$998 Million is the total value of Main Management LLC's 142 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 25.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | LARGE CAP CORE | $131,332,000 | +7.8% | 276,512 | -2.6% | 13.16% | +0.4% |
| QQQ | Sell | NASDAQ | $81,040,000 | +3.6% | 203,695 | -6.8% | 8.12% | -3.6% |
| Buy | MAIN BUYWRITE I | $62,700,000 | +9.7% | 4,956,560 | +7.0% | 6.28% | +2.2% | |
| XLF | Buy | FINANCIALS | $52,072,000 | +8.1% | 1,333,467 | +3.9% | 5.22% | +0.7% |
| XLK | Buy | TECHNOLOGY | $36,526,000 | +17.9% | 210,075 | +1.2% | 3.66% | +9.8% |
| XLV | Buy | HEALTH CARE | $30,886,000 | +16.7% | 219,223 | +5.5% | 3.09% | +8.7% |
| VLUE | Buy | LARGE-CAP VALUE | $30,123,000 | +12.3% | 275,168 | +3.3% | 3.02% | +4.6% |
| RSP | Sell | S&P 500 EQUAL WEIGHT | $29,374,000 | +8.4% | 180,485 | -0.2% | 2.94% | +1.0% |
| TMAT | Sell | THEMATIC INNOVATION | $28,397,000 | -7.8% | 1,387,913 | -1.5% | 2.84% | -14.1% |
| PSCT | Buy | SMALL CAP TECH | $26,462,000 | +15.7% | 171,134 | +4.5% | 2.65% | +7.7% |
| SCHV | Buy | US LARGE-CAP VALUE | $23,536,000 | +14.5% | 321,442 | +5.5% | 2.36% | +6.6% |
| IWM | Sell | SMALL-CAP BLEND | $23,413,000 | -47.6% | 105,251 | -48.5% | 2.34% | -51.2% |
| VDE | Buy | ENERGY | $22,747,000 | +6.3% | 293,091 | +1.2% | 2.28% | -1.0% |
| XLY | Sell | CONSUMER DISCRETIONARY | $21,980,000 | +11.7% | 107,513 | -1.9% | 2.20% | +4.1% |
| VHT | HEALTH CARE | $21,471,000 | +7.8% | 80,591 | 0.0% | 2.15% | +0.4% | |
| XLP | New | CONSUMER STAPLES | $21,467,000 | – | 278,400 | +100.0% | 2.15% | – |
| ITB | Buy | HOME CONSTRUCTION | $20,791,000 | +27.6% | 250,730 | +1.9% | 2.08% | +18.9% |
| EWU | Sell | UNITED KINGDOM | $20,770,000 | +1.4% | 626,750 | -1.3% | 2.08% | -5.5% |
| XHB | Buy | HOMEBUILDERS | $19,278,000 | +24.9% | 224,732 | +4.5% | 1.93% | +16.3% |
| VEU | Sell | ALL WORLD EX-US | $18,986,000 | -2.7% | 309,831 | -3.2% | 1.90% | -9.3% |
| IJR | New | S&P SMALL-CAP | $18,978,000 | – | 165,734 | +100.0% | 1.90% | – |
| IEFA | Buy | DEVELOPED MARKETS | $15,990,000 | +0.7% | 214,228 | +0.1% | 1.60% | -6.3% |
| SMH | Buy | SEMICONDUCTORS | $14,857,000 | +26.4% | 48,112 | +4.9% | 1.49% | +17.6% |
| BKLN | Sell | SENIOR LOAN PORTFOLIO | $11,310,000 | -11.6% | 511,755 | -11.5% | 1.13% | -17.7% |
| SHYG | Buy | HIGH YIELD CORPORATE BOND | $10,930,000 | +8.7% | 241,270 | +9.6% | 1.10% | +1.2% |
| DIA | DOW JONES INDUSTRIAL AVG | $10,609,000 | +7.4% | 29,200 | 0.0% | 1.06% | 0.0% | |
| IBB | Buy | BIOTECHNOLOGY | $10,429,000 | +2.5% | 68,333 | +8.6% | 1.04% | -4.5% |
| OIH | Buy | OIL SERVICES | $10,436,000 | +36.2% | 56,459 | +45.1% | 1.04% | +26.8% |
| PFF | Sell | PREFERRED STOCK | $8,911,000 | +0.6% | 225,998 | -1.0% | 0.89% | -6.3% |
| IEMG | Buy | EMERGING MARKETS | $8,817,000 | +4.4% | 147,292 | +7.7% | 0.88% | -2.8% |
| MBB | Buy | MORTGAGE BACKED SECURITIES | $8,693,000 | +5.6% | 80,917 | +6.3% | 0.87% | -1.7% |
| EEM | Sell | EMERGING MARKETS | $7,832,000 | -72.3% | 160,329 | -71.4% | 0.78% | -74.2% |
| XBI | Sell | BIOTECHNOLOGY | $6,951,000 | -14.0% | 62,081 | -3.4% | 0.70% | -19.9% |
| IGV | SOFTWARE | $6,907,000 | -0.4% | 17,370 | 0.0% | 0.69% | -7.2% | |
| EWJ | Buy | JAPAN | $6,705,000 | +11.0% | 100,127 | +16.5% | 0.67% | +3.4% |
| IGSB | Buy | Ishares Tr Sh Tr Crport Etf | $5,861,000 | +11.7% | 108,773 | +13.2% | 0.59% | +3.9% |
| SECT | Sell | US SECTOR ROTATION | $5,555,000 | +3.0% | 123,804 | -6.6% | 0.56% | -4.1% |
| XLI | INDUSTRIALS | $5,421,000 | +8.2% | 51,231 | 0.0% | 0.54% | +0.7% | |
| VXUS | Buy | ALL WORLD EX-US | $5,299,000 | +4.4% | 83,358 | +3.9% | 0.53% | -2.7% |
| AGG | Buy | AGGREGATE BOND | $4,947,000 | +15.0% | 43,363 | +15.8% | 0.50% | +7.1% |
| EWG | Buy | GERMANY | $4,371,000 | +8.4% | 133,357 | +8.9% | 0.44% | +0.9% |
| EWY | Buy | SOUTH KOREA | $4,027,000 | +13.3% | 51,712 | +17.3% | 0.40% | +5.5% |
| EMLC | Sell | EMERGING MARKET DEBT | $3,986,000 | -30.7% | 139,357 | -27.4% | 0.40% | -35.5% |
| IAI | BROKER DEALERS | $3,813,000 | +5.6% | 34,600 | 0.0% | 0.38% | -1.8% | |
| EWT | Buy | TAIWAN | $3,737,000 | +17.4% | 56,102 | +9.3% | 0.37% | +9.4% |
| SLQD | Buy | INVESTMENT GRADE CORPORATE BOND | $3,525,000 | +16.3% | 69,044 | +17.7% | 0.35% | +8.3% |
| IJH | Buy | MIDCAP | $3,417,000 | +1245.3% | 12,072 | +1151.0% | 0.34% | +1166.7% |
| EWC | Buy | CANADA | $3,363,000 | +12.6% | 87,497 | +6.3% | 0.34% | +5.0% |
| VFH | FINANCIALS | $3,200,000 | +4.2% | 33,138 | 0.0% | 0.32% | -2.7% | |
| VBK | New | Vanguard Small-Cap Growth ETF | $2,975,000 | – | 10,559 | +100.0% | 0.30% | – |
| VWO | Buy | EMERGING MARKETS | $2,765,000 | +26.0% | 55,896 | +27.4% | 0.28% | +17.4% |
| EWP | Buy | SPAIN | $2,655,000 | +4.2% | 101,053 | +6.9% | 0.27% | -2.9% |
| SUSB | Buy | ESG 1-5 YEAR CORPORATE | $2,634,000 | +249.3% | 102,673 | +253.8% | 0.26% | +225.9% |
| KSTR | Sell | STAR MARKET 50 INDEX | $2,580,000 | -0.3% | 106,022 | -5.1% | 0.26% | -7.2% |
| EUFN | Buy | EUROPE FINANCIALS | $2,400,000 | +6.1% | 119,722 | +3.8% | 0.24% | -1.2% |
| DSI | Buy | LARGE-CAP BLEND ESG | $2,374,000 | +16.5% | 25,551 | +4.4% | 0.24% | +8.7% |
| KURE | Sell | CHINA HEALTH CARE | $2,376,000 | -60.2% | 82,783 | -48.1% | 0.24% | -62.9% |
| MINT | SHORT TERM BONDS | $2,128,000 | -0.4% | 20,953 | 0.0% | 0.21% | -7.4% | |
| ARKK | New | ARK INNOVATION | $2,014,000 | – | 21,288 | +100.0% | 0.20% | – |
| FXR | INDUSTRIALS | $1,872,000 | +8.8% | 30,000 | 0.0% | 0.19% | +1.6% | |
| PBP | Buy | S&P 500 BUY-WRITE | $1,723,000 | +3.7% | 74,544 | +3.2% | 0.17% | -3.4% |
| KBE | FINANCIALS | $1,667,000 | +3.2% | 30,551 | 0.0% | 0.17% | -4.0% | |
| GDX | Sell | GOLD MINERS | $1,236,000 | -13.7% | 38,600 | -20.6% | 0.12% | -19.5% |
| INDA | Buy | INDIA | $1,160,000 | -3.3% | 25,297 | +2.7% | 0.12% | -10.1% |
| ARKG | Buy | GENOMICS | $1,085,000 | +270.3% | 17,724 | +352.4% | 0.11% | +240.6% |
| ACWX | ALL WORLD EX-US | $1,081,000 | +0.4% | 19,440 | 0.0% | 0.11% | -6.9% | |
| VGT | Sell | INFORMATION TECHNOLOGY | $1,029,000 | +14.1% | 2,245 | -0.1% | 0.10% | +6.2% |
| JPST | Sell | SHORT TERM BONDS | $948,000 | -54.0% | 18,786 | -53.8% | 0.10% | -57.2% |
| EWZ | Buy | BRAZIL | $947,000 | -9.6% | 33,729 | +3.5% | 0.10% | -15.9% |
| TAN | Buy | SOLAR | $862,000 | +4.1% | 11,200 | +8.1% | 0.09% | -3.4% |
| EMB | Sell | EMERGING INTL DEBT | $828,000 | -73.8% | 7,596 | -73.6% | 0.08% | -75.6% |
| ESGD | Sell | DEVELOPED INTL ESG | $810,000 | -7.3% | 10,193 | -8.5% | 0.08% | -13.8% |
| HYXF | Buy | ESG HIGH YIELD CORPORATE BONDS | $761,000 | +178.8% | 14,741 | +182.9% | 0.08% | +162.1% |
| ASHR | Sell | CHINA A-SHARES | $673,000 | -0.4% | 17,228 | -2.8% | 0.07% | -8.2% |
| FLGB | New | UNITED KINGDOM | $663,000 | – | 26,094 | +100.0% | 0.07% | – |
| CQQQ | Buy | CHINA TECHNOLOGY | $652,000 | +9214.3% | 10,498 | +10398.0% | 0.06% | +6400.0% |
| EFA | Sell | DEVELOPED MARKETS | $609,000 | +0.8% | 7,741 | -0.0% | 0.06% | -6.2% |
| EWW | Sell | MEXICO | $582,000 | +0.5% | 11,500 | -4.2% | 0.06% | -6.5% |
| ESGE | Sell | EMERGING INTL ESG | $581,000 | -11.3% | 14,612 | -7.6% | 0.06% | -17.1% |
| ESML | Buy | SMALL CAP ESG | $572,000 | +39.9% | 14,195 | +35.5% | 0.06% | +29.5% |
| KRE | REGIONAL BANKS | $522,000 | +4.6% | 7,365 | 0.0% | 0.05% | -3.7% | |
| Buy | ETHERIUM TRUST | $518,000 | +27.9% | 16,003 | +12.4% | 0.05% | +18.2% | |
| BITW | New | CRYPTO INDEX | $484,000 | – | 12,685 | +100.0% | 0.05% | – |
| IVV | Sell | S&P 500 VALUE | $471,000 | -72.6% | 987 | -75.2% | 0.05% | -74.6% |
| VOO | LARGE CAP | $425,000 | +10.7% | 973 | 0.0% | 0.04% | +4.9% | |
| BOTZ | Buy | ROBOTICS & AI | $420,000 | +44.8% | 11,695 | +47.6% | 0.04% | +35.5% |
| PAWZ | Buy | PET CARE | $404,000 | +33.3% | 5,112 | +31.0% | 0.04% | +21.2% |
| VT | Sell | GLOBAL EQUITY | $392,000 | +4.8% | 3,652 | -0.5% | 0.04% | -2.5% |
| SCHB | Buy | US BROAD MARKET | $378,000 | +14.9% | 3,348 | +5.6% | 0.04% | +8.6% |
| NEAR | SHORT TERM BONDS | $379,000 | -0.5% | 7,595 | 0.0% | 0.04% | -7.3% | |
| XLE | New | ENERGY | $339,000 | – | 6,112 | +100.0% | 0.03% | – |
| ARKF | Buy | FINTECH | $313,000 | -0.9% | 7,674 | +20.0% | 0.03% | -8.8% |
| VYM | Sell | US HIGH DIVDEND YIELD | $289,000 | +4.3% | 2,578 | -3.9% | 0.03% | -3.3% |
| IWF | LARGE-CAP GROWTH | $280,000 | +11.6% | 915 | 0.0% | 0.03% | +3.7% | |
| VEA | Buy | DEVELOPED MARKETS | $271,000 | +721.2% | 5,304 | +711.0% | 0.03% | +575.0% |
| VTI | Buy | US TOTAL MARKET | $273,000 | +46.0% | 1,133 | +34.2% | 0.03% | +35.0% |
| XCEM | New | EM ex-China | $263,000 | – | 8,279 | +100.0% | 0.03% | – |
| EMXC | Emerging Mkts ex China | $261,000 | 0.0% | 4,300 | 0.0% | 0.03% | -7.1% | |
| HACK | Sell | CYBER SECURITY | $246,000 | -4.7% | 4,000 | -5.9% | 0.02% | -10.7% |
| CLOU | Buy | CLOUD COMPUTING | $237,000 | +7.2% | 8,935 | +18.3% | 0.02% | 0.0% |
| ESPO | Buy | VIDEO GAMING & eSPORTS | $231,000 | +20.9% | 3,482 | +18.3% | 0.02% | +9.5% |
| FLBR | New | BRAZIL | $223,000 | – | 12,697 | +100.0% | 0.02% | – |
| PWZ | CA MUNICIPAL BONDS | $206,000 | +0.5% | 7,400 | 0.0% | 0.02% | -4.5% | |
| NEA | Sell | Nuveen AMT-Free Quality Muni Inc | $203,000 | -59.5% | 13,000 | -60.6% | 0.02% | -63.0% |
| CMF | CA MUNICIPAL BONDS | $188,000 | +0.5% | 3,012 | 0.0% | 0.02% | -5.0% | |
| VCSH | SHORT-TERM CORPORATE BONDS | $191,000 | -1.0% | 2,345 | 0.0% | 0.02% | -9.5% | |
| GSY | SHORT TERM BONDS | $189,000 | -0.5% | 3,763 | 0.0% | 0.02% | -5.0% | |
| EMQQ | EMERGING MARKET INTERNET & E-COMMERCE | $181,000 | -13.4% | 4,216 | 0.0% | 0.02% | -18.2% | |
| ONLN | Buy | ONLINE RETAIL | $174,000 | -12.6% | 3,062 | +1.1% | 0.02% | -19.0% |
| KOMP | Sell | NEW ECONOMIES | $161,000 | -35.9% | 2,731 | -33.6% | 0.02% | -40.7% |
| AWAY | New | TRAVEL TECH | $152,000 | – | 6,256 | +100.0% | 0.02% | – |
| DFJ | JAPAN SMALLCAP | $154,000 | -6.7% | 2,152 | 0.0% | 0.02% | -16.7% | |
| GNOM | New | GENOMICS & BIOTECHNOLOGY | $137,000 | – | 6,919 | +100.0% | 0.01% | – |
| NAC | Sell | Nuveen Ca Dividend Adv M | $125,000 | -78.2% | 8,000 | -78.1% | 0.01% | -79.0% |
| TQQQ | New | ProShares UltraPro QQQ | $116,000 | – | 700 | +100.0% | 0.01% | – |
| MUB | Buy | iShares National Muni Bond ETF | $103,000 | +21.2% | 889 | +21.0% | 0.01% | +11.1% |
| XME | METAL MINERS | $90,000 | +8.4% | 2,000 | 0.0% | 0.01% | 0.0% | |
| VGM | Sell | Invesco Muni Invst. Grade Trust | $91,000 | -9.0% | 6,500 | -11.0% | 0.01% | -18.2% |
| GXC | China | $78,000 | -7.1% | 756 | 0.0% | 0.01% | -11.1% | |
| ICLN | New | CLEAN ENERGY | $74,000 | – | 3,500 | +100.0% | 0.01% | – |
| REM | Sell | iShares Mortgage Real Estate ETF | $69,000 | -42.0% | 2,000 | -39.4% | 0.01% | -46.2% |
| UWM | New | ProShares Ultra Russell2000 | $56,000 | – | 1,000 | +100.0% | 0.01% | – |
| XOP | OIL & GAS E&P | $61,000 | 0.0% | 632 | 0.0% | 0.01% | -14.3% | |
| BSV | Sell | SHORT TERM BOND | $45,000 | -78.2% | 557 | -77.9% | 0.01% | -77.3% |
| GAMR | New | VIDEO GAME | $37,000 | – | 422 | +100.0% | 0.00% | – |
| SSO | Ultra S&P500 Proshares | $44,000 | +22.2% | 300 | 0.0% | 0.00% | 0.0% | |
| FLKR | New | South Korea | $25,000 | – | 912 | +100.0% | 0.00% | – |
| IBUY | New | ONLINE RETAIL | $29,000 | – | 332 | +100.0% | 0.00% | – |
| CAF | Sell | China | $31,000 | -40.4% | 1,500 | -40.0% | 0.00% | -50.0% |
| SHM | New | SPDR Nuveen Blmbg Barclays ST MunBd ETF | $18,000 | – | 358 | +100.0% | 0.00% | – |
| KWEB | Sell | CHINA INTERNET | $20,000 | -94.1% | 560 | -92.2% | 0.00% | -94.4% |
| IWR | iShares Russell Mid-Cap | $17,000 | +6.2% | 200 | 0.0% | 0.00% | 0.0% | |
| XLB | MATERIALS | $20,000 | +11.1% | 225 | 0.0% | 0.00% | 0.0% | |
| New | BITCOIN | $20,000 | – | 572 | +100.0% | 0.00% | – | |
| New | ORION OFFICE REIT INC COM | $5,000 | – | 260 | +100.0% | 0.00% | – | |
| KBA | CHINA A-SHARES | $10,000 | 0.0% | 220 | 0.0% | 0.00% | 0.0% | |
| IAU | Sell | iShares Gold Trust | $9,000 | -50.0% | 250 | -54.5% | 0.00% | -50.0% |
| VOE | Sell | MID-CAP VALUE | $5,000 | 0.0% | 34 | -10.5% | 0.00% | 0.0% |
| FINX | New | FINTECH | $11,000 | – | 283 | +100.0% | 0.00% | – |
| TIP | TIPS BONDS | $4,000 | 0.0% | 30 | 0.0% | 0.00% | – | |
| FM | FRONTIER MARKETS | $4,000 | 0.0% | 104 | 0.0% | 0.00% | – | |
| DXJ | JAPAN | $4,000 | 0.0% | 66 | 0.0% | 0.00% | – | |
| SLV | Exit | SILVER | $0 | – | -2,000 | -100.0% | -0.00% | – |
| GBIL | Exit | Goldman Sachs Access Treasury 0-1 Yr ETF | $0 | – | -582 | -100.0% | -0.01% | – |
| DVY | Exit | Dow Jones Dividend | $0 | – | -500 | -100.0% | -0.01% | – |
| CEMB | Exit | iShares JP Morgan EM Corporate Bond ETF | $0 | – | -1,250 | -100.0% | -0.01% | – |
| BSCL | Exit | Invesco BulletShares 2021 Corp Bd ETF | $0 | – | -5,000 | -100.0% | -0.01% | – |
| BSCP | Exit | Invesco BulletShares 2025 Corp Bd ETF | $0 | – | -5,000 | -100.0% | -0.01% | – |
| BSCO | Exit | Invesco BulletShares 2024 Corp Bd ETF | $0 | – | -5,000 | -100.0% | -0.01% | – |
| BSCM | Exit | Invesco BulletShares 2022 Corp Bd ETF | $0 | – | -5,000 | -100.0% | -0.01% | – |
| BSCQ | Exit | Invesco BulletShares 2026 Corp Bd ETF | $0 | – | -5,000 | -100.0% | -0.01% | – |
| BSCN | Exit | Invesco BulletShares 2023 Corp Bd ETF | $0 | – | -5,000 | -100.0% | -0.01% | – |
| CNBS | Exit | CANNABIS | $0 | – | -5,680 | -100.0% | -0.01% | – |
| VGIT | Exit | Vanguard Intmdt-Term Trs ETF | $0 | – | -2,700 | -100.0% | -0.02% | – |
| BND | Exit | AGGREGATE BONDS | $0 | – | -4,750 | -100.0% | -0.04% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| S&P 500 | 42 | Q3 2023 | 26.6% |
| FINANCIALS | 42 | Q3 2023 | 10.8% |
| TECHNOLOGY | 42 | Q3 2023 | 8.7% |
| HEALTH CARE | 42 | Q3 2023 | 9.7% |
| HIGH YIELD CORPORATE BOND | 42 | Q3 2023 | 3.8% |
| INDUSTRIALS | 42 | Q3 2023 | 10.3% |
| SOFTWARE | 42 | Q3 2023 | 3.7% |
| DEVELOPED MARKETS | 42 | Q3 2023 | 3.8% |
| SHORT TERM BONDS | 42 | Q3 2023 | 3.1% |
| BROKER DEALERS | 42 | Q3 2023 | 2.4% |
View Main Management LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-15 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-11 |
| 13F-HR | 2022-02-15 |
| 13F-HR/A | 2021-11-16 |
View Main Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.