Q2 2015
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PFE | New | PFIZER INC | $1,918,000 | – | 53,192 | – | 6.00% | – |
| AMLP | New | ALPS ETF TRalerian mlp | $1,887,000 | – | 122,466 | – | 5.90% | – |
| TXN | New | TEXAS INSTRS INC | $1,616,000 | – | 32,340 | – | 5.05% | – |
| BA | New | BOEING CO | $1,366,000 | – | 9,472 | – | 4.27% | – |
| MSFT | New | MICROSOFT CORP | $1,319,000 | – | 28,237 | – | 4.12% | – |
| MCD | New | MCDONALDS CORP | $1,087,000 | – | 10,886 | – | 3.40% | – |
| CSCO | New | CISCO SYS INC | $1,036,000 | – | 36,450 | – | 3.24% | – |
| TGT | New | TARGET CORP | $1,033,000 | – | 12,615 | – | 3.23% | – |
| T | New | AT&T INC | $981,000 | – | 28,237 | – | 3.07% | – |
| AAPL | New | APPLE INC | $974,000 | – | 8,032 | – | 3.04% | – |
| NVS | New | NOVARTIS A Gsponsored adr | $955,000 | – | 9,204 | – | 2.99% | – |
| GD | New | GENERAL DYNAMICS CORP | $919,000 | – | 6,161 | – | 2.87% | – |
| VZ | New | VERIZON COMMUNICATIONS INC | $895,000 | – | 19,138 | – | 2.80% | – |
| ORCL | New | ORACLE CORP | $820,000 | – | 20,536 | – | 2.56% | – |
| BK | New | BANK NEW YORK MELLON CORP | $780,000 | – | 17,969 | – | 2.44% | – |
| GPS | New | GAP INC DEL | $768,000 | – | 21,049 | – | 2.40% | – |
| INTC | New | INTEL CORP | $713,000 | – | 24,643 | – | 2.23% | – |
| RDSB | New | ROYAL DUTCH SHELL PLCspon adr b | $690,000 | – | 11,869 | – | 2.16% | – |
| BAC | New | BANK OF AMERICA CORP | $686,000 | – | 38,357 | – | 2.14% | – |
| GSK | New | GLAXOSMITHKLINE PLCsponsored adr | $676,000 | – | 15,571 | – | 2.11% | – |
| CAT | New | CATERPILLAR INC DEL | $675,000 | – | 8,584 | – | 2.11% | – |
| GE | New | GENERAL ELECTRIC CO | $670,000 | – | 25,670 | – | 2.10% | – |
| LLY | New | LILLY ELI & CO | $651,000 | – | 7,701 | – | 2.04% | – |
| PEP | New | PEPSICO INC | $618,000 | – | 6,417 | – | 1.93% | – |
| KMB | New | KIMBERLY CLARK CORP | $590,000 | – | 5,130 | – | 1.84% | – |
| HYG | New | ISHARESiboxx hi yd etf | $571,000 | – | 6,492 | – | 1.78% | – |
| MMM | New | 3M CO | $563,000 | – | 3,717 | – | 1.76% | – |
| RY | New | ROYAL BK CDA MONTREAL QUE | $548,000 | – | 9,397 | – | 1.71% | – |
| DD | New | DU PONT E I DE NEMOURS & CO | $515,000 | – | 9,241 | – | 1.61% | – |
| MBB | New | ISHARESmbs etf | $489,000 | – | 4,471 | – | 1.53% | – |
| SYMC | New | SYMANTEC CORP | $459,000 | – | 20,200 | – | 1.44% | – |
| NSC | New | NORFOLK SOUTHERN CORP | $452,000 | – | 5,364 | – | 1.41% | – |
| MRK | New | MERCK & CO INC NEW | $442,000 | – | 7,503 | – | 1.38% | – |
| CMCSA | New | COMCAST CORPcl a | $417,000 | – | 6,674 | – | 1.30% | – |
| HPQ | New | HEWLETT PACKARD CO | $396,000 | – | 12,989 | – | 1.24% | – |
| IDV | New | ISHARESintl sel div etf | $331,000 | – | 10,359 | – | 1.04% | – |
| EMB | New | ISHARESjp mor em mk etf | $320,000 | – | 2,922 | – | 1.00% | – |
| BRCM | New | BROADCOM CORPcl a | $312,000 | – | 6,161 | – | 0.98% | – |
| PG | New | PROCTER & GAMBLE CO | $304,000 | – | 3,968 | – | 0.95% | – |
| DVYE | New | ISHARESem mkts div etf | $273,000 | – | 7,385 | – | 0.85% | – |
| GIS | New | GENERAL MLS INC | $248,000 | – | 4,266 | – | 0.78% | – |
| TYC | New | TYCO INTL PLC | $244,000 | – | 6,417 | – | 0.76% | – |
| SDY | New | SPDR SERIES TRUSTs&p divid etf | $229,000 | – | 2,953 | – | 0.72% | – |
| DVY | New | ISHARES TRselect divid etf | $229,000 | – | 3,004 | – | 0.72% | – |
| AAL | New | AMERICAN AIRLS GROUP INC | $207,000 | – | 5,156 | – | 0.65% | – |
| XRX | New | XEROX CORP | $113,000 | – | 10,267 | – | 0.35% | – |
Q4 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| XRX | Exit | XEROX CORP | $0 | – | -13,923 | – | -0.34% | – |
| F | Exit | FORD MTR CO DEL PAR $0.01 | $0 | – | -13,067 | – | -0.36% | – |
| EMC | Exit | E M C CORP MASS | $0 | – | -6,890 | – | -0.37% | – |
| PFF | Exit | ISHARESus pfd stk idx | $0 | – | -5,357 | – | -0.39% | – |
| VNQ | Exit | VANGUARD INDEX FDS REIT ETFreit etf | $0 | – | -2,997 | – | -0.40% | – |
| SDY | Exit | SPDR SERIES TRUST S&P DIVID ETFs&p divid etf | $0 | – | -2,953 | – | -0.41% | – |
| TTE | Exit | TOTAL S Asponsored adr | $0 | – | -3,862 | – | -0.46% | – |
| ETN | Exit | EATON CORP | $0 | – | -4,131 | – | -0.48% | – |
| RBSPRNCL | Exit | ROYAL BK SCOTLAND GROUP PLC ADR PREF SER Nadr pref ser n | $0 | – | -11,708 | – | -0.53% | – |
| KO | Exit | COCA COLA CO | $0 | – | -7,255 | – | -0.57% | – |
| TYC | Exit | TYCO INTERNATIONAL LTD SHS | $0 | – | -7,295 | – | -0.60% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -1,746 | – | -0.61% | – |
| Exit | AMGEN INC | $0 | – | -2,386 | – | -0.62% | – | |
| SWY | Exit | SAFEWAY INC NEW | $0 | – | -10,268 | – | -0.65% | – |
| DVYE | Exit | ISHARESemrgmkt dividx | $0 | – | -8,934 | – | -0.74% | – |
| CMCSA | Exit | COMCAST CORP NEW CL A | $0 | – | -7,951 | – | -0.79% | – |
| GIS | Exit | GENERAL MLS INC | $0 | – | -8,948 | – | -0.83% | – |
| BRCM | Exit | BROAD CORP CL Acl a | $0 | – | -11,429 | – | -0.85% | – |
| MRK | Exit | MERCK & CO INC NEW | $0 | – | -7,922 | – | -0.87% | – |
| IBB | Exit | ISHARESnasdq biotec etf | $0 | – | -1,882 | – | -0.95% | – |
| MMM | Exit | 3M CO | $0 | – | -3,717 | – | -0.97% | – |
| HPQ | Exit | HEWLETT PACKARD CO | $0 | – | -15,951 | – | -1.05% | – |
| PEP | Exit | PEPSICO INC | $0 | – | -6,417 | – | -1.10% | – |
| PG | Exit | PROCTER & GAMBLE CO | $0 | – | -7,188 | – | -1.11% | – |
| IDV | Exit | ISHARESdj intl sel divd | $0 | – | -18,022 | – | -1.19% | – |
| KMB | Exit | KIMBERLY CLARK CORP | $0 | – | -5,995 | – | -1.19% | – |
| DD | Exit | DU PONT E I DE NEMOURS & CO | $0 | – | -9,241 | – | -1.22% | – |
| KRFT | Exit | KRAFT FOODS GROUP INC | $0 | – | -12,148 | – | -1.27% | – |
| LLY | Exit | LILLY ELI & CO | $0 | – | -10,628 | – | -1.27% | – |
| DVY | Exit | ISHARESdj sel div inx | $0 | – | -9,836 | – | -1.34% | – |
| JNK | Exit | SPDR SERIES TRUST BRC HGH YLD BDbrc hgh yld bd | $0 | – | -20,004 | – | -1.49% | – |
| Exit | BANK OF AMERICA CORPORATION | $0 | – | -48,463 | – | -1.53% | – | |
| TGT | Exit | TARGET CORP COM | $0 | – | -13,192 | – | -1.53% | – |
| SYMC | Exit | SYMANTEC CORP | $0 | – | -36,191 | – | -1.57% | – |
| MBB | Exit | ISHARESbarclys mbs bd | $0 | – | -8,000 | – | -1.60% | – |
| NSC | Exit | NORFOLK SOUTHERN CORP | $0 | – | -7,963 | – | -1.64% | – |
| Exit | BANK NEW YORK MELLON CORP | $0 | – | -23,823 | – | -1.71% | – | |
| IGSB | Exit | ISHARESbarclys 1-3yr cr | $0 | – | -9,065 | – | -1.76% | – |
| NVS | Exit | NOVARTIS A G SPONSORED ADRsponsored adr | $0 | – | -10,174 | – | -1.77% | – |
| GPS | Exit | GAP INC DEL | $0 | – | -23,976 | – | -1.85% | – |
| RY | Exit | ROYAL BK CDA MONTREAL QUE | $0 | – | -13,990 | – | -1.85% | – |
| Exit | APPLE INC | $0 | – | -10,146 | – | -1.89% | – | |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -42,925 | – | -2.03% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -22,631 | – | -2.09% | – |
| IYR | Exit | ISHARESdj us real est | $0 | – | -16,777 | – | -2.15% | – |
| RDSB | Exit | ROYAL DUTCH SHELL PLC SPON ADR Bspon adr b | $0 | – | -14,996 | – | -2.19% | – |
| CSCO | Exit | CISCO SYS INC | $0 | – | -47,412 | – | -2.20% | – |
| GD | Exit | GENERAL DYNAMICS CORP | $0 | – | -9,674 | – | -2.27% | – |
| Exit | BOEING CO | $0 | – | -10,049 | – | -2.37% | – | |
| ORCL | Exit | ORACLE CORP | $0 | – | -34,591 | – | -2.45% | – |
| GSK | Exit | GLAXOSMITHKLINE PLC SPONSORED ADRsponsored adr | $0 | – | -29,232 | – | -2.48% | – |
| HYG | Exit | ISHAREShigh yld corp | $0 | – | -15,617 | – | -2.65% | – |
| CAT | Exit | CATERPILLAR INC DEL | $0 | – | -15,453 | – | -2.83% | – |
| TXN | Exit | TEXAS INSTRS INC | $0 | – | -32,340 | – | -2.85% | – |
| MCD | Exit | MCDONALDS CORP | $0 | – | -16,681 | – | -2.92% | – |
| MSFT | Exit | MICROSOFT CORP | $0 | – | -36,635 | – | -3.14% | – |
| INTC | Exit | INTEL CORP | $0 | – | -50,291 | – | -3.24% | – |
| T | Exit | AT&T INC | $0 | – | -50,501 | – | -3.29% | – |
| EMB | Exit | ISHARESjpmorgan usd | $0 | – | -15,953 | – | -3.33% | – |
| PFE | Exit | PFIZER INC | $0 | – | -76,471 | – | -4.18% | – |
| AMLP | Exit | ALPS ETF TR ALERIAN MLPalerian mlp | $0 | – | -214,431 | – | -7.60% | – |
Q3 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AMLP | Sell | ALPS ETF TR ALERIAN MLPalerian mlp | $4,111,000 | -58.7% | 214,431 | -59.0% | 7.60% | -2.5% |
| PFE | Sell | PFIZER INC | $2,261,000 | -50.4% | 76,471 | -50.2% | 4.18% | +17.1% |
| EMB | Sell | ISHARESjpmorgan usd | $1,800,000 | -54.5% | 15,953 | -53.5% | 3.33% | +7.4% |
| T | Sell | AT&T INC | $1,780,000 | -55.8% | 50,501 | -55.7% | 3.29% | +4.2% |
| INTC | Sell | INTEL CORP | $1,751,000 | -53.9% | 50,291 | -59.1% | 3.24% | +8.8% |
| MSFT | Sell | MICROSOFT CORP | $1,698,000 | -52.1% | 36,635 | -56.9% | 3.14% | +13.1% |
| MCD | Sell | MCDONALDS CORP | $1,582,000 | -52.6% | 16,681 | -49.7% | 2.92% | +11.8% |
| TXN | Sell | TEXAS INSTRS INC | $1,542,000 | -48.8% | 32,340 | -48.7% | 2.85% | +20.9% |
| CAT | Sell | CATERPILLAR INC DEL | $1,530,000 | -56.1% | 15,453 | -51.8% | 2.83% | +3.7% |
| HYG | Sell | ISHAREShigh yld corp | $1,436,000 | -53.6% | 15,617 | -52.0% | 2.65% | +9.4% |
| GSK | Sell | GLAXOSMITHKLINE PLC SPONSORED ADRsponsored adr | $1,344,000 | -55.9% | 29,232 | -48.7% | 2.48% | +4.0% |
| ORCL | Sell | ORACLE CORP | $1,324,000 | -59.2% | 34,591 | -56.8% | 2.45% | -3.6% |
| New | BOEING CO | $1,280,000 | – | 10,049 | – | 2.37% | – | |
| GD | Sell | GENERAL DYNAMICS CORP | $1,229,000 | -41.4% | 9,674 | -46.3% | 2.27% | +38.2% |
| CSCO | Sell | CISCO SYS INC | $1,193,000 | -58.7% | 47,412 | -59.2% | 2.20% | -2.6% |
| RDSB | Sell | ROYAL DUTCH SHELL PLC SPON ADR Bspon adr b | $1,186,000 | -60.3% | 14,996 | -56.4% | 2.19% | -6.4% |
| IYR | Sell | ISHARESdj us real est | $1,161,000 | -50.0% | 16,777 | -48.1% | 2.15% | +18.0% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $1,131,000 | -56.3% | 22,631 | -57.2% | 2.09% | +3.1% |
| GE | Sell | GENERAL ELECTRIC CO | $1,100,000 | -57.9% | 42,925 | -56.8% | 2.03% | -0.6% |
| New | APPLE INC | $1,022,000 | – | 10,146 | – | 1.89% | – | |
| RY | Sell | ROYAL BK CDA MONTREAL QUE | $1,000,000 | -59.7% | 13,990 | -59.7% | 1.85% | -4.8% |
| GPS | Sell | GAP INC DEL | $1,000,000 | -52.8% | 23,976 | -53.0% | 1.85% | +11.3% |
| NVS | Sell | NOVARTIS A G SPONSORED ADRsponsored adr | $958,000 | -46.0% | 10,174 | -48.1% | 1.77% | +27.4% |
| IGSB | Sell | ISHARESbarclys 1-3yr cr | $954,000 | -68.0% | 9,065 | -67.9% | 1.76% | -24.6% |
| New | BANK NEW YORK MELLON CORP | $923,000 | – | 23,823 | – | 1.71% | – | |
| NSC | Sell | NORFOLK SOUTHERN CORP | $889,000 | -58.7% | 7,963 | -61.9% | 1.64% | -2.4% |
| MBB | Sell | ISHARESbarclys mbs bd | $865,000 | -55.2% | 8,000 | -55.1% | 1.60% | +5.8% |
| SYMC | Sell | SYMANTEC CORP | $851,000 | -61.1% | 36,191 | -62.1% | 1.57% | -8.2% |
| TGT | Sell | TARGET CORP COM | $827,000 | -44.2% | 13,192 | -48.4% | 1.53% | +31.6% |
| New | BANK OF AMERICA CORPORATION | $826,000 | – | 48,463 | – | 1.53% | – | |
| JNK | Sell | SPDR SERIES TRUST BRC HGH YLD BDbrc hgh yld bd | $804,000 | -54.1% | 20,004 | -52.4% | 1.49% | +8.2% |
| DVY | Sell | ISHARESdj sel div inx | $726,000 | -52.7% | 9,836 | -50.7% | 1.34% | +11.6% |
| LLY | Sell | LILLY ELI & CO | $689,000 | -55.7% | 10,628 | -57.5% | 1.27% | +4.6% |
| KRFT | Sell | KRAFT FOODS GROUP INC | $685,000 | -50.1% | 12,148 | -47.0% | 1.27% | +17.7% |
| DD | Sell | DU PONT E I DE NEMOURS & CO | $663,000 | -61.1% | 9,241 | -64.5% | 1.22% | -8.2% |
| IDV | Sell | ISHARESdj intl sel divd | $645,000 | -73.9% | 18,022 | -70.9% | 1.19% | -38.4% |
| KMB | Sell | KIMBERLY CLARK CORP | $645,000 | -62.9% | 5,995 | -61.6% | 1.19% | -12.4% |
| PG | Sell | PROCTER & GAMBLE CO | $602,000 | -51.2% | 7,188 | -54.2% | 1.11% | +15.2% |
| PEP | Sell | PEPSICO INC | $597,000 | -46.6% | 6,417 | -48.7% | 1.10% | +26.1% |
| HPQ | Sell | HEWLETT PACKARD CO | $566,000 | -57.8% | 15,951 | -60.0% | 1.05% | -0.5% |
| MMM | Sell | 3M CO | $527,000 | -49.2% | 3,717 | -48.7% | 0.97% | +20.0% |
| IBB | Sell | ISHARESnasdq biotec etf | $515,000 | -42.5% | 1,882 | -45.9% | 0.95% | +35.8% |
| MRK | Sell | MERCK & CO INC NEW | $470,000 | -62.9% | 7,922 | -63.8% | 0.87% | -12.3% |
| BRCM | Sell | BROAD CORP CL Acl a | $462,000 | -40.8% | 11,429 | -45.6% | 0.85% | +39.8% |
| GIS | Sell | GENERAL MLS INC | $451,000 | -58.1% | 8,948 | -56.3% | 0.83% | -1.1% |
| CMCSA | Sell | COMCAST CORP NEW CL A | $428,000 | -47.5% | 7,951 | -47.6% | 0.79% | +24.0% |
| DVYE | Sell | ISHARESemrgmkt dividx | $403,000 | -71.0% | 8,934 | -68.7% | 0.74% | -31.6% |
| SWY | Sell | SAFEWAY INC NEW | $352,000 | -63.4% | 10,268 | -63.3% | 0.65% | -13.5% |
| New | AMGEN INC | $335,000 | – | 2,386 | – | 0.62% | – | |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $331,000 | -41.8% | 1,746 | -44.3% | 0.61% | +37.2% |
| TYC | Sell | TYCO INTERNATIONAL LTD SHS | $325,000 | -49.1% | 7,295 | -47.9% | 0.60% | +20.2% |
| KO | Sell | COCA COLA CO | $309,000 | -41.1% | 7,255 | -41.5% | 0.57% | +38.9% |
| RBSPRNCL | Sell | ROYAL BK SCOTLAND GROUP PLC ADR PREF SER Nadr pref ser n | $287,000 | -40.2% | 11,708 | -41.5% | 0.53% | +41.0% |
| ETN | Sell | EATON CORP | $262,000 | -74.5% | 4,131 | -69.0% | 0.48% | -39.8% |
| TTE | Sell | TOTAL S Asponsored adr | $249,000 | -47.7% | 3,862 | -41.4% | 0.46% | +23.3% |
| SDY | Sell | SPDR SERIES TRUST S&P DIVID ETFs&p divid etf | $221,000 | -49.9% | 2,953 | -48.7% | 0.41% | +18.3% |
| VNQ | Sell | VANGUARD INDEX FDS REIT ETFreit etf | $215,000 | -60.6% | 2,997 | -58.8% | 0.40% | -7.0% |
| PFF | Sell | ISHARESus pfd stk idx | $212,000 | -45.8% | 5,357 | -45.3% | 0.39% | +28.1% |
| EMC | Sell | E M C CORP MASS | $202,000 | -54.9% | 6,890 | -59.5% | 0.37% | +6.3% |
| F | Sell | FORD MTR CO DEL PAR $0.01 | $193,000 | -54.3% | 13,067 | -46.6% | 0.36% | +8.2% |
| XRX | Sell | XEROX CORP | $184,000 | -56.5% | 13,923 | -59.0% | 0.34% | +2.7% |
| UIS | Exit | UNISYS CORP | $0 | – | -200 | – | -0.00% | – |
| FTR | Exit | FRONTIER COMMUNICATIONS CORP | $0 | – | -878 | – | -0.00% | – |
| XLU | Exit | SELECT SECTOR SPDR TR SBI INT-UTILSsbi int-utils | $0 | – | -180 | – | -0.01% | – |
| TIME | Exit | TIME INC | $0 | – | -333 | – | -0.01% | – |
| AOL | Exit | AOL INC | $0 | – | -242 | – | -0.01% | – |
| ADT | Exit | THE ADT CORPORATION | $0 | – | -750 | – | -0.02% | – |
| GMWSB | Exit | GENERAL MTRS CO W EXP 07/10/201*w exp 07/10/201 | $0 | – | -1,451 | – | -0.02% | – |
| GMWSA | Exit | GENERAL MTRS CO W EXP 07/10/201*w exp 07/10/201 | $0 | – | -1,451 | – | -0.03% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -1,696 | – | -0.05% | – |
| DON | Exit | WISDOMTREE TRmidcap divi fd | $0 | – | -759 | – | -0.05% | – |
| AIG | Exit | AMERICAN INTL GROUP INC | $0 | – | -1,250 | – | -0.05% | – |
| TEL | Exit | TE CONNECTIVITY LTD | $0 | – | -1,500 | – | -0.07% | – |
| TWC | Exit | TIME WARNER CABLE INC | $0 | – | -669 | – | -0.08% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -1,156 | – | -0.09% | – |
| HAWK | Exit | BLACKHAWK NETWORK HLDGS INCcl a | $0 | – | -4,599 | – | -0.10% | – |
| AA | Exit | ALCOA INC | $0 | – | -10,000 | – | -0.12% | – |
| TWX | Exit | TIME WARNER INC NEW | $0 | – | -2,666 | – | -0.15% | – |
| IJK | Exit | ISHARESs&p mc 40 grw | $0 | – | -1,305 | – | -0.16% | – |
| IWO | Exit | ISHARESrusl 200 grow | $0 | – | -1,500 | – | -0.16% | – |
| CVX | Exit | CHEVRON CORP NEW | $0 | – | -1,603 | – | -0.16% | – |
| IJT | Exit | ISHARESs&p smlcp grow | $0 | – | -1,736 | – | -0.16% | – |
| IWP | Exit | ISHARESrussell mcp gr | $0 | – | -2,361 | – | -0.16% | – |
| WFC | Exit | WELLS FARGO & CO NEW | $0 | – | -4,180 | – | -0.17% | – |
| DES | Exit | WISDOMTREE TRsmallcap divid | $0 | – | -3,288 | – | -0.18% | – |
| BCSPRCL | Exit | BARCLAYS BK PLC ADR 2 PREF 2adr 2 pref 2 | $0 | – | -10,000 | – | -0.20% | – |
| BP | Exit | BP PLC SPONSORED ADRsponsored adr | $0 | – | -5,000 | – | -0.21% | – |
| LUMN | Exit | CENTURYLINK INC | $0 | – | -7,418 | – | -0.21% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -2,913 | – | -0.24% | – |
| HAL | Exit | HALLIBURTON CO | $0 | – | -4,480 | – | -0.25% | – |
| TS | Exit | TENARIS S A SPONSORED ADRsponsored adr | $0 | – | -8,000 | – | -0.30% | – |
| C | Exit | CITIGROUP INC NEW | $0 | – | -8,160 | – | -0.30% | – |
| AAL | Exit | AMERICAN AIRLS GROUP INC | $0 | – | -10,043 | – | -0.34% | – |
| COP | Exit | CONOCOPHILLIPS | $0 | – | -5,308 | – | -0.36% | – |
| LQD | Exit | ISHARESiboxx inv cpbd | $0 | – | -4,665 | – | -0.44% | – |
| EFA | Exit | ISHARESmsci eafe index | $0 | – | -9,640 | – | -0.52% | – |
| AMGN | Exit | AMGEN INC | $0 | – | -6,708 | – | -0.62% | – |
| BK | Exit | BANK NEW YORK MELLON CORP | $0 | – | -45,000 | – | -1.32% | – |
| BAC | Exit | BANK OF AMERICA CORPORATION | $0 | – | -109,915 | – | -1.32% | – |
| AAPL | Exit | APPLE INC | $0 | – | -22,687 | – | -1.65% | – |
| BA | Exit | BOEING CO | $0 | – | -19,450 | – | -1.94% | – |
Q2 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AMLP | New | ALPS ETF TR ALERIAN MLPalerian mlp | $9,948,000 | – | 523,598 | – | 7.79% | – |
| PFE | New | PFIZER INC | $4,556,000 | – | 153,520 | – | 3.57% | – |
| T | New | AT&T INC | $4,031,000 | – | 114,009 | – | 3.16% | – |
| EMB | New | ISHARESjpmorgan usd | $3,956,000 | – | 34,323 | – | 3.10% | – |
| INTC | New | INTEL CORP | $3,798,000 | – | 122,914 | – | 2.97% | – |
| MSFT | New | MICROSOFT CORP | $3,543,000 | – | 84,958 | – | 2.77% | – |
| CAT | New | CATERPILLAR INC DEL | $3,483,000 | – | 32,055 | – | 2.73% | – |
| MCD | New | MCDONALDS CORP | $3,340,000 | – | 33,159 | – | 2.62% | – |
| ORCL | New | ORACLE CORP | $3,242,000 | – | 80,000 | – | 2.54% | – |
| HYG | New | ISHAREShigh yld corp | $3,098,000 | – | 32,547 | – | 2.43% | – |
| GSK | New | GLAXOSMITHKLINE PLC SPONSORED ADRsponsored adr | $3,050,000 | – | 57,028 | – | 2.39% | – |
| TXN | New | TEXAS INSTRS INC | $3,010,000 | – | 62,994 | – | 2.36% | – |
| RDSB | New | ROYAL DUTCH SHELL PLC SPON ADR Bspon adr b | $2,991,000 | – | 34,381 | – | 2.34% | – |
| IGSB | New | ISHARESbarclys 1-3yr cr | $2,984,000 | – | 28,233 | – | 2.34% | – |
| CSCO | New | CISCO SYS INC | $2,891,000 | – | 116,325 | – | 2.26% | – |
| GE | New | GENERAL ELECTRIC CO | $2,613,000 | – | 99,429 | – | 2.05% | – |
| VZ | New | VERIZON COMMUNICATIONS INC | $2,588,000 | – | 52,898 | – | 2.03% | – |
| RY | New | ROYAL BK CDA MONTREAL QUE | $2,479,000 | – | 34,708 | – | 1.94% | – |
| BA | New | BOEING CO | $2,475,000 | – | 19,450 | – | 1.94% | – |
| IDV | New | ISHARESdj intl sel divd | $2,472,000 | – | 61,976 | – | 1.94% | – |
| IYR | New | ISHARESdj us real est | $2,322,000 | – | 32,339 | – | 1.82% | – |
| SYMC | New | SYMANTEC CORP | $2,188,000 | – | 95,557 | – | 1.71% | – |
| NSC | New | NORFOLK SOUTHERN CORP | $2,151,000 | – | 20,873 | – | 1.68% | – |
| GPS | New | GAP INC DEL | $2,120,000 | – | 51,000 | – | 1.66% | – |
| AAPL | New | APPLE INC | $2,108,000 | – | 22,687 | – | 1.65% | – |
| GD | New | GENERAL DYNAMICS CORP | $2,098,000 | – | 18,000 | – | 1.64% | – |
| MBB | New | ISHARESbarclys mbs bd | $1,930,000 | – | 17,830 | – | 1.51% | – |
| NVS | New | NOVARTIS A G SPONSORED ADRsponsored adr | $1,775,000 | – | 19,610 | – | 1.39% | – |
| JNK | New | SPDR SERIES TRUST BRC HGH YLD BDbrc hgh yld bd | $1,753,000 | – | 42,017 | – | 1.37% | – |
| KMB | New | KIMBERLY CLARK CORP | $1,738,000 | – | 15,631 | – | 1.36% | – |
| DD | New | DU PONT E I DE NEMOURS & CO | $1,704,000 | – | 26,033 | – | 1.33% | – |
| BAC | New | BANK OF AMERICA CORPORATION | $1,689,000 | – | 109,915 | – | 1.32% | – |
| BK | New | BANK NEW YORK MELLON CORP | $1,687,000 | – | 45,000 | – | 1.32% | – |
| LLY | New | LILLY ELI & CO | $1,554,000 | – | 25,000 | – | 1.22% | – |
| DVY | New | ISHARESdj sel div inx | $1,536,000 | – | 19,958 | – | 1.20% | – |
| TGT | New | TARGET CORP | $1,482,000 | – | 25,572 | – | 1.16% | – |
| DVYE | New | ISHARESemrgmkt dividx | $1,391,000 | – | 28,572 | – | 1.09% | – |
| KRFT | New | KRAFT FOODS GROUP INC | $1,374,000 | – | 22,915 | – | 1.08% | – |
| HPQ | New | HEWLETT PACKARD CO | $1,342,000 | – | 39,847 | – | 1.05% | – |
| MRK | New | MERCK & CO INC NEW | $1,266,000 | – | 21,885 | – | 0.99% | – |
| PG | New | PROCTER & GAMBLE CO | $1,234,000 | – | 15,707 | – | 0.97% | – |
| PEP | New | PEPSICO INC | $1,117,000 | – | 12,500 | – | 0.88% | – |
| GIS | New | GENERAL MLS INC | $1,076,000 | – | 20,481 | – | 0.84% | – |
| MMM | New | 3M CO | $1,037,000 | – | 7,240 | – | 0.81% | – |
| ETN | New | EATON CORP | $1,027,000 | – | 13,309 | – | 0.80% | – |
| SWY | New | SAFEWAY INC NEW | $962,000 | – | 28,000 | – | 0.75% | – |
| IBB | New | ISHARESnasdq biotec etf | $895,000 | – | 3,481 | – | 0.70% | – |
| CMCSA | New | COMCAST CORP NEW CL A | $815,000 | – | 15,182 | – | 0.64% | – |
| AMGN | New | AMGEN INC | $794,000 | – | 6,708 | – | 0.62% | – |
| BRCM | New | BROAD CORP CL Acl a | $780,000 | – | 21,000 | – | 0.61% | – |
| EFA | New | ISHARESmsci eafe index | $659,000 | – | 9,640 | – | 0.52% | – |
| TYC | New | TYCO INTERNATIONAL LTD SHS | $638,000 | – | 14,000 | – | 0.50% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $569,000 | – | 3,137 | – | 0.45% | – |
| LQD | New | ISHARESiboxx inv cpbd | $556,000 | – | 4,665 | – | 0.44% | – |
| VNQ | New | VANGUARD INDEX FDS REIT ETFreit etf | $545,000 | – | 7,278 | – | 0.43% | – |
| KO | New | COCA COLA CO | $525,000 | – | 12,394 | – | 0.41% | – |
| RBSPRNCL | New | ROYAL BK SCOTLAND GROUP PLC ADR PREF SER Nadr pref ser n | $480,000 | – | 20,000 | – | 0.38% | – |
| TTE | New | TOTAL S Asponsored adr | $476,000 | – | 6,596 | – | 0.37% | – |
| COP | New | CONOCOPHILLIPS | $455,000 | – | 5,308 | – | 0.36% | – |
| EMC | New | E M C CORP MASS | $448,000 | – | 17,000 | – | 0.35% | – |
| SDY | New | SPDR SERIES TRUST S&P DIVID ETFs&p divid etf | $441,000 | – | 5,752 | – | 0.34% | – |
| AAL | New | AMERICAN AIRLS GROUP INC | $431,000 | – | 10,043 | – | 0.34% | – |
| XRX | New | XEROX CORP | $423,000 | – | 34,000 | – | 0.33% | – |
| F | New | FORD MTR CO DEL PAR $0.01 | $422,000 | – | 24,473 | – | 0.33% | – |
| PFF | New | ISHARESus pfd stk idx | $391,000 | – | 9,796 | – | 0.31% | – |
| C | New | CITIGROUP INC NEW | $384,000 | – | 8,160 | – | 0.30% | – |
| TS | New | TENARIS S A SPONSORED ADRsponsored adr | $377,000 | – | 8,000 | – | 0.30% | – |
| HAL | New | HALLIBURTON CO | $318,000 | – | 4,480 | – | 0.25% | – |
| JNJ | New | JOHNSON & JOHNSON | $305,000 | – | 2,913 | – | 0.24% | – |
| LUMN | New | CENTURYLINK INC | $269,000 | – | 7,418 | – | 0.21% | – |
| BP | New | BP PLC SPONSORED ADRsponsored adr | $264,000 | – | 5,000 | – | 0.21% | – |
| BCSPRCL | New | BARCLAYS BK PLC ADR 2 PREF 2adr 2 pref 2 | $254,000 | – | 10,000 | – | 0.20% | – |
| DES | New | WISDOMTREE TRsmallcap divid | $230,000 | – | 3,288 | – | 0.18% | – |
| WFC | New | WELLS FARGO & CO NEW | $220,000 | – | 4,180 | – | 0.17% | – |
| IWP | New | ISHARESrussell mcp gr | $211,000 | – | 2,361 | – | 0.16% | – |
| CVX | New | CHEVRON CORP NEW | $209,000 | – | 1,603 | – | 0.16% | – |
| IJT | New | ISHARESs&p smlcp grow | $210,000 | – | 1,736 | – | 0.16% | – |
| IWO | New | ISHARESrusl 200 grow | $208,000 | – | 1,500 | – | 0.16% | – |
| IJK | New | ISHARESs&p mc 40 grw | $205,000 | – | 1,305 | – | 0.16% | – |
| TWX | New | TIME WARNER INC NEW | $187,000 | – | 2,666 | – | 0.15% | – |
| AA | New | ALCOA INC | $149,000 | – | 10,000 | – | 0.12% | – |
| HAWK | New | BLACKHAWK NETWORK HLDGS INCcl a | $123,000 | – | 4,599 | – | 0.10% | – |
| XOM | New | EXXON MOBIL CORP | $116,000 | – | 1,156 | – | 0.09% | – |
| TWC | New | TIME WARNER CABLE INC | $99,000 | – | 669 | – | 0.08% | – |
| TEL | New | TE CONNECTIVITY LTD | $93,000 | – | 1,500 | – | 0.07% | – |
| AIG | New | AMERICAN INTL GROUP INC | $68,000 | – | 1,250 | – | 0.05% | – |
| DON | New | WISDOMTREE TRmidcap divi fd | $62,000 | – | 759 | – | 0.05% | – |
| GM | New | GENERAL MTRS CO | $62,000 | – | 1,696 | – | 0.05% | – |
| GMWSA | New | GENERAL MTRS CO W EXP 07/10/201*w exp 07/10/201 | $39,000 | – | 1,451 | – | 0.03% | – |
| GMWSB | New | GENERAL MTRS CO W EXP 07/10/201*w exp 07/10/201 | $27,000 | – | 1,451 | – | 0.02% | – |
| ADT | New | THE ADT CORPORATION | $26,000 | – | 750 | – | 0.02% | – |
| AOL | New | AOL INC | $10,000 | – | 242 | – | 0.01% | – |
| TIME | New | TIME INC | $8,000 | – | 333 | – | 0.01% | – |
| XLU | New | SELECT SECTOR SPDR TR SBI INT-UTILSsbi int-utils | $8,000 | – | 180 | – | 0.01% | – |
| UIS | New | UNISYS CORP | $5,000 | – | 200 | – | 0.00% | – |
| FTR | New | FRONTIER COMMUNICATIONS CORP | $5,000 | – | 878 | – | 0.00% | – |
Q4 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | CISCO SYS INC | $0 | – | -24,900 | – | -0.00% | – | |
| EBR | Exit | CENTRAIS ELETRICAS BRASILEIRsponsored adr | $0 | – | -15,686 | – | -0.01% | – |
| NOK | Exit | NOKIA CORPsponsored adr | $0 | – | -12,104 | – | -0.01% | – |
| AWCMY | Exit | ALUMINA LTDsponsored adr | $0 | – | -20,879 | – | -0.01% | – |
| Exit | GENERAL DYNAMICS CORP | $0 | – | -15,100 | – | -0.02% | – | |
| KGC | Exit | KINROSS GOLD CORP | $0 | – | -26,657 | – | -0.02% | – |
| TIAIY | Exit | TELECOM ITALIA S P Aspon adr svgs | $0 | – | -28,827 | – | -0.03% | – |
| WFC | Exit | WELLS FARGO & CO NEW | $0 | – | -4,976 | – | -0.04% | – |
| RBSPRQCL | Exit | ROYAL BK SCOTLAND GROUP PLC | $0 | – | -10,000 | – | -0.04% | – |
| LUMN | Exit | CENTURYLINK INC | $0 | – | -9,079 | – | -0.05% | – |
| GMWSB | Exit | GENERAL MTRS CO*w exp 07/10/201 | $0 | – | -17,591 | – | -0.06% | – |
| MDLZ | Exit | MONDELEZ INTL INCcl a | $0 | – | -14,446 | – | -0.08% | – |
| LEMB | Exit | ISHARES INCemrg mrk lc bd | $0 | – | -9,347 | – | -0.08% | – |
| GMWSA | Exit | GENERAL MTRS CO*w exp 07/10/201 | $0 | – | -17,591 | – | -0.08% | – |
| TWC | Exit | TIME WARNER CABLE INC | $0 | – | -4,217 | – | -0.08% | – |
| GS | Exit | GOLDMAN SACHS GROUP INC | $0 | – | -3,000 | – | -0.08% | – |
| HSBCPRA | Exit | HSBC HLDGS PLCadr a 1/40pf a | $0 | – | -20,000 | – | -0.08% | – |
| RBSPRMCL | Exit | ROYAL BK SCOTLAND GROUP PLCsp adr pref m | $0 | – | -24,000 | – | -0.09% | – |
| XRX | Exit | XEROX CORP | $0 | – | -51,340 | – | -0.09% | – |
| THC | Exit | TENET HEALTHCARE CORP | $0 | – | -13,131 | – | -0.09% | – |
| CPB | Exit | CAMPBELL SOUP CO | $0 | – | -13,700 | – | -0.10% | – |
| AA | Exit | ALCOA INC | $0 | – | -74,000 | – | -0.10% | – |
| SLB | Exit | SCHLUMBERGER LTDcall | $0 | – | -7,324 | – | -0.11% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -18,428 | – | -0.12% | – |
| MS | Exit | MORGAN STANLEY | $0 | – | -31,592 | – | -0.15% | – |
| IJK | Exit | ISHARES TRs&p mc 40 grw | $0 | – | -7,145 | – | -0.17% | – |
| IWP | Exit | ISHARES TRrussell mcp gr | $0 | – | -12,918 | – | -0.18% | – |
| IJT | Exit | ISHARES TRs&p smlcp grow | $0 | – | -9,495 | – | -0.18% | – |
| IWO | Exit | ISHARES TRrusl 200 grow | $0 | – | -8,212 | – | -0.18% | – |
| CVX | Exit | CHEVRON CORP NEW | $0 | – | -9,576 | – | -0.20% | – |
| RBSPRNCL | Exit | ROYAL BK SCOTLAND GROUP PLCadr pref ser n | $0 | – | -60,000 | – | -0.22% | – |
| AXP | Exit | AMERICAN EXPRESS CO | $0 | – | -17,386 | – | -0.23% | – |
| C | Exit | CITIGROUP INC | $0 | – | -28,408 | – | -0.24% | – |
| BCSPRCL | Exit | BARCLAYS BK PLCadr 2 pref 2 | $0 | – | -59,147 | – | -0.25% | – |
| JPM | Exit | JPMORGAN CHASE & CO | $0 | – | -30,000 | – | -0.27% | – |
| F | Exit | FORD MTR CO DEL | $0 | – | -95,213 | – | -0.28% | – |
| MMM | Exit | 3M CO | $0 | – | -13,742 | – | -0.28% | – |
| CMCSA | Exit | COMCAST CORPcl a | $0 | – | -36,484 | – | -0.28% | – |
| DELL | Exit | DELL INC | $0 | – | -137,457 | – | -0.33% | – |
| BP | Exit | BP PLCsponsored adr | $0 | – | -45,291 | – | -0.33% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB COcall | $0 | – | -42,988 | – | -0.34% | – |
| KO | Exit | COCA COLA CO | $0 | – | -54,045 | – | -0.36% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -11,123 | – | -0.36% | – |
| CSX | Exit | CSX CORP | $0 | – | -82,029 | – | -0.37% | – |
| HAL | Exit | HALLIBURTON CO | $0 | – | -44,560 | – | -0.37% | – |
| HPQ | Exit | HEWLETT PACKARD CO | $0 | – | -110,136 | – | -0.40% | – |
| TWX | Exit | TIME WARNER INC | $0 | – | -36,403 | – | -0.42% | – |
| XLU | Exit | SELECT SECTOR SPDR TRsbi int-utils | $0 | – | -68,121 | – | -0.44% | – |
| EMC | Exit | E M C CORP MASS | $0 | – | -102,856 | – | -0.46% | – |
| KRFT | Exit | KRAFT FOODS GROUP INC | $0 | – | -50,194 | – | -0.46% | – |
| MDT | Exit | MEDTRONIC INC | $0 | – | -54,911 | – | -0.51% | – |
| LLY | Exit | LILLY ELI & CO | $0 | – | -59,700 | – | -0.52% | – |
| GPS | Exit | GAP INC DEL | $0 | – | -76,254 | – | -0.53% | – |
| TXN | Exit | TEXAS INSTRS INC | $0 | – | -76,394 | – | -0.53% | – |
| BK | Exit | BANK NEW YORK MELLON CORP | $0 | – | -103,337 | – | -0.54% | – |
| GIS | Exit | GENERAL MLS INC | $0 | – | -65,358 | – | -0.54% | – |
| DVYE | Exit | ISHARES INCemrgmkt dividx | $0 | – | -63,452 | – | -0.55% | – |
| TS | Exit | TENARIS S Asponsored adr | $0 | – | -67,309 | – | -0.55% | – |
| SWY | Exit | SAFEWAY INC COM NEW | $0 | – | -102,125 | – | -0.57% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -39,935 | – | -0.60% | – |
| PEP | Exit | PEPSICO INC | $0 | – | -49,511 | – | -0.68% | – |
| COP | Exit | CONOCOPHILLIPScall | $0 | – | -60,440 | – | -0.73% | – |
| BRCM | Exit | BROADCOM CORPcl a | $0 | – | -185,216 | – | -0.84% | – |
| AAPL | Exit | APPLE INC | $0 | – | -10,135 | – | -0.84% | – |
| AMGN | Exit | AMGEN INC | $0 | – | -43,137 | – | -0.84% | – |
| NVS | Exit | NOVARTIS A Gsponsored adr | $0 | – | -65,399 | – | -0.87% | – |
| ORCL | Exit | ORACLE CORP | $0 | – | -156,000 | – | -0.90% | – |
| GD | Exit | GENERAL DYNAMICS CORP | $0 | – | -60,189 | – | -0.91% | – |
| BAC | Exit | BANK OF AMERICA CORPORATION | $0 | – | -389,356 | – | -0.93% | – |
| PG | Exit | PROCTER & GAMBLE CO | $0 | – | -72,726 | – | -0.95% | – |
| DD | Exit | DU PONT E I DE NEMOURS & COcall | $0 | – | -95,590 | – | -0.97% | – |
| KMB | Exit | KIMBERLY CLARK CORP | $0 | – | -59,818 | – | -0.98% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -70,479 | – | -1.05% | – |
| MRK | Exit | MERCK & CO INC NEW | $0 | – | -128,196 | – | -1.06% | – |
| NSC | Exit | NORFOLK SOUTHERN CORP | $0 | – | -79,368 | – | -1.06% | – |
| BA | Exit | BOEING CO | $0 | – | -54,361 | – | -1.11% | – |
| TGT | Exit | TARGET CORP | $0 | – | -109,226 | – | -1.21% | – |
| VZ | Exit | VERIZONMUNICATIONS INC | $0 | – | -150,098 | – | -1.21% | – |
| MCD | Exit | MCDONALDS CORP | $0 | – | -81,874 | – | -1.36% | – |
| MBB | Exit | ISHARES TRbarclys mbs bd | $0 | – | -80,646 | – | -1.48% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -361,803 | – | -1.50% | – |
| VNQ | Exit | VANGUARD INDEX FDSreit etf | $0 | – | -132,544 | – | -1.52% | – |
| RY | Exit | ROYAL BK CDA MONTREAL QUE | $0 | – | -139,688 | – | -1.55% | – |
| CAT | Exit | CATERPILLAR INC DEL | $0 | – | -114,252 | – | -1.65% | – |
| RDSB | Exit | ROYAL DUTCH SHELL PLCspon adr b | $0 | – | -145,099 | – | -1.73% | – |
| SDY | Exit | SPDR SERIES TRUSTs&p divid etf | $0 | – | -145,123 | – | -1.73% | – |
| GSK | Exit | GLAXOSMITHKLINE PLCsponsored adr | $0 | – | -201,811 | – | -1.76% | – |
| CSCO | Exit | CISCO SYS INC | $0 | – | -444,877 | – | -1.81% | – |
| SYMC | Exit | SYMANTEC CORP | $0 | – | -425,593 | – | -1.83% | – |
| MSFT | Exit | MICROSOFT CORP | $0 | – | -321,346 | – | -1.85% | – |
| PFF | Exit | ISHARES TRus pfd stk idx | $0 | – | -318,018 | – | -2.10% | – |
| IYR | Exit | ISHARES TRdj us real est | $0 | – | -199,511 | – | -2.21% | – |
| INTC | Exit | INTEL CORP | $0 | – | -581,881 | – | -2.31% | – |
| T | Exit | AT&T INC | $0 | – | -421,037 | – | -2.47% | – |
| JNK | Exit | SPDR SERIES TRUSTcall | $0 | – | -365,042 | – | -2.52% | – |
| PFE | Exit | PFIZER INC | $0 | – | -529,910 | – | -2.64% | – |
| DVY | Exit | ISHARES TRdj sel div inx | $0 | – | -230,732 | – | -2.65% | – |
| EFA | Exit | ISHARES TRmsci eafe index | $0 | – | -275,772 | – | -3.05% | – |
| IDV | Exit | ISHARES TRdj intl sel divd | $0 | – | -496,481 | – | -3.12% | – |
| EMB | Exit | ISHARES TRcall | $0 | – | -200,901 | – | -3.80% | – |
| HYG | Exit | ISHARES TRhigh yld corp | $0 | – | -240,018 | – | -3.81% | – |
| LQD | Exit | ISHARES TRiboxx inv cpbd | $0 | – | -215,681 | – | -4.24% | – |
| IGSB | Exit | ISHARES TRbarclys 1-3yr cr | $0 | – | -350,874 | – | -6.40% | – |
| AMLP | Exit | ALPS ETF TRalerian mlp | $0 | – | -2,339,191 | – | -7.13% | – |
Q3 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AMLP | Buy | ALPS ETF TRalerian mlp | $41,146,000 | +4.1% | 2,339,191 | +5.6% | 7.13% | +6.8% |
| IGSB | Buy | ISHARES TRbarclys 1-3yr cr | $36,940,000 | +18.7% | 350,874 | +18.5% | 6.40% | +21.8% |
| LQD | Buy | ISHARES TRiboxx inv cpbd | $24,484,000 | -0.0% | 215,681 | +0.1% | 4.24% | +2.5% |
| HYG | Sell | ISHARES TRhigh yld corp | $21,981,000 | +0.7% | 240,018 | -0.1% | 3.81% | +3.3% |
| EMB | New | ISHARES TRcall | $21,904,000 | – | 200,901 | – | 3.80% | – |
| IDV | Buy | ISHARES TRdj intl sel divd | $18,002,000 | +14.2% | 496,481 | +0.3% | 3.12% | +17.1% |
| EFA | Sell | ISHARES TRmsci eafe index | $17,595,000 | +10.6% | 275,772 | -0.6% | 3.05% | +13.5% |
| DVY | Buy | ISHARES TRdj sel div inx | $15,307,000 | +28.1% | 230,732 | +23.6% | 2.65% | +31.4% |
| PFE | Sell | PFIZER INC | $15,222,000 | -10.1% | 529,910 | -12.3% | 2.64% | -7.8% |
| JNK | New | SPDR SERIES TRUSTcall | $14,545,000 | – | 365,042 | – | 2.52% | – |
| T | Sell | AT&T INC | $14,239,000 | -6.3% | 421,037 | -1.9% | 2.47% | -3.9% |
| IYR | Buy | ISHARES TRdj us real est | $12,727,000 | -1.0% | 199,511 | +3.1% | 2.21% | +1.6% |
| PFF | Buy | ISHARES TRus pfd stk idx | $12,085,000 | -3.1% | 318,018 | +0.2% | 2.10% | -0.6% |
| MSFT | Sell | MICROSOFT CORP | $10,694,000 | -19.0% | 321,346 | -15.9% | 1.85% | -16.9% |
| SYMC | Sell | SYMANTEC CORP | $10,533,000 | +8.4% | 425,593 | -1.5% | 1.83% | +11.2% |
| CSCO | Sell | CISCO SYS INC | $10,424,000 | -9.4% | 444,877 | -5.9% | 1.81% | -7.1% |
| GSK | Buy | GLAXOSMITHKLINE PLCsponsored adr | $10,125,000 | +66.1% | 201,811 | +65.5% | 1.76% | +70.4% |
| SDY | Sell | SPDR SERIES TRUSTs&p divid etf | $10,005,000 | -27.3% | 145,123 | -30.4% | 1.73% | -25.5% |
| RDSB | Buy | ROYAL DUTCH SHELL PLCspon adr b | $9,990,000 | +35.2% | 145,099 | +30.0% | 1.73% | +38.6% |
| CAT | Buy | CATERPILLAR INC DEL | $9,529,000 | +30.0% | 114,252 | +28.6% | 1.65% | +33.4% |
| RY | Sell | ROYAL BK CDA MONTREAL QUE | $8,969,000 | -12.5% | 139,688 | -20.5% | 1.55% | -10.2% |
| VNQ | Sell | VANGUARD INDEX FDSreit etf | $8,766,000 | -6.9% | 132,544 | -3.3% | 1.52% | -4.6% |
| MBB | Sell | ISHARES TRbarclys mbs bd | $8,542,000 | +0.3% | 80,646 | -0.4% | 1.48% | +2.8% |
| MCD | Buy | MCDONALDS CORP | $7,877,000 | +9.4% | 81,874 | +12.6% | 1.36% | +12.2% |
| VZ | Sell | VERIZONMUNICATIONS INC | $7,006,000 | -33.6% | 150,098 | -28.4% | 1.21% | -31.9% |
| TGT | Sell | TARGET CORP | $6,988,000 | -29.7% | 109,226 | -24.3% | 1.21% | -27.9% |
| BA | Sell | BOEING CO | $6,387,000 | -43.8% | 54,361 | -51.0% | 1.11% | -42.4% |
| NSC | Buy | NORFOLK SOUTHERN CORP | $6,139,000 | +1030.6% | 79,368 | +962.3% | 1.06% | +1056.5% |
| MRK | Sell | MERCK & CO INC NEW | $6,103,000 | -17.3% | 128,196 | -19.3% | 1.06% | -15.2% |
| XOM | Sell | EXXON MOBIL CORP | $6,064,000 | -26.7% | 70,479 | -23.0% | 1.05% | -24.8% |
| KMB | Buy | KIMBERLY CLARK CORP | $5,636,000 | +127.3% | 59,818 | +134.3% | 0.98% | +133.2% |
| DD | New | DU PONT E I DE NEMOURS & COcall | $5,598,000 | – | 95,590 | – | 0.97% | – |
| PG | Sell | PROCTER & GAMBLE CO | $5,497,000 | -26.2% | 72,726 | -24.8% | 0.95% | -24.3% |
| BAC | Sell | BANK OF AMERICA CORPORATION | $5,373,000 | +7.3% | 389,356 | -0.0% | 0.93% | +10.0% |
| NVS | Sell | NOVARTIS A Gsponsored adr | $5,017,000 | -14.4% | 65,399 | -21.1% | 0.87% | -12.2% |
| AMGN | Buy | AMGEN INC | $4,828,000 | +187.9% | 43,137 | +153.7% | 0.84% | +195.8% |
| AAPL | Sell | APPLE INC | $4,832,000 | +8.1% | 10,135 | -10.1% | 0.84% | +10.7% |
| COP | New | CONOCOPHILLIPScall | $4,201,000 | – | 60,440 | – | 0.73% | – |
| PEP | Sell | PEPSICO INC | $3,936,000 | -46.6% | 49,511 | -45.1% | 0.68% | -45.3% |
| JNJ | Sell | JOHNSON & JOHNSON | $3,462,000 | -14.8% | 39,935 | -15.6% | 0.60% | -12.5% |
| DVYE | New | ISHARES INCemrgmkt dividx | $3,150,000 | – | 63,452 | – | 0.55% | – |
| GIS | Buy | GENERAL MLS INC | $3,132,000 | +8.2% | 65,358 | +9.5% | 0.54% | +11.0% |
| TXN | Sell | TEXAS INSTRS INC | $3,078,000 | -62.9% | 76,394 | -67.9% | 0.53% | -62.0% |
| GPS | Sell | GAP INC DEL | $3,072,000 | -24.3% | 76,254 | -21.6% | 0.53% | -22.4% |
| MDT | Sell | MEDTRONIC INC | $2,924,000 | -68.1% | 54,911 | -69.2% | 0.51% | -67.3% |
| KRFT | Sell | KRAFT FOODS GROUP INC | $2,634,000 | -25.9% | 50,194 | -21.1% | 0.46% | -23.8% |
| XLU | Sell | SELECT SECTOR SPDR TRsbi int-utils | $2,546,000 | -10.1% | 68,121 | -9.5% | 0.44% | -7.9% |
| HAL | Sell | HALLIBURTON CO | $2,146,000 | -4.4% | 44,560 | -17.2% | 0.37% | -1.8% |
| CSX | New | CSX CORP | $2,111,000 | – | 82,029 | – | 0.37% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $2,060,000 | – | 11,123 | – | 0.36% | – |
| KO | New | COCA COLA CO | $2,047,000 | – | 54,045 | – | 0.36% | – |
| BMY | New | BRISTOL MYERS SQUIBB COcall | $1,989,000 | – | 42,988 | – | 0.34% | – |
| MMM | Sell | 3M CO | $1,641,000 | -59.2% | 13,742 | -62.6% | 0.28% | -58.2% |
| JPM | Sell | JPMORGAN CHASE & CO | $1,551,000 | -26.4% | 30,000 | -24.8% | 0.27% | -24.4% |
| AXP | Sell | AMERICAN EXPRESS CO | $1,313,000 | -74.4% | 17,386 | -74.7% | 0.23% | -73.7% |
| CVX | Sell | CHEVRON CORP NEW | $1,163,000 | -4.7% | 9,576 | -7.1% | 0.20% | -1.9% |
| IWO | New | ISHARES TRrusl 200 grow | $1,033,000 | – | 8,212 | – | 0.18% | – |
| IJT | New | ISHARES TRs&p smlcp grow | $1,029,000 | – | 9,495 | – | 0.18% | – |
| IWP | New | ISHARES TRrussell mcp gr | $1,010,000 | – | 12,918 | – | 0.18% | – |
| IJK | New | ISHARES TRs&p mc 40 grw | $994,000 | – | 7,145 | – | 0.17% | – |
| SLB | New | SCHLUMBERGER LTDcall | $647,000 | – | 7,324 | – | 0.11% | – |
| THC | Sell | TENET HEALTHCARE CORP | $541,000 | -14.8% | 13,131 | -4.7% | 0.09% | -12.1% |
| New | GENERAL DYNAMICS CORP | $125,000 | – | 15,100 | – | 0.02% | – | |
| NOK | Sell | NOKIA CORPsponsored adr | $79,000 | -34.7% | 12,104 | -62.7% | 0.01% | -30.0% |
| New | CISCO SYS INC | $12,000 | – | 24,900 | – | 0.00% | – | |
| TXN | Exit | TEXAS INSTRS INCcall | $0 | – | -57,700 | – | -0.00% | – |
| GPS | Exit | GAP INC DELcall | $0 | – | -13,500 | – | -0.01% | – |
| TWX | Exit | TIME WARNER INCcall | $0 | – | -10,100 | – | -0.01% | – |
| CSCO | Exit | CISCO SYS INCcall | $0 | – | -24,900 | – | -0.01% | – |
| MS | Exit | MORGAN STANLEYcall | $0 | – | -14,800 | – | -0.01% | – |
| GD | Exit | GENERAL DYNAMICS CORPcall | $0 | – | -15,100 | – | -0.01% | – |
| F113PS | Exit | COVIDIEN PLC | $0 | – | -3,303 | – | -0.04% | – |
| Exit | ARCHER DANIELS MIDLAND COnote 0.875% 2/1 | $0 | – | -241,000 | – | -0.04% | – | |
| TEL | Exit | TE CONNECTIVITY LTD | $0 | – | -12,376 | – | -0.10% | – |
| TYC | Exit | TYCO INTERNATIONAL LTD | $0 | – | -20,474 | – | -0.11% | – |
| LMT | Exit | LOCKHEED MARTIN CORP | $0 | – | -14,629 | – | -0.27% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB CO | $0 | – | -42,988 | – | -0.32% | – |
| SLB | Exit | SCHLUMBERGER LTD | $0 | – | -32,653 | – | -0.40% | – |
| DON | Exit | WISDOMTREE TRUSTmidcap divi fd | $0 | – | -46,962 | – | -0.52% | – |
| DES | Exit | WISDOMTREE TRUSTsmallcap divid | $0 | – | -54,183 | – | -0.53% | – |
| COP | Exit | CONOCOPHILLIPS | $0 | – | -66,483 | – | -0.68% | – |
| DD | Exit | DU PONT E I DE NEMOURS & CO | $0 | – | -150,290 | – | -1.33% | – |
| JNK | Exit | SPDR SERIES TRUSTbrc hgh yld bd | $0 | – | -348,879 | – | -2.33% | – |
| EMB | Exit | ISHARES TRjpmorgan usd | $0 | – | -200,127 | – | -3.70% | – |
Q2 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AMLP | New | ALPS ETF TRalerian mlp | $39,530,000 | – | 2,214,579 | – | 6.68% | – |
| IGSB | New | ISHARES TRbarclys 1-3yr cr | $31,110,000 | – | 296,200 | – | 5.26% | – |
| LQD | New | ISHARES TRiboxx inv cpbd | $24,496,000 | – | 215,536 | – | 4.14% | – |
| EMB | New | ISHARES TRjpmorgan usd | $21,920,000 | – | 200,127 | – | 3.70% | – |
| HYG | New | ISHARES TRhigh yld corp | $21,830,000 | – | 240,203 | – | 3.69% | – |
| PFE | New | PFIZER INC | $16,929,000 | – | 604,381 | – | 2.86% | – |
| EFA | New | ISHARES TRmsci eafe index | $15,902,000 | – | 277,523 | – | 2.69% | – |
| IDV | New | ISHARES TRdj intl sel divd | $15,762,000 | – | 495,181 | – | 2.66% | – |
| T | New | AT&T INC | $15,193,000 | – | 429,178 | – | 2.57% | – |
| INTC | New | INTEL CORP | $14,099,000 | – | 581,881 | – | 2.38% | – |
| JNK | New | SPDR SERIES TRUSTbrc hgh yld bd | $13,777,000 | – | 348,879 | – | 2.33% | – |
| SDY | New | SPDR SERIES TRUSTs&p divid etf | $13,765,000 | – | 208,496 | – | 2.33% | – |
| MSFT | New | MICROSOFT CORP | $13,202,000 | – | 382,167 | – | 2.23% | – |
| IYR | New | ISHARES TRdj us real est | $12,854,000 | – | 193,504 | – | 2.17% | – |
| PFF | New | ISHARES TRus pfd stk idx | $12,470,000 | – | 317,453 | – | 2.11% | – |
| DVY | New | ISHARES TRdj sel div inx | $11,948,000 | – | 186,656 | – | 2.02% | – |
| CSCO | New | CISCO SYS INC | $11,509,000 | – | 472,959 | – | 1.94% | – |
| BA | New | BOEING CO | $11,367,000 | – | 110,966 | – | 1.92% | – |
| VZ | New | VERIZONMUNICATIONS INC | $10,552,000 | – | 209,608 | – | 1.78% | – |
| RY | New | ROYAL BK CDA MONTREAL QUE | $10,245,000 | – | 175,704 | – | 1.73% | – |
| TGT | New | TARGET CORP | $9,939,000 | – | 144,340 | – | 1.68% | – |
| SYMC | New | SYMANTEC CORP | $9,716,000 | – | 432,193 | – | 1.64% | – |
| VNQ | New | VANGUARD INDEX FDSreit etf | $9,419,000 | – | 137,061 | – | 1.59% | – |
| MDT | New | MEDTRONIC INC | $9,177,000 | – | 178,306 | – | 1.55% | – |
| MBB | New | ISHARES TRbarclys mbs bd | $8,520,000 | – | 80,961 | – | 1.44% | – |
| GE | New | GENERAL ELECTRIC CO | $8,390,000 | – | 361,803 | – | 1.42% | – |
| TXN | New | TEXAS INSTRS INC | $8,298,000 | – | 238,105 | – | 1.40% | – |
| XOM | New | EXXON MOBIL CORP | $8,275,000 | – | 91,587 | – | 1.40% | – |
| DD | New | DU PONT E I DE NEMOURS & CO | $7,890,000 | – | 150,290 | – | 1.33% | – |
| PG | New | PROCTER & GAMBLE CO | $7,450,000 | – | 96,769 | – | 1.26% | – |
| RDSB | New | ROYAL DUTCH SHELL PLCspon adr b | $7,389,000 | – | 111,599 | – | 1.25% | – |
| MRK | New | MERCK & CO INC NEW | $7,383,000 | – | 158,950 | – | 1.25% | – |
| PEP | New | PEPSICO INC | $7,373,000 | – | 90,146 | – | 1.25% | – |
| CAT | New | CATERPILLAR INC DEL | $7,328,000 | – | 88,837 | – | 1.24% | – |
| MCD | New | MCDONALDS CORP | $7,201,000 | – | 72,738 | – | 1.22% | – |
| BRCM | New | BROADCOM CORPcl a | $6,259,000 | – | 185,216 | – | 1.06% | – |
| GSK | New | GLAXOSMITHKLINE PLCsponsored adr | $6,095,000 | – | 121,969 | – | 1.03% | – |
| NVS | New | NOVARTIS A Gsponsored adr | $5,864,000 | – | 82,933 | – | 0.99% | – |
| AXP | New | AMERICAN EXPRESS CO | $5,136,000 | – | 68,703 | – | 0.87% | – |
| BAC | New | BANK OF AMERICA CORPORATION | $5,009,000 | – | 389,522 | – | 0.85% | – |
| ORCL | New | ORACLE CORP | $4,791,000 | – | 156,000 | – | 0.81% | – |
| GD | New | GENERAL DYNAMICS CORP | $4,715,000 | – | 60,189 | – | 0.80% | – |
| AAPL | New | APPLE INC | $4,472,000 | – | 11,279 | – | 0.76% | – |
| GPS | New | GAP INC DEL | $4,057,000 | – | 97,227 | – | 0.69% | – |
| JNJ | New | JOHNSON & JOHNSON | $4,062,000 | – | 47,311 | – | 0.69% | – |
| COP | New | CONOCOPHILLIPS | $4,022,000 | – | 66,483 | – | 0.68% | – |
| MMM | New | 3M CO | $4,018,000 | – | 36,741 | – | 0.68% | – |
| KRFT | New | KRAFT FOODS GROUP INC | $3,553,000 | – | 63,600 | – | 0.60% | – |
| DES | New | WISDOMTREE TRUSTsmallcap divid | $3,162,000 | – | 54,183 | – | 0.53% | – |
| DON | New | WISDOMTREE TRUSTmidcap divi fd | $3,079,000 | – | 46,962 | – | 0.52% | – |
| LLY | New | LILLY ELI & CO | $2,932,000 | – | 59,700 | – | 0.50% | – |
| BK | New | BANK NEW YORK MELLON CORP | $2,899,000 | – | 103,337 | – | 0.49% | – |
| GIS | New | GENERAL MLS INC | $2,895,000 | – | 59,663 | – | 0.49% | – |
| XLU | New | SELECT SECTOR SPDR TRsbi int-utils | $2,832,000 | – | 75,268 | – | 0.48% | – |
| HPQ | New | HEWLETT PACKARD CO | $2,731,000 | – | 110,136 | – | 0.46% | – |
| TS | New | TENARIS S Asponsored adr | $2,711,000 | – | 67,309 | – | 0.46% | – |
| KMB | New | KIMBERLY CLARK CORP | $2,480,000 | – | 25,533 | – | 0.42% | – |
| EMC | New | E M C CORP MASS | $2,429,000 | – | 102,856 | – | 0.41% | – |
| SWY | New | SAFEWAY INC COM NEW | $2,416,000 | – | 102,125 | – | 0.41% | – |
| SLB | New | SCHLUMBERGER LTD | $2,340,000 | – | 32,653 | – | 0.40% | – |
| HAL | New | HALLIBURTON CO | $2,245,000 | – | 53,813 | – | 0.38% | – |
| TWX | New | TIME WARNER INC | $2,105,000 | – | 36,403 | – | 0.36% | – |
| JPM | New | JPMORGAN CHASE & CO | $2,106,000 | – | 39,900 | – | 0.36% | – |
| BMY | New | BRISTOL MYERS SQUIBB CO | $1,921,000 | – | 42,988 | – | 0.32% | – |
| BP | New | BP PLCsponsored adr | $1,890,000 | – | 45,291 | – | 0.32% | – |
| DELL | New | DELL INC | $1,832,000 | – | 137,457 | – | 0.31% | – |
| AMGN | New | AMGEN INC | $1,677,000 | – | 17,000 | – | 0.28% | – |
| LMT | New | LOCKHEED MARTIN CORP | $1,587,000 | – | 14,629 | – | 0.27% | – |
| CMCSA | New | COMCAST CORPcl a | $1,523,000 | – | 36,484 | – | 0.26% | – |
| F | New | FORD MTR CO DEL | $1,473,000 | – | 95,213 | – | 0.25% | – |
| BCSPRCL | New | BARCLAYS BK PLCadr 2 pref 2 | $1,462,000 | – | 59,147 | – | 0.25% | – |
| C | New | CITIGROUP INC | $1,363,000 | – | 28,408 | – | 0.23% | – |
| RBSPRNCL | New | ROYAL BK SCOTLAND GROUP PLCadr pref ser n | $1,262,000 | – | 60,000 | – | 0.21% | – |
| CVX | New | CHEVRON CORP NEW | $1,220,000 | – | 10,311 | – | 0.21% | – |
| MS | New | MORGAN STANLEY | $772,000 | – | 31,592 | – | 0.13% | – |
| TYC | New | TYCO INTERNATIONAL LTD | $675,000 | – | 20,474 | – | 0.11% | – |
| THC | New | TENET HEALTHCARE CORP | $635,000 | – | 13,775 | – | 0.11% | – |
| CPB | New | CAMPBELL SOUP CO | $614,000 | – | 13,700 | – | 0.10% | – |
| GM | New | GENERAL MTRS CO | $614,000 | – | 18,428 | – | 0.10% | – |
| AA | New | ALCOA INC | $579,000 | – | 74,000 | – | 0.10% | – |
| TEL | New | TE CONNECTIVITY LTD | $564,000 | – | 12,376 | – | 0.10% | – |
| NSC | New | NORFOLK SOUTHERN CORP | $543,000 | – | 7,471 | – | 0.09% | – |
| RBSPRMCL | New | ROYAL BK SCOTLAND GROUP PLCsp adr pref m | $510,000 | – | 24,000 | – | 0.09% | – |
| HSBCPRA | New | HSBC HLDGS PLCadr a 1/40pf a | $498,000 | – | 20,000 | – | 0.08% | – |
| TWC | New | TIME WARNER CABLE INC | $474,000 | – | 4,217 | – | 0.08% | – |
| XRX | New | XEROX CORP | $466,000 | – | 51,340 | – | 0.08% | – |
| LEMB | New | ISHARES INCemrg mrk lc bd | $464,000 | – | 9,347 | – | 0.08% | – |
| GS | New | GOLDMAN SACHS GROUP INC | $454,000 | – | 3,000 | – | 0.08% | – |
| GMWSA | New | GENERAL MTRS CO*w exp 07/10/201 | $422,000 | – | 17,591 | – | 0.07% | – |
| MDLZ | New | MONDELEZ INTL INCcl a | $412,000 | – | 14,446 | – | 0.07% | – |
| LUMN | New | CENTURYLINK INC | $321,000 | – | 9,079 | – | 0.05% | – |
| GMWSB | New | GENERAL MTRS CO*w exp 07/10/201 | $288,000 | – | 17,591 | – | 0.05% | – |
| New | ARCHER DANIELS MIDLAND COnote 0.875% 2/1 | $243,000 | – | 241,000 | – | 0.04% | – | |
| RBSPRQCL | New | ROYAL BK SCOTLAND GROUP PLC | $223,000 | – | 10,000 | – | 0.04% | – |
| WFC | New | WELLS FARGO & CO NEW | $205,000 | – | 4,976 | – | 0.04% | – |
| F113PS | New | COVIDIEN PLC | $208,000 | – | 3,303 | – | 0.04% | – |
| TIAIY | New | TELECOM ITALIA S P Aspon adr svgs | $161,000 | – | 28,827 | – | 0.03% | – |
| KGC | New | KINROSS GOLD CORP | $136,000 | – | 26,657 | – | 0.02% | – |
| NOK | New | NOKIA CORPsponsored adr | $121,000 | – | 32,469 | – | 0.02% | – |
| AWCMY | New | ALUMINA LTDsponsored adr | $75,000 | – | 20,879 | – | 0.01% | – |
| GD | New | GENERAL DYNAMICS CORPcall | $59,000 | – | 15,100 | – | 0.01% | – |
| MS | New | MORGAN STANLEYcall | $51,000 | – | 14,800 | – | 0.01% | – |
| CSCO | New | CISCO SYS INCcall | $34,000 | – | 24,900 | – | 0.01% | – |
| EBR | New | CENTRAIS ELETRICAS BRASILEIRsponsored adr | $33,000 | – | 15,686 | – | 0.01% | – |
| GPS | New | GAP INC DELcall | $29,000 | – | 13,500 | – | 0.01% | – |
| TWX | New | TIME WARNER INCcall | $31,000 | – | 10,100 | – | 0.01% | – |
| TXN | New | TEXAS INSTRS INCcall | $14,000 | – | 57,700 | – | 0.00% | – |