$146 Million is the total value of IRON Financial LLC's 80 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 37.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JNK | New | SPDR SERIES TRUSTbloomberg brclys | $18,072,000 | – | 495,800 | +100.0% | 12.34% | – |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $17,746,000 | -4.2% | 153,886 | -7.5% | 12.12% | -46.4% |
| HYG | New | ISHARES TRiboxx hi yd etf | $15,646,000 | – | 180,775 | +100.0% | 10.68% | – |
| PHB | New | POWERSHARES ETF TR IIfdm hg yld rafi | $15,262,000 | – | 812,257 | +100.0% | 10.42% | – |
| CME | Sell | CME GROUP INC | $10,286,000 | +7.0% | 89,171 | -3.0% | 7.02% | -40.1% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $9,118,000 | +99.6% | 40,711 | +92.7% | 6.23% | +11.6% |
| VXUS | Sell | VANGUARD STAR FDvg tl intl stk f | $5,756,000 | -11.6% | 125,450 | -9.1% | 3.93% | -50.6% |
| IVOO | Sell | VANGUARD ADMIRAL FDS INCmidcp 400 idx | $3,727,000 | +4.3% | 33,487 | -2.0% | 2.54% | -41.6% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $3,654,000 | -2.5% | 46,041 | -1.0% | 2.50% | -45.4% |
| AAPL | Sell | APPLE INC | $2,525,000 | -9.3% | 21,804 | -11.4% | 1.72% | -49.3% |
| HYS | New | PIMCO ETF TR0-5 high yield | $2,497,000 | – | 25,000 | +100.0% | 1.70% | – |
| BNDX | Sell | VANGUARD CHARLOTTE FDSintl bd idx etf | $2,140,000 | -6.4% | 39,420 | -3.3% | 1.46% | -47.6% |
| BND | Sell | VANGUARD BD INDEX FD INCtotal bnd mrkt | $2,123,000 | -6.1% | 26,273 | -2.2% | 1.45% | -47.5% |
| VIG | Buy | VANGUARD SPECIALIZED PORTFOLdiv app etf | $1,486,000 | +1.7% | 17,451 | +0.3% | 1.02% | -43.1% |
| VGIT | New | VANGUARD SCOTTSDALE FDSint-term gov | $1,384,000 | – | 21,652 | +100.0% | 0.94% | – |
| VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $1,196,000 | -6.7% | 27,073 | -4.1% | 0.82% | -47.8% |
| Buy | VECTOR GROUP LTDnote 1.750% 4/1 | $1,115,000 | +99.8% | 965,000 | +99.0% | 0.76% | +11.7% | |
| Buy | MOLINA HEALTHCARE INCdbcv 1.625% 8/1 | $1,108,000 | +88.8% | 970,000 | +96.0% | 0.76% | +5.6% | |
| EFA | Sell | ISHARES TRmsci eafe etf | $1,085,000 | -22.7% | 18,792 | -20.8% | 0.74% | -56.7% |
| CBOE | Sell | CBOE HLDGS INC | $1,082,000 | +1.4% | 14,649 | -10.9% | 0.74% | -43.3% |
| Buy | MACQUARIE INFRASTRUCTURE CORnote 2.875% 7/1 | $1,029,000 | +121.3% | 880,000 | +122.8% | 0.70% | +23.8% | |
| Buy | LIVE NATION ENTERTAINMENT INdbcv 2.500% 5/1 | $1,022,000 | +120.3% | 955,000 | +124.7% | 0.70% | +23.3% | |
| New | ELECTRONICS FOR IMAGING INCnote 0.750% 9/0 | $1,021,000 | – | 960,000 | +100.0% | 0.70% | – | |
| Buy | CORNERSTONE ONDEMAND INCnote 1.500% 7/0 | $1,009,000 | +92.2% | 965,000 | +101.0% | 0.69% | +7.5% | |
| Buy | STARWOOD PPTY TR INCnote 4.000% 1/1 | $1,008,000 | +116.3% | 890,000 | +117.1% | 0.69% | +20.9% | |
| New | OLD REP INTL CORPnote 3.750% 3/1 | $1,001,000 | – | 795,000 | +100.0% | 0.68% | – | |
| Buy | NATIONAL HEALTH INVS INCnote 3.250% 4/0 | $998,000 | +112.8% | 885,000 | +118.5% | 0.68% | +19.0% | |
| Buy | ARES CAP CORPnote 4.750% 1/1 | $995,000 | +112.2% | 960,000 | +113.3% | 0.68% | +18.7% | |
| Buy | WORKDAY INCnote 0.750% 7/1 | $990,000 | +215.3% | 940,000 | +268.6% | 0.68% | +76.5% | |
| Buy | JDS UNIPHASE CORPdbcv 0.625% 8/1 | $970,000 | +116.5% | 935,000 | +107.8% | 0.66% | +21.0% | |
| Buy | BROOKDALE SR LIVING INCnote 2.750% 6/1 | $951,000 | +91.7% | 975,000 | +97.0% | 0.65% | +7.1% | |
| Buy | WEBMD HEALTH CORPnote 2.500% 1/3 | $926,000 | +113.9% | 900,000 | +116.9% | 0.63% | +19.5% | |
| Buy | VERINT SYS INCnote 1.500% 6/0 | $921,000 | +93.5% | 980,000 | +96.0% | 0.63% | +8.3% | |
| Buy | SHUTTERFLY INCnote 0.250% 5/1 | $863,000 | +144.5% | 850,000 | +136.1% | 0.59% | +36.7% | |
| New | GOGO INCnote 3.750% 3/0 | $744,000 | – | 975,000 | +100.0% | 0.51% | – | |
| PNC | PNC FINL SVCS GROUP INC | $685,000 | +30.0% | 5,854 | 0.0% | 0.47% | -27.2% | |
| JPM | Sell | JPMORGAN CHASE & CO | $574,000 | +7.7% | 6,653 | -17.0% | 0.39% | -39.8% |
| New | CEMEX SAB DE CVnote 3.750% 3/1 | $563,000 | – | 500,000 | +100.0% | 0.38% | – | |
| MSFT | Sell | MICROSOFT CORP | $562,000 | +4.7% | 9,042 | -3.0% | 0.38% | -41.5% |
| INTC | Sell | INTEL CORP | $560,000 | -7.1% | 15,450 | -3.2% | 0.38% | -48.1% |
| New | CITRIX SYS INCnote 0.500% 4/1 | $539,000 | – | 465,000 | +100.0% | 0.37% | – | |
| Buy | AKAMAI TECHNOLOGIES INCdbcv 2/1 | $520,000 | +2066.7% | 500,000 | +1900.0% | 0.36% | +1124.1% | |
| New | PROSPECT CAPITAL CORPORATIONnote 5.750% 3/1 | $514,000 | – | 500,000 | +100.0% | 0.35% | – | |
| T | Sell | AT&T INC | $490,000 | +3.4% | 11,533 | -1.2% | 0.34% | -42.1% |
| Sell | RPM INTL INCnote 2.250%12/1 | $479,000 | -4.2% | 400,000 | -3.6% | 0.33% | -46.4% | |
| Sell | KB HOMEnote 1.375% 2/0 | $475,000 | -3.5% | 485,000 | -4.0% | 0.32% | -46.1% | |
| BAC | Buy | BANK AMER CORP | $470,000 | +54.6% | 21,275 | +9.5% | 0.32% | -13.5% |
| Sell | ECHO GLOBAL LOGISTICS INCnote 2.500% 5/0 | $467,000 | -0.8% | 475,000 | -4.0% | 0.32% | -44.5% | |
| JNJ | Sell | JOHNSON & JOHNSON | $466,000 | -10.2% | 4,044 | -7.9% | 0.32% | -49.8% |
| GE | Sell | GENERAL ELECTRIC CO | $457,000 | +0.9% | 14,470 | -5.4% | 0.31% | -43.6% |
| New | SEACOR HOLDINGS INCnote 3.000%11/1 | $443,000 | – | 500,000 | +100.0% | 0.30% | – | |
| Sell | SEACOR HOLDINGS INCnote 2.500%12/1 | $424,000 | -0.2% | 410,000 | -2.4% | 0.29% | -44.1% | |
| Sell | COLONY CAP INCnote 3.875% 1/1 | $411,000 | -3.1% | 405,000 | -5.8% | 0.28% | -45.8% | |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $401,000 | -26.4% | 11,459 | -21.3% | 0.27% | -58.8% |
| New | AMTRUST FINL SVCS INCnote 2.750%12/1 | $391,000 | – | 460,000 | +100.0% | 0.27% | – | |
| IWM | Sell | ISHARES TRrussell 2000 etf | $382,000 | -1.5% | 2,834 | -9.3% | 0.26% | -44.9% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $365,000 | +1.7% | 6,833 | -1.1% | 0.25% | -43.2% |
| PG | Sell | PROCTER AND GAMBLE CO | $359,000 | -7.0% | 4,269 | -0.6% | 0.24% | -48.0% |
| DIS | Buy | DISNEY WALT CO | $354,000 | +13.1% | 3,395 | +0.6% | 0.24% | -36.6% |
| INTU | INTUIT | $344,000 | +4.2% | 3,000 | 0.0% | 0.24% | -41.7% | |
| AMZN | Buy | AMAZON COM INC | $343,000 | +22.1% | 457 | +36.0% | 0.23% | -31.8% |
| Sell | ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $342,000 | -10.5% | 450,000 | -3.2% | 0.23% | -49.8% | |
| HAIN | Sell | HAIN CELESTIAL GROUP INC | $316,000 | -14.6% | 8,100 | -22.1% | 0.22% | -52.2% |
| JBLU | JETBLUE AIRWAYS CORP | $280,000 | +29.6% | 12,500 | 0.0% | 0.19% | -27.7% | |
| CMG | Buy | CHIPOTLE MEXICAN GRILL INC | $250,000 | -8.1% | 662 | +3.1% | 0.17% | -48.5% |
| HD | Sell | HOME DEPOT INC | $241,000 | -3.2% | 1,800 | -7.1% | 0.16% | -45.7% |
| VGK | VANGUARD INTL EQUITY INDEX Fftse europe etf | $236,000 | -1.7% | 4,930 | 0.0% | 0.16% | -45.1% | |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INC | $226,000 | -0.9% | 2,727 | -3.5% | 0.15% | -44.6% |
| ABBV | Buy | ABBVIE INC | $206,000 | -0.5% | 3,288 | +0.2% | 0.14% | -44.3% |
| NSAM | NORTHSTAR ASSET MGMT GROUP I | $189,000 | +15.2% | 12,680 | 0.0% | 0.13% | -35.5% | |
| VRX | New | VALEANT PHARMACEUTICALS INTL | $180,000 | – | 12,394 | +100.0% | 0.12% | – |
| MUFG | Sell | MITSUBISHI UFJ FINL GROUP INsponsored adr | $95,000 | +17.3% | 15,456 | -4.0% | 0.06% | -34.3% |
| CX | Sell | CEMEX SAB DE CVspon adr new | $88,000 | -9.3% | 10,914 | -11.0% | 0.06% | -49.2% |
| FRSH | New | PAPA MURPHYS HLDGS INC | $78,000 | – | 18,600 | +100.0% | 0.05% | – |
| MT | New | ARCELORMITTAL SA LUXEMBOURGny registry sh | $73,000 | – | 10,000 | +100.0% | 0.05% | – |
| RBS | ROYAL BK SCOTLAND GROUP PLCspons adr 2 ord | $55,000 | +17.0% | 10,000 | 0.0% | 0.04% | -33.3% | |
| CLUBQ | Sell | TOWN SPORTS INTL HLDGS INC | $35,000 | -37.5% | 14,000 | -22.2% | 0.02% | -64.7% |
| AUY | YAMANA GOLD INC | $32,000 | -34.7% | 11,405 | 0.0% | 0.02% | -63.3% | |
| WSTL | WESTELL TECHNOLOGIES INCcl a | $7,000 | +40.0% | 10,000 | 0.0% | 0.01% | -16.7% | |
| NOK | Exit | NOKIA CORPsponsored adr | $0 | – | -11,468 | -100.0% | -0.08% | – |
| SQQQ | Exit | PROSHARES TRultrapro sh nw14 | $0 | – | -11,600 | -100.0% | -0.19% | – |
| JETS | Exit | ETF SER SOLUTIONSus glb jets | $0 | – | -9,500 | -100.0% | -0.27% | – |
| NRZ | Exit | NEW RESIDENTIAL INVT CORP | $0 | – | -18,595 | -100.0% | -0.31% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -3,407 | -100.0% | -0.36% | – |
| Exit | BROCADE COMMUNICATIONS SYS Inote 1.375% 1/0 | $0 | – | -345,000 | -100.0% | -0.42% | – | |
| Exit | MERITAGE HOMES CORPnote 1.875% 9/1 | $0 | – | -395,000 | -100.0% | -0.48% | – | |
| Exit | PROSPECT CAPITAL CORPORATIONnote 5.375%10/1 | $0 | – | -400,000 | -100.0% | -0.51% | – | |
| Exit | HOLOGIC INCfrnt 12/1 | $0 | – | -410,000 | -100.0% | -0.61% | – | |
| Exit | VIPSHOP HLDGS LTDnote 1.500% 3/1 | $0 | – | -475,000 | -100.0% | -0.62% | – | |
| Exit | INSULET CORPnote 2.000% 6/1 | $0 | – | -470,000 | -100.0% | -0.63% | – | |
| AAL | Exit | AMERICAN AIRLS GROUP INC | $0 | – | -29,575 | -100.0% | -1.32% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-01-27
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET ETF | 40 | Q3 2023 | 22.7% |
| CME GROUP INC | 40 | Q3 2023 | 15.2% |
| STANDARD & POORS DEPOSITARY (SPDR) | 40 | Q3 2023 | 25.9% |
| APPLE INC | 40 | Q3 2023 | 6.8% |
| VANGUARD TOTAL INTL. STOCK ETF | 40 | Q3 2023 | 8.0% |
| VANGUARD SPECIALIZED PORTFOL | 40 | Q3 2023 | 8.8% |
| VANGUARD S&P MID CAP 400 IDX ETF | 40 | Q3 2023 | 6.0% |
| CBOE HOLDINGS INC COMMON | 40 | Q3 2023 | 1.4% |
| MICROSOFT CORP | 40 | Q3 2023 | 1.9% |
| MORGAN J P & CO INC | 40 | Q3 2023 | 0.8% |
View IRON Financial LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-23 |
| 13F-HR | 2024-01-19 |
| 13F-HR | 2023-10-31 |
| 13F-HR | 2023-07-24 |
| 13F-HR | 2023-04-26 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-11 |
View IRON Financial LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.