Verity Asset Management, Inc. - Q3 2017 holdings

$132 Million is the total value of Verity Asset Management, Inc.'s 124 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 37.8% .

 Value Shares↓ Weighting
VOO SellVANGUARD INDEX FDS S&P 500 ETF SHS NEWetf$10,482,000
+4.9%
44,389
-1.3%
7.97%
+6.4%
FLOT BuyISHARES FLOATING RATE BOND ETFetf$9,839,000
+14.6%
193,108
+14.6%
7.48%
+16.2%
MINT BuyPIMCO ETF TR ENHANCED SHORT MAT ACTIVE ETFetf$9,412,000
+4.0%
92,414
+3.9%
7.16%
+5.5%
DIA SellSPDR DOW JONES INDL AVERAGE ETF TR UNIT SER 1etf$8,906,000
+1.1%
38,202
-7.5%
6.77%
+2.6%
AGG SellISHARES CORE US AGGREGATE BOND ETFcore us aggbd et$8,503,000
-9.0%
77,675
-9.0%
6.46%
-7.7%
VGK BuyVANGUARD INTL EQUITY INDEX FDS MSCI EUROPE ETFftse europe etf$5,342,000
+31.3%
91,164
+23.5%
4.06%
+33.1%
VRP SellPOWERSHARES ETF TR II VAR RATE PFD PORTetf$4,792,000
-3.6%
184,647
-2.8%
3.64%
-2.3%
VPL SellVANGUARD INTL EQUITY INDEX FDS MSCI PAC ETFftse pacific etf$3,435,000
+4.8%
48,279
-3.1%
2.61%
+6.3%
TBT BuyPROSHARES TR ULTRASHORT 20 YR TREAS NEW$3,068,000
+0.2%
86,205
+1.0%
2.33%
+1.7%
VWOB BuyVANGUARD WHITEHALL FDS EMERGING MKT GOVT BD INDEX FD ETF CLemerg mkt bd etf$2,812,000
+42.6%
34,733
+41.1%
2.14%
+44.7%
IBB SellISHARES TR NASDAQ BIOTECH ETFetf$2,772,000
-12.9%
8,822
-14.1%
2.11%
-11.7%
PHO SellPOWERSHARES WATER RESOURCE PORTFOLIOetf$2,475,000
-7.8%
84,602
-15.0%
1.88%
-6.5%
IWM SellISHARES TR RUSSELL 2000 ETFetf$2,373,000
-2.7%
15,897
-8.1%
1.80%
-1.3%
MSFT BuyMICROSOFT CORP$2,322,000
+221.2%
28,775
+175.0%
1.76%
+225.6%
EEM SellISHARES MSCI EMERGING MARKETS ETFetf$2,099,000
-0.1%
45,352
-10.7%
1.60%
+1.3%
BNDX SellVANGUARD CHARLOTTE FDS TOTAL INTL BD INDEX FDintl bd idx etf$1,995,000
-67.2%
36,348
-67.5%
1.52%
-66.7%
EUFN NewISHARES TR MSCI EUROPE FINL SECTORmsci euro fl etf$1,796,00077,575
+100.0%
1.36%
IHI SellISHARES US MEDICAL DEVICES ETFetf$1,670,000
-17.6%
9,678
-20.4%
1.27%
-16.4%
HDV BuyISHARES HIGH DIVIDEND ETFcore high dv etf$1,648,000
+21.8%
19,232
+18.2%
1.25%
+23.6%
XRT SellSPDR RETAIL ETFs&p retail etf$1,598,000
-4.7%
40,457
-1.7%
1.22%
-3.3%
PYPL SellPAYPAL HLDGS INC$1,457,000
-7.2%
20,084
-31.3%
1.11%
-5.9%
IBM SellINTERNATIONAL BUSINESS MACHINES CORP$1,426,000
-6.2%
9,304
-5.8%
1.08%
-4.8%
IDV BuyISHARES TR INTL SELECT DIVID ETFintl sel div etf$1,359,000
+273.4%
40,570
+265.1%
1.03%
+278.4%
EPI BuyWISDOMTREE TR INDIA EARNINGS FDindia tr$1,353,000
+38.5%
50,089
+25.6%
1.03%
+40.6%
AAPL BuyAPPLE COMPUTER INC COM$1,249,000
+52.9%
7,990
+41.2%
0.95%
+55.2%
C NewCITIGROUP INC COM NEW$1,250,00017,012
+100.0%
0.95%
UUP BuyPS DB USD IDX BL FD$1,153,000
+72.1%
46,891
+73.2%
0.88%
+74.7%
LQD SellISHARES IBOXX $ INVESTMENT GRADE CO ETFetf$1,119,000
-1.9%
9,234
-2.5%
0.85%
-0.5%
VWO SellVANGUARD FTSE EMERGING MARKETS ETFetf$1,068,000
-19.3%
24,511
-24.2%
0.81%
-18.1%
OIH SellVANECK VECTORS OIL SERVICES ETFetf$970,000
-7.8%
40,018
-5.7%
0.74%
-6.6%
CMC SellCOMMERCIAL METALS CO$896,000
-3.1%
45,975
-3.5%
0.68%
-1.7%
EFA SellISHARES MSCI EAFE ETFmsci eafe etf$887,000
-5.4%
12,951
-10.0%
0.67%
-4.1%
IVW NewISHARES S&P 500 GROWTH ETFs&p 500 grwt etf$883,0006,158
+100.0%
0.67%
IPFF NewISHARES TR INTL PFD STK ETFintl pfd stk etf$854,00046,261
+100.0%
0.65%
RJA BuySWEDISH EXPT CR CORP ELEMENTS LKD TO ROGERS INTL COMMODITY INDEX AGRI TOTAL RETURNrog agri etn22$824,000
-4.1%
135,810
+1.0%
0.63%
-2.8%
CSCO BuyCISCO SYSTEMS, INC.$783,000
+18.3%
22,925
+8.4%
0.60%
+20.0%
STLD SellSTEEL DYNAMICS INC COM$747,000
+0.5%
20,076
-3.2%
0.57%
+2.0%
EMB NewISHARES JP MORGAN USD EMERGING MKTS BD ETFjp mor em mk etf$739,0006,355
+100.0%
0.56%
PFF SellISHARES US PREFERRED STOCK ETFetf$735,000
-2.0%
19,088
-0.3%
0.56%
-0.5%
NCLH NewNORWEGIAN CRUISE LINE HLDGS LTD$618,00011,094
+100.0%
0.47%
AGU SellAGRIUM INC$585,000
+14.9%
5,374
-4.5%
0.44%
+16.5%
APU BuyAMERIGAS PARTNERS LP UNITS LIMITED PARTNERSHIP INTERESTunit lp$557,000
+6.1%
12,384
+7.3%
0.42%
+7.4%
TROW NewT. ROWE PRICE GROUP, INC.$529,0005,790
+100.0%
0.40%
HBI NewHANES BRANDS INC COM$510,00021,385
+100.0%
0.39%
COG BuyCABOT OIL & GAS CORP$473,000
+44.6%
17,084
+31.0%
0.36%
+46.9%
XLB SellSELECT SECTOR SPDR TR MATLSspdr tr$446,000
-29.4%
7,563
-35.6%
0.34%
-28.5%
AEO SellAMERICAN EAGLE OUTFITTERS INC NEW$422,000
-4.3%
32,408
-11.4%
0.32%
-3.0%
GNTX SellGENTEX CORP$419,000
-5.2%
21,575
-7.5%
0.32%
-3.6%
SEP BuySPECTRA ENERGY PARTNERS, LP COMMON UNITS REPRESENTING LIMITED PARTNER INTERESTS$416,000
+20.6%
9,433
+17.4%
0.32%
+22.0%
ACM BuyAECOM$403,000
+20.3%
11,495
+11.0%
0.31%
+21.9%
BSJI BuyGUGGENHEIM BULLETSHARES 2018 HIGH YLD CORP ETFgug blt2018 hy$390,000
+29.1%
15,432
+29.6%
0.30%
+31.4%
MMP BuyMAGELLAN MIDSTREAM PARTNERS LP COM UNIT REPSTG LTD PARTNER INTunit lp$380,000
+1.9%
5,380
+2.8%
0.29%
+3.2%
LGND SellLIGAND PHARMACEUTICALS INC COM NEW$378,000
+7.7%
2,604
-9.9%
0.29%
+9.1%
SBGI BuySINCLAIR BROADCAST GROUP INC CL Acl a$374,000
+33.6%
11,785
+38.4%
0.28%
+35.2%
NUE BuyNUCOR CORP$362,000
+1.1%
6,255
+1.2%
0.28%
+2.6%
TWTR SellTWITTER IN COM$360,000
-3.2%
17,473
-16.2%
0.27%
-1.8%
GE SellGENERAL ELECTRIC COMPANY$361,000
-29.5%
15,776
-16.6%
0.27%
-28.6%
ORCL NewORACLE CORP$359,0007,314
+100.0%
0.27%
AMGN SellAMGEN COMMON$357,000
-76.9%
2,006
-77.7%
0.27%
-76.6%
SGEN SellSEATTLE GENETICS, INC.$356,000
+17.1%
5,804
-1.3%
0.27%
+18.9%
PFE SellPFIZER INC$348,000
+1.5%
9,830
-3.8%
0.26%
+3.1%
KO BuyCOCA-COLA CO$347,000
+1.2%
7,648
+0.3%
0.26%
+2.7%
WMT NewWAL MART STORES INC$341,0004,265
+100.0%
0.26%
EMR SellEMERSON ELEC. CO.$339,000
-20.6%
5,355
-24.9%
0.26%
-19.4%
XBI NewSPDR SER TR S&P BIOTECH ETFs&p biotech$338,0004,037
+100.0%
0.26%
MOO SellVANECK VECTORS AGRIBUSINESS ETFagribusiness etf$337,000
+5.3%
5,598
-3.6%
0.26%
+6.7%
IVV BuyISHARES CORE S&P 500 ETFetf$329,000
+36.5%
1,271
+28.3%
0.25%
+38.1%
EXAS SellEXACT SCIENCES CORPORATION$327,000
+45.3%
5,953
-6.3%
0.25%
+47.3%
MTB BuyM & T BANK CORPORATION$328,000
+5.8%
1,969
+3.0%
0.25%
+7.3%
BIVV BuyBIOVERATIV INC$325,000
+41.3%
5,756
+50.7%
0.25%
+43.6%
VTR SellVENTAS INC REIT$322,000
-16.6%
4,940
-11.0%
0.24%
-15.2%
XLY SellSELECT SECTOR SPDR TR CONSUMERspdr tr$318,000
-30.3%
3,460
-32.0%
0.24%
-29.2%
CS NewCREDIT SUISSE GROUP AMERICAN DEPOSITARY SHARES (EACH REPRESENTING ONE SHARE WITH A PAR VALUE OF CHF 1)sponsored adr$313,00019,916
+100.0%
0.24%
FNSR BuyFINISAR CORP COM NEW$312,000
+15.1%
13,267
+27.0%
0.24%
+16.7%
CVS BuyCVS HEALTH CORP$312,000
-6.3%
4,480
+8.1%
0.24%
-5.2%
HAL SellHALLIBURTON CO.$312,000
-51.8%
7,277
-52.0%
0.24%
-51.1%
IVZ BuyINVESCO LTD ORD SHS ISIN#BMG491BT11088$310,000
+2.6%
8,780
+2.5%
0.24%
+4.4%
REM SellISHARES MORTGAGE REAL ESTATE CAPPED ETF NEWmtg rel etf new$310,000
-54.9%
6,818
-54.1%
0.24%
-54.3%
VZ SellVERIZON COMMUNICATIONS$303,000
-13.4%
6,210
-20.8%
0.23%
-12.2%
SKX SellSKECHERS U.S.A. INCcl a$301,000
+6.7%
9,427
-1.3%
0.23%
+8.5%
UPS BuyUNITED PARCEL SERVICE$301,000
+27.0%
2,531
+18.3%
0.23%
+28.7%
SPG NewSIMON PPTY GROUP REIT$295,0001,835
+100.0%
0.22%
WFC SellWELLS FARGO & CO NEW COM$291,000
-18.7%
5,249
-18.7%
0.22%
-17.5%
YUM NewYUM BRANDS INC COM$290,0003,936
+100.0%
0.22%
ABT SellABBOTT LABS$284,000
-12.3%
5,228
-21.5%
0.22%
-11.1%
XLK NewTECHNOLOGY SECTOR SPDR TRtechnology$283,0004,492
+100.0%
0.22%
WELL SellWELLTOWER INC REIT$281,000
-18.3%
4,000
-12.9%
0.21%
-17.1%
XLF SellSELECT SECTOR SPDR TR FINANCIALsbi int-finl$277,000
-16.6%
10,412
-22.6%
0.21%
-15.3%
DSW SellDSW INC. CLASS A COMMON STOCK, NO PAR VALUE$271,000
-37.8%
14,153
-42.5%
0.21%
-37.0%
SO  SOUTHERN CO$269,000
+7.6%
5,2170.0%0.20%
+9.6%
UNG BuyUNITED STS NAT GAS FD LP UNIT PARunited states natl gas fund$263,000
-2.2%
43,912
+10.9%
0.20%
-1.0%
ALXN SellALEXION PHARMACEUTICALS$260,000
-26.6%
2,172
-25.3%
0.20%
-25.3%
MAIN SellMAIN STREET CAPITAL$254,000
+2.8%
6,395
-0.1%
0.19%
+4.3%
BX SellBLACKSTONE GROUP LP COM UNIT REPSTG LTD PARTNERSHIP UNIT$254,000
-64.1%
7,641
-64.0%
0.19%
-63.7%
VMI SellVALMONT INDUSTRIES, INC.$248,000
+4.2%
1,560
-1.8%
0.19%
+6.2%
QCOM SellQUALCOMM INC$249,000
-36.8%
4,844
-32.0%
0.19%
-35.9%
HEI SellHEICO CORPORATION$249,000
-5.3%
2,748
-25.0%
0.19%
-4.1%
SPY SellSPDR S&P 500 ETF TR TR UNITtr unit$242,000
-47.3%
941
-50.4%
0.18%
-46.5%
LMT NewLOCKHEED MARTIN CORP$239,000775
+100.0%
0.18%
GIII NewG III APPAREL GROUP LTD$236,0009,323
+100.0%
0.18%
VIAV BuyVIAVI SOLUTIONS INC COM$234,000
-6.0%
25,227
+6.8%
0.18%
-4.8%
DDS BuyDILLARDS INCcl a$227,000
+0.9%
4,467
+14.7%
0.17%
+2.4%
SSD SellSIMPSON MANUFACTURING CO INC$225,000
+9.8%
4,032
-13.9%
0.17%
+11.0%
WLK SellWESTLAKE CHEMICAL CORPORATION COMMON STOCK$222,000
+8.8%
2,614
-15.3%
0.17%
+10.5%
UFPI NewUNIVERSAL FOREST PRODUCTS, INC.$219,0001,943
+100.0%
0.17%
EME SellEMCOR GROUP INC$216,000
-27.3%
2,686
-40.9%
0.16%
-26.5%
TOWN NewTOWNE BANK - COMMON STOCK$210,0006,276
+100.0%
0.16%
VTI NewVANGUARD TOTAL STOCK MARKET VIPERStotal stk mkt$210,0001,618
+100.0%
0.16%
COF NewCAPITAL ONE FINANCIAL CORP.$208,0002,254
+100.0%
0.16%
TWX NewTIME WARNER INC COM NEW$207,0002,103
+100.0%
0.16%
ALK BuyALASKA AIR GROUP COMMON STOCK$204,000
-15.4%
3,085
+15.0%
0.16%
-14.4%
BSX SellBOSTON SCIENTIFIC CORP$202,000
-13.7%
7,167
-14.9%
0.15%
-12.0%
AOBC BuyAMERICAN OUTDOOR BRANDS CORP$160,000
-32.8%
11,181
+4.0%
0.12%
-31.5%
URA SellGLOBAL X FDS GLOBAL X URANIUM ETFetf$134,000
-25.1%
11,183
-17.5%
0.10%
-23.9%
OCLR SellOCLARO INC COM NEW$127,000
-20.1%
15,392
-9.3%
0.10%
-18.5%
SCMP SellSUCAMPO PHARMACEUTICALS, INC. - CLASS A COMMON STOCK$122,000
-16.4%
12,246
-11.9%
0.09%
-14.7%
SVA SellSINOVAC BIOTECH LTD$98,000
-24.0%
13,542
-29.3%
0.08%
-22.7%
OZM NewOCH-ZIFF CAPITAL MANAGEMENT GROUP LLC CLASS A SHARES REPRESENTING CLASS A LIMITED LIABILITY COMPANY INTERESTScl a$97,00025,505
+100.0%
0.07%
NVTA BuyINVITAE CORP$97,000
-4.0%
11,446
+7.9%
0.07%
-2.6%
FRSH SellPAPA MURPHYS HOLDINGS INC$58,000
-42.0%
10,481
-54.4%
0.04%
-41.3%
URG SellUR ENERGY INC COM ISIN#CA91688R1082$38,000
-29.6%
71,965
-15.8%
0.03%
-27.5%
GTIM SellGOOD TIMES RESTAURANTS INC COM PAR $0.001 NEW$33,000
-37.7%
11,542
-22.7%
0.02%
-37.5%
IPCI NewINTELLIPHARMACEUTICS INLT INCISIN$28,00030,000
+100.0%
0.02%
WBNK NewWACCAMAW BANKSHARES INC - COMMON STOCK$020,000
+100.0%
0.00%
ExitNEOVASC INC$0-45,515
-100.0%
-0.05%
EURN ExitEURONAV NV ANTWERPEN ORDINARY SHARES (BELGIUM)$0-22,606
-100.0%
-0.13%
GLW ExitCORNING INC$0-6,701
-100.0%
-0.15%
B ExitBARNES GROUP INCORPORATED$0-3,436
-100.0%
-0.15%
LAMR ExitLAMAR ADVERTISING CO NEW CL Acl a$0-2,770
-100.0%
-0.15%
WBMD ExitWEBMD HEALTH CORP. - CLASS A COMMON STOCK$0-3,691
-100.0%
-0.16%
AGX ExitARGAN INC$0-3,656
-100.0%
-0.16%
COO ExitCOOPER COMPANIES INC$0-945
-100.0%
-0.17%
ETM ExitENTERCOM COMMUNICATIONS CORPcl a$0-23,530
-100.0%
-0.18%
WFTIQ ExitWEATHERFORD INTL LTD$0-69,102
-100.0%
-0.20%
HYG ExitISHARES TR IBOXX $ HIGH YIELD CORP BD ETFiboxx hi yd etf$0-3,156
-100.0%
-0.21%
MRCC ExitMONROE CAP CORP COM$0-21,589
-100.0%
-0.25%
BA ExitBOEING COMPANY$0-1,747
-100.0%
-0.26%
ARCC ExitARES CAPITAL CORPORATION - CLOSED END FUND$0-31,215
-100.0%
-0.38%
PXD ExitPIONEER NATURAL RESOURCES COMPANY$0-3,725
-100.0%
-0.44%
CG ExitCARLYLE GROUP L P COM UNIT LTD PARTNERSHIP INT$0-33,483
-100.0%
-0.50%
IYH ExitISHARES US HEALTHCARE ETFus hlthcare etf$0-6,332
-100.0%
-0.79%
KRE ExitSPDR SER TR S&P REGL BKG ETFs&p regl bkg$0-22,019
-100.0%
-0.91%
XLV ExitSELECT SECTOR SPDR FD HEALTH CAREspdr tr$0-17,745
-100.0%
-1.05%
BKLN ExitPOWERSHARES EXCHANGE TRADED FD TR II SENIOR LN PORTetf$0-135,726
-100.0%
-2.36%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2017-11-09
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
MICROSOFT CORP36Q3 20232.8%
APPLE INC34Q3 20235.8%
PROSHARES TR ULTRASHORT YR TREAS NEW34Q3 20232.5%
SOUTHERN COMPANY34Q3 20233.0%
VERIZON COMMUNICATN31Q3 20232.5%
UR ENERGY INC COM ISINCA91688R108231Q3 20230.2%
SWEDISH EXPT CR CORP ELEMENTS LKD TO ROGERS INTL COMMODITY INDEX AGRI TOTAL RETURN Total30Q3 20223.1%
WISDOMTREE TR INDIA EARNINGS FD29Q3 20232.2%
ISHARES TR IBOXX INV CP ETF29Q3 20221.5%
SPDR DOW JONES INDL AVRG ETF UT SER 128Q4 20228.7%

View Verity Asset Management, Inc.'s complete holdings history.

Latest filings
TypeFiled
13F-HR2024-02-08
13F-HR2023-11-22
13F-HR2023-08-16
13F-HR2023-05-24
13F-HR2023-02-14
13F-HR2022-11-16
13F-HR/A2022-05-23
13F-HR2022-05-12
13F-HR2022-02-08
13F-HR2021-11-10

View Verity Asset Management, Inc.'s complete filings history.

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