Yakira Capital Management, Inc.

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$527 Million is the total value of Yakira Capital Management, Inc.'s 139 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 43.4% .

All

			Value		Shares		↓ Weighting
COL	Buy	ROCKWELL COLLINS INC	$39,574,000	+18.5%	281,726	+13.6%	7.51%	-7.4%
UTG	Sell	REAVES UTIL INCOME FD	$28,550,000	-13.9%	931,189	-18.8%	5.42%	-32.7%
AABA	Sell	ALTABA INC	$25,858,000	-44.7%	379,600	-40.5%	4.91%	-56.7%
CLM	Buy	CORNERSTONE STRATEGIC VALUE	$22,844,000	+1460.4%	1,631,718	+1466.2%	4.33%	+1120.8%
FTV	New	FORTIVE CORP	$21,643,000	–	257,048	+100.0%	4.11%	–
FTV	New	FORTIVE CORPput	$19,366,000	–	230,000	+100.0%	3.67%	–
AET	Buy	AETNA INC NEW	$19,228,000	+74.6%	94,788	+58.0%	3.65%	+36.5%
ANDV	Buy	ANDEAVOR	$18,721,000	+626.2%	121,962	+520.7%	3.55%	+467.4%
NXPI		NXP SEMICONDUCTORS N V	$17,362,000	-21.8%	203,061	0.0%	3.29%	-38.8%
PNK	Buy	PINNACLE ENTMT INC NEW	$15,547,000	+245.0%	461,474	+245.4%	2.95%	+169.7%
CRF	Buy	CORNERSTONE TOTAL RTRN FD IN	$13,791,000	+2099.5%	993,591	+2117.5%	2.62%	+1621.1%
IAC	Buy	IAC INTERACTIVECORP	$12,900,000	+103.4%	59,523	+43.1%	2.45%	+59.0%
PF	Buy	PINNACLE FOODS INC DEL	$12,833,000	+1214.9%	198,013	+1220.1%	2.44%	+927.4%
GPT	Buy	GRAMERCY PPTY TR	$10,075,000	+516.6%	367,175	+514.0%	1.91%	+381.4%
FOXA	New	TWENTY FIRST CENTY FOX INCcl a	$8,270,000	–	178,500	+100.0%	1.57%	–
NSU	New	NEVSUN RES LTD	$7,539,000	–	1,700,000	+100.0%	1.43%	–
T	New	AT&T INC	$7,516,000	–	223,829	+100.0%	1.43%	–
LHO	New	LASALLE HOTEL PPTYS	$7,388,000	–	213,576	+100.0%	1.40%	–
PACQU		PURE ACQUISITION CORPunit 04/13/2023	$7,263,000	+1.2%	700,000	0.0%	1.38%	-20.9%
ORBK	Buy	ORBOTECH LTDord	$7,089,000	+139.7%	119,260	+149.2%	1.34%	+87.3%
DISCK	Buy	DISCOVERY INC	$6,749,000	+39.2%	228,153	+20.0%	1.28%	+8.8%
KLXI	Buy	KLX INC	$6,547,000	+165.5%	104,287	+204.0%	1.24%	+107.7%
USG	New	U S G CORP	$6,425,000	–	148,343	+100.0%	1.22%	–
WRLS		PENSARE ACQUISITION CORP	$5,976,000	+0.7%	600,000	0.0%	1.13%	-21.2%
GIGU		GIGCAPITAL INCunit 03/06/2025	$5,961,000	+2.3%	555,000	0.0%	1.13%	-20.0%
SFE	Buy	SAFEGUARD SCIENTIFICS INC	$5,931,000	-18.3%	634,299	+11.9%	1.12%	-36.1%
ESRX	Buy	EXPRESS SCRIPTS HLDG CO	$5,675,000	+390.1%	59,732	+298.2%	1.08%	+283.3%
FCEA	New	FOREST CITY RLTY TR INC	$5,389,000	–	214,772	+100.0%	1.02%	–
LPNT	New	LIFEPOINT HEALTH INC	$5,174,000	–	80,346	+100.0%	0.98%	–
INDU		INDUSTREA ACQUISITION CORPcl a	$5,100,000	+3.4%	500,000	0.0%	0.97%	-19.1%
KS		KAPSTONE PAPER & PACKAGING C	$5,012,000	-1.7%	147,800	0.0%	0.95%	-23.1%
RVT	Buy	ROYCE VALUE TR INC	$4,939,000	+30.5%	302,095	+26.1%	0.94%	+2.1%
ANCB	Sell	ANCHOR BANCORP WA	$4,729,000	+0.7%	167,113	-7.0%	0.90%	-21.3%
DNB	New	DUN & BRADSTREET CORP DEL NE	$4,652,000	–	32,644	+100.0%	0.88%	–
TRCO	Buy	TRIBUNE MEDIA COcl a	$4,471,000	+6.5%	116,333	+6.1%	0.85%	-16.8%
TBRGU		THUNDER BRIDGE ACQUISITION Lunit 01/01/2025	$4,064,000	+1.3%	400,000	0.0%	0.77%	-20.8%
KBLM		KBL MERGER CORP IV	$4,040,000	+1.6%	400,000	0.0%	0.77%	-20.6%
CMSS		CM SEVEN STAR ACQUISITION CO	$4,032,000	+1.9%	400,000	0.0%	0.76%	-20.3%
CA	New	CA INC	$3,974,000	–	90,000	+100.0%	0.75%	–
BRAC		BLACK RIDGE ACQUISITION CORP	$3,889,000	+0.4%	396,000	0.0%	0.74%	-21.5%
NYRT	Buy	NEW YORK REIT INC	$3,823,000	-0.3%	210,725	+0.2%	0.72%	-22.1%
TMCXU		TRINITY MERGER CORPunit 05/11/2025	$3,817,000	+2.0%	371,868	0.0%	0.72%	-20.3%
TKKSU	New	TKK SYMPHONY ACQUISITION CORunit 08/15/2023	$3,767,000	–	372,000	+100.0%	0.72%	–
MMDM		MODERN MEDIA ACQUISITION	$3,636,000	+1.2%	360,000	0.0%	0.69%	-20.9%
NTG	Buy	TORTOISE MLP FD INC	$3,551,000	+68.8%	220,811	+79.1%	0.67%	+31.9%
EVHC	Sell	ENVISION HEALTHCARE CORP	$3,430,000	-13.4%	75,000	-16.7%	0.65%	-32.3%
CVG	New	CONVERGYS CORP	$3,184,000	–	134,100	+100.0%	0.60%	–
DVMT		DELL TECHNOLOGIES INC	$3,160,000	+14.8%	32,539	0.0%	0.60%	-10.2%
AHL	New	ASPEN INSURANCE HOLDINGS LTD	$3,135,000	–	75,000	+100.0%	0.60%	–
BROGU		TWELVE SEAS INVESTMENT COMPAunit 06/21/2023	$2,784,000	+2.5%	270,000	0.0%	0.53%	-19.9%
LTNU		UNION ACQUISITION CORPunit 99/99/9999	$2,625,000	+2.1%	251,200	0.0%	0.50%	-20.2%
STC		STEWART INFORMATION SVCS COR	$2,577,000	+4.5%	57,247	0.0%	0.49%	-18.2%
LFACU		LF CAP ACQUISITION CORPunit 06/19/2025	$2,538,000	+0.8%	250,000	0.0%	0.48%	-21.1%
PHH		PHH CORP	$2,273,000	+1.2%	206,822	0.0%	0.43%	-20.9%
L	Sell	LOEWS CORP	$2,180,000	-19.2%	43,398	-22.4%	0.41%	-36.8%
LACQ		LEISURE ACQUISITION CORP	$2,151,000	+0.3%	222,000	0.0%	0.41%	-21.7%
GPAQU		GORDON POINTE ACQUISITION COunit 01/18/2023	$2,105,000	+2.1%	200,000	0.0%	0.40%	-20.2%
AIMC	New	ALTRA INDL MOTION CORPput	$2,065,000	–	50,000	+100.0%	0.39%	–
ALGRU	New	ALLEGRO MERGER CORPunit 12/31/2023	$2,054,000	–	200,000	+100.0%	0.39%	–
TIBRU		TIBERIUS ACQUISITION CORPunit 02/28/2021	$2,045,000	+1.5%	200,000	0.0%	0.39%	-20.7%
IIF	New	MORGAN STANLEY INDIA INVS FD	$2,027,000	–	86,422	+100.0%	0.38%	–
DOTA		DRAPER OAKWOOD TECHNOLOGY	$1,836,000	+2.2%	180,000	0.0%	0.35%	-20.2%
KMG	New	KMG CHEMICALS INC	$1,813,000	–	24,000	+100.0%	0.34%	–
BHAC	Sell	BARINGTON HILCO ACQUISITION	$1,738,000	-17.6%	160,000	-20.0%	0.33%	-35.5%
NXTM		NXSTAGE MEDICAL INC	$1,721,000	-0.1%	61,721	0.0%	0.33%	-21.8%
AVHI	New	AV HOMES INC	$1,713,000	–	79,853	+100.0%	0.32%	–
BRPA		BIG ROCK PARTNERS ACQUISI CO	$1,650,000	+0.9%	165,000	0.0%	0.31%	-21.2%
MUDSU		MUDRICK CAP ACQUISITION CORPunit 02/01/2023	$1,544,000	+0.7%	150,000	0.0%	0.29%	-21.2%
AHPA		AVISTA HEALTHCARE PUB ACQ COcl a	$1,520,000	+1.1%	150,000	0.0%	0.29%	-21.1%
CNAC		CONSTELLATION ALPHA CAP CORP	$1,518,000	+1.6%	150,000	0.0%	0.29%	-20.7%
HCCHU		HL ACQUISITIONS CORPunit 06/21/2023	$1,476,000	+1.9%	144,000	0.0%	0.28%	-20.5%
TBRG	New	THUNDER BRIDGE ACQUISITION L	$1,457,000	–	150,000	+100.0%	0.28%	–
BKD	Sell	BROOKDALE SR LIVING INC	$1,356,000	-4.3%	137,900	-11.5%	0.26%	-25.3%
OPESU		OPES ACQUISITION CORPunit 03/07/2023	$1,227,000	+1.0%	120,730	0.0%	0.23%	-21.0%
FMCIU	New	FORUM MERGER II CORPunit 09/30/2025	$1,213,000	–	120,000	+100.0%	0.23%	–
NHF	Sell	NEXPOINT STRATEGIC OPORTUNT	$1,174,000	-51.0%	52,403	-52.0%	0.22%	-61.6%
LILA	Sell	LIBERTY LATIN AMERICA LTD	$1,091,000	-23.5%	52,370	-29.8%	0.21%	-40.2%
BCAC		BISON CAP ACQUISITION CORP	$1,021,000	+1.9%	100,000	0.0%	0.19%	-20.2%
HYAC		HAYMAKER ACQUISITION CORP	$976,000	-0.1%	100,000	0.0%	0.18%	-21.9%
IDTI	New	INTEGRATED DEVICE TECHNOLOGY	$945,000	–	20,100	+100.0%	0.18%	–
KMM	Buy	DEUTSCHE MULTI-MKT INCOME TR	$891,000	+10.8%	99,258	+8.7%	0.17%	-13.3%
XCRA	Buy	XCERRA CORP	$878,000	+432.1%	61,516	+421.5%	0.17%	+317.5%
LBTYA		LIBERTY GLOBAL PLC	$845,000	+5.1%	29,200	0.0%	0.16%	-17.9%
SVVC	Buy	FIRSTHAND TECH VALUE FD INC	$820,000	+26.3%	48,421	+5.7%	0.16%	-1.3%
AEF	Sell	ABERDEEN EMRG MRKTS EQT INM	$776,000	-11.5%	113,153	-9.7%	0.15%	-31.0%
PFLT		PENNANTPARK FLOATING RATE CA	$714,000	-3.8%	54,334	0.0%	0.14%	-25.0%
CTWS	New	CONNECTICUT WTR SVC INC	$697,000	–	10,045	+100.0%	0.13%	–
SPA		SPARTON CORP	$680,000	-24.0%	47,126	0.0%	0.13%	-40.6%
RAD		RITE AID CORP	$561,000	-26.0%	438,046	0.0%	0.11%	-42.4%
FGWS	New	FGL HOLDINGS-CW21 Equity WRT*w exp 11/30/202	$532,000	–	270,000	+100.0%	0.10%	–
QIWI		QIWI PLCspon adr rep b	$527,000	-16.3%	40,000	0.0%	0.10%	-34.6%
NBB	New	NUVEEN BUILD AMER BD FD	$516,000	–	25,788	+100.0%	0.10%	–
LOACU	New	LONGEVITY ACQUISITION CORPunit 08/29/2024	$512,000	–	50,000	+100.0%	0.10%	–
INDUW	Sell	INDUSTREA ACQUISITION CORP*w exp 08/01/202	$426,000	+27.9%	426,220	-14.8%	0.08%	0.0%
KST	Buy	DEUTSCHE STRATEGIC INCOME TR	$364,000	+22.6%	28,984	+19.4%	0.07%	-4.2%
MACK		MERRIMACK PHARMACEUTICALS IN	$357,000	+8.5%	66,934	0.0%	0.07%	-15.0%
AXTA		AXALTA COATING SYS LTD	$324,000	-3.6%	11,100	0.0%	0.06%	-25.6%
OFS	Sell	OFS CAP CORP	$292,000	+1.4%	24,572	-2.4%	0.06%	-21.4%
WRLSR		PENSARE ACQUISITION CORPright 99/99/9999	$270,000	-8.2%	600,000	0.0%	0.05%	-28.2%
CWAY		COASTWAY BANCORP INC	$236,000	+1.7%	8,364	0.0%	0.04%	-19.6%
EGC	New	ENERGY XXI GULF COAST INC	$229,000	–	27,419	+100.0%	0.04%	–
CVON		CONVERGEONE HLDGS INC	$218,000	-0.9%	23,400	0.0%	0.04%	-22.6%
LAZY	Sell	LAZYDAYS HLDGS INC	$194,000	-18.5%	25,758	-3.8%	0.04%	-36.2%
KBLMR		KBL MERGER CORP IVright 03/22/2019	$184,000	+31.4%	400,000	0.0%	0.04%	+2.9%
CMSSR		CM SEVEN STAR ACQUISITION COright 08/21/2022	$184,000	+46.0%	350,000	0.0%	0.04%	+12.9%
BRACW		BLACK RIDGE ACQUISITION CORP*w exp 07/10/202	$174,000	+25.2%	396,000	0.0%	0.03%	-2.9%
TIVO		TIVO CORP	$174,000	-7.4%	14,000	0.0%	0.03%	-28.3%
AHC		A H BELO CORP	$165,000	-2.4%	35,942	0.0%	0.03%	-24.4%
WRLSW		PENSARE ACQUISITION CORP*w exp 07/27/202	$156,000	-18.8%	300,000	0.0%	0.03%	-36.2%
BRACR		BLACK RIDGE ACQUISITION CORPright 07/10/2019	$150,000	+16.3%	396,000	0.0%	0.03%	-9.7%
MMDMR		MODERN MEDIA ACQUISITIONright 99/99/9999	$141,000	-16.1%	324,000	0.0%	0.03%	-34.1%
LACQW		LEISURE ACQUISITION CORP*w exp 12/05/201	$130,000	+6.6%	111,000	0.0%	0.02%	-16.7%
STCN		STEEL CONNECT INC	$117,000	-0.8%	54,804	0.0%	0.02%	-24.1%
MMDMW		MODERN MEDIA ACQUISITION*w exp 05/17/202	$104,000	-11.1%	180,000	0.0%	0.02%	-28.6%
NVLNF		NOVELION THERAPEUTICS INC	$108,000	-19.4%	36,428	0.0%	0.02%	-39.4%
KBLMW		KBL MERGER CORP IV*w exp 01/15/202	$104,000	-10.3%	400,000	0.0%	0.02%	-28.6%
HL	New	HECLA MNG CO	$102,000	–	36,412	+100.0%	0.02%	–
IMXIW	New	INTERNATIONAL MNY EXPRESS IN*w exp 01/19/202	$95,000	–	40,600	+100.0%	0.02%	–
MDLY	New	MEDLEY MGMT INC	$97,000	–	18,508	+100.0%	0.02%	–
DOTAR		DRAPER OAKWOOD TECHNOLOGYright 09/19/2018	$92,000	-13.2%	180,000	0.0%	0.02%	-34.6%
GCVRZ		SANOFIright 12/31/2020	$82,000	+5.1%	155,177	0.0%	0.02%	-15.8%
CMSSW		CM SEVEN STAR ACQUISITION CO*w exp 08/21/202	$85,000	+23.2%	175,000	0.0%	0.02%	-5.9%
BRPAR		BIG ROCK PARTNERS ACQUISI COright 12/01/2022	$77,000	+4.1%	165,000	0.0%	0.02%	-16.7%
RNWK		REALNETWORKS INC	$78,000	-20.4%	26,522	0.0%	0.02%	-37.5%
LUNA		LUNA INNOVATIONS	$63,000	+8.6%	19,516	0.0%	0.01%	-14.3%
HYACW		HAYMAKER ACQUISITION CORP*w exp 10/27/202	$63,000	+43.2%	50,000	0.0%	0.01%	+9.1%
CNACR		CONSTELLATION ALPHA CAP CORPright 99/99/9999	$60,000	-38.8%	150,000	0.0%	0.01%	-54.2%
ASRT	New	ASSERTIO THERAPEUTICS INC	$59,000	–	10,100	+100.0%	0.01%	–
BCACR		BISON CAP ACQUISITION CORPright 03/20/2019	$53,000	+60.6%	100,000	0.0%	0.01%	+25.0%
WMGIZ		WRIGHT MED GROUP N Vright 03/01/2019	$54,000	+8.0%	38,308	0.0%	0.01%	-16.7%
DOTAW		DRAPER OAKWOOD TECHNOLOGY*w exp 09/19/202	$53,000	-19.7%	90,000	0.0%	0.01%	-37.5%
ESTWF		ESTRE AMBIENTAL INC*w exp 12/21/202	$44,000	-17.0%	124,450	0.0%	0.01%	-38.5%
LHO	New	LASALLE HOTEL PPTYSput	$38,000	–	1,100	+100.0%	0.01%	–
AHPAW		AVISTA HEALTHCARE PUB ACQ CO*w exp 10/07/202	$30,000	-57.1%	150,000	0.0%	0.01%	-64.7%
BRPAW		BIG ROCK PARTNERS ACQUISI CO*w exp 12/01/202	$34,000	+9.7%	82,500	0.0%	0.01%	-25.0%
CNACW		CONSTELLATION ALPHA CAP CORP*w exp 03/23/202	$33,000	-38.9%	150,000	0.0%	0.01%	-53.8%
BCACW		BISON CAP ACQUISITION CORP*w exp 06/20/202	$25,000	+31.6%	50,000	0.0%	0.01%	0.0%
TWMC		TRANS WORLD ENTMT CORP	$10,000	+11.1%	10,400	0.0%	0.00%	0.0%
FTFRT	New	FRANKLIN LTD DURATION INCM Tright 10/18/2018	$2,000	–	25,200	+100.0%	0.00%	–
NTGRT	Exit	TORTOISE MLP FD INCright 07/18/2018	$0	–	-166,185	-100.0%	-0.02%	–
DEPO	Exit	DEPOMED INC	$0	–	-10,100	-100.0%	-0.02%	–
FNTEW	Exit	FINTECH ACQUISITION CORP II*w exp 01/19/202	$0	–	-40,600	-100.0%	-0.02%	–
ACSF	Exit	AMERICAN CAP SR FLOATING LTD	$0	–	-23,591	-100.0%	-0.07%	–
IWM	Exit	ISHARES TRrussell 2000 etf	$0	–	-2,062	-100.0%	-0.08%	–
STDY	Exit	STEADYMED LTD	$0	–	-170,000	-100.0%	-0.19%	–
FNTE	Exit	FINTECH ACQUISITION CORP II	$0	–	-81,200	-100.0%	-0.20%	–
RSPP	Exit	RSP PERMIAN INC	$0	–	-22,500	-100.0%	-0.24%	–
SZC	Exit	CUSHING RENAISSANCE FD	$0	–	-59,324	-100.0%	-0.26%	–
WSCWW	Exit	WILLSCOT CORP*w exp 09/10/202	$0	–	-494,000	-100.0%	-0.27%	–
FOX	Exit	TWENTY FIRST CENTY FOX INCcl b	$0	–	-29,300	-100.0%	-0.35%	–
CYS	Exit	CYS INVTS INC	$0	–	-216,677	-100.0%	-0.39%	–
KLDX	Exit	KLONDEX MNS LTD	$0	–	-706,782	-100.0%	-0.40%	–
ILG	Exit	ILG INC	$0	–	-50,000	-100.0%	-0.40%	–
DPS	Exit	DR PEPPER SNAPPLE GROUP INC	$0	–	-22,781	-100.0%	-0.67%	–
SHLM	Exit	SCHULMAN A INC	$0	–	-97,355	-100.0%	-1.05%	–
MTGE	Exit	MTGE INVT CORP	$0	–	-250,728	-100.0%	-1.19%	–
VR	Exit	VALIDUS HOLDINGS LTD	$0	–	-108,937	-100.0%	-1.79%	–
XL	Exit	XL GROUP LTD	$0	–	-155,072	-100.0%	-2.11%	–
HRG	Exit	HRG GROUP INC	$0	–	-828,388	-100.0%	-2.63%	–
CAVM	Exit	CAVIUM INC	$0	–	-147,500	-100.0%	-3.10%	–
SIGM	Exit	SIGMA DESIGNS INC	$0	–	-2,288,007	-100.0%	-3.39%	–
T	Exit	AT&T INCcall	$0	–	-587,301	-100.0%	-4.58%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2018-11-13

Signatures

The EDGAR filing(s) were signed by:

Bruce M. Kallins — Managing Principal

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SAFEGUARD SCIENTIFICS INC COMMON STOCK (US)	40	Q3 2023	5.0%
FIRSTHAND TECH VALUE FD INC	37	Q3 2023	1.0%
LOEWS CORPORATION	35	Q3 2023	6.2%
REALNETWORKS INC COMMON STOCK (US)	32	Q3 2021	0.5%
CORNERSTONE STRATEGIC VALUE	31	Q2 2023	6.1%
CORNERSTONE TOTAL RTRN FD IN	26	Q2 2023	3.9%
REAVES UTILITY INCOME FUND CLOSED-END FUND (US)	25	Q4 2019	14.9%
MERRIMACK PHARMACEUTICALS IN	25	Q3 2023	0.3%
SANOFI US	25	Q4 2019	0.1%
DISCOVERY INC	23	Q4 2021	3.6%

View Yakira Capital Management, Inc.'s complete holdings history.

Latest significant ownerships (13-D/G)

Yakira Capital Management, Inc. Q3 2018 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Edoc Acquisition Corp.	February 23, 2023	24,378	1.7%
FAT PROJECTS ACQUISITION CORP	February 14, 2023	18,853	0.4%
Alpha Star Acquisition Corp^{Sold out}	January 31, 2023	0	0.0%
Arogo Capital Acquisition Corp.^{Sold out}	January 31, 2023	0	0.0%
Broad Capital Acquisition Corp	January 31, 2023	43,228	0.5%
CENAQ Energy Corp.^{Sold out}	January 31, 2023	0	0.0%
Deep Medicine Acquisition Corp.^{Sold out}	January 31, 2023	0	0.0%
EF Hutton Acquisition Corp I	January 31, 2023	98,438	0.7%
Fortune Rise Acquisition Corp^{Sold out}	January 31, 2023	0	0.0%
Inception Growth Acquisition Ltd	January 31, 2023	55,609	0.4%

View Yakira Capital Management, Inc.'s complete significant-ownership history.

Latest filings

Type	Filed
SC 13G/A	2024-04-16
SC 13G/A	2024-04-08
SC 13G/A	2024-04-05
SC 13G/A	2024-03-07
SC 13G/A	2024-02-23
SC 13G	2024-02-23
13F-HR	2024-02-13
SC 13G/A	2024-01-26
SC 13G/A	2024-01-26
SC 13G/A	2024-01-26

View Yakira Capital Management, Inc.'s complete filings history.

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