$156 Million is the total value of IRON Financial LLC's 88 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 36.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $19,588,000 | +18.8% | 74,435 | +20.4% | 12.57% | +9.7% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $18,046,000 | -13.8% | 132,965 | -12.8% | 11.58% | -20.4% |
| CME | Sell | CME GROUP INC | $12,797,000 | +10.2% | 79,121 | -0.5% | 8.21% | +1.8% |
| MINT | Buy | PIMCO ETF TRenhan shrt ma ac | $10,981,000 | +109.3% | 108,132 | +109.3% | 7.05% | +93.3% |
| TOTL | Buy | SSGA ACTIVE ETF TRspdr tr tactic | $10,225,000 | +17.4% | 213,144 | +19.0% | 6.56% | +8.4% |
| VXUS | Sell | VANGUARD STAR FDvg tl intl stk f | $6,768,000 | -11.3% | 119,678 | -10.9% | 4.34% | -18.1% |
| SPTM | New | SPDR SERIES TRUSTportfolio tl stk | $6,123,000 | – | 186,575 | +100.0% | 3.93% | – |
| TTAC | Buy | TRIMTABS ETF TRall cap us free | $4,765,000 | +67.4% | 138,137 | +63.7% | 3.06% | +54.7% |
| AAPL | Buy | APPLE INC | $3,632,000 | +1.4% | 21,648 | +2.3% | 2.33% | -6.3% |
| SPDW | New | SPDR INDEX SHS FDSportfolio devlpd | $2,992,000 | – | 95,202 | +100.0% | 1.92% | – |
| PHB | Sell | POWERSHARES ETF TR IIfdm hg yld rafi | $2,707,000 | -79.7% | 146,242 | -79.3% | 1.74% | -81.3% |
| JNK | New | SPDR SERIES TRUSTbloomberg brclys | $2,490,000 | – | 69,466 | +100.0% | 1.60% | – |
| HYG | Sell | ISHARES TRiboxx hi yd etf | $2,475,000 | -40.1% | 28,903 | -39.0% | 1.59% | -44.7% |
| SPSB | New | SPDR SERIES TRUSTportfolio short | $2,279,000 | – | 75,478 | +100.0% | 1.46% | – |
| ANGL | New | VANECK VECTORS ETF TRfallen angel hg | $2,268,000 | – | 78,058 | +100.0% | 1.46% | – |
| VIG | Sell | VANGUARD GROUPdiv app etf | $1,701,000 | -2.7% | 16,829 | -1.8% | 1.09% | -10.1% |
| HYLB | New | DBX ETF TRxtrack usd high | $1,408,000 | – | 28,430 | +100.0% | 0.90% | – |
| SHYG | New | ISHARES TR0-5yr hi yl cp | $1,358,000 | – | 29,032 | +100.0% | 0.87% | – |
| CBOE | Sell | CBOE GLOBAL MARKETS INC | $1,295,000 | -11.0% | 11,350 | -2.8% | 0.83% | -17.8% |
| VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $1,291,000 | -11.5% | 23,741 | -10.9% | 0.83% | -18.2% |
| Sell | CITRIX SYS INCnote 0.500% 4/1 | $1,234,000 | -0.2% | 935,000 | -2.1% | 0.79% | -7.9% | |
| Buy | CSG SYS INTL INCnote 4.250% 3/1 | $1,119,000 | +2.6% | 1,015,000 | +2.5% | 0.72% | -5.3% | |
| Buy | NUVASIVE INCnote 2.250% 3/1 | $1,118,000 | -3.9% | 1,015,000 | +3.0% | 0.72% | -11.1% | |
| Sell | VECTOR GROUP LTDfrnt 4/1 | $1,102,000 | -7.0% | 995,000 | -2.5% | 0.71% | -14.2% | |
| AMZN | Buy | AMAZON COM INC | $1,093,000 | +37.7% | 755 | +11.2% | 0.70% | +27.2% |
| Buy | CALAMP CORPnote 1.625% 5/1 | $1,080,000 | +4.3% | 1,005,000 | +3.1% | 0.69% | -3.6% | |
| Buy | ECHO GLOBAL LOGISTICS INCnote 2.500% 5/0 | $1,027,000 | +1.9% | 1,000,000 | +3.1% | 0.66% | -6.0% | |
| Buy | ALLSCRIPTS HEALTHCARE SOLUTNnote 1.250% 7/0 | $1,008,000 | -0.5% | 1,000,000 | +6.4% | 0.65% | -8.1% | |
| Buy | PROSPECT CAPITAL CORPORATIONnote 4.750% 4/1 | $1,004,000 | +4.0% | 980,000 | +3.2% | 0.64% | -4.0% | |
| SJNK | New | SPDR SER TRbloomberg srt tr | $999,000 | – | 36,500 | +100.0% | 0.64% | – |
| Buy | VERINT SYS INCnote 1.500% 6/0 | $995,000 | +4.7% | 1,015,000 | +4.1% | 0.64% | -3.2% | |
| Buy | NATIONAL HEALTH INVS INCnote 3.250% 4/0 | $984,000 | +0.4% | 885,000 | +2.3% | 0.63% | -7.2% | |
| CEMEX SAB DE CVnote 3.720% 3/1 | $969,000 | -1.4% | 940,000 | 0.0% | 0.62% | -8.9% | ||
| Buy | SEACOR HOLDINGS INCnote 3.000%11/1 | $965,000 | +4.2% | 985,000 | +1.0% | 0.62% | -3.9% | |
| Buy | ELECTRONICS FOR IMAGING INCnote 0.750% 9/0 | $947,000 | +2.9% | 975,000 | +2.6% | 0.61% | -4.9% | |
| Sell | PENNYMAC CORPnote 5.375% 5/0 | $946,000 | +0.5% | 925,000 | -2.1% | 0.61% | -7.2% | |
| Buy | PANDORA MEDIA INCnote 1.750%12/0 | $932,000 | +15.5% | 1,015,000 | +11.5% | 0.60% | +6.6% | |
| Buy | MACQUARIE INFRASTRUCTURE CORnote 2.875% 7/1 | $912,000 | -2.0% | 915,000 | +2.8% | 0.58% | -9.6% | |
| Sell | ROVI CORPnote 0.500% 3/0 | $903,000 | -3.5% | 930,000 | -6.1% | 0.58% | -10.9% | |
| PNC | PNC FINL SVCS GROUP INC | $874,000 | +4.8% | 5,782 | 0.0% | 0.56% | -3.3% | |
| Sell | HURON CONSULTING GROUP INCnote 1.250%10/0 | $868,000 | -8.6% | 915,000 | -9.9% | 0.56% | -15.6% | |
| EFA | ISHARES TRmsci eafe etf | $830,000 | -0.8% | 11,911 | 0.0% | 0.53% | -8.4% | |
| INTC | INTEL CORP | $827,000 | +12.8% | 15,875 | 0.0% | 0.53% | +4.3% | |
| SPEM | New | SPDR INDEX SHS FDSportfolio emg mk | $790,000 | – | 20,098 | +100.0% | 0.51% | – |
| JPM | Sell | JPMORGAN CHASE & CO | $755,000 | +1.1% | 6,865 | -1.7% | 0.48% | -6.6% |
| Buy | J2 GLOBAL INCnote 3.250% 6/1 | $711,000 | +308.6% | 555,000 | +296.4% | 0.46% | +276.9% | |
| MSFT | Sell | MICROSOFT CORP | $691,000 | -16.7% | 7,569 | -21.9% | 0.44% | -23.1% |
| New | INTEGRATED DEVICE TECHNOLOGYnote 0.875%11/1 | $627,000 | – | 555,000 | +100.0% | 0.40% | – | |
| Buy | INTERDIGITAL INCnote 1.500% 3/0 | $621,000 | +639.3% | 535,000 | +664.3% | 0.40% | +587.9% | |
| Buy | PRICELINE GRP INCnote 0.900% 9/1 | $599,000 | +2504.3% | 480,000 | +2300.0% | 0.38% | +2300.0% | |
| GOOG | Sell | ALPHABET INCcap stk cl c | $586,000 | -2.5% | 568 | -1.0% | 0.38% | -10.0% |
| New | ISIS PHARMACEUTICALS INC DELnote 1.000%11/1 | $555,000 | – | 560,000 | +100.0% | 0.36% | – | |
| Sell | RPM INTL INCnote 2.250%12/1 | $548,000 | -6.0% | 485,000 | -4.0% | 0.35% | -13.1% | |
| Buy | COLONY CAP INCnote 3.875% 1/1 | $543,000 | +0.4% | 575,000 | +7.5% | 0.35% | -7.2% | |
| HYLS | New | FIRST TR EXCHANGE TRADED FDfirst tr ta hiyl | $540,000 | – | 11,333 | +100.0% | 0.35% | – |
| New | FINISAR CORPnote 0.500%12/1 | $540,000 | – | 600,000 | +100.0% | 0.35% | – | |
| JNJ | Buy | JOHNSON & JOHNSON | $510,000 | -6.6% | 3,983 | +1.9% | 0.33% | -13.7% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $504,000 | -4.9% | 486 | -3.4% | 0.32% | -12.0% |
| Buy | HERBALIFE LTDnote 2.000% 8/1 | $467,000 | +1456.7% | 385,000 | +1183.3% | 0.30% | +1328.6% | |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $452,000 | +103.6% | 2,462 | +91.3% | 0.29% | +88.3% |
| XLU | New | SELECT SECTOR SPDR TRsbi int-utils | $446,000 | – | 8,836 | +100.0% | 0.29% | – |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $422,000 | +134.4% | 25,635 | +154.4% | 0.27% | +116.8% |
| T | Buy | AT&T INC | $418,000 | -7.3% | 11,724 | +1.0% | 0.27% | -14.4% |
| DIS | Buy | DISNEY WALT CO | $413,000 | +16.0% | 4,114 | +24.3% | 0.26% | +7.3% |
| Buy | PDC ENERGY INCnote 1.125% 9/1 | $384,000 | +13.9% | 395,000 | +14.5% | 0.25% | +5.1% | |
| HD | Buy | HOME DEPOT INC | $380,000 | -0.8% | 2,130 | +5.4% | 0.24% | -8.3% |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $379,000 | +1.1% | 7,859 | -1.3% | 0.24% | -6.9% |
| IVOO | VANGUARD ADMIRAL FDS INCmidcp 400 idx | $357,000 | -0.8% | 2,814 | 0.0% | 0.23% | -8.4% | |
| VRX | Buy | VALEANT PHARMACEUTICALS INTL | $344,000 | +0.9% | 21,594 | +31.7% | 0.22% | -6.8% |
| ABBV | Buy | ABBVIE INC | $334,000 | -2.1% | 3,531 | +0.1% | 0.21% | -9.7% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $323,000 | -10.8% | 6,756 | -1.2% | 0.21% | -17.9% |
| NTNX | Sell | NUTANIX INCcl a | $319,000 | +7.8% | 6,500 | -22.6% | 0.20% | -0.5% |
| VGK | VANGUARD INTL EQUITY INDEX Fftse europe etf | $287,000 | -1.7% | 4,930 | 0.0% | 0.18% | -9.4% | |
| PG | Buy | PROCTER AND GAMBLE CO | $283,000 | -9.6% | 3,576 | +4.9% | 0.18% | -16.5% |
| UTX | UNITED TECHNOLOGIES CORP | $275,000 | -0.7% | 1,874 | 0.0% | 0.18% | -8.3% | |
| Buy | RTW HLDGS INCnote 5.625%11/1 | $272,000 | +16.7% | 265,000 | +15.2% | 0.18% | +8.0% | |
| VOO | VANGUARD INDEX FDS | $254,000 | -1.6% | 1,050 | 0.0% | 0.16% | -8.9% | |
| Buy | BIOMARIN PHARMACEUTICAL INCnote 1.500%10/1 | $244,000 | +577.8% | 220,000 | +633.3% | 0.16% | +528.0% | |
| GLD | New | SPDR GOLD TRUST | $241,000 | – | 1,918 | +100.0% | 0.16% | – |
| IWM | Sell | ISHARES TRrussell 2000 etf | $235,000 | -23.2% | 1,546 | -23.0% | 0.15% | -29.1% |
| NVDA | New | NVIDIA CORP | $230,000 | – | 991 | +100.0% | 0.15% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $219,000 | – | 1,425 | +100.0% | 0.14% | – |
| BAC | Buy | BANK AMER CORP | $212,000 | +1.9% | 7,072 | +0.2% | 0.14% | -6.2% |
| GE | Buy | GENERAL ELECTRIC CO | $183,000 | -14.9% | 13,596 | +10.4% | 0.12% | -21.5% |
| DNP | Buy | DNP SELECT INCOME FD | $108,000 | -2.7% | 10,505 | +1.9% | 0.07% | -10.4% |
| Buy | SM ENERGY COnote 1.500% 7/0 | $104,000 | +166.7% | 110,000 | +175.0% | 0.07% | +148.1% | |
| Buy | CIENA CORPdebt 4.000%12/1 | $99,000 | +153.8% | 70,000 | +133.3% | 0.06% | +137.0% | |
| NOK | Buy | NOKIA CORPsponsored adr | $63,000 | +16.7% | 11,589 | +0.7% | 0.04% | +5.3% |
| CLNS | Exit | COLONY NORTHSTAR INC | $0 | – | -10,871 | -100.0% | -0.09% | – |
| WBA | Exit | WALGREENS BOOTS ALLIANCE INC | $0 | – | -2,941 | -100.0% | -0.15% | – |
| FB | Exit | FACEBOOK INCcl a | $0 | – | -1,374 | -100.0% | -0.17% | – |
| CAT | Exit | CATERPILLAR INC DEL | $0 | – | -1,581 | -100.0% | -0.17% | – |
| Exit | JAZZ INVESTMENTS I LTDnote 1.875% 8/1 | $0 | – | -400,000 | -100.0% | -0.28% | – | |
| Exit | ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $0 | – | -535,000 | -100.0% | -0.32% | – | |
| Exit | THERAVANCE INCnote 2.125% 1/1 | $0 | – | -500,000 | -100.0% | -0.35% | – | |
| Exit | GOGO INCnote 3.750% 3/0 | $0 | – | -905,000 | -100.0% | -0.58% | – | |
| Exit | WRIGHT MED GROUP INCnote 2.000% 2/1 | $0 | – | -880,000 | -100.0% | -0.63% | – | |
| Exit | EZCORP INCnote 2.625% 6/1 | $0 | – | -1,030,000 | -100.0% | -0.74% | – | |
| Exit | LIVE NATION ENTERTAINMENT INdbcv 2.500% 5/1 | $0 | – | -910,000 | -100.0% | -0.82% | – | |
| Exit | QUIDEL CORPnote 3.250%12/1 | $0 | – | -845,000 | -100.0% | -0.89% | – | |
| BND | Exit | VANGUARD BD INDEX FD INCtotal bnd mrkt | $0 | – | -29,402 | -100.0% | -1.67% | – |
| HYS | Exit | PIMCO ETF TR0-5 high yield | $0 | – | -25,000 | -100.0% | -1.75% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-04-23
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET ETF | 40 | Q3 2023 | 22.7% |
| CME GROUP INC | 40 | Q3 2023 | 15.2% |
| STANDARD & POORS DEPOSITARY (SPDR) | 40 | Q3 2023 | 25.9% |
| APPLE INC | 40 | Q3 2023 | 6.8% |
| VANGUARD TOTAL INTL. STOCK ETF | 40 | Q3 2023 | 8.0% |
| VANGUARD SPECIALIZED PORTFOL | 40 | Q3 2023 | 8.8% |
| VANGUARD S&P MID CAP 400 IDX ETF | 40 | Q3 2023 | 6.0% |
| CBOE HOLDINGS INC COMMON | 40 | Q3 2023 | 1.4% |
| MICROSOFT CORP | 40 | Q3 2023 | 1.9% |
| MORGAN J P & CO INC | 40 | Q3 2023 | 0.8% |
View IRON Financial LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-23 |
| 13F-HR | 2024-01-19 |
| 13F-HR | 2023-10-31 |
| 13F-HR | 2023-07-24 |
| 13F-HR | 2023-04-26 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-11 |
View IRON Financial LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.