$900 Million is the total value of Main Management LLC's 136 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 23.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | LARGE CAP CORE | $114,487,000 | +13.7% | 288,869 | +7.3% | 12.72% | -1.3% |
| QQQ | NASDAQ | $59,931,000 | +1.7% | 187,795 | 0.0% | 6.66% | -11.7% | |
| Buy | MAIN BUYWRITE I | $53,542,000 | +65.8% | 4,480,462 | +60.0% | 5.95% | +44.0% | |
| IWM | Buy | SMALL-CAP BLEND | $45,254,000 | +23.0% | 204,827 | +9.1% | 5.03% | +6.7% |
| XLF | Buy | FINANCIALS | $43,171,000 | +16.7% | 1,267,859 | +1.0% | 4.80% | +1.3% |
| EEM | Buy | EMERGING MARKETS | $37,365,000 | +13.1% | 700,513 | +9.6% | 4.15% | -1.8% |
| TMAT | New | THEMATIC INNOVATION | $27,753,000 | – | 1,180,473 | +100.0% | 3.08% | – |
| XLK | Sell | TECHNOLOGY | $27,408,000 | -38.0% | 206,372 | -39.3% | 3.05% | -46.1% |
| VLUE | Buy | LARGE-CAP VALUE | $26,910,000 | +17.9% | 262,635 | +0.0% | 2.99% | +2.4% |
| RSP | Buy | S&P 500 EQUAL WEIGHT | $25,568,000 | +11.1% | 180,489 | +0.1% | 2.84% | -3.5% |
| XLV | Buy | HEALTH CARE | $24,210,000 | +5.2% | 207,387 | +2.2% | 2.69% | -8.7% |
| PSCT | Buy | SMALL CAP TECH | $22,264,000 | +13.1% | 162,150 | +0.9% | 2.48% | -1.8% |
| VEU | Buy | ALL WORLD EX-US | $22,080,000 | +4.7% | 363,872 | +0.7% | 2.45% | -9.1% |
| SCHV | Buy | US LARGE-CAP VALUE | $20,085,000 | +9.8% | 307,667 | +0.1% | 2.23% | -4.7% |
| EWU | Buy | UNITED KINGDOM | $19,718,000 | +8.4% | 629,781 | +1.4% | 2.19% | -5.9% |
| VDE | Buy | ENERGY | $19,177,000 | +1553.2% | 282,014 | +1161.0% | 2.13% | +1330.9% |
| VHT | HEALTH CARE | $18,504,000 | +2.2% | 80,891 | 0.0% | 2.06% | -11.2% | |
| XLY | Sell | CONSUMER DISCRETIONARY | $18,083,000 | +4.0% | 107,594 | -0.5% | 2.01% | -9.7% |
| ITB | Sell | HOME CONSTRUCTION | $16,870,000 | -22.2% | 248,589 | -36.0% | 1.88% | -32.5% |
| IEFA | Buy | DEVELOPED MARKETS | $15,295,000 | +4.3% | 212,278 | +0.1% | 1.70% | -9.4% |
| XHB | Sell | HOMEBUILDERS | $15,215,000 | -7.8% | 216,214 | -24.4% | 1.69% | -19.9% |
| IEMG | Buy | EMERGING MARKETS | $13,571,000 | +7.8% | 210,861 | +4.0% | 1.51% | -6.4% |
| SMH | Sell | SEMICONDUCTORS | $11,539,000 | +11.5% | 47,380 | -0.0% | 1.28% | -3.2% |
| MBB | Buy | MORTGAGE BACKED SECURITIES | $11,413,000 | +42.3% | 105,269 | +44.5% | 1.27% | +23.6% |
| BKLN | Buy | SENIOR LOAN PORTFOLIO | $10,830,000 | +83.9% | 489,393 | +85.2% | 1.20% | +59.7% |
| PFF | Buy | PREFERRED STOCK | $10,463,000 | +25.5% | 272,477 | +25.9% | 1.16% | +9.0% |
| DIA | Buy | DOW JONES INDUSTRIAL AVG | $9,839,000 | +26.7% | 29,800 | +17.3% | 1.09% | +10.1% |
| IBB | Buy | BIOTECHNOLOGY | $9,422,000 | -0.1% | 62,582 | +0.5% | 1.05% | -13.3% |
| SHYG | Buy | HIGH YIELD CORPORATE BOND | $9,042,000 | +36.3% | 197,380 | +35.2% | 1.00% | +18.4% |
| KURE | Buy | CHINA HEALTH CARE | $8,855,000 | +380.5% | 227,472 | +382.1% | 0.98% | +316.9% |
| XBI | Sell | BIOTECHNOLOGY | $8,648,000 | -43.6% | 63,753 | -41.4% | 0.96% | -51.0% |
| SLQD | Buy | INVESTMENT GRADE CORPORATE BOND | $6,020,000 | +65.9% | 116,256 | +67.3% | 0.67% | +44.2% |
| IGV | SOFTWARE | $5,930,000 | -3.6% | 17,370 | 0.0% | 0.66% | -16.3% | |
| EWJ | Buy | JAPAN | $5,572,000 | +3.5% | 81,317 | +2.1% | 0.62% | -10.2% |
| VXUS | Sell | ALL WORLD EX-US | $5,198,000 | +3.6% | 82,900 | -0.6% | 0.58% | -10.0% |
| XLI | Buy | INDUSTRIALS | $5,044,000 | +57.2% | 51,231 | +41.4% | 0.56% | +36.5% |
| JPST | Sell | SHORT TERM BONDS | $4,774,000 | -31.9% | 94,050 | -31.9% | 0.53% | -40.9% |
| SECT | Buy | US SECTOR ROTATION | $4,732,000 | +24.9% | 123,651 | +14.4% | 0.53% | +8.5% |
| EMB | Buy | EMERGING INTL DEBT | $4,333,000 | +14.9% | 39,797 | +22.3% | 0.48% | -0.2% |
| AGG | Sell | AGGREGATE BOND | $4,299,000 | -54.8% | 37,764 | -53.1% | 0.48% | -60.8% |
| ASHR | Buy | CHINA A-SHARES | $4,150,000 | -0.1% | 107,457 | +3.7% | 0.46% | -13.3% |
| EWG | Buy | GERMANY | $3,852,000 | +7.4% | 115,194 | +2.0% | 0.43% | -6.8% |
| EWY | Buy | SOUTH KOREA | $3,761,000 | +10.9% | 41,930 | +6.4% | 0.42% | -3.7% |
| EMLC | Buy | EMERGING MARKET DEBT | $3,681,000 | +1479.8% | 119,980 | +1616.0% | 0.41% | +1263.3% |
| KWEB | Buy | CHINA INTERNET | $3,558,000 | +1.8% | 46,595 | +2.4% | 0.40% | -11.6% |
| VTI | Sell | US TOTAL MARKET | $3,294,000 | +5.5% | 15,939 | -0.6% | 0.37% | -8.5% |
| IAI | BROKER DEALERS | $3,189,000 | +15.9% | 34,600 | 0.0% | 0.35% | +0.6% | |
| EWT | Buy | TAIWAN | $2,894,000 | +15.3% | 48,271 | +2.0% | 0.32% | +0.3% |
| VFH | Sell | FINANCIALS | $2,854,000 | +11.8% | 33,780 | -3.6% | 0.32% | -3.1% |
| BIL | Buy | US TREASURIES | $2,744,000 | +13.9% | 29,988 | +13.9% | 0.30% | -1.0% |
| EWC | Buy | CANADA | $2,668,000 | +12.6% | 78,344 | +2.0% | 0.30% | -2.0% |
| VWO | Buy | EMERGING MARKETS | $2,482,000 | +4.1% | 47,694 | +0.3% | 0.28% | -9.5% |
| EWP | Buy | SPAIN | $2,417,000 | +44.4% | 88,226 | +42.5% | 0.27% | +25.7% |
| EUFN | New | EUROPE FINANCIALS | $2,191,000 | – | 113,713 | +100.0% | 0.24% | – |
| TAN | Sell | SOLAR | $1,921,000 | -13.6% | 20,929 | -3.2% | 0.21% | -24.9% |
| DSI | LARGE-CAP BLEND ESG | $1,748,000 | +6.7% | 22,894 | 0.0% | 0.19% | -7.6% | |
| FXR | INDUSTRIALS | $1,700,000 | +13.0% | 30,000 | 0.0% | 0.19% | -2.1% | |
| MINT | Sell | SHORT TERM BONDS | $1,626,000 | -0.9% | 15,953 | -0.7% | 0.18% | -13.8% |
| KBE | FINANCIALS | $1,585,000 | +24.0% | 30,551 | 0.0% | 0.18% | +7.3% | |
| PBP | Buy | S&P 500 BUY-WRITE | $1,557,000 | +431.4% | 71,877 | +402.9% | 0.17% | +355.3% |
| ACWX | ALL WORLD EX-US | $1,073,000 | +4.1% | 19,440 | 0.0% | 0.12% | -9.8% | |
| ARKG | Sell | GENOMICS | $975,000 | -8.6% | 10,983 | -4.0% | 0.11% | -21.2% |
| KOMP | New | NEW ECONOMIES | $929,000 | – | 13,721 | +100.0% | 0.10% | – |
| ARKF | Sell | FINTECH | $918,000 | -1.5% | 17,960 | -4.2% | 0.10% | -14.3% |
| BOTZ | Sell | ROBOTICS & AI | $858,000 | -3.6% | 25,891 | -3.7% | 0.10% | -16.7% |
| ONLN | Sell | ONLINE RETAIL | $857,000 | -1.0% | 10,928 | -4.2% | 0.10% | -14.4% |
| ESPO | Sell | VIDEO GAMING & eSPORTS | $838,000 | -5.9% | 12,256 | -3.7% | 0.09% | -18.4% |
| PAWZ | Sell | PET CARE | $798,000 | -3.3% | 11,026 | -4.2% | 0.09% | -16.0% |
| ESGD | DEVELOPED INTL ESG | $790,000 | +3.9% | 10,402 | 0.0% | 0.09% | -9.3% | |
| SUSB | ESG 1-5 YEAR CORPORATE | $697,000 | -0.7% | 26,817 | 0.0% | 0.08% | -14.4% | |
| CLOU | Sell | CLOUD COMPUTING | $647,000 | -18.5% | 25,151 | -11.6% | 0.07% | -29.4% |
| EFA | Sell | DEVELOPED MARKETS | $649,000 | +3.5% | 8,553 | -0.4% | 0.07% | -10.0% |
| ESGE | EMERGING INTL ESG | $638,000 | +3.2% | 14,729 | 0.0% | 0.07% | -10.1% | |
| VGT | Sell | INFORMATION TECHNOLOGY | $627,000 | -50.8% | 1,748 | -51.4% | 0.07% | -57.1% |
| IVV | Buy | S&P 500 VALUE | $607,000 | +7.4% | 1,525 | +1.3% | 0.07% | -6.9% |
| EWW | MEXICO | $559,000 | +2.0% | 12,752 | 0.0% | 0.06% | -11.4% | |
| CNBS | Sell | CANNABIS | $546,000 | +61.1% | 18,789 | -3.2% | 0.06% | +41.9% |
| NAC | Nuveen Ca Dividend Adv M | $544,000 | -2.0% | 36,601 | 0.0% | 0.06% | -15.5% | |
| NEA | Nuveen AMT-Free Quality Muni Inc | $489,000 | -1.8% | 33,000 | 0.0% | 0.05% | -15.6% | |
| KRE | REGIONAL BANKS | $489,000 | +27.7% | 7,365 | 0.0% | 0.05% | +10.2% | |
| KSTR | New | KRANESHARES SSE STAR MRKT 50 IDX ETF | $476,000 | – | 22,454 | +100.0% | 0.05% | – |
| GDX | Buy | GOLD MINERS | $439,000 | +143.9% | 13,500 | +170.0% | 0.05% | +113.0% |
| BND | New | AGGREGATE BONDS | $402,000 | – | 4,750 | +100.0% | 0.04% | – |
| NEAR | SHORT TERM BONDS | $381,000 | 0.0% | 7,595 | 0.0% | 0.04% | -14.3% | |
| ESML | SMALL CAP ESG | $377,000 | +12.9% | 9,787 | 0.0% | 0.04% | -2.3% | |
| VT | GLOBAL EQUITY | $358,000 | +5.0% | 3,680 | 0.0% | 0.04% | -9.1% | |
| VOO | LARGE CAP | $354,000 | +6.0% | 973 | 0.0% | 0.04% | -9.3% | |
| UWM | New | ProShares Ultra Russell2000 | $324,000 | – | 2,900 | +100.0% | 0.04% | – |
| VYM | Sell | US HIGH DIVDEND YIELD | $305,000 | +7.8% | 3,013 | -2.4% | 0.03% | -5.6% |
| EMQQ | EMERGING MARKET INTERNET & E-COMMERCE | $269,000 | +0.4% | 4,216 | 0.0% | 0.03% | -11.8% | |
| IJH | MIDCAP | $251,000 | +13.1% | 965 | 0.0% | 0.03% | 0.0% | |
| HYXF | iShares ESG Advanced Hi Yld Corp Bd ETF | $254,000 | -1.2% | 4,887 | 0.0% | 0.03% | -15.2% | |
| New | Grayscale Ethereum Trust (ETH) | $250,000 | – | 14,000 | +100.0% | 0.03% | – | |
| EMXC | Emerging Mkts ex China | $256,000 | +4.9% | 4,300 | 0.0% | 0.03% | -9.7% | |
| SCHB | Sell | US BROAD MARKET | $244,000 | +6.1% | 2,518 | -0.5% | 0.03% | -6.9% |
| HACK | Sell | CYBER SECURITY | $233,000 | -76.2% | 4,250 | -75.0% | 0.03% | -79.2% |
| IWF | LARGE-CAP GROWTH | $222,000 | +0.5% | 915 | 0.0% | 0.02% | -10.7% | |
| BSV | SHORT TERM BOND | $207,000 | -1.0% | 2,517 | 0.0% | 0.02% | -14.8% | |
| PWZ | CA MUNICIPAL BONDS | $205,000 | -1.0% | 7,400 | 0.0% | 0.02% | -14.8% | |
| CMF | CA MUNICIPAL BONDS | $187,000 | -1.1% | 3,012 | 0.0% | 0.02% | -12.5% | |
| VCSH | SHORT-TERM CORPORATE BONDS | $193,000 | -1.0% | 2,345 | 0.0% | 0.02% | -16.0% | |
| GSY | SHORT TERM BONDS | $190,000 | 0.0% | 3,763 | 0.0% | 0.02% | -12.5% | |
| VGIT | New | Vanguard Intmdt-Term Trs ETF | $182,000 | – | 2,700 | +100.0% | 0.02% | – |
| DFJ | JAPAN SMALLCAP | $164,000 | +5.1% | 2,152 | 0.0% | 0.02% | -10.0% | |
| XOP | Buy | OIL & GAS E&P | $133,000 | +259.5% | 1,632 | +158.2% | 0.02% | +200.0% |
| RSX | New | RUSSIA | $129,000 | – | 5,000 | +100.0% | 0.01% | – |
| REM | iShares Mortgage Real Estate ETF | $130,000 | +10.2% | 3,700 | 0.0% | 0.01% | -6.7% | |
| CAF | China | $113,000 | +1.8% | 5,000 | 0.0% | 0.01% | -7.1% | |
| GXC | China | $118,000 | +0.9% | 900 | 0.0% | 0.01% | -13.3% | |
| BSCO | New | Invesco BulletShares 2024 Corp Bd ETF | $111,000 | – | 5,000 | +100.0% | 0.01% | – |
| BSCM | New | Invesco BulletShares 2022 Corp Bd ETF | $108,000 | – | 5,000 | +100.0% | 0.01% | – |
| BSCN | New | Invesco BulletShares 2023 Corp Bd ETF | $109,000 | – | 5,000 | +100.0% | 0.01% | – |
| BSCP | New | Invesco BulletShares 2025 Corp Bd ETF | $111,000 | – | 5,000 | +100.0% | 0.01% | – |
| BSCQ | New | Invesco BulletShares 2026 Corp Bd ETF | $107,000 | – | 5,000 | +100.0% | 0.01% | – |
| BSCL | New | Invesco BulletShares 2021 Corp Bd ETF | $106,000 | – | 5,000 | +100.0% | 0.01% | – |
| VEA | Buy | DEVELOPED MARKETS | $92,000 | +7.0% | 1,870 | +3.0% | 0.01% | -9.1% |
| PEJ | New | LEISURE & ENTERTAINMENT | $92,000 | – | 2,000 | +100.0% | 0.01% | – |
| MUB | Buy | iShares National Muni Bond ETF | $85,000 | +60.4% | 735 | +63.3% | 0.01% | +28.6% |
| XME | Buy | METAL MINERS | $80,000 | +142.4% | 2,000 | +100.0% | 0.01% | +125.0% |
| CEMB | New | iShares JP Morgan EM Corporate Bond ETF | $65,000 | – | 1,250 | +100.0% | 0.01% | – |
| MJ | New | ALTERNATIVE HARVEST | $57,000 | – | 2,500 | +100.0% | 0.01% | – |
| VGM | Invesco Muni Invst. Grade Trust | $58,000 | +1.8% | 4,300 | 0.0% | 0.01% | -14.3% | |
| DVY | Dow Jones Dividend | $57,000 | +18.8% | 500 | 0.0% | 0.01% | 0.0% | |
| SLV | New | SILVER | $45,000 | – | 2,000 | +100.0% | 0.01% | – |
| KBA | Buy | CHINA A-SHARES | $48,000 | +20.0% | 1,096 | +25.1% | 0.01% | 0.0% |
| XRT | New | SPDR S&P Retail ETF | $45,000 | – | 500 | +100.0% | 0.01% | – |
| CQQQ | Buy | China Technology | $35,000 | +29.6% | 430 | +30.3% | 0.00% | +33.3% |
| SSO | Ultra S&P500 Proshares | $31,000 | +14.8% | 300 | 0.0% | 0.00% | 0.0% | |
| IWR | iShares Russell Mid-Cap | $15,000 | +7.1% | 200 | 0.0% | 0.00% | 0.0% | |
| XLB | MATERIALS | $18,000 | +12.5% | 225 | 0.0% | 0.00% | 0.0% | |
| IAU | Buy | iShares Gold Trust | $18,000 | +100.0% | 1,100 | +120.0% | 0.00% | +100.0% |
| VOE | MID-CAP VALUE | $6,000 | 0.0% | 48 | 0.0% | 0.00% | 0.0% | |
| ARKQ | Sell | AUTONOMOUS TECHNOLOGY & ROBITCS | $2,000 | -99.8% | 26 | -99.8% | 0.00% | -100.0% |
| TIP | TIPS BONDS | $4,000 | 0.0% | 29 | 0.0% | 0.00% | -100.0% | |
| FM | FRONTIER MARKETS | $3,000 | 0.0% | 102 | 0.0% | 0.00% | – | |
| DXJ | JAPAN | $4,000 | 0.0% | 66 | 0.0% | 0.00% | -100.0% | |
| VNQ | Exit | REIT | $0 | – | -26 | -100.0% | 0.00% | – |
| ITA | Exit | AEROSPACE & DEFENSE | $0 | – | -200 | -100.0% | -0.00% | – |
| MFL | Exit | BlackRock MuniHoldings Inv Qty | $0 | – | -3,000 | -100.0% | -0.01% | – |
| GBIL | Exit | Goldman Sachs Access Treasury 0-1 Yr ETF | $0 | – | -582 | -100.0% | -0.01% | – |
| JRO | Exit | Nuveen Floating Rate Income Opps | $0 | – | -18,000 | -100.0% | -0.02% | – |
| NAD | Exit | Nuveen Quality Muni Income Fund | $0 | – | -14,000 | -100.0% | -0.03% | – |
| MCA | Exit | BlackRock MuniYield CA Quality | $0 | – | -20,300 | -100.0% | -0.04% | – |
| JFR | Exit | Nuveen Floating Rate Income | $0 | – | -40,000 | -100.0% | -0.04% | – |
| PCI | Exit | PIMCO Dynamic Credit and Mortgage Inc | $0 | – | -27,900 | -100.0% | -0.08% | – |
| EIS | Exit | ISRAEL | $0 | – | -41,438 | -100.0% | -0.34% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| S&P 500 | 42 | Q3 2023 | 26.6% |
| FINANCIALS | 42 | Q3 2023 | 10.8% |
| TECHNOLOGY | 42 | Q3 2023 | 8.7% |
| HEALTH CARE | 42 | Q3 2023 | 9.7% |
| HIGH YIELD CORPORATE BOND | 42 | Q3 2023 | 3.8% |
| INDUSTRIALS | 42 | Q3 2023 | 10.3% |
| SOFTWARE | 42 | Q3 2023 | 3.7% |
| DEVELOPED MARKETS | 42 | Q3 2023 | 3.8% |
| SHORT TERM BONDS | 42 | Q3 2023 | 3.1% |
| BROKER DEALERS | 42 | Q3 2023 | 2.4% |
View Main Management LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-15 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-15 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-11 |
| 13F-HR | 2022-02-15 |
| 13F-HR/A | 2021-11-16 |
View Main Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.