$210 Million is the total value of IRON Financial LLC's 118 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 36.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CME | Sell | CME GROUP INC | $19,246,000 | -5.5% | 95,886 | -0.5% | 9.17% | -39.5% |
| HTRB | New | HARTFORD FDS EXCHANGE TRADEtotal rtrn etf | $16,506,000 | – | 410,299 | +100.0% | 7.86% | – |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $11,996,000 | -3.2% | 37,271 | -10.7% | 5.72% | -38.1% |
| FTSM | New | FIRST TR EXCHANGE TRADED FDfirst tr enh new | $11,738,000 | – | 195,347 | +100.0% | 5.59% | – |
| ACWV | Buy | ISHARES INCmin vol gbl etf | $10,863,000 | +23.4% | 113,357 | +22.1% | 5.18% | -21.0% |
| SPSB | New | SPDR SERIES TRUSTportfolio short | $10,601,000 | – | 343,755 | +100.0% | 5.05% | – |
| SHYG | Buy | ISHARES TR0-5yr hi yl cp | $10,068,000 | +105.3% | 216,848 | +105.6% | 4.80% | +31.4% |
| SJNK | Buy | SPDR SERIES TRUSTbloomberg srt tr | $9,991,000 | +105.0% | 370,868 | +105.6% | 4.76% | +31.2% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $9,545,000 | -0.9% | 58,334 | -8.6% | 4.55% | -36.6% |
| USMV | Buy | ISHARES TRmsci min vol etf | $8,604,000 | +32.2% | 131,165 | +29.2% | 4.10% | -15.4% |
| SPTM | Buy | SPDR SERIES TRUSTportfolio tl stk | $8,321,000 | +35.8% | 208,756 | +25.1% | 3.96% | -13.1% |
| AAPL | Sell | APPLE INC | $6,087,000 | +30.5% | 20,729 | -0.5% | 2.90% | -16.5% |
| TTAC | Buy | TRIMTABS ETF TRall cap us free | $5,855,000 | +23.1% | 148,937 | +16.3% | 2.79% | -21.3% |
| GQRE | Buy | FLEXSHARES TRglb qlt r/e idx | $4,509,000 | +20.0% | 69,603 | +20.7% | 2.15% | -23.2% |
| SPDW | Buy | SPDR INDEX SHS FDSportfolio devlpd | $4,049,000 | +33.1% | 129,153 | +24.7% | 1.93% | -14.8% |
| HYDW | New | DBX ETF TRxtrackers low | $3,535,000 | – | 70,043 | +100.0% | 1.68% | – |
| VWOB | New | VANGUARD WHITEHALL FDS INCemerg mkt bd etf | $2,768,000 | – | 33,997 | +100.0% | 1.32% | – |
| CEMB | New | ISHARES INCjp mrg em crp bd | $2,713,000 | – | 52,377 | +100.0% | 1.29% | – |
| SPEM | Buy | SPDR INDEX SHS FDSportfolio emg mk | $2,018,000 | +39.6% | 53,694 | +27.3% | 0.96% | -10.7% |
| AMZN | Buy | AMAZON COM INC | $1,822,000 | +20.3% | 986 | +12.9% | 0.87% | -23.0% |
| MSFT | Buy | MICROSOFT CORP | $1,660,000 | +25.5% | 10,526 | +10.6% | 0.79% | -19.7% |
| VIG | Sell | VANGUARD GROUPdiv app etf | $1,552,000 | +3.1% | 12,453 | -1.1% | 0.74% | -34.0% |
| EFA | Sell | ISHARES TRmsci eafe etf | $1,499,000 | +4.5% | 21,585 | -1.9% | 0.71% | -33.2% |
| VXUS | Sell | VANGUARD STAR FDvg tl intl stk f | $1,491,000 | -5.5% | 26,775 | -12.3% | 0.71% | -39.6% |
| QLD | PROSHARES TR | $1,449,000 | +26.0% | 11,890 | 0.0% | 0.69% | -19.4% | |
| CBOE | CBOE GLOBAL MARKETS INC | $1,332,000 | +4.4% | 11,100 | 0.0% | 0.64% | -33.2% | |
| JPM | Buy | JPMORGAN CHASE & CO | $1,286,000 | +42.7% | 9,225 | +20.5% | 0.61% | -8.6% |
| ISTB | New | ISHARES TRcore 1 5 yr usd | $1,025,000 | – | 20,338 | +100.0% | 0.49% | – |
| PNC | PNC FINL SVCS GROUP INC | $955,000 | +13.8% | 5,984 | 0.0% | 0.46% | -27.2% | |
| T | Buy | AT&T INC | $941,000 | +16.3% | 24,086 | +12.7% | 0.45% | -25.7% |
| INTC | Sell | INTEL CORP | $895,000 | +15.8% | 14,947 | -0.3% | 0.43% | -26.0% |
| BIL | New | SPDR SERIES TRUSTspdr bloomberg | $832,000 | – | 9,104 | +100.0% | 0.40% | – |
| JNJ | Buy | JOHNSON & JOHNSON | $755,000 | +19.3% | 5,173 | +5.7% | 0.36% | -23.6% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $723,000 | +48.5% | 16,249 | +34.4% | 0.34% | -5.0% |
| Sell | NUVASIVE INCnote 2.250% 3/1 | $709,000 | +9.1% | 530,000 | -3.6% | 0.34% | -30.2% | |
| DIS | Buy | DISNEY WALT CO | $692,000 | +30.8% | 4,786 | +17.8% | 0.33% | -16.2% |
| Buy | SILICON LABORATORIES INCnote 1.375% 3/0 | $693,000 | +13.2% | 520,000 | +10.6% | 0.33% | -27.6% | |
| PG | Buy | PROCTER & GAMBLE CO | $691,000 | +4.9% | 5,535 | +4.5% | 0.33% | -33.0% |
| Sell | J2 GLOBAL INCnote 3.250% 6/1 | $687,000 | -1.7% | 475,000 | -3.1% | 0.33% | -37.2% | |
| Sell | MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $658,000 | +6.3% | 460,000 | -4.2% | 0.31% | -31.9% | |
| Sell | ILLUMINA INCnote 0.500% 6/1 | $633,000 | +1.6% | 455,000 | -3.2% | 0.30% | -34.9% | |
| Sell | CSG SYS INTL INCnote 4.250% 3/1 | $617,000 | -1.8% | 535,000 | -3.6% | 0.29% | -37.2% | |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $618,000 | – | 2,913 | +100.0% | 0.29% | – |
| Buy | FTI CONSULTING INCnote 2.000% 8/1 | $617,000 | +5041.7% | 490,000 | +4800.0% | 0.29% | +3166.7% | |
| Sell | MERITOR INCnote 3.250%10/1 | $602,000 | +5.4% | 550,000 | -4.3% | 0.29% | -32.5% | |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $596,000 | +9.0% | 9,702 | +7.0% | 0.28% | -30.2% |
| Sell | KAMAN CORPnote 3.250% 5/0 | $589,000 | -0.8% | 490,000 | -4.9% | 0.28% | -36.4% | |
| Sell | PRICELINE GRP INCnote 0.900% 9/1 | $589,000 | -5.2% | 510,000 | -4.7% | 0.28% | -39.3% | |
| Buy | OSI SYSTEMS INCnote 1.250% 9/0 | $580,000 | +2.7% | 530,000 | +5.0% | 0.28% | -34.4% | |
| Sell | ISIS PHARMACEUTICALS INC DELnote 1.000%11/1 | $578,000 | -1.9% | 505,000 | -1.9% | 0.28% | -37.4% | |
| Sell | VERINT SYS INCnote 1.500% 6/0 | $560,000 | +1.6% | 520,000 | -4.6% | 0.27% | -34.9% | |
| Sell | REDWOOD TR INCnote 4.750% 8/1 | $556,000 | +3.0% | 535,000 | -0.9% | 0.26% | -34.1% | |
| Sell | PRA GROUP INCnote 3.500% 6/0 | $554,000 | +0.2% | 530,000 | -1.9% | 0.26% | -35.9% | |
| DVY | Buy | ISHARES TRselect divid etf | $542,000 | +4.2% | 5,127 | +0.5% | 0.26% | -33.3% |
| FINISAR CORPnote 0.500%12/1 | $539,000 | 0.0% | 540,000 | 0.0% | 0.26% | -35.9% | ||
| VTEB | Buy | VANGUARD MUN BD FD INCtax exempt bd | $523,000 | +70.4% | 9,773 | +70.6% | 0.25% | +8.7% |
| MINT | New | PIMCO ETF TRenhan shrt ma ac | $506,000 | – | 4,983 | +100.0% | 0.24% | – |
| Sell | DYCOM INDS INCnote 0.750% 9/1 | $505,000 | -4.4% | 520,000 | -5.5% | 0.24% | -38.7% | |
| FB | Buy | FACEBOOK INCcl a | $487,000 | +21.4% | 2,375 | +5.4% | 0.23% | -22.4% |
| Sell | GREENBRIER COS INCnote 2.875% 2/0 | $484,000 | -2.4% | 495,000 | -4.8% | 0.23% | -37.4% | |
| Sell | PACIRA BIOSCIENCESnote 2.375% 4/0 | $481,000 | +2.8% | 460,000 | -2.1% | 0.23% | -34.4% | |
| Buy | MARRIOTT VACTINS WORLDWID COnote 1.500% 9/1 | $477,000 | +266.9% | 445,000 | +242.3% | 0.23% | +134.0% | |
| Sell | CLEVELAND CLIFFS INCdbcv 1.500% 1/1 | $475,000 | +8.0% | 395,000 | -2.5% | 0.23% | -31.1% | |
| Buy | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $470,000 | +2837.5% | 425,000 | +2733.3% | 0.22% | +1766.7% | |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $468,000 | +10.4% | 2,571 | +0.7% | 0.22% | -29.4% |
| Sell | CTRIP COM INTL LTDnote 1.250% 9/1 | $465,000 | -2.7% | 465,000 | -3.1% | 0.22% | -37.6% | |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $465,000 | +7.6% | 347 | -2.0% | 0.22% | -31.1% |
| Sell | SM ENERGY COnote 1.500% 7/0 | $463,000 | -10.3% | 485,000 | -14.9% | 0.22% | -42.4% | |
| Sell | ATLAS AIR WORLDWIDE HLDGS INnote 2.250% 6/0 | $442,000 | -7.3% | 485,000 | -9.3% | 0.21% | -40.6% | |
| NVDA | Sell | NVIDIA CORP | $423,000 | +8.5% | 1,796 | -19.9% | 0.20% | -30.3% |
| Sell | VIAVI SOLUTIONS INCnote 1.750% 6/0 | $421,000 | -0.5% | 335,000 | -4.3% | 0.20% | -36.2% | |
| GLD | SPDR GOLD TRUST | $417,000 | +3.0% | 2,916 | 0.0% | 0.20% | -34.1% | |
| PDC ENERGY INCnote 1.125% 9/1 | $415,000 | +2.2% | 440,000 | 0.0% | 0.20% | -34.4% | ||
| ABBV | Buy | ABBVIE INC | $414,000 | +22.1% | 4,679 | +4.4% | 0.20% | -21.8% |
| SCHB | Sell | SCHWAB STRATEGIC TRus brd mkt etf | $412,000 | +7.6% | 5,363 | -0.6% | 0.20% | -31.2% |
| ABT | Buy | ABBOTT LABS | $403,000 | +6.6% | 4,642 | +2.8% | 0.19% | -31.9% |
| DOCU | Sell | DOCUSIGN INC | $398,000 | +18.8% | 5,366 | -0.9% | 0.19% | -24.0% |
| BHC | Sell | BAUSCH HEALTH COS INC | $392,000 | -6.0% | 13,094 | -31.4% | 0.19% | -39.9% |
| FLRN | New | SPDR SERIES TRUSTblomberg brc inv | $380,000 | – | 12,379 | +100.0% | 0.18% | – |
| IWP | Sell | ISHARES TRrus md cp gr etf | $377,000 | +2.4% | 2,470 | -5.1% | 0.18% | -34.3% |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $365,000 | +73.8% | 4,475 | +65.7% | 0.17% | +11.5% |
| VOO | New | VANGUARD INDEX FDS | $361,000 | – | 1,219 | +100.0% | 0.17% | – |
| IVOO | Buy | VANGUARD ADMIRAL FDS INCmidcp 400 idx | $357,000 | +7.5% | 2,568 | +0.9% | 0.17% | -31.2% |
| HD | Sell | HOME DEPOT INC | $344,000 | -25.2% | 1,576 | -20.5% | 0.16% | -52.2% |
| Sell | LIVE NATION ENTERTAINMENT INnote 2.500% 3/1 | $337,000 | -2.6% | 275,000 | -6.8% | 0.16% | -37.6% | |
| VGK | Buy | VANGUARD INTL EQUITY INDEX Fftse europe etf | $316,000 | +27.4% | 5,389 | +16.4% | 0.15% | -18.4% |
| VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $307,000 | -25.8% | 5,721 | -31.0% | 0.15% | -52.6% |
| SBUX | Buy | STARBUCKS CORP | $298,000 | +18.3% | 3,389 | +19.0% | 0.14% | -24.5% |
| Buy | ON SEMICONDUCTOR CORPnote 1.625%10/1 | $290,000 | +1511.1% | 210,000 | +1300.0% | 0.14% | +961.5% | |
| V | Buy | VISA INC | $281,000 | +16.6% | 1,496 | +6.9% | 0.13% | -25.1% |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $278,000 | +5.3% | 6,207 | -3.8% | 0.13% | -33.0% |
| XLU | Buy | SELECT SECTOR SPDR TRsbi int-utils | $273,000 | +2.2% | 4,227 | +2.4% | 0.13% | -34.7% |
| AHH | Buy | ARMADA HOFFLER PPTYS INC | $263,000 | +13.9% | 1,145 | +9.7% | 0.12% | -27.3% |
| GLTR | New | ABERDEEN STD PRECIOUS METALSphyscl pm basket | $260,000 | – | 3,400 | +100.0% | 0.12% | – |
| SPAB | New | SPDR SERIES TRUSTportfolio agrgte | $248,000 | – | 8,433 | +100.0% | 0.12% | – |
| IWM | Sell | ISHARES TRrussell 2000 etf | $244,000 | +3.4% | 1,475 | -5.5% | 0.12% | -34.1% |
| FCX | Buy | FREEPORT-MCMORAN INCcl b | $237,000 | +37.8% | 18,087 | +0.5% | 0.11% | -11.7% |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $236,000 | +11.3% | 1,344 | +1.0% | 0.11% | -29.1% |
| SCHV | Buy | SCHWAB STRATEGIC TRus lcap va etf | $233,000 | +7.9% | 3,878 | +1.8% | 0.11% | -31.1% |
| WMT | Buy | WALMART INC | $228,000 | +7.5% | 1,919 | +7.5% | 0.11% | -31.0% |
| MUB | New | ISHARES TRnational mun etf | $226,000 | – | 1,981 | +100.0% | 0.11% | – |
| MA | New | MASTERCARD INCcl a | $222,000 | – | 743 | +100.0% | 0.11% | – |
| GOOG | Sell | ALPHABET INCcap stk cl c | $221,000 | -3.5% | 165 | -12.2% | 0.10% | -38.6% |
| MRK | New | MERCK & CO INC | $211,000 | – | 2,321 | +100.0% | 0.10% | – |
| MDB | New | MONGODB INCcl a | $211,000 | – | 1,605 | +100.0% | 0.10% | – |
| SKYY | New | FIRST TR EXCHANGE TRADED FD | $211,000 | – | 3,500 | +100.0% | 0.10% | – |
| VGT | New | VANGUARD WORLD FDSinf tech etf | $213,000 | – | 870 | +100.0% | 0.10% | – |
| LYFT | New | LYFT INC | $208,000 | – | 4,844 | +100.0% | 0.10% | – |
| WWD | New | WOODWARD INC | $202,000 | – | 1,708 | +100.0% | 0.10% | – |
| OASIS PETE INC NEWnote 2.625% 9/1 | $192,000 | +5.5% | 245,000 | 0.0% | 0.09% | -33.1% | ||
| MJ | New | ETF MANAGERS TRetfmg altr hrvst | $174,000 | – | 10,157 | +100.0% | 0.08% | – |
| DNP | Buy | DNP SELECT INCOME FD | $151,000 | +0.7% | 11,820 | +1.5% | 0.07% | -35.7% |
| Buy | GUIDEWIRE SOFTWARE INCnote 1.250% 3/1 | $124,000 | +79.7% | 105,000 | +75.0% | 0.06% | +15.7% | |
| MIK | New | MICHAELS COS INC | $118,000 | – | 14,618 | +100.0% | 0.06% | – |
| TLRDQ | New | TAILORED BRANDS INC | $52,000 | – | 12,681 | +100.0% | 0.02% | – |
| New | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $44,000 | – | 40,000 | +100.0% | 0.02% | – | |
| BIOMARIN PHARMACEUTICAL INCnote 0.599% 8/0 | $16,000 | +6.7% | 15,000 | 0.0% | 0.01% | -27.3% | ||
| New | ETSY INCnote 3/0 | $14,000 | – | 10,000 | +100.0% | 0.01% | – | |
| CRM | Exit | SALESFORCE COM INC | $0 | – | -1,350 | -100.0% | -0.15% | – |
| ULTA | Exit | ULTA BEAUTY INC | $0 | – | -920 | -100.0% | -0.17% | – |
| RSP | Exit | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $0 | – | -2,247 | -100.0% | -0.18% | – |
| BX | Exit | BLACKSTONE GROUP L P | $0 | – | -5,935 | -100.0% | -0.22% | – |
| IWS | Exit | ISHARES TRrus mdcp val etf | $0 | – | -4,365 | -100.0% | -0.29% | – |
| CHE | Exit | CHEMED CORP NEW | $0 | – | -1,000 | -100.0% | -0.31% | – |
| Exit | BIOMARIN PHARMACEUTICAL INCnote 1.500%10/1 | $0 | – | -430,000 | -100.0% | -0.33% | – | |
| Exit | NATIONAL HEALTH INVS INCnote 3.250% 4/0 | $0 | – | -480,000 | -100.0% | -0.44% | – | |
| Exit | TERADYNE INCnote 1.250%12/1 | $0 | – | -430,000 | -100.0% | -0.61% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-01-30
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET ETF | 40 | Q3 2023 | 22.7% |
| CME GROUP INC | 40 | Q3 2023 | 15.2% |
| STANDARD & POORS DEPOSITARY (SPDR) | 40 | Q3 2023 | 25.9% |
| APPLE INC | 40 | Q3 2023 | 6.8% |
| VANGUARD TOTAL INTL. STOCK ETF | 40 | Q3 2023 | 8.0% |
| VANGUARD SPECIALIZED PORTFOL | 40 | Q3 2023 | 8.8% |
| VANGUARD S&P MID CAP 400 IDX ETF | 40 | Q3 2023 | 6.0% |
| CBOE HOLDINGS INC COMMON | 40 | Q3 2023 | 1.4% |
| MICROSOFT CORP | 40 | Q3 2023 | 1.9% |
| MORGAN J P & CO INC | 40 | Q3 2023 | 0.8% |
View IRON Financial LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-23 |
| 13F-HR | 2024-01-19 |
| 13F-HR | 2023-10-31 |
| 13F-HR | 2023-07-24 |
| 13F-HR | 2023-04-26 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-11 |
View IRON Financial LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.