$99 Million is the total value of IRON Financial LLC's 83 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 47.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $17,256,000 | +8.9% | 164,622 | +8.3% | 17.42% | +29.3% |
| CME | Sell | CME GROUP INC | $8,909,000 | -3.5% | 92,749 | -9.0% | 9.00% | +14.6% |
| VXUS | Buy | VANGUARD STAR FDvg tl intl stk f | $6,054,000 | +28.0% | 134,771 | +28.5% | 6.11% | +51.9% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $4,598,000 | -48.2% | 22,374 | -48.6% | 4.64% | -38.5% |
| JNK | Sell | SPDR SERIES TRUSTbrc hgh yld bd | $4,110,000 | -37.6% | 120,011 | -37.8% | 4.15% | -25.9% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $3,706,000 | -31.7% | 46,304 | -32.6% | 3.74% | -18.9% |
| IVOO | Sell | VANGUARD ADMIRAL FDS INCmidcp 400 idx | $3,505,000 | -25.6% | 36,092 | -28.1% | 3.54% | -11.6% |
| AAPL | Sell | APPLE INC | $2,811,000 | -1.2% | 25,796 | -4.6% | 2.84% | +17.3% |
| PHB | New | POWERSHARES ETF TR IIfdm hg yld rafi | $2,069,000 | – | 116,228 | +100.0% | 2.09% | – |
| BNDX | New | VANGUARD CHARLOTTE FDSintl bd idx etf | $1,980,000 | – | 36,311 | +100.0% | 2.00% | – |
| BND | New | VANGUARD BD INDEX FD INCtotal bnd mrkt | $1,973,000 | – | 23,833 | +100.0% | 1.99% | – |
| EFA | Sell | ISHARES TRmsci eafe etf | $1,924,000 | -9.1% | 33,659 | -6.6% | 1.94% | +7.9% |
| WEBMD HEALTH CORPnote 2.500% 1/3 | $1,622,000 | +10.3% | 1,410,000 | 0.0% | 1.64% | +31.0% | ||
| Buy | CORNERSTONE ONDEMAND INCnote 1.500% 7/0 | $1,470,000 | +13.9% | 1,475,000 | +13.5% | 1.48% | +35.2% | |
| Buy | STARWOOD PPTY TR INCnote 4.000% 1/1 | $1,430,000 | +0.6% | 1,405,000 | +4.9% | 1.44% | +19.5% | |
| CIENA CORPnote 0.875% 6/1 | $1,422,000 | +0.3% | 1,440,000 | 0.0% | 1.44% | +19.1% | ||
| VIG | Buy | VANGUARD SPECIALIZED PORTFOLdiv app etf | $1,409,000 | +5.4% | 17,340 | +0.9% | 1.42% | +25.2% |
| VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $1,266,000 | -12.9% | 29,344 | -12.3% | 1.28% | +3.4% |
| AAL | Buy | AMERICAN AIRLS GROUP INC | $1,258,000 | -2.9% | 30,667 | +0.3% | 1.27% | +15.3% |
| NATIONAL HEALTH INVS INCnote 3.250% 4/0 | $1,197,000 | +5.3% | 1,145,000 | 0.0% | 1.21% | +25.0% | ||
| MERITAGE HOMES CORPnote 1.875% 9/1 | $1,150,000 | +0.7% | 1,155,000 | 0.0% | 1.16% | +19.6% | ||
| CBOE | Sell | CBOE HLDGS INC | $1,094,000 | -0.8% | 16,749 | -1.4% | 1.10% | +17.8% |
| PDL BIOPHARMA INCnote 4.000% 2/0 | $1,068,000 | +11.2% | 1,170,000 | 0.0% | 1.08% | +32.1% | ||
| Buy | JDS UNIPHASE CORPdbcv 0.625% 8/1 | $1,065,000 | +50.4% | 1,090,000 | +45.3% | 1.08% | +78.6% | |
| NUANCE COMMUNICATIONS INCnote 2.750%11/0 | $1,016,000 | +0.2% | 1,000,000 | 0.0% | 1.03% | +19.0% | ||
| HOLOGIC INCfrnt 12/1 | $934,000 | -2.3% | 750,000 | 0.0% | 0.94% | +16.0% | ||
| ROYAL GOLD INCnote 2.875% 6/1 | $808,000 | +6.2% | 835,000 | 0.0% | 0.82% | +26.1% | ||
| SEACOR HOLDINGS INCnote 3.000%11/1 | $786,000 | -1.9% | 1,000,000 | 0.0% | 0.79% | +16.6% | ||
| CEMEX SAB DE CVnote 3.750% 3/1 | $786,000 | +10.4% | 750,000 | 0.0% | 0.79% | +31.0% | ||
| ARES CAP CORPnote 4.750% 1/1 | $770,000 | +0.7% | 750,000 | 0.0% | 0.78% | +19.4% | ||
| LIVE NATION ENTERTAINMENT INdbcv 2.500% 5/1 | $751,000 | -2.3% | 750,000 | 0.0% | 0.76% | +15.9% | ||
| SOUFUN HLDGS LTDnote 2.000%12/1 | $736,000 | +1.9% | 750,000 | 0.0% | 0.74% | +21.0% | ||
| TOLL BROS FIN CORPnote 0.500% 9/1 | $731,000 | -2.9% | 750,000 | 0.0% | 0.74% | +15.3% | ||
| EEM | Sell | ISHARES TRmsci emg mkt etf | $663,000 | -0.3% | 19,368 | -6.2% | 0.67% | +18.2% |
| SPECTRANETICS CORPmtnf 2.625% 6/0 | $603,000 | +5.8% | 750,000 | 0.0% | 0.61% | +25.6% | ||
| INTC | Buy | INTEL CORP | $583,000 | -3.2% | 18,010 | +3.0% | 0.59% | +15.0% |
| Buy | PRICELINE GRP INCnote 1.000% 3/1 | $566,000 | +15.0% | 395,000 | +14.5% | 0.57% | +36.6% | |
| New | VECTOR GROUP LTDnote 1.750% 4/1 | $542,000 | – | 485,000 | +100.0% | 0.55% | – | |
| JNJ | Buy | JOHNSON & JOHNSON | $526,000 | +9.1% | 4,864 | +3.7% | 0.53% | +29.5% |
| MSFT | Sell | MICROSOFT CORP | $526,000 | -8.0% | 9,528 | -7.5% | 0.53% | +9.3% |
| PNC | PNC FINL SVCS GROUP INC | $503,000 | -11.3% | 5,951 | 0.0% | 0.51% | +5.4% | |
| NUVASIVE INCnote 2.750% 7/0 | $501,000 | -7.9% | 395,000 | 0.0% | 0.51% | +9.3% | ||
| T | Sell | AT&T INC | $498,000 | +0.8% | 12,706 | -11.4% | 0.50% | +19.8% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $496,000 | -11.9% | 4,482 | -10.4% | 0.50% | +4.6% |
| PROSPECT CAPITAL CORPORATIONnote 5.750% 3/1 | $490,000 | -1.6% | 500,000 | 0.0% | 0.50% | +16.7% | ||
| RPM INTL INCnote 2.250%12/1 | $488,000 | +0.8% | 425,000 | 0.0% | 0.49% | +19.7% | ||
| MEDICINES COdbcv 1.375% 6/0 | $485,000 | -10.4% | 380,000 | 0.0% | 0.49% | +6.5% | ||
| JPM | Buy | JPMORGAN CHASE & CO | $468,000 | -8.2% | 7,907 | +2.3% | 0.47% | +9.0% |
| Buy | STILLWATER MNG COnote 1.750%10/1 | $457,000 | +113.6% | 425,000 | +88.9% | 0.46% | +153.3% | |
| MACQUARIE INFRASTRUCTURE CORnote 2.875% 7/1 | $444,000 | -2.0% | 400,000 | 0.0% | 0.45% | +16.4% | ||
| INTEGRA LIFESCIENCES HLDGS Cnote 1.625%12/1 | $442,000 | -0.2% | 340,000 | 0.0% | 0.45% | +18.3% | ||
| J2 GLOBAL INCnote 3.250% 6/1 | $438,000 | -16.6% | 400,000 | 0.0% | 0.44% | -0.9% | ||
| EXELIXIS INCnote 4.250% 8/1 | $418,000 | -16.2% | 420,000 | 0.0% | 0.42% | -0.5% | ||
| VZ | Buy | VERIZON COMMUNICATIONS INC | $417,000 | +21.6% | 7,702 | +3.7% | 0.42% | +44.2% |
| GE | Buy | GENERAL ELECTRIC CO | $410,000 | +5.7% | 12,912 | +3.7% | 0.41% | +25.5% |
| SEACOR HOLDINGS INCnote 2.500%12/1 | $406,000 | +1.2% | 425,000 | 0.0% | 0.41% | +20.2% | ||
| PROSPECT CAPITAL CORPORATIONnote 5.375%10/1 | $391,000 | +0.5% | 390,000 | 0.0% | 0.40% | +19.3% | ||
| Buy | COLONY CAP INCnote 3.875% 1/1 | $384,000 | 0.0% | 425,000 | +4.9% | 0.39% | +18.7% | |
| Buy | SHUTTERFLY INCnote 0.250% 5/1 | $380,000 | +38.2% | 380,000 | +33.3% | 0.38% | +64.1% | |
| MENTOR GRAPHICS CORPsdcv 4.000% 4/0 | $358,000 | +1.4% | 335,000 | 0.0% | 0.36% | +20.3% | ||
| PG | Buy | PROCTER & GAMBLE CO | $355,000 | +6.0% | 4,308 | +2.1% | 0.36% | +25.6% |
| PORTFOLIO RECOVERY ASSOCS INnote 3.000% 8/0 | $337,000 | -6.4% | 420,000 | 0.0% | 0.34% | +11.1% | ||
| CMG | Buy | CHIPOTLE MEXICAN GRILL INC | $317,000 | +12.4% | 674 | +14.8% | 0.32% | +33.3% |
| HD | New | HOME DEPOT INC | $301,000 | – | 2,258 | +100.0% | 0.30% | – |
| JBLU | Buy | JETBLUE AIRWAYS CORP | $267,000 | +24.2% | 12,649 | +33.1% | 0.27% | +47.5% |
| DBLV | ADVISORSHARES TRtrimtabs flt | $261,000 | +4.0% | 4,644 | 0.0% | 0.26% | +23.9% | |
| New | WORKDAY INCnote 0.750% 7/1 | $260,000 | – | 230,000 | +100.0% | 0.26% | – | |
| SOLARCITY CORPnote 2.750%11/0 | $254,000 | -27.2% | 360,000 | 0.0% | 0.26% | -13.8% | ||
| DIS | Buy | DISNEY WALT CO | $253,000 | +4.1% | 2,550 | +10.3% | 0.26% | +23.2% |
| XOM | New | EXXON MOBIL CORP | $249,000 | – | 2,982 | +100.0% | 0.25% | – |
| JETS | Sell | ETF SER SOLUTIONSus glb jets | $241,000 | -16.0% | 9,500 | -17.4% | 0.24% | -0.4% |
| TLT | New | ISHARES TR20 yr tr bd etf | $238,000 | – | 1,821 | +100.0% | 0.24% | – |
| VGK | VANGUARD INTL EQUITY INDEX Fftse europe etf | $225,000 | -2.6% | 4,630 | 0.0% | 0.23% | +15.8% | |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $220,000 | -0.9% | 2,612 | +0.0% | 0.22% | +17.5% |
| BAC | New | BANK AMER CORP | $173,000 | – | 12,778 | +100.0% | 0.18% | – |
| NSAM | New | NORTHSTAR ASSET MGMT GROUP I | $144,000 | – | 12,680 | +100.0% | 0.14% | – |
| AEG | New | AEGON N Vny registry sh | $85,000 | – | 15,409 | +100.0% | 0.09% | – |
| New | VIPSHOP HLDGS LTDnote 1.500% 3/1 | $85,000 | – | 85,000 | +100.0% | 0.09% | – | |
| MUFG | New | MITSUBISHI UFJ FINL GROUP INsponsored adr | $72,000 | – | 15,629 | +100.0% | 0.07% | – |
| PBRA | New | PETROLEO BRASILEIRO SA PETROsp adr non vtg | $60,000 | – | 13,232 | +100.0% | 0.06% | – |
| CLUBQ | TOWN SPORTS INTL HLDGS INC | $52,000 | +147.6% | 18,000 | 0.0% | 0.05% | +194.4% | |
| AUY | New | YAMANA GOLD INC | $36,000 | – | 11,905 | +100.0% | 0.04% | – |
| WSTL | New | WESTELL TECHNOLOGIES INCcl a | $12,000 | – | 10,000 | +100.0% | 0.01% | – |
| ALKM | Exit | ALKAME HOLDINGS INC COMus equities | $0 | – | -21,000 | -100.0% | 0.00% | – |
| SNMBQ | Exit | SONA MOBILE HOLDINGS CORP COMus equities | $0 | – | -36,500 | -100.0% | 0.00% | – |
| BLTY | Exit | BELIEVING TODAY INCus equities | $0 | – | -68,500 | -100.0% | 0.00% | – |
| Exit | BARCLAYS PLC ORD PAR VALUE GBP .25us equities | $0 | – | -17,335 | -100.0% | -0.05% | – | |
| Exit | SAINSBURY J COMus equities | $0 | – | -17,830 | -100.0% | -0.06% | – | |
| Exit | SUMITOMO MITSUI TRUST HLDG INC ORDus equities | $0 | – | -20,000 | -100.0% | -0.06% | – | |
| Exit | TESCO PLC ORDus equities | $0 | – | -40,225 | -100.0% | -0.08% | – | |
| Exit | THE GREATER CHICAGO FINANCIAL CORP 6% DEB NSAus equities | $0 | – | -131,250 | -100.0% | -0.11% | – | |
| FMCKJ | Exit | FREDDIE MAC PFD PERPETUAL SER Z DIV 8.375%us equities | $0 | – | -42,345 | -100.0% | -0.12% | – |
| Exit | EATON VANCE THURSDAY MUNus equities | $0 | – | -10 | -100.0% | -0.20% | – | |
| BRKB | Exit | BERKSHIRE HATHAWAY INC CLus equities | $0 | – | -1,765 | -100.0% | -0.20% | – |
| Exit | PIONEER MUN HIGH INC TR TUESDAYus equities | $0 | – | -16 | -100.0% | -0.27% | – | |
| Exit | RYLAND GROUP INC GTD CONV FX RTconvertible securities | $0 | – | -375,000 | -100.0% | -0.28% | – | |
| Exit | WAC 4 1/2 11/01/19convertible securities | $0 | – | -750,000 | -100.0% | -0.42% | – | |
| Exit | CIE 2 5/8 12/01/19convertible securities | $0 | – | -1,000,000 | -100.0% | -0.49% | – | |
| Exit | Liberty Interactive LLC 1% 09/30/2043 -144Aconvertible securities | $0 | – | -750,000 | -100.0% | -0.55% | – | |
| Exit | NVIDIA CORP SR NT CONVconvertible securities | $0 | – | -395,000 | -100.0% | -0.56% | – | |
| Exit | NRG Yield Inc 3.5% 02/01/2019 -144Aconvertible securities | $0 | – | -750,000 | -100.0% | -0.60% | – | |
| Exit | PIONEER MUN HIGH FRIDAYus equities | $0 | – | -36 | -100.0% | -0.62% | – | |
| Exit | SGY 1 3/4 03/01/17convertible securities | $0 | – | -1,000,000 | -100.0% | -0.64% | – | |
| Exit | HLF 2 08/15/19convertible securities | $0 | – | -1,000,000 | -100.0% | -0.72% | – | |
| Exit | IVR 5 03/15/18convertible securities | $0 | – | -1,000,000 | -100.0% | -0.82% | – | |
| Exit | BLUCORA INC FIXED RT SR NT CONVconvertible securities | $0 | – | -1,140,000 | -100.0% | -0.82% | – | |
| GOOG | Exit | GOOGLE INC CL Aus equities | $0 | – | -1,303 | -100.0% | -0.85% | – |
| Exit | ON SEMICONDUCTOR CORP SR SUB NT SER Bconvertible securities | $0 | – | -1,410,000 | -100.0% | -1.34% | – | |
| HYS | Exit | Pimco 0-5 Year High Yield Corp Bond Indexequity | $0 | – | -22,069 | -100.0% | -1.73% | – |
| HYG | Exit | iShares iBoxx $ High Yield Corporate Bdequity | $0 | – | -81,800 | -100.0% | -5.60% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-04-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET ETF | 40 | Q3 2023 | 22.7% |
| CME GROUP INC | 40 | Q3 2023 | 15.2% |
| STANDARD & POORS DEPOSITARY (SPDR) | 40 | Q3 2023 | 25.9% |
| APPLE INC | 40 | Q3 2023 | 6.8% |
| VANGUARD TOTAL INTL. STOCK ETF | 40 | Q3 2023 | 8.0% |
| VANGUARD SPECIALIZED PORTFOL | 40 | Q3 2023 | 8.8% |
| VANGUARD S&P MID CAP 400 IDX ETF | 40 | Q3 2023 | 6.0% |
| CBOE HOLDINGS INC COMMON | 40 | Q3 2023 | 1.4% |
| MICROSOFT CORP | 40 | Q3 2023 | 1.9% |
| MORGAN J P & CO INC | 40 | Q3 2023 | 0.8% |
View IRON Financial LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-23 |
| 13F-HR | 2024-01-19 |
| 13F-HR | 2023-10-31 |
| 13F-HR | 2023-07-24 |
| 13F-HR | 2023-04-26 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-11 |
View IRON Financial LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.