Warberg Asset Management LLC - Q4 2022 holdings

$638 Million is the total value of Warberg Asset Management LLC's 271 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 72.3% .

 Value Shares↓ Weighting
OXYWS SellOCCIDENTAL PETE CORP*w exp 08/03/202$45,871,924
+3.2%
1,115,447
-0.6%
7.19%
-6.5%
SellMIDDLEBY CORPnote 1.000% 9/0$4,427,524
-23.3%
3,761,000
-25.4%
0.69%
-30.5%
SellAKAMAI TECHNOLOGIES INCnote 0.125% 5/0$2,450,500
-11.3%
2,320,000
-14.3%
0.38%
-19.7%
SellLUMENTUM HLDGS INCnote 0.250% 3/1$2,110,990
-61.8%
2,000,000
-55.4%
0.33%
-65.4%
SellSILICON LABORATORIES INCnote 0.625% 6/1$1,939,755
+3.1%
1,545,000
-2.5%
0.30%
-6.5%
QQQ SellINVESCO QQQ TRunit ser 1$1,464,815
-84.6%
5,500
-84.5%
0.23%
-86.0%
AAPL SellAPPLE INC$1,299,300
-41.2%
10,000
-37.5%
0.20%
-46.6%
BSJO SellINVESCO EXCH TRD SLF IDX FD$883,694
-60.9%
39,950
-61.8%
0.14%
-64.6%
SellKBR INCnote 2.500%11/0$561,929
-90.6%
266,000
-92.3%
0.09%
-91.5%
SellACRI CAPITAL ACQUISITION COR$451,724
+1.1%
44,200
-0.7%
0.07%
-7.8%
IGICW SellINTL GNRL INSURANCE HLDNGS L*w exp 03/17/202$432,285
-5.0%
751,800
-5.9%
0.07%
-13.9%
CHKEL SellCHESAPEAKE ENERGY CORP*w exp 02/09/202$334,814
-98.5%
4,328
-98.6%
0.05%
-98.6%
SellOXBRIDGE ACQUISITION CORP$209,000
-48.1%
20,000
-50.0%
0.03%
-52.9%
CHKEW SellCHESAPEAKE ENERGY CORP*w exp 02/09/202$202,248
-99.4%
2,402
-99.4%
0.03%
-99.4%
OSATW SellNEXTPLAT CORP*w exp 06/02/202$74,555
-25.4%
120,289
-5.7%
0.01%
-29.4%
SellONFOLIO HOLDINGS INCw exp 01/02/202$67,711
+32.8%
282,128
-0.2%
0.01%
+22.2%
SellPETVIVO HLDGS INC*w exp 08/13/202$60,736
-37.4%
221,977
-0.9%
0.01%
-41.2%
SellTWIN VEE POWERCATS CO$37,881
-61.7%
20,700
-48.9%
0.01%
-64.7%
VIRI SellVIRIOS THERAPEUTICS INC$37,760
-49.0%
160,000
-20.0%
0.01%
-53.8%
SellAPPTECH PMTS CORP*w exp 12/17/202$29,598
-12.9%
205,831
-8.6%
0.01%
-16.7%
EVGOW SellEVGO INC*w exp 07/01/202$17,337
-85.8%
25,500
-60.8%
0.00%
-85.7%
GCMGW SellGCM GROSVENOR INC*w exp 11/17/202$18,938
-51.4%
43,042
-35.0%
0.00%
-57.1%
SellARQIT QUANTUM INC*w exp 11/02/202$12,421
-43.5%
24,355
-1.0%
0.00%
-50.0%
GMBL SellESPORTS ENTMT GROUP INC$10,657
-76.8%
135,756
-63.3%
0.00%
-75.0%
VRPX SellVIRPAX PHARMACEUTICALS INC$10,561
-54.1%
17,012
-10.5%
0.00%
-50.0%
SellLIVEONE INC$10,927
-50.3%
16,981
-43.4%
0.00%
-50.0%
SellNEUROSENSE THERAPEUTICS LTD*w exp 11/09/202$14,380
-24.3%
79,668
-2.7%
0.00%
-33.3%
SellNEXTNAV INC*w exp 10/28/202$3,725
-83.8%
10,000
-77.8%
0.00%
-75.0%
MDNA SellMEDICENNA THERAPEUTICS CORP$9,160
-61.8%
20,000
-32.2%
0.00%
-75.0%
KLRWS SellKALEYRA INC*w exp 11/25/202$3,250
-63.9%
86,316
-4.2%
0.00%
-50.0%
SellPASITHEA THERAPEUTICS CORP*w exp 08/12/202$9,554
-76.1%
289,968
-6.7%
0.00%
-85.7%
SellSYSTEM1 INC*w exp 99/99/999$8,070
-69.0%
17,400
-27.8%
0.00%
-75.0%
SellKAIROUS ACQUISITION CORP LTD*w exp 09/15/202$6,656
+66.4%
80,677
-6.9%
0.00%0.0%
AMST SellAMESITE INC$7,765
-92.3%
44,348
-89.4%
0.00%
-94.1%
SellAMERICAN REBEL HOLDINGS INC*w exp 01/20/202$4,517
-58.9%
130,921
-31.1%
0.00%
-50.0%
SellAINOS INCw exp 07/29/202$8,670
-67.9%
34,695
-2.3%
0.00%
-80.0%
SellALPHA TAU MEDICAL LTD*w exp 03/07/202$5,727
-47.9%
22,900
-5.4%
0.00%
-50.0%
SellINSPIRA TECHNOLOGIES OXY BHN*w exp 06/30/202$4,445
-25.9%
24,000
-4.0%
0.00%0.0%
PTIXW SellPROTAGENIC THERAPEUTICS INC*w exp 04/13/202$7,265
-39.5%
177,196
-37.9%
0.00%
-50.0%
ExitAURA FAT PROJS ACQUISITION Cw exp 03/31/202$0-11,392
-100.0%
0.00%
ExitACRI CAPITAL ACQUISITION CORw exp 02/01/202$0-15,261
-100.0%
0.00%
SellBOXED INC*w exp 12/08/202$2,793
-74.6%
71,618
-38.8%
0.00%
-100.0%
SellBONE BIOLOGICS CORP*w exp 10/13/202$1,215
-90.7%
41,100
-58.7%
0.00%
-100.0%
ExitCHICKEN SOUP FOR THE SOUL ENw exp 10/22/202$0-19,016
-100.0%
0.00%
MDHWS ExitMDH ACQUISITION CORP*w exp 02/02/202$0-11,019
-100.0%
0.00%
DBGI ExitDIGITAL BRANDS GROUP INC$0-10,100
-100.0%
0.00%
ExitGETTY IMAGES HOLDINGS INCw exp 07/22/202$0-29,137
-100.0%
0.00%
GROMW ExitGROM SOCIAL ENTERPRISES INC*w exp 06/17/202$0-25,021
-100.0%
0.00%
ExitSEQLL INC*w exp 08/31/202$0-22,795
-100.0%
0.00%
SellDERMATA THERAPEUTICS INC*w exp 08/13/202$1,214
-86.5%
60,711
-39.2%
0.00%
-100.0%
SellWORKSPORT LTD*w exp 06/01/202$2,094
-58.1%
14,960
-24.1%
0.00%
-100.0%
SellFEUTUNE LIGHT ACQUISITION COw exp 06/01/202$624
-37.6%
20,796
-3.7%
0.00%
SellANGHAMI INC*w exp 02/03/202$1,063
-86.7%
40,409
-23.4%
0.00%
-100.0%
ExitSPIRE GLOBAL INC*w exp 08/16/202$0-28,867
-100.0%
-0.00%
GMVDW ExitG MED INNOVATIONS HLDGS LTD*w exp 06/30/202$0-87,576
-100.0%
-0.00%
ExitTC BIOPHARM HOLDINGS PLCsponsored ads$0-12,500
-100.0%
-0.00%
ExitCONNEXA SPORTS TECHNOLOGIES$0-20,001
-100.0%
-0.00%
CDAK ExitCODIAK BIOSCIENCES INC$0-10,000
-100.0%
-0.00%
ExitSMART FOR LIFE INC$0-12,000
-100.0%
-0.00%
AGTC ExitAPPLIED GENETIC TECHNOLOGIES$0-30,000
-100.0%
-0.00%
ATNX ExitATHENEX INC$0-35,500
-100.0%
-0.00%
ExitAPPTECH PMTS CORP$0-16,954
-100.0%
-0.00%
TRKAW ExitTROIKA MEDIA GROUP INC*w exp 04/13/202$0-169,464
-100.0%
-0.00%
RELIW ExitRELIANCE GLOBAL GROUP INC*w exp 02/01/202$0-41,519
-100.0%
-0.00%
IKT ExitINHIBIKASE THERAPEUTICS INC$0-14,493
-100.0%
-0.00%
VRMEW ExitVERIFYME INC*w exp 06/22/202$0-38,642
-100.0%
-0.00%
AYTU ExitAYTU BIOPHARMA INC$0-65,002
-100.0%
-0.00%
ExitEDIBLE GARDEN AG INC$0-20,000
-100.0%
-0.00%
ExitTIZIANA LIFE SCIENCES LTD$0-22,000
-100.0%
-0.00%
ExitEZFILL HOLDINGS INC$0-25,000
-100.0%
-0.00%
IMAC ExitIMAC HLDGS INC$0-45,000
-100.0%
-0.00%
PALI ExitPALISADE BIO INC$0-150,000
-100.0%
-0.00%
PAVMZ ExitPAVMED INC*w exp 04/30/202$0-38,000
-100.0%
-0.00%
SVFD ExitSAVE FOODS INC$0-10,000
-100.0%
-0.00%
ExitMOBILE GLOBAL ESPORTS INC$0-10,000
-100.0%
-0.00%
ExitSTRONGHOLD DIGITAL MINING IN$0-25,000
-100.0%
-0.00%
ExitIN8BIO INC$0-15,000
-100.0%
-0.01%
VEV ExitVICINITY MOTOR CORP$0-27,157
-100.0%
-0.01%
OCUP ExitOCUPHIRE PHARMA INC$0-21,000
-100.0%
-0.01%
ASRT ExitASSERTIO HOLDINGS INC$0-19,000
-100.0%
-0.01%
ExitONFOLIO HOLDINGS INC$0-35,000
-100.0%
-0.01%
ExitLASER PHOTONICS CORP$0-20,000
-100.0%
-0.01%
ExitBAUDAX BIO INC$0-270,000
-100.0%
-0.01%
NVTA ExitINVITAE CORPcall$0-30,000
-100.0%
-0.01%
DSKE ExitDASEKE INCcall$0-14,000
-100.0%
-0.01%
BBBY ExitBED BATH & BEYOND INC$0-12,000
-100.0%
-0.01%
VJET ExitVOXELJET AGads$0-29,240
-100.0%
-0.02%
ExitAETHERIUM ACQUISITION CORP$0-10,000
-100.0%
-0.02%
BITE ExitBITE ACQUISITION CORP$0-10,700
-100.0%
-0.02%
ExitWILLIAMS ROWLAND ACQUISITION$0-11,084
-100.0%
-0.02%
ISAA ExitIRON SPARK I INC$0-12,283
-100.0%
-0.02%
ASAQ ExitATLANTIC AVE ACQUISITION COR$0-11,850
-100.0%
-0.02%
ExitLARKSPUR HEALTH ACQUISITION$0-12,000
-100.0%
-0.02%
ExitEMBRACE CHANGE ACQUISITN CORunit 03/17/2027$0-12,500
-100.0%
-0.02%
ExitEF HUTTON ACQUISITION CORP Iunit 11/18/2027$0-13,303
-100.0%
-0.02%
BBBY ExitBED BATH & BEYOND INCput$0-22,000
-100.0%
-0.02%
TMKR ExitTASTEMAKER ACQUISITION CORP$0-14,500
-100.0%
-0.02%
CONX ExitCONX CORP$0-15,044
-100.0%
-0.03%
BMTXWS ExitBM TECHNOLOGIES INC*w exp 01/04/202$0-219,926
-100.0%
-0.03%
PSAG ExitPROPERTY SOLUTIONS ACQUISITI$0-16,000
-100.0%
-0.03%
RCLF ExitROSECLIFF ACQUISITION CORP I$0-16,077
-100.0%
-0.03%
ExitHUBSPOT INCnote 0.375% 6/0$0-130,000
-100.0%
-0.03%
TMPM ExitTURMERIC ACQUISITION CORPcl a$0-16,867
-100.0%
-0.03%
MARA ExitMARATHON DIGITAL HOLDINGS INput$0-15,900
-100.0%
-0.03%
ExitGLOBAL STAR ACQUISITION INCunit 07/15/2028$0-17,456
-100.0%
-0.03%
ExitDRAFTKINGS INC NEWput$0-12,000
-100.0%
-0.03%
LUXA ExitLUX HEALTH TECH ACQUISITION$0-18,900
-100.0%
-0.03%
CVNA ExitCARVANA COput$0-10,000
-100.0%
-0.04%
CVNA ExitCARVANA COcl a$0-10,000
-100.0%
-0.04%
SWN ExitSOUTHWESTERN ENERGY COcall$0-32,600
-100.0%
-0.04%
ARKK ExitARK ETF TRinnovation etf$0-5,500
-100.0%
-0.04%
TWTR ExitTWITTER INCcall$0-5,000
-100.0%
-0.04%
ExitPENN NATL GAMING INCnote 2.750% 5/1$0-156,000
-100.0%
-0.04%
PAAS ExitPAN AMERN SILVER CORPcall$0-15,200
-100.0%
-0.04%
FCX ExitFREEPORT-MCMORAN INCcall$0-10,000
-100.0%
-0.05%
ExitGARDINER HEALTHCARE ACQTS CO$0-27,873
-100.0%
-0.05%
AUS ExitAUSTERLITZ ACQUISITION CORP$0-29,600
-100.0%
-0.05%
SAVA ExitCASSAVA SCIENCES INCput$0-7,000
-100.0%
-0.05%
ExitROBINHOOD MKTS INCput$0-30,000
-100.0%
-0.05%
KKRPRC ExitKKR & CO INC6% mconv pfd c$0-6,010
-100.0%
-0.06%
ARKK ExitARK ETF TRput$0-10,000
-100.0%
-0.06%
AEM ExitAGNICO EAGLE MINES LTDcall$0-9,000
-100.0%
-0.07%
ASZ ExitAUSTERLITZ ACQUISITION CORP$0-40,000
-100.0%
-0.07%
ExitBLOCKCHAIN MOON ACQUISITN CO$0-40,000
-100.0%
-0.07%
MDH ExitMDH ACQUISITION CORP$0-40,461
-100.0%
-0.07%
ExitDEEP MEDICINE ACQUISITION CO$0-40,389
-100.0%
-0.07%
ExitSANABY HEALTH ACQUISITION CO$0-40,000
-100.0%
-0.07%
MSTR ExitMICROSTRATEGY INCput$0-2,000
-100.0%
-0.07%
BTU ExitPEABODY ENGR CORPcall$0-20,000
-100.0%
-0.09%
UNG ExitUNITED STS NAT GAS FD LPcall$0-25,000
-100.0%
-0.10%
INTC ExitINTEL CORPcall$0-25,000
-100.0%
-0.11%
ExitCONMED CORPnote 2.625% 2/0$0-807,000
-100.0%
-0.15%
SLV ExitISHARES SILVER TRcall$0-55,000
-100.0%
-0.17%
DTP ExitDTE ENERGY COunit 11/01/2022s$0-20,000
-100.0%
-0.17%
ExitHCI GROUP INCnote 4.250% 3/0$0-1,209,000
-100.0%
-0.18%
JNK ExitSPDR SER TRbloomberg high y$0-12,366
-100.0%
-0.19%
MCD ExitMCDONALDS CORPput$0-5,000
-100.0%
-0.20%
XLE ExitSELECT SECTOR SPDR TRenergy$0-19,000
-100.0%
-0.24%
XOM ExitEXXON MOBIL CORPcall$0-17,000
-100.0%
-0.26%
FSR ExitFISKER INCput$0-204,300
-100.0%
-0.27%
GDX ExitVANECK ETF TRUSTcall$0-73,800
-100.0%
-0.31%
XLE ExitSELECT SECTOR SPDR TRput$0-25,000
-100.0%
-0.31%
BSJP ExitINVESCO EXCH TRD SLF IDX FD$0-87,215
-100.0%
-0.33%
TLT ExitISHARES TRput$0-20,000
-100.0%
-0.35%
TLT ExitISHARES TRcall$0-20,000
-100.0%
-0.35%
ExitQ2 HLDGS INCnote 0.750% 2/1$0-2,400,000
-100.0%
-0.41%
ExitCLOUDFLARE INCnote 0.750% 5/1$0-1,485,000
-100.0%
-0.41%
ExitZENDESK INCnote 0.250% 3/1$0-2,500,000
-100.0%
-0.53%
ExitOMNICELL COMnote 0.250% 9/1$0-2,900,000
-100.0%
-0.54%
AAPL ExitAPPLE INCput$0-25,000
-100.0%
-0.60%
ExitNOVA LTDnote 10/1$0-2,760,000
-100.0%
-0.60%
ExitENCORE CAP EUROPE FIN LTDnote 4.500% 9/0$0-3,000,000
-100.0%
-0.60%
ExitVIAVI SOLUTIONS INCnote 1.000% 3/0$0-3,286,000
-100.0%
-0.64%
TSLA ExitTESLA INCput$0-15,000
-100.0%
-0.69%
ATVI ExitACTIVISION BLIZZARD INCcall$0-66,500
-100.0%
-0.86%
SPY ExitSPDR S&P 500 ETF TRtr unit$0-21,000
-100.0%
-1.30%
CHKEZ ExitCHESAPEAKE ENERGY CORP*w exp 02/09/202$0-241,808
-100.0%
-3.19%
SPY ExitSPDR S&P 500 ETF TRcall$0-70,000
-100.0%
-4.32%
QQQ ExitINVESCO QQQ TRput$0-140,000
-100.0%
-6.47%
SPY ExitSPDR S&P 500 ETF TRput$0-334,600
-100.0%
-20.67%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2023-02-13
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
NICE SYS INC12Q3 20232.9%
NEW ENGLAND RLTY ASSOC LTD P12Q3 20230.3%
PYXIS TANKERS INC12Q3 20230.1%
KBR INC11Q3 20237.5%
RH11Q3 20232.3%
ETSY INC11Q3 20231.9%
AKAMAI TECHNOLOGIES INC11Q3 20230.8%
INTL GNRL INSURANCE HLDNGS L11Q2 20230.2%
OPTIMUMBANK HLDGS INC11Q3 20230.1%
ON SEMICONDUCTOR CORP10Q3 202310.2%

View Warberg Asset Management LLC's complete holdings history.

Latest significant ownerships (13-D/G)
Warberg Asset Management LLC Q4 2022 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
Rosehill Resources Inc.February 14, 2019405,3102.9%
HC2 Holdings, Inc.Sold outJanuary 05, 201500.0%
PTGi HOLDING, INC.February 14, 2014192,495,68612.0%

View Warberg Asset Management LLC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-05-06
13F-HR2024-02-07
13F-HR2023-11-13
13F-HR2023-08-09
13F-HR2023-05-15
13F-HR2023-02-13
13F-HR2022-11-07
13F-HR2022-08-11
13F-HR/A2022-05-13
13F-HR2022-05-13

View Warberg Asset Management LLC's complete filings history.

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Export Warberg Asset Management LLC's holdings