$22.3 Billion is the total value of Warberg Asset Management LLC's 466 reported holdings in Q1 2022. The portfolio turnover from Q4 2021 to Q1 2022 was 88.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VXX | Sell | BARCLAYS BANK PLCcall | $19,275,000 | +2233.5% | 7,500 | -83.2% | 0.09% | -43.1% |
| TBT | Sell | PROSHARES TRcall | $10,240,000 | +832.6% | 5,000 | -92.3% | 0.05% | -77.3% |
| Sell | RHnote 6/1 | $4,980,000 | -49.4% | 2,930,000 | -14.6% | 0.02% | -98.8% | |
| Sell | ZILLOW GROUP INCnote 0.750% 9/0 | $2,556,000 | -33.1% | 2,000,000 | -18.4% | 0.01% | -98.4% | |
| SABRP | Sell | SABRE CORP6.50% conv pfd a | $1,526,000 | +9.0% | 10,144 | -16.8% | 0.01% | -97.3% |
| AVGOP | Sell | BROADCOM INC8% mcnv pfd sr a | $480,000 | -84.3% | 244 | -83.4% | 0.00% | -99.6% |
| Sell | NEUROSENSE THERAPEUTICS LTD*w exp 11/09/202 | $28,000 | -54.1% | 47,992 | -27.9% | 0.00% | -100.0% | |
| ENTXW | Exit | ENTERA BIO LTD*w exp 07/02/202 | $0 | – | -14,047 | -100.0% | -0.00% | – |
| ATXI | Exit | AVENUE THERAPEUTICS INC | $0 | – | -10,001 | -100.0% | -0.00% | – |
| JOB | Exit | GEE GROUP INC | $0 | – | -15,001 | -100.0% | -0.00% | – |
| Exit | TMC THE METALS COMPANY INCcall | $0 | – | -11,100 | -100.0% | -0.00% | – | |
| AUVI | Exit | APPLIED UV INC | $0 | – | -12,500 | -100.0% | -0.01% | – |
| Exit | GUARDFORCE AI CO LTD*w exp 09/01/202 | $0 | – | -61,500 | -100.0% | -0.01% | – | |
| SYTAW | Exit | SIYATA MOBILE INC*w exp 09/24/202 | $0 | – | -42,426 | -100.0% | -0.01% | – |
| Exit | CELULARITY INC*w exp 05/24/202 | $0 | – | -43,603 | -100.0% | -0.01% | – | |
| Exit | NEUROSENSE THERAPEUTICS LTDordinary shares | $0 | – | -15,501 | -100.0% | -0.01% | – | |
| Exit | ENGINE GAMING AND MEDIA INCcall | $0 | – | -15,000 | -100.0% | -0.01% | – | |
| Exit | PENN NATL GAMING INCnote 2.750% 5/1 | $0 | – | -20,000 | -100.0% | -0.01% | – | |
| VGZ | Exit | VISTA GOLD CORP | $0 | – | -78,110 | -100.0% | -0.01% | – |
| Exit | HANNON ARMSTRONG SUST INFR Cnote 4.125% 9/0 | $0 | – | -27,000 | -100.0% | -0.01% | – | |
| FREEW | Exit | WHOLE EARTH BRANDS INC*w exp 06/25/202 | $0 | – | -50,000 | -100.0% | -0.01% | – |
| Exit | BIOFRONTERA INC*w exp 10/27/202 | $0 | – | -18,487 | -100.0% | -0.01% | – | |
| HPKEW | Exit | HIGHPEAK ENERGY INC*w exp 08/21/202 | $0 | – | -17,166 | -100.0% | -0.02% | – |
| DSKEW | Exit | DASEKE INC*w exp 02/27/202 | $0 | – | -717,408 | -100.0% | -0.02% | – |
| Exit | ASHFORD HOSPITALITY TR INCcall | $0 | – | -10,000 | -100.0% | -0.02% | – | |
| Exit | AETHERIUM ACQUISITION CORPunit 12/21/2026 | $0 | – | -10,000 | -100.0% | -0.02% | – | |
| Exit | AROGO CAPITAL ACQUISITION COunit 99/99/9999 | $0 | – | -10,600 | -100.0% | -0.02% | – | |
| Exit | LARKSPUR HEALTH ACQUISITIONunit 12/20/2026 | $0 | – | -12,000 | -100.0% | -0.02% | – | |
| Exit | SPREE ACQUISITION CORP 1 LTDunit 99/99/9999 | $0 | – | -13,000 | -100.0% | -0.02% | – | |
| GAPA | Exit | G&P ACQUISITION CORP | $0 | – | -15,000 | -100.0% | -0.03% | – |
| NG | Exit | NOVAGOLD RES INCcall | $0 | – | -21,000 | -100.0% | -0.03% | – |
| MLAC | Exit | MALACCA STRAITS ACQUISITION | $0 | – | -16,269 | -100.0% | -0.03% | – |
| SSSS | Exit | SURO CAPITAL CORP | $0 | – | -13,398 | -100.0% | -0.03% | – |
| RVNC | Exit | REVANCE THERAPEUTICS INCcall | $0 | – | -10,900 | -100.0% | -0.03% | – |
| F | Exit | FORD MTR CO DELput | $0 | – | -10,100 | -100.0% | -0.04% | – |
| PXSAP | Exit | PYXIS TANKERS INC7.75% cnv pfd a | $0 | – | -15,307 | -100.0% | -0.04% | – |
| CAR | Exit | AVIS BUDGET GROUPput | $0 | – | -1,100 | -100.0% | -0.04% | – |
| YCBDPRA | Exit | CBDMD INC8% ser a cum pfd | $0 | – | -38,000 | -100.0% | -0.04% | – |
| Exit | SAILPOINT TECHNOLOGIES HLDGSnote 0.125% 9/1 | $0 | – | -200,000 | -100.0% | -0.07% | – | |
| MRNA | Exit | MODERNA INC | $0 | – | -1,501 | -100.0% | -0.07% | – |
| MRNA | Exit | MODERNA INCput | $0 | – | -1,600 | -100.0% | -0.08% | – |
| TMV | Exit | DIREXION SHS ETF TRcall | $0 | – | -7,600 | -100.0% | -0.08% | – |
| TTD | Exit | THE TRADE DESK INCput | $0 | – | -5,100 | -100.0% | -0.09% | – |
| IYR | Exit | ISHARES TRput | $0 | – | -5,100 | -100.0% | -0.11% | – |
| SSSS | Exit | SURO CAPITAL CORPput | $0 | – | -49,200 | -100.0% | -0.12% | – |
| IIVIP | Exit | II-VI INC6% conv pfd a | $0 | – | -2,262 | -100.0% | -0.12% | – |
| COIN | Exit | COINBASE GLOBAL INCput | $0 | – | -2,600 | -100.0% | -0.12% | – |
| Exit | ATLAS AIR WORLDWIDE HLDGS INnote 2.250% 6/0 | $0 | – | -581,000 | -100.0% | -0.14% | – | |
| IIPR | Exit | INNOVATIVE INDL PPTYS INCput | $0 | – | -3,400 | -100.0% | -0.17% | – |
| Exit | SERVICENOW INCnote 6/0 | $0 | – | -300,000 | -100.0% | -0.27% | – | |
| HD | Exit | HOME DEPOT INCcall | $0 | – | -3,700 | -100.0% | -0.28% | – |
| Exit | BLOCK INCnote 0.125% 3/0 | $0 | – | -1,241,000 | -100.0% | -0.34% | – | |
| Exit | BLACKLINE INCnote 0.125% 8/0 | $0 | – | -1,339,000 | -100.0% | -0.37% | – | |
| NEEPRO | Exit | NEXTERA ENERGY INCunit 09/01/2022s | $0 | – | -29,867 | -100.0% | -0.38% | – |
| Exit | SOUTHWEST AIRLS COnote 1.250% 5/0 | $0 | – | -1,791,000 | -100.0% | -0.44% | – | |
| SPY | Exit | SPDR S&P 500 ETF TRcall | $0 | – | -5,100 | -100.0% | -0.45% | – |
| WTRU | Exit | ESSENTIAL UTILS INCunit 04/30/2022 | $0 | – | -40,220 | -100.0% | -0.49% | – |
| Exit | MERCADOLIBRE INCnote 2.000% 8/1 | $0 | – | -2,075,000 | -100.0% | -1.19% | – | |
| Exit | STARWOOD WAYPOINT HOMESnote 3.500% 1/1 | $0 | – | -3,275,000 | -100.0% | -1.21% | – | |
| Exit | SNAP INCnote 0.250% 5/0 | $0 | – | -4,000,000 | -100.0% | -1.65% | – | |
| Exit | SEA LTDnote 2.375%12/0 | $0 | – | -3,500,000 | -100.0% | -1.66% | – | |
| Exit | HERCULES CAPITAL INCdbcv 4.375% 2/0 | $0 | – | -10,304,000 | -100.0% | -1.97% | – | |
| Exit | NUANCE COMMUNICATIONS INCnote 1.250% 4/0 | $0 | – | -7,743,000 | -100.0% | -4.05% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| NICE SYS INC | 12 | Q3 2023 | 2.9% |
| NEW ENGLAND RLTY ASSOC LTD P | 12 | Q3 2023 | 0.3% |
| PYXIS TANKERS INC | 12 | Q3 2023 | 0.1% |
| KBR INC | 11 | Q3 2023 | 7.5% |
| RH | 11 | Q3 2023 | 2.3% |
| ETSY INC | 11 | Q3 2023 | 1.9% |
| AKAMAI TECHNOLOGIES INC | 11 | Q3 2023 | 0.8% |
| INTL GNRL INSURANCE HLDNGS L | 11 | Q2 2023 | 0.2% |
| OPTIMUMBANK HLDGS INC | 11 | Q3 2023 | 0.1% |
| ON SEMICONDUCTOR CORP | 10 | Q3 2023 | 10.2% |
View Warberg Asset Management LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Rosehill Resources Inc. | February 14, 2019 | 405,310 | 2.9% |
| HC2 Holdings, Inc.Sold out | January 05, 2015 | 0 | 0.0% |
| PTGi HOLDING, INC. | February 14, 2014 | 192,495,686 | 12.0% |
View Warberg Asset Management LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-06 |
| 13F-HR | 2024-02-07 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-07 |
| 13F-HR | 2022-08-11 |
| 13F-HR/A | 2022-05-13 |
| 13F-HR | 2022-05-13 |
View Warberg Asset Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.