | -75.0% |
KLRWS | Sell | KALEYRA INC*w exp 11/25/202 | $3,250 | -63.9% | 86,316 | -4.2% | 0.00% | -50.0% |
Sell | PASITHEA THERAPEUTICS CORP*w exp 08/12/202 | $9,554 | -76.1% | 289,968 | -6.7% | 0.00% | -85.7% | |
Sell | SYSTEM1 INC*w exp 99/99/999 | $8,070 | -69.0% | 17,400 | -27.8% | 0.00% | -75.0% | |
Sell | KAIROUS ACQUISITION CORP LTD*w exp 09/15/202 | $6,656 | +66.4% | 80,677 | -6.9% | 0.00% | 0.0% | |
AMST | Sell | AMESITE INC | $7,765 | -92.3% | 44,348 | -89.4% | 0.00% | -94.1% |
Sell | AMERICAN REBEL HOLDINGS INC*w exp 01/20/202 | $4,517 | -58.9% | 130,921 | -31.1% | 0.00% | -50.0% | |
Sell | AINOS INCw exp 07/29/202 | $8,670 | -67.9% | 34,695 | -2.3% | 0.00% | -80.0% | |
Sell | ALPHA TAU MEDICAL LTD*w exp 03/07/202 | $5,727 | -47.9% | 22,900 | -5.4% | 0.00% | -50.0% | |
Sell | INSPIRA TECHNOLOGIES OXY BHN*w exp 06/30/202 | $4,445 | -25.9% | 24,000 | -4.0% | 0.00% | 0.0% | |
PTIXW | Sell | PROTAGENIC THERAPEUTICS INC*w exp 04/13/202 | $7,265 | -39.5% | 177,196 | -37.9% | 0.00% | -50.0% |
Exit | AURA FAT PROJS ACQUISITION Cw exp 03/31/202 | $0 | – | -11,392 | -100.0% | 0.00% | – | |
Exit | ACRI CAPITAL ACQUISITION CORw exp 02/01/202 | $0 | – | -15,261 | -100.0% | 0.00% | – | |
Sell | BOXED INC*w exp 12/08/202 | $2,793 | -74.6% | 71,618 | -38.8% | 0.00% | -100.0% | |
Sell | BONE BIOLOGICS CORP*w exp 10/13/202 | $1,215 | -90.7% | 41,100 | -58.7% | 0.00% | -100.0% | |
Exit | CHICKEN SOUP FOR THE SOUL ENw exp 10/22/202 | $0 | – | -19,016 | -100.0% | 0.00% | – | |
MDHWS | Exit | MDH ACQUISITION CORP*w exp 02/02/202 | $0 | – | -11,019 | -100.0% | 0.00% | – |
DBGI | Exit | DIGITAL BRANDS GROUP INC | $0 | – | -10,100 | -100.0% | 0.00% | – |
Exit | GETTY IMAGES HOLDINGS INCw exp 07/22/202 | $0 | – | -29,137 | -100.0% | 0.00% | – | |
GROMW | Exit | GROM SOCIAL ENTERPRISES INC*w exp 06/17/202 | $0 | – | -25,021 | -100.0% | 0.00% | – |
Exit | SEQLL INC*w exp 08/31/202 | $0 | – | -22,795 | -100.0% | 0.00% | – | |
Sell | DERMATA THERAPEUTICS INC*w exp 08/13/202 | $1,214 | -86.5% | 60,711 | -39.2% | 0.00% | -100.0% | |
Sell | WORKSPORT LTD*w exp 06/01/202 | $2,094 | -58.1% | 14,960 | -24.1% | 0.00% | -100.0% | |
Sell | FEUTUNE LIGHT ACQUISITION COw exp 06/01/202 | $624 | -37.6% | 20,796 | -3.7% | 0.00% | – | |
Sell | ANGHAMI INC*w exp 02/03/202 | $1,063 | -86.7% | 40,409 | -23.4% | 0.00% | -100.0% | |
Exit | SPIRE GLOBAL INC*w exp 08/16/202 | $0 | – | -28,867 | -100.0% | -0.00% | – | |
GMVDW | Exit | G MED INNOVATIONS HLDGS LTD*w exp 06/30/202 | $0 | – | -87,576 | -100.0% | -0.00% | – |
Exit | TC BIOPHARM HOLDINGS PLCsponsored ads | $0 | – | -12,500 | -100.0% | -0.00% | – | |
Exit | CONNEXA SPORTS TECHNOLOGIES | $0 | – | -20,001 | -100.0% | -0.00% | – | |
CDAK | Exit | CODIAK BIOSCIENCES INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
Exit | SMART FOR LIFE INC | $0 | – | -12,000 | -100.0% | -0.00% | – | |
AGTC | Exit | APPLIED GENETIC TECHNOLOGIES | $0 | – | -30,000 | -100.0% | -0.00% | – |
ATNX | Exit | ATHENEX INC | $0 | – | -35,500 | -100.0% | -0.00% | – |
Exit | APPTECH PMTS CORP | $0 | – | -16,954 | -100.0% | -0.00% | – | |
TRKAW | Exit | TROIKA MEDIA GROUP INC*w exp 04/13/202 | $0 | – | -169,464 | -100.0% | -0.00% | – |
RELIW | Exit | RELIANCE GLOBAL GROUP INC*w exp 02/01/202 | $0 | – | -41,519 | -100.0% | -0.00% | – |
IKT | Exit | INHIBIKASE THERAPEUTICS INC | $0 | – | -14,493 | -100.0% | -0.00% | – |
VRMEW | Exit | VERIFYME INC*w exp 06/22/202 | $0 | – | -38,642 | -100.0% | -0.00% | – |
AYTU | Exit | AYTU BIOPHARMA INC | $0 | – | -65,002 | -100.0% | -0.00% | – |
Exit | EDIBLE GARDEN AG INC | $0 | – | -20,000 | -100.0% | -0.00% | – | |
Exit | TIZIANA LIFE SCIENCES LTD | $0 | – | -22,000 | -100.0% | -0.00% | – | |
Exit | EZFILL HOLDINGS INC | $0 | – | -25,000 | -100.0% | -0.00% | – | |
IMAC | Exit | IMAC HLDGS INC | $0 | – | -45,000 | -100.0% | -0.00% | – |
PALI | Exit | PALISADE BIO INC | $0 | – | -150,000 | -100.0% | -0.00% | – |
PAVMZ | Exit | PAVMED INC*w exp 04/30/202 | $0 | – | -38,000 | -100.0% | -0.00% | – |
SVFD | Exit | SAVE FOODS INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
Exit | MOBILE GLOBAL ESPORTS INC | $0 | – | -10,000 | -100.0% | -0.00% | – | |
Exit | STRONGHOLD DIGITAL MINING IN | $0 | – | -25,000 | -100.0% | -0.00% | – | |
Exit | IN8BIO INC | $0 | – | -15,000 | -100.0% | -0.01% | – | |
VEV | Exit | VICINITY MOTOR CORP | $0 | – | -27,157 | -100.0% | -0.01% | – |
OCUP | Exit | OCUPHIRE PHARMA INC | $0 | – | -21,000 | -100.0% | -0.01% | – |
ASRT | Exit | ASSERTIO HOLDINGS INC | $0 | – | -19,000 | -100.0% | -0.01% | – |
Exit | ONFOLIO HOLDINGS INC | $0 | – | -35,000 | -100.0% | -0.01% | – | |
Exit | LASER PHOTONICS CORP | $0 | – | -20,000 | -100.0% | -0.01% | – | |
Exit | BAUDAX BIO INC | $0 | – | -270,000 | -100.0% | -0.01% | – | |
NVTA | Exit | INVITAE CORPcall | $0 | – | -30,000 | -100.0% | -0.01% | – |
DSKE | Exit | DASEKE INCcall | $0 | – | -14,000 | -100.0% | -0.01% | – |
BBBY | Exit | BED BATH & BEYOND INC | $0 | – | -12,000 | -100.0% | -0.01% | – |
VJET | Exit | VOXELJET AGads | $0 | – | -29,240 | -100.0% | -0.02% | – |
Exit | AETHERIUM ACQUISITION CORP | $0 | – | -10,000 | -100.0% | -0.02% | – | |
BITE | Exit | BITE ACQUISITION CORP | $0 | – | -10,700 | -100.0% | -0.02% | – |
Exit | WILLIAMS ROWLAND ACQUISITION | $0 | – | -11,084 | -100.0% | -0.02% | – | |
ISAA | Exit | IRON SPARK I INC | $0 | – | -12,283 | -100.0% | -0.02% | – |
ASAQ | Exit | ATLANTIC AVE ACQUISITION COR | $0 | – | -11,850 | -100.0% | -0.02% | – |
Exit | LARKSPUR HEALTH ACQUISITION | $0 | – | -12,000 | -100.0% | -0.02% | – | |
Exit | EMBRACE CHANGE ACQUISITN CORunit 03/17/2027 | $0 | – | -12,500 | -100.0% | -0.02% | – | |
Exit | EF HUTTON ACQUISITION CORP Iunit 11/18/2027 | $0 | – | -13,303 | -100.0% | -0.02% | – | |
BBBY | Exit | BED BATH & BEYOND INCput | $0 | – | -22,000 | -100.0% | -0.02% | – |
TMKR | Exit | TASTEMAKER ACQUISITION CORP | $0 | – | -14,500 | -100.0% | -0.02% | – |
CONX | Exit | CONX CORP | $0 | – | -15,044 | -100.0% | -0.03% | – |
BMTXWS | Exit | BM TECHNOLOGIES INC*w exp 01/04/202 | $0 | – | -219,926 | -100.0% | -0.03% | – |
PSAG | Exit | PROPERTY SOLUTIONS ACQUISITI | $0 | – | -16,000 | -100.0% | -0.03% | – |
RCLF | Exit | ROSECLIFF ACQUISITION CORP I | $0 | – | -16,077 | -100.0% | -0.03% | – |
Exit | HUBSPOT INCnote 0.375% 6/0 | $0 | – | -130,000 | -100.0% | -0.03% | – | |
TMPM | Exit | TURMERIC ACQUISITION CORPcl a | $0 | – | -16,867 | -100.0% | -0.03% | – |
MARA | Exit | MARATHON DIGITAL HOLDINGS INput | $0 | – | -15,900 | -100.0% | -0.03% | – |
Exit | GLOBAL STAR ACQUISITION INCunit 07/15/2028 | $0 | – | -17,456 | -100.0% | -0.03% | – | |
Exit | DRAFTKINGS INC NEWput | $0 | – | -12,000 | -100.0% | -0.03% | – | |
LUXA | Exit | LUX HEALTH TECH ACQUISITION | $0 | – | -18,900 | -100.0% | -0.03% | – |
CVNA | Exit | CARVANA COput | $0 | – | -10,000 | -100.0% | -0.04% | – |
CVNA | Exit | CARVANA COcl a | $0 | – | -10,000 | -100.0% | -0.04% | – |
SWN | Exit | SOUTHWESTERN ENERGY COcall | $0 | – | -32,600 | -100.0% | -0.04% | – |
ARKK | Exit | ARK ETF TRinnovation etf | $0 | – | -5,500 | -100.0% | -0.04% | – |
TWTR | Exit | TWITTER INCcall | $0 | – | -5,000 | -100.0% | -0.04% | – |
Exit | PENN NATL GAMING INCnote 2.750% 5/1 | $0 | – | -156,000 | -100.0% | -0.04% | – | |
PAAS | Exit | PAN AMERN SILVER CORPcall | $0 | – | -15,200 | -100.0% | -0.04% | – |
FCX | Exit | FREEPORT-MCMORAN INCcall | $0 | – | -10,000 | -100.0% | -0.05% | – |
Exit | GARDINER HEALTHCARE ACQTS CO | $0 | – | -27,873 | -100.0% | -0.05% | – | |
AUS | Exit | AUSTERLITZ ACQUISITION CORP | $0 | – | -29,600 | -100.0% | -0.05% | – |
SAVA | Exit | CASSAVA SCIENCES INCput | $0 | – | -7,000 | -100.0% | -0.05% | – |
Exit | ROBINHOOD MKTS INCput | $0 | – | -30,000 | -100.0% | -0.05% | – | |
KKRPRC | Exit | KKR & CO INC6% mconv pfd c | $0 | – | -6,010 | -100.0% | -0.06% | – |
ARKK | Exit | ARK ETF TRput | $0 | – | -10,000 | -100.0% | -0.06% | – |
AEM | Exit | AGNICO EAGLE MINES LTDcall | $0 | – | -9,000 | -100.0% | -0.07% | – |
ASZ | Exit | AUSTERLITZ ACQUISITION CORP | $0 | – | -40,000 | -100.0% | -0.07% | – |
Exit | BLOCKCHAIN MOON ACQUISITN CO | $0 | – | -40,000 | -100.0% | -0.07% | – | |
MDH | Exit | MDH ACQUISITION CORP | $0 | – | -40,461 | -100.0% | -0.07% | – |
Exit | DEEP MEDICINE ACQUISITION CO | $0 | – | -40,389 | -100.0% | -0.07% | – | |
Exit | SANABY HEALTH ACQUISITION CO | $0 | – | -40,000 | -100.0% | -0.07% | – | |
MSTR | Exit | MICROSTRATEGY INCput | $0 | – | -2,000 | -100.0% | -0.07% | – |
BTU | Exit | PEABODY ENGR CORPcall | $0 | – | -20,000 | -100.0% | -0.09% | – |
UNG | Exit | UNITED STS NAT GAS FD LPcall | $0 | – | -25,000 | -100.0% | -0.10% | – |
INTC | Exit | INTEL CORPcall | $0 | – | -25,000 | -100.0% | -0.11% | – |
Exit | CONMED CORPnote 2.625% 2/0 | $0 | – | -807,000 | -100.0% | -0.15% | – | |
SLV | Exit | ISHARES SILVER TRcall | $0 | – | -55,000 | -100.0% | -0.17% | – |
DTP | Exit | DTE ENERGY COunit 11/01/2022s | $0 | – | -20,000 | -100.0% | -0.17% | – |
Exit | HCI GROUP INCnote 4.250% 3/0 | $0 | – | -1,209,000 | -100.0% | -0.18% | – | |
JNK | Exit | SPDR SER TRbloomberg high y | $0 | – | -12,366 | -100.0% | -0.19% | – |
MCD | Exit | MCDONALDS CORPput | $0 | – | -5,000 | -100.0% | -0.20% | – |
XLE | Exit | SELECT SECTOR SPDR TRenergy | $0 | – | -19,000 | -100.0% | -0.24% | – |
XOM | Exit | EXXON MOBIL CORPcall | $0 | – | -17,000 | -100.0% | -0.26% | – |
FSR | Exit | FISKER INCput | $0 | – | -204,300 | -100.0% | -0.27% | – |
GDX | Exit | VANECK ETF TRUSTcall | $0 | – | -73,800 | -100.0% | -0.31% | – |
XLE | Exit | SELECT SECTOR SPDR TRput | $0 | – | -25,000 | -100.0% | -0.31% | – |
BSJP | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -87,215 | -100.0% | -0.33% | – |
TLT | Exit | ISHARES TRput | $0 | – | -20,000 | -100.0% | -0.35% | – |
TLT | Exit | ISHARES TRcall | $0 | – | -20,000 | -100.0% | -0.35% | – |
Exit | Q2 HLDGS INCnote 0.750% 2/1 | $0 | – | -2,400,000 | -100.0% | -0.41% | – | |
Exit | CLOUDFLARE INCnote 0.750% 5/1 | $0 | – | -1,485,000 | -100.0% | -0.41% | – | |
Exit | ZENDESK INCnote 0.250% 3/1 | $0 | – | -2,500,000 | -100.0% | -0.53% | – | |
Exit | OMNICELL COMnote 0.250% 9/1 | $0 | – | -2,900,000 | -100.0% | -0.54% | – | |
AAPL | Exit | APPLE INCput | $0 | – | -25,000 | -100.0% | -0.60% | – |
Exit | NOVA LTDnote 10/1 | $0 | – | -2,760,000 | -100.0% | -0.60% | – | |
Exit | ENCORE CAP EUROPE FIN LTDnote 4.500% 9/0 | $0 | – | -3,000,000 | -100.0% | -0.60% | – | |
Exit | VIAVI SOLUTIONS INCnote 1.000% 3/0 | $0 | – | -3,286,000 | -100.0% | -0.64% | – | |
TSLA | Exit | TESLA INCput | $0 | – | -15,000 | -100.0% | -0.69% | – |
ATVI | Exit | ACTIVISION BLIZZARD INCcall | $0 | – | -66,500 | -100.0% | -0.86% | – |
SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -21,000 | -100.0% | -1.30% | – |
CHKEZ | Exit | CHESAPEAKE ENERGY CORP*w exp 02/09/202 | $0 | – | -241,808 | -100.0% | -3.19% | – |
SPY | Exit | SPDR S&P 500 ETF TRcall | $0 | – | -70,000 | -100.0% | -4.32% | – |
QQQ | Exit | INVESCO QQQ TRput | $0 | – | -140,000 | -100.0% | -6.47% | – |
SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -334,600 | -100.0% | -20.67% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-02-13
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
NICE SYS INC | 12 | Q3 2023 | 2.9% |
NEW ENGLAND RLTY ASSOC LTD P | 12 | Q3 2023 | 0.3% |
PYXIS TANKERS INC | 12 | Q3 2023 | 0.1% |
KBR INC | 11 | Q3 2023 | 7.5% |
RH | 11 | Q3 2023 | 2.3% |
ETSY INC | 11 | Q3 2023 | 1.9% |
AKAMAI TECHNOLOGIES INC | 11 | Q3 2023 | 0.8% |
INTL GNRL INSURANCE HLDNGS L | 11 | Q2 2023 | 0.2% |
OPTIMUMBANK HLDGS INC | 11 | Q3 2023 | 0.1% |
ON SEMICONDUCTOR CORP | 10 | Q3 2023 | 10.2% |
View Warberg Asset Management LLC's complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
Rosehill Resources Inc. | February 14, 2019 | 405,310 | 2.9% |
HC2 Holdings, Inc.Sold out | January 05, 2015 | 0 | 0.0% |
PTGi HOLDING, INC. | February 14, 2014 | 192,495,686 | 12.0% |
View Warberg Asset Management LLC's complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-05-06 |
13F-HR | 2024-02-07 |
13F-HR | 2023-11-13 |
13F-HR | 2023-08-09 |
13F-HR | 2023-05-15 |
13F-HR | 2023-02-13 |
13F-HR | 2022-11-07 |
13F-HR | 2022-08-11 |
13F-HR/A | 2022-05-13 |
13F-HR | 2022-05-13 |
View Warberg Asset Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.