$166 Million is the total value of D. SCOTT NEAL, INC.'s 36 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 40.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SHY | Buy | ISHARES TR1 3 yr treas bd | $70,193,000 | +702.8% | 809,892 | +684.0% | 42.20% | +900.2% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $25,535,000 | -24.4% | 134,114 | -15.6% | 15.35% | -5.8% |
| VGSH | New | VANGUARD SCOTTSDALE FDSshort term treas | $25,453,000 | – | 408,296 | +100.0% | 15.30% | – |
| IVV | Buy | ISHARES TRcore s&p500 etf | $20,584,000 | +126.1% | 79,660 | +182.8% | 12.37% | +181.7% |
| IEI | New | ISHARES TR3 7 yr treas bd | $10,217,000 | – | 76,621 | +100.0% | 6.14% | – |
| T | Buy | AT&T INC | $1,376,000 | -7.2% | 47,211 | +24.5% | 0.83% | +15.7% |
| SPTM | Sell | SPDR SER TRportfoli s&p1500 | $1,060,000 | -25.6% | 33,712 | -5.6% | 0.64% | -7.3% |
| CAT | CATERPILLAR INC DEL | $933,000 | -21.5% | 8,044 | 0.0% | 0.56% | -2.1% | |
| QLD | Buy | PROSHARES TR | $919,000 | -24.3% | 10,261 | +3.0% | 0.55% | -5.8% |
| SCHB | Sell | SCHWAB STRATEGIC TRus brd mkt etf | $802,000 | -36.1% | 13,269 | -18.7% | 0.48% | -20.5% |
| PFE | Buy | PFIZER INC | $726,000 | +85.7% | 22,257 | +123.2% | 0.44% | +130.7% |
| SSO | Buy | PROSHARES TR | $702,000 | -40.5% | 7,894 | +0.9% | 0.42% | -25.8% |
| RBCAA | REPUBLIC BANCORP KYcl a | $694,000 | -29.4% | 21,000 | 0.0% | 0.42% | -12.0% | |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $622,000 | -30.1% | 2,412 | -12.7% | 0.37% | -12.8% |
| IWR | Sell | ISHARES TRrus mid cap etf | $547,000 | -96.8% | 12,665 | -95.6% | 0.33% | -96.0% |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $490,000 | -19.3% | 2,680 | 0.0% | 0.30% | +0.7% | |
| IWM | Sell | ISHARES TRrussell 2000 etf | $446,000 | -95.7% | 3,894 | -93.7% | 0.27% | -94.6% |
| VO | Sell | VANGUARD INDEX FDSmid cap etf | $423,000 | -90.7% | 3,213 | -87.5% | 0.25% | -88.5% |
| VYM | Buy | VANGUARD WHITEHALL FDShigh div yld | $398,000 | -23.6% | 5,626 | +1.1% | 0.24% | -4.8% |
| EFA | Buy | ISHARES TRmsci eafe etf | $395,000 | -15.8% | 7,397 | +9.6% | 0.24% | +4.9% |
| VBK | Buy | VANGUARD INDEX FDSsml cp grw etf | $382,000 | -22.0% | 2,540 | +3.0% | 0.23% | -2.5% |
| MSFT | MICROSOFT CORP | $363,000 | 0.0% | 2,301 | 0.0% | 0.22% | +24.6% | |
| CVX | New | CHEVRON CORP NEW | $317,000 | – | 4,376 | +100.0% | 0.19% | – |
| XOM | Buy | EXXON MOBIL CORP | $307,000 | +49.8% | 8,092 | +175.4% | 0.18% | +86.9% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $281,000 | -98.0% | 1,069 | -97.2% | 0.17% | -97.5% |
| ACWI | Sell | ISHARES TRmsci acwi etf | $260,000 | -33.3% | 4,159 | -15.4% | 0.16% | -17.0% |
| TFC | TRUIST FINL CORP | $246,000 | -45.2% | 7,971 | 0.0% | 0.15% | -31.8% | |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $239,000 | -11.2% | 2,156 | +7.6% | 0.14% | +10.8% |
| IEF | Sell | ISHARES TRbarclays 7 10 yr | $238,000 | +9.2% | 1,960 | -1.0% | 0.14% | +36.2% |
| PG | PROCTER & GAMBLE CO | $233,000 | -12.1% | 2,120 | 0.0% | 0.14% | +9.4% | |
| NEE | New | NEXTERA ENERGY INC | $232,000 | – | 964 | +100.0% | 0.14% | – |
| IJH | ISHARES TRcore s&p mcp etf | $221,000 | -30.3% | 1,538 | 0.0% | 0.13% | -13.1% | |
| WMT | New | WALMART INC | $220,000 | – | 1,939 | +100.0% | 0.13% | – |
| RF | REGIONS FINANCIAL CORP NEW | $179,000 | -47.8% | 20,000 | 0.0% | 0.11% | -34.9% | |
| GE | Buy | GENERAL ELECTRIC CO | $114,000 | -18.0% | 14,390 | +15.9% | 0.07% | +3.0% |
| UWM | Exit | PROSHARES TR | $0 | – | -2,664 | -100.0% | -0.10% | – |
| LOW | Exit | LOWES COS INC | $0 | – | -1,938 | -100.0% | -0.11% | – |
| SPIB | Exit | SPDR SERIES TRUSTportfolio intrmd | $0 | – | -8,266 | -100.0% | -0.14% | – |
| XLRE | Exit | SELECT SECTOR SPDR TRrl est sel sec | $0 | – | -7,911 | -100.0% | -0.15% | – |
| USRT | Exit | ISHARES TRcre u s reit etf | $0 | – | -32,512 | -100.0% | -0.86% | – |
| FLOT | Exit | ISHARES TRfltg rate nt etf | $0 | – | -54,903 | -100.0% | -1.35% | – |
| IGIB | Exit | ISHARES TRintrm tr crp etf | $0 | – | -67,466 | -100.0% | -1.89% | – |
| DBEF | Exit | DBX ETF TRxtrack msci eafe | $0 | – | -120,885 | -100.0% | -1.97% | – |
| IJS | Exit | ISHARES TRsp smcp600vl etf | $0 | – | -34,598 | -100.0% | -2.68% | – |
| FLRN | Exit | SPDR SERIES TRUSTblomberg brc inv | $0 | – | -343,548 | -100.0% | -5.09% | – |
| VCIT | Exit | VANGUARD SCOTTSDALE FDSint-term corp | $0 | – | -252,767 | -100.0% | -11.14% | – |
| VCSH | Exit | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $0 | – | -513,002 | -100.0% | -20.06% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-04-27
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P MIDCAP 400 ETF TR | 40 | Q3 2023 | 19.4% |
| ISHARES TR | 40 | Q3 2023 | 13.1% |
| ProSharesUltraQQQ | 40 | Q3 2023 | 1.9% |
| CATERPILLAR INC DEL | 40 | Q3 2023 | 1.8% |
| ProsharesUltraS&P500 | 40 | Q3 2023 | 1.0% |
| INTERNATIONAL BUSINESS MACHS | 40 | Q3 2023 | 0.4% |
| Proctor&Gamble | 39 | Q3 2023 | 0.4% |
| SPDRS&P500Index | 36 | Q3 2023 | 21.1% |
| ExxonMobilCorporation | 35 | Q3 2023 | 7.7% |
| ISHARES TR | 34 | Q3 2023 | 6.3% |
View D. SCOTT NEAL, INC.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-17 |
| 13F-HR | 2023-10-11 |
| 13F-HR | 2023-07-17 |
| 13F-HR | 2023-04-12 |
| 13F-HR | 2023-01-11 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-07-11 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-01-21 |
View D. SCOTT NEAL, INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.