$469 Million is the total value of Alpine Global Management, LLC's 413 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 535.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SWAV | New | SHOCKWAVE MED INC | $31,836,000 | – | 724,857 | +100.0% | 6.79% | – |
| IAC | Buy | IAC INTERACTIVECORP | $26,744,000 | +271.1% | 107,360 | +224.7% | 5.71% | +208.9% |
| UBER | New | UBER TECHNOLOGIES INC | $21,355,000 | – | 718,051 | +100.0% | 4.56% | – |
| MLNX | Buy | MELLANOX TECHNOLOGIES LTD | $19,686,000 | +43.7% | 168,000 | +34.4% | 4.20% | +19.6% |
| SQ | Sell | SQUARE INCcl a | $19,148,000 | -48.8% | 306,075 | -49.3% | 4.08% | -57.4% |
| AGN | Sell | ALLERGAN PLC | $8,461,000 | +5.8% | 44,258 | -6.8% | 1.80% | -11.9% |
| BA | New | BOEING CO | $7,682,000 | – | 23,581 | +100.0% | 1.64% | – |
| MO | New | ALTRIA GROUP INC | $6,726,000 | – | 134,764 | +100.0% | 1.44% | – |
| WMGI | New | WRIGHT MED GROUP N V | $6,553,000 | – | 215,000 | +100.0% | 1.40% | – |
| ALXN | New | ALEXION PHARMACEUTICALS INC | $6,082,000 | – | 56,238 | +100.0% | 1.30% | – |
| AAL | New | AMERICAN AIRLS GROUP INC | $6,001,000 | – | 209,247 | +100.0% | 1.28% | – |
| WBC | Buy | WABCO HLDGS INC | $5,962,000 | +14.7% | 44,000 | +13.2% | 1.27% | -4.6% |
| ZAYO | Buy | ZAYO GROUP HLDGS INC | $5,925,000 | +74.8% | 171,000 | +71.0% | 1.26% | +45.5% |
| NFLX | New | NETFLIX INC | $5,881,000 | – | 18,175 | +100.0% | 1.26% | – |
| HP | New | HELMERICH AND PAYNE INC | $4,855,000 | – | 106,873 | +100.0% | 1.04% | – |
| AYR | New | AIRCASTLE LTD | $4,822,000 | – | 150,635 | +100.0% | 1.03% | – |
| HFC | New | HOLLYFRONTIER CORP | $4,705,000 | – | 92,774 | +100.0% | 1.00% | – |
| WMB | New | WILLIAMS COS INC DEL | $4,577,000 | – | 192,967 | +100.0% | 0.98% | – |
| TXT | New | TEXTRON INC | $4,122,000 | – | 92,426 | +100.0% | 0.88% | – |
| PTACU | New | PROPTECH ACQUISITION CORPORAunit 10/01/2026 | $4,096,000 | – | 400,000 | +100.0% | 0.87% | – |
| UTX | New | UNITED TECHNOLOGIES CORP | $4,093,000 | – | 27,333 | +100.0% | 0.87% | – |
| BIIB | New | BIOGEN INC | $3,758,000 | – | 12,665 | +100.0% | 0.80% | – |
| DD | New | DUPONT DE NEMOURS INC | $3,579,000 | – | 55,747 | +100.0% | 0.76% | – |
| LOGM | New | LOGMEIN INC | $3,511,000 | – | 40,951 | +100.0% | 0.75% | – |
| TYG | New | TORTOISE ENERGY INFRA CORP | $3,513,000 | – | 195,926 | +100.0% | 0.75% | – |
| COG | New | CABOT OIL AND GAS CORP | $3,331,000 | – | 191,335 | +100.0% | 0.71% | – |
| EBAY | New | EBAY INC | $3,243,000 | – | 89,805 | +100.0% | 0.69% | – |
| CTSH | New | COGNIZANT TECHNOLOGY SOLUTIOcl a | $3,216,000 | – | 51,849 | +100.0% | 0.69% | – |
| ACIA | ACACIA COMMUNICATIONS INC | $3,202,000 | +3.7% | 47,226 | 0.0% | 0.68% | -13.8% | |
| XOM | New | EXXON MOBIL CORP | $3,171,000 | – | 45,440 | +100.0% | 0.68% | – |
| NTAP | New | NETAPP INC | $3,162,000 | – | 50,800 | +100.0% | 0.68% | – |
| TECD | New | TECH DATA CORP | $3,159,000 | – | 22,000 | +100.0% | 0.67% | – |
| PACQ | New | PURE ACQUISITION CORPcl a | $3,114,000 | – | 300,000 | +100.0% | 0.66% | – |
| VIAC | New | VIACOMCBS INCcl b | $3,092,000 | – | 73,673 | +100.0% | 0.66% | – |
| SEE | New | SEALED AIR CORP NEW | $3,026,000 | – | 75,980 | +100.0% | 0.65% | – |
| UNM | New | UNUM GROUP | $3,009,000 | – | 103,180 | +100.0% | 0.64% | – |
| DISH | New | DISH NETWORK CORPcl a | $2,923,000 | – | 82,405 | +100.0% | 0.62% | – |
| ROL | Buy | ROLLINS INC | $2,911,000 | +116.6% | 87,778 | +122.5% | 0.62% | +80.5% |
| LSXMA | Sell | LIBERTY MEDIA CORP DELAWARE | $2,795,000 | -82.2% | 57,828 | -84.7% | 0.60% | -85.2% |
| ILMN | New | ILLUMINA INC | $2,737,000 | – | 8,250 | +100.0% | 0.58% | – |
| NLOK | New | NORTONLIFELOCK INC | $2,692,000 | – | 105,500 | +100.0% | 0.57% | – |
| DXC | New | DXC TECHNOLOGY CO | $2,680,000 | – | 71,299 | +100.0% | 0.57% | – |
| BLL | New | BALL CORP | $2,574,000 | – | 39,808 | +100.0% | 0.55% | – |
| LB | New | L BRANDS INC | $2,570,000 | – | 141,843 | +100.0% | 0.55% | – |
| MMM | New | 3M CO | $2,442,000 | – | 13,842 | +100.0% | 0.52% | – |
| DELL | New | DELL TECHNOLOGIES INCcl c | $2,345,000 | – | 45,625 | +100.0% | 0.50% | – |
| AXE | New | ANIXTER INTL INC | $2,321,000 | – | 25,200 | +100.0% | 0.50% | – |
| INXN | New | INTERXION HOLDING N.V | $2,305,000 | – | 27,500 | +100.0% | 0.49% | – |
| AA | ALCOA CORP | $2,259,000 | +7.2% | 105,000 | 0.0% | 0.48% | -10.7% | |
| IVZ | New | INVESCO LTD | $2,240,000 | – | 124,580 | +100.0% | 0.48% | – |
| LBTYK | New | LIBERTY GLOBAL PLC | $2,210,000 | – | 101,405 | +100.0% | 0.47% | – |
| ANET | New | ARISTA NETWORKS INC | $2,147,000 | – | 10,555 | +100.0% | 0.46% | – |
| DEAC | New | DIAMOND EAGLE ACQUISITION CO | $2,140,000 | – | 200,000 | +100.0% | 0.46% | – |
| TPR | New | TAPESTRY INC | $2,110,000 | – | 78,235 | +100.0% | 0.45% | – |
| CSCO | New | CISCO SYS INC | $2,092,000 | – | 43,626 | +100.0% | 0.45% | – |
| LENB | Sell | LENNAR CORPcl b | $2,056,000 | -24.5% | 46,005 | -25.1% | 0.44% | -37.1% |
| FNJN | Buy | FINJAN HLDGS INC | $2,060,000 | +34.3% | 1,024,643 | +33.6% | 0.44% | +11.7% |
| BWMC | New | BOXWOOD MERGER CORP | $2,032,000 | – | 200,000 | +100.0% | 0.43% | – |
| ALUSU | New | ALUSSA ENERGY ACQUISITION COunit 10/31/2026 | $2,016,000 | – | 200,000 | +100.0% | 0.43% | – |
| RH | New | RH | $1,990,000 | – | 9,319 | +100.0% | 0.42% | – |
| CF | New | CF INDS HLDGS INC | $1,966,000 | – | 41,187 | +100.0% | 0.42% | – |
| XLNX | New | XILINX INC | $1,958,000 | – | 20,031 | +100.0% | 0.42% | – |
| MPC | New | MARATHON PETE CORP | $1,924,000 | – | 31,939 | +100.0% | 0.41% | – |
| FDX | New | FEDEX CORP | $1,847,000 | – | 12,216 | +100.0% | 0.39% | – |
| BEN | New | FRANKLIN RES INC | $1,830,000 | – | 70,457 | +100.0% | 0.39% | – |
| VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $1,793,000 | +614.3% | 19,328 | +618.2% | 0.38% | +498.4% |
| ETFC | New | E TRADE FINANCIAL CORP | $1,763,000 | – | 38,850 | +100.0% | 0.38% | – |
| MYL | New | MYLAN N V | $1,732,000 | – | 86,182 | +100.0% | 0.37% | – |
| PPL | New | PPL CORP | $1,733,000 | – | 48,297 | +100.0% | 0.37% | – |
| ABEO | New | ABEONA THERAPEUTICS INC | $1,635,000 | – | 500,000 | +100.0% | 0.35% | – |
| ARQL | New | ARQULE INC | $1,597,000 | – | 80,000 | +100.0% | 0.34% | – |
| FTV | New | FORTIVE CORP | $1,554,000 | – | 20,349 | +100.0% | 0.33% | – |
| FOX | New | FOX CORP | $1,514,000 | – | 41,585 | +100.0% | 0.32% | – |
| TIBR | New | TIBERIUS ACQUISITION CORP | $1,460,000 | – | 140,000 | +100.0% | 0.31% | – |
| ARAV | New | ARAVIVE INC | $1,391,000 | – | 101,760 | +100.0% | 0.30% | – |
| S | Buy | SPRINT CORPORATION | $1,388,000 | +125.0% | 266,353 | +166.4% | 0.30% | +87.3% |
| LUMN | New | CENTURYLINK INC | $1,358,000 | – | 102,784 | +100.0% | 0.29% | – |
| GSAH | New | GS ACQUISITION HLDGS CORP | $1,268,000 | – | 115,000 | +100.0% | 0.27% | – |
| GLW | New | CORNING INC | $1,247,000 | – | 42,831 | +100.0% | 0.27% | – |
| XLC | New | SELECT SECTOR SPDR TR | $1,169,000 | – | 21,806 | +100.0% | 0.25% | – |
| XLI | New | SELECT SECTOR SPDR TRsbi int-inds | $1,157,000 | – | 14,205 | +100.0% | 0.25% | – |
| TWTR | New | TWITTER INC | $1,150,000 | – | 35,885 | +100.0% | 0.24% | – |
| CMA | New | COMERICA INC | $1,148,000 | – | 15,995 | +100.0% | 0.24% | – |
| PEGA | New | PEGASYSTEMS INC | $1,143,000 | – | 14,350 | +100.0% | 0.24% | – |
| LPT | New | LIBERTY PPTY TRsh ben int | $1,141,000 | – | 19,000 | +100.0% | 0.24% | – |
| CCL | New | CARNIVAL CORPunit 99/99/9999 | $1,128,000 | – | 22,195 | +100.0% | 0.24% | – |
| SJI | New | SOUTH JERSEY INDS INC | $1,112,000 | – | 33,725 | +100.0% | 0.24% | – |
| ABMD | New | ABIOMED INC | $1,098,000 | – | 6,435 | +100.0% | 0.23% | – |
| CTAC | New | CHASERG TECHNLGY ACQUISITN Cclass a | $1,081,000 | – | 100,000 | +100.0% | 0.23% | – |
| KHC | New | KRAFT HEINZ CO | $1,069,000 | – | 33,257 | +100.0% | 0.23% | – |
| CCH | New | COLLIER CREEK HOLDINGS | $1,038,000 | – | 101,000 | +100.0% | 0.22% | – |
| VTIQ | New | VECTOIQ ACQUISITION CORP | $1,032,000 | – | 100,000 | +100.0% | 0.22% | – |
| FPAC | New | FAR PT ACQUISITION CORP | $1,030,000 | – | 100,000 | +100.0% | 0.22% | – |
| SPAQU | New | SPARTAN ENERGY ACQUISITON COunit 99/99/9999 | $1,020,000 | – | 100,000 | +100.0% | 0.22% | – |
| CFFA | New | CF FIN ACQUISITION CORP | $1,023,000 | – | 100,000 | +100.0% | 0.22% | – |
| DFNSU | New | LGL SYS ACQUISITION CORPunit 10/24/2024 | $1,019,000 | – | 100,000 | +100.0% | 0.22% | – |
| GRAF | New | GRAF INDL CORP | $1,019,000 | – | 100,000 | +100.0% | 0.22% | – |
| MNCL | New | MONOCLE ACQUISITION CORP | $1,018,000 | – | 100,000 | +100.0% | 0.22% | – |
| SAQNU | New | SOFTWARE ACQUISITION GROUP Iunit 10/01/2026 | $1,015,000 | – | 100,000 | +100.0% | 0.22% | – |
| FTAC | New | FINTECH ACQUISITION CORP III | $1,013,000 | – | 100,000 | +100.0% | 0.22% | – |
| AMHCU | New | AMPLITUDE HLTHCRE AQUSTIN COunit 12/01/2026 | $1,006,000 | – | 100,000 | +100.0% | 0.22% | – |
| BRPM | New | B RILEY PRINCIPAL MERGER CORcl a | $1,001,000 | – | 100,000 | +100.0% | 0.21% | – |
| IPGP | New | IPG PHOTONICS CORP | $994,000 | – | 6,861 | +100.0% | 0.21% | – |
| APXT | New | APEX TECHNOLOGY ACQUISITN CO | $988,000 | – | 100,000 | +100.0% | 0.21% | – |
| CASY | New | CASEYS GEN STORES INC | $929,000 | – | 5,843 | +100.0% | 0.20% | – |
| GSAT | GLOBALSTAR INC | $881,000 | +25.3% | 1,698,530 | 0.0% | 0.19% | +4.4% | |
| CLB | New | CORE LABORATORIES N V | $848,000 | – | 22,513 | +100.0% | 0.18% | – |
| DRI | New | DARDEN RESTAURANTS INC | $848,000 | – | 7,782 | +100.0% | 0.18% | – |
| EIGI | Sell | ENDURANCE INTL GROUP HLDGS I | $837,000 | -49.4% | 178,097 | -59.6% | 0.18% | -57.8% |
| NXTC | New | NEXTCURE INC | $822,000 | – | 14,593 | +100.0% | 0.18% | – |
| FFIV | New | F5 NETWORKS INC | $800,000 | – | 5,730 | +100.0% | 0.17% | – |
| IYR | New | ISHARES TRu.s. real es etf | $756,000 | – | 8,117 | +100.0% | 0.16% | – |
| FDN | New | FIRST TR EXCHANGE TRADED FDdj internt idx | $757,000 | – | 5,439 | +100.0% | 0.16% | – |
| CPRI | New | CAPRI HOLDINGS LIMITED | $752,000 | – | 19,712 | +100.0% | 0.16% | – |
| RUBY | New | RUBIUS THERAPEUTICS INC | $730,000 | – | 76,814 | +100.0% | 0.16% | – |
| PB | New | PROSPERITY BANCSHARES INC | $707,000 | – | 9,840 | +100.0% | 0.15% | – |
| SJM | New | SMUCKER J M CO | $690,000 | – | 6,622 | +100.0% | 0.15% | – |
| FIT | New | FITBIT INCcl a | $657,000 | – | 100,000 | +100.0% | 0.14% | – |
| ES | New | EVERSOURCE ENERGY | $625,000 | – | 7,351 | +100.0% | 0.13% | – |
| SLP | New | SIMULATIONS PLUS INC | $625,000 | – | 21,494 | +100.0% | 0.13% | – |
| HRB | New | BLOCK H AND R INC | $619,000 | – | 26,367 | +100.0% | 0.13% | – |
| IYZ | New | ISHARES TR | $616,000 | – | 20,630 | +100.0% | 0.13% | – |
| SPPI | New | SPECTRUM PHARMACEUTICALS INC | $614,000 | – | 168,692 | +100.0% | 0.13% | – |
| SWI | New | SOLARWINDS CORP | $611,000 | – | 32,930 | +100.0% | 0.13% | – |
| TAP | New | MOLSON COORS BREWING COcl b | $607,000 | – | 11,254 | +100.0% | 0.13% | – |
| VTR | New | VENTAS INC | $595,000 | – | 10,300 | +100.0% | 0.13% | – |
| UAA | New | UNDER ARMOUR INCcl a | $572,000 | – | 26,467 | +100.0% | 0.12% | – |
| CCO | New | CLEAR CHANNEL OUTDOOR HLDGS | $572,000 | – | 200,000 | +100.0% | 0.12% | – |
| AFMD | New | AFFIMED N V | $547,000 | – | 199,578 | +100.0% | 0.12% | – |
| BMYRT | New | BRISTOL MYERS SQUIBB COright 99/99/9999 | $528,000 | – | 174,450 | +100.0% | 0.11% | – |
| FDS | New | FACTSET RESH SYS INC | $531,000 | – | 1,980 | +100.0% | 0.11% | – |
| TWST | New | TWIST BIOSCIENCE CORP | $527,000 | – | 25,117 | +100.0% | 0.11% | – |
| OXY | New | OCCIDENTAL PETE CORP | $519,000 | – | 12,591 | +100.0% | 0.11% | – |
| SPG | New | SIMON PPTY GROUP INC NEW | $514,000 | – | 3,450 | +100.0% | 0.11% | – |
| DLTR | New | DOLLAR TREE INC | $509,000 | – | 5,410 | +100.0% | 0.11% | – |
| IGMS | New | IGM BIOSCIENCES INC | $511,000 | – | 13,383 | +100.0% | 0.11% | – |
| EXR | New | EXTRA SPACE STORAGE INC | $509,000 | – | 4,817 | +100.0% | 0.11% | – |
| CHRW | New | C H ROBINSON WORLDWIDE INC | $509,000 | – | 6,510 | +100.0% | 0.11% | – |
| HPQ | New | HP INC | $512,000 | – | 24,920 | +100.0% | 0.11% | – |
| COTY | New | COTY INC | $511,000 | – | 45,411 | +100.0% | 0.11% | – |
| YUM | New | YUM BRANDS INC | $505,000 | – | 5,010 | +100.0% | 0.11% | – |
| PSA | New | PUBLIC STORAGE | $506,000 | – | 2,377 | +100.0% | 0.11% | – |
| PGR | New | PROGRESSIVE CORP OHIO | $505,000 | – | 6,974 | +100.0% | 0.11% | – |
| AOS | New | SMITH A O CORP | $505,000 | – | 10,607 | +100.0% | 0.11% | – |
| ALGN | New | ALIGN TECHNOLOGY INC | $505,000 | – | 1,808 | +100.0% | 0.11% | – |
| TSCO | New | TRACTOR SUPPLY CO | $507,000 | – | 5,427 | +100.0% | 0.11% | – |
| HBI | New | HANESBRANDS INC | $504,000 | – | 33,921 | +100.0% | 0.11% | – |
| FTI | New | TECHNIPFMC PLC | $505,000 | – | 23,561 | +100.0% | 0.11% | – |
| ADS | New | ALLIANCE DATA SYSTEMS CORP | $503,000 | – | 4,484 | +100.0% | 0.11% | – |
| CHD | New | CHURCH AND DWIGHT INC | $501,000 | – | 7,127 | +100.0% | 0.11% | – |
| GPS | New | GAP INC | $501,000 | – | 28,311 | +100.0% | 0.11% | – |
| JNPR | New | JUNIPER NETWORKS INC | $503,000 | – | 20,431 | +100.0% | 0.11% | – |
| JWN | New | NORDSTROM INC | $502,000 | – | 12,274 | +100.0% | 0.11% | – |
| VRSN | New | VERISIGN INC | $503,000 | – | 2,613 | +100.0% | 0.11% | – |
| WBA | New | WALGREENS BOOTS ALLIANCE INC | $503,000 | – | 8,537 | +100.0% | 0.11% | – |
| ULTA | New | ULTA BEAUTY INC | $503,000 | – | 1,986 | +100.0% | 0.11% | – |
| PVH | New | PVH CORP | $501,000 | – | 4,767 | +100.0% | 0.11% | – |
| HAS | New | HASBRO INC | $502,000 | – | 4,751 | +100.0% | 0.11% | – |
| IRM | New | IRON MTN INC NEW | $502,000 | – | 15,751 | +100.0% | 0.11% | – |
| EXPE | New | EXPEDIA GROUP INC | $501,000 | – | 4,630 | +100.0% | 0.11% | – |
| REGN | New | REGENERON PHARMACEUTICALS | $501,000 | – | 1,334 | +100.0% | 0.11% | – |
| RMG | New | RMG ACQUISITION CORPcl a | $499,000 | – | 50,000 | +100.0% | 0.11% | – |
| AYX | New | ALTERYX INC | $497,000 | – | 4,966 | +100.0% | 0.11% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $494,000 | – | 3,687 | +100.0% | 0.10% | – |
| ZS | New | ZSCALER INC | $486,000 | – | 10,443 | +100.0% | 0.10% | – |
| PTLA | New | PORTOLA PHARMACEUTICALS INC | $482,000 | – | 20,174 | +100.0% | 0.10% | – |
| UTHR | New | UNITED THERAPEUTICS CORP DEL | $475,000 | – | 5,389 | +100.0% | 0.10% | – |
| SMAR | New | SMARTSHEET INC | $473,000 | – | 10,537 | +100.0% | 0.10% | – |
| BYND | New | BEYOND MEAT INC | $473,000 | – | 6,263 | +100.0% | 0.10% | – |
| X | New | UNITED STATES STL CORP NEW | $471,000 | – | 41,241 | +100.0% | 0.10% | – |
| DVAX | New | DYNAVAX TECHNOLOGIES CORP | $468,000 | – | 81,877 | +100.0% | 0.10% | – |
| DNLI | New | DENALI THERAPEUTICS INC | $458,000 | – | 26,271 | +100.0% | 0.10% | – |
| SAGE | New | SAGE THERAPEUTICS INC | $453,000 | – | 6,277 | +100.0% | 0.10% | – |
| NTNX | New | NUTANIX INCcl a | $454,000 | – | 14,514 | +100.0% | 0.10% | – |
| XON | New | INTREXON CORP | $455,000 | – | 83,104 | +100.0% | 0.10% | – |
| NWN | New | NORTHWEST NAT HLDG CO | $454,000 | – | 6,162 | +100.0% | 0.10% | – |
| IONS | New | IONIS PHARMACEUTICALS INC | $452,000 | – | 7,474 | +100.0% | 0.10% | – |
| OCFC | New | OCEANFIRST FINL CORP | $452,000 | – | 17,680 | +100.0% | 0.10% | – |
| ALEC | New | ALECTOR INC | $447,000 | – | 25,947 | +100.0% | 0.10% | – |
| PBYI | New | PUMA BIOTECHNOLOGY INC | $447,000 | – | 51,060 | +100.0% | 0.10% | – |
| SDY | New | SPDR SERIES TRUSTs and p divid etf | $441,000 | – | 4,101 | +100.0% | 0.09% | – |
| SBGI | New | SINCLAIR BROADCAST GROUP INCcl a | $439,000 | – | 13,168 | +100.0% | 0.09% | – |
| MRNA | New | MODERNA INC | $434,000 | – | 22,175 | +100.0% | 0.09% | – |
| TWLO | New | TWILIO INCcl a | $430,000 | – | 4,379 | +100.0% | 0.09% | – |
| TLRY | New | TILRAY INC | $428,000 | – | 25,000 | +100.0% | 0.09% | – |
| XBI | Sell | SPDR SERIES TRUSTs and p biotech | $428,000 | -4.5% | 4,499 | -23.5% | 0.09% | -20.9% |
| MDB | New | MONGODB INCcl a | $421,000 | – | 3,198 | +100.0% | 0.09% | – |
| GTHX | New | G1 THERAPEUTICS INC | $417,000 | – | 15,760 | +100.0% | 0.09% | – |
| IFF | New | INTERNATIONAL FLAVORS AND FRAGRA | $412,000 | – | 3,195 | +100.0% | 0.09% | – |
| CHPMU | New | CHP MERGER CORPunit 11/22/2024 | $407,000 | – | 40,000 | +100.0% | 0.09% | – |
| GIM | New | TEMPLETON GLOBAL INCOME FD | $397,000 | – | 64,839 | +100.0% | 0.08% | – |
| JQC | New | NUVEEN CR STRATEGIES INCM FD | $387,000 | – | 50,405 | +100.0% | 0.08% | – |
| GDV | New | GABELLI DIVD AND INCOME TR | $385,000 | – | 17,525 | +100.0% | 0.08% | – |
| VYGR | New | VOYAGER THERAPEUTICS INC | $383,000 | – | 27,452 | +100.0% | 0.08% | – |
| CLVS | New | CLOVIS ONCOLOGY INC | $385,000 | – | 36,924 | +100.0% | 0.08% | – |
| ACNB | New | ACNB CORP | $378,000 | – | 10,000 | +100.0% | 0.08% | – |
| DRRX | New | DURECT CORP | $371,000 | – | 97,677 | +100.0% | 0.08% | – |
| FXL | New | FIRST TR EXCHANGE TRADED FDtech alphadex | $365,000 | – | 5,027 | +100.0% | 0.08% | – |
| PLAN | New | ANAPLAN INC | $355,000 | – | 6,784 | +100.0% | 0.08% | – |
| SRC | New | SPIRIT RLTY CAP INC NEW | $358,000 | – | 7,289 | +100.0% | 0.08% | – |
| QRTEA | New | QURATE RETAIL INC | $355,000 | – | 42,061 | +100.0% | 0.08% | – |
| ROKU | New | ROKU INC | $353,000 | – | 2,639 | +100.0% | 0.08% | – |
| ELS | New | EQUITY LIFESTYLE PPTYS INC | $350,000 | – | 4,969 | +100.0% | 0.08% | – |
| AVLR | New | AVALARA INC | $353,000 | – | 4,817 | +100.0% | 0.08% | – |
| PODD | New | INSULET CORP | $351,000 | – | 2,050 | +100.0% | 0.08% | – |
| SUI | New | SUN CMNTYS INC | $350,000 | – | 2,332 | +100.0% | 0.08% | – |
| STOR | New | STORE CAP CORP | $350,000 | – | 9,401 | +100.0% | 0.08% | – |
| OKTA | New | OKTA INCcl a | $351,000 | – | 3,044 | +100.0% | 0.08% | – |
| MANH | New | MANHATTAN ASSOCS INC | $350,000 | – | 4,383 | +100.0% | 0.08% | – |
| RPAI | New | RETAIL PPTYS AMER INCcl a | $350,000 | – | 26,100 | +100.0% | 0.08% | – |
| PAYC | Sell | PAYCOM SOFTWARE INC | $350,000 | -21.0% | 1,323 | -37.4% | 0.08% | -34.2% |
| FNF | New | FIDELITY NATIONAL FINANCIAL | $350,000 | – | 7,719 | +100.0% | 0.08% | – |
| ADT | New | ADT INC | $353,000 | – | 44,565 | +100.0% | 0.08% | – |
| SWCH | New | SWITCH INCcl a | $352,000 | – | 23,781 | +100.0% | 0.08% | – |
| NLSN | New | NIELSEN HLDGS PLC | $352,000 | – | 17,353 | +100.0% | 0.08% | – |
| MKTX | New | MARKETAXESS HLDGS INC | $350,000 | – | 922 | +100.0% | 0.08% | – |
| EAF | New | GRAFTECH INTL LTD | $350,000 | – | 30,089 | +100.0% | 0.08% | – |
| VER | New | VEREIT INC | $351,000 | – | 37,944 | +100.0% | 0.08% | – |
| SGEN | New | SEATTLE GENETICS INC | $349,000 | – | 3,054 | +100.0% | 0.07% | – |
| VEEV | Buy | VEEVA SYS INC | $347,000 | +46.4% | 2,470 | +59.3% | 0.07% | +21.3% |
| CPT | New | CAMDEN PPTY TRsh ben int | $348,000 | – | 3,284 | +100.0% | 0.07% | – |
| VVV | New | VALVOLINE INC | $347,000 | – | 16,208 | +100.0% | 0.07% | – |
| CMD | New | CANTEL MEDICAL CORP | $348,000 | – | 4,914 | +100.0% | 0.07% | – |
| NBIX | New | NEUROCRINE BIOSCIENCES INC | $348,000 | – | 3,236 | +100.0% | 0.07% | – |
| DEACW | New | DIAMOND EAGLE ACQUISITION CO*w exp 06/30/202 | $349,000 | – | 145,211 | +100.0% | 0.07% | – |
| ESTC | New | ELASTIC N V | $347,000 | – | 5,391 | +100.0% | 0.07% | – |
| FAF | New | FIRST AMERN FINL CORP | $348,000 | – | 5,962 | +100.0% | 0.07% | – |
| HEI | New | HEICO CORP NEW | $347,000 | – | 3,038 | +100.0% | 0.07% | – |
| DHI | New | D R HORTON INC | $348,000 | – | 6,599 | +100.0% | 0.07% | – |
| IART | New | INTEGRA LIFESCIENCES HLDGS C | $349,000 | – | 5,980 | +100.0% | 0.07% | – |
| EQR | New | EQUITY RESIDENTIALsh ben int | $349,000 | – | 4,316 | +100.0% | 0.07% | – |
| QGEN | New | QIAGEN NV | $348,000 | – | 10,309 | +100.0% | 0.07% | – |
| HEIA | New | HEICO CORP NEWcl a | $345,000 | – | 3,848 | +100.0% | 0.07% | – |
| UAL | New | UNITED AIRLINES HLDGS INC | $348,000 | – | 3,950 | +100.0% | 0.07% | – |
| ORCL | New | ORACLE CORP | $349,000 | – | 6,582 | +100.0% | 0.07% | – |
| LUV | New | SOUTHWEST AIRLS CO | $348,000 | – | 6,442 | +100.0% | 0.07% | – |
| KMX | New | CARMAX INC | $347,000 | – | 3,962 | +100.0% | 0.07% | – |
| HXL | New | HEXCEL CORP NEW | $346,000 | – | 4,716 | +100.0% | 0.07% | – |
| PEN | New | PENUMBRA INC | $345,000 | – | 2,098 | +100.0% | 0.07% | – |
| FLT | New | FLEETCOR TECHNOLOGIES INC | $348,000 | – | 1,210 | +100.0% | 0.07% | – |
| INCY | New | INCYTE CORP | $346,000 | – | 3,957 | +100.0% | 0.07% | – |
| LM | New | LEGG MASON INC | $346,000 | – | 9,643 | +100.0% | 0.07% | – |
| TREE | New | LENDINGTREE INC NEW | $346,000 | – | 1,140 | +100.0% | 0.07% | – |
| LII | New | LENNOX INTL INC | $349,000 | – | 1,429 | +100.0% | 0.07% | – |
| JCI | New | JOHNSON CTLS INTL PLC | $348,000 | – | 8,555 | +100.0% | 0.07% | – |
| AN | New | AUTONATION INC | $348,000 | – | 7,161 | +100.0% | 0.07% | – |
| GWRE | New | GUIDEWIRE SOFTWARE INC | $348,000 | – | 3,167 | +100.0% | 0.07% | – |
| KOS | New | KOSMOS ENERGY LTD | $349,000 | – | 61,305 | +100.0% | 0.07% | – |
| XRX | New | XEROX HOLDINGS CORP | $348,000 | – | 9,429 | +100.0% | 0.07% | – |
| WDAY | New | WORKDAY INCcl a | $349,000 | – | 2,122 | +100.0% | 0.07% | – |
| MCK | New | MCKESSON CORP | $348,000 | – | 2,515 | +100.0% | 0.07% | – |
| EW | New | EDWARDS LIFESCIENCES CORP | $348,000 | – | 1,493 | +100.0% | 0.07% | – |
| VST | New | VISTRA ENERGY CORP | $349,000 | – | 15,184 | +100.0% | 0.07% | – |
| MIDD | New | MIDDLEBY CORP | $347,000 | – | 3,171 | +100.0% | 0.07% | – |
| KDP | New | KEURIG DR PEPPER INC | $347,000 | – | 11,993 | +100.0% | 0.07% | – |
| BHF | New | BRIGHTHOUSE FINL INC | $348,000 | – | 8,869 | +100.0% | 0.07% | – |
| COLD | New | AMERICOLD RLTY TR | $348,000 | – | 9,934 | +100.0% | 0.07% | – |
| SPR | New | SPIRIT AEROSYSTEMS HLDGS INC | $344,000 | – | 4,720 | +100.0% | 0.07% | – |
| SCL | New | STEPAN CO | $341,000 | – | 3,324 | +100.0% | 0.07% | – |
| PD | New | PAGERDUTY INC | $331,000 | – | 14,163 | +100.0% | 0.07% | – |
| NRGX | New | PIMCO ENRGY TACTICAL CR OPP | $327,000 | – | 19,835 | +100.0% | 0.07% | – |
| VRAY | New | VIEWRAY INC | $330,000 | – | 78,178 | +100.0% | 0.07% | – |
| TEAM | New | ATLASSIAN CORP PLCcl a | $327,000 | – | 2,719 | +100.0% | 0.07% | – |
| CARO | New | CAROLINA FINL CORP NEW | $324,000 | – | 7,500 | +100.0% | 0.07% | – |
| PACB | Sell | PACIFIC BIOSCIENCES CALIF IN | $319,000 | -84.5% | 62,143 | -84.5% | 0.07% | -87.1% |
| EFR | New | EATON VANCE SR FLTNG RTE TR | $312,000 | – | 23,043 | +100.0% | 0.07% | – |
| ALBO | New | ALBIREO PHARMA INC | $309,000 | – | 12,161 | +100.0% | 0.07% | – |
| VVR | New | INVESCO SR INCOME TR | $311,000 | – | 72,456 | +100.0% | 0.07% | – |
| IBB | New | ISHARES TRnasdaq biotech | $309,000 | – | 2,563 | +100.0% | 0.07% | – |
| XLP | Sell | SELECT SECTOR SPDR TRsbi cons stpls | $309,000 | -68.1% | 4,910 | -68.9% | 0.07% | -73.4% |
| KEYS | New | KEYSIGHT TECHNOLOGIES INC | $299,000 | – | 2,911 | +100.0% | 0.06% | – |
| CVNA | New | CARVANA COcl a | $301,000 | – | 3,267 | +100.0% | 0.06% | – |
| COUP | New | COUPA SOFTWARE INC | $299,000 | – | 2,046 | +100.0% | 0.06% | – |
| JKHY | New | HENRY JACK AND ASSOC INC | $298,000 | – | 2,049 | +100.0% | 0.06% | – |
| CCK | New | CROWN HOLDINGS INC | $298,000 | – | 4,109 | +100.0% | 0.06% | – |
| CRCQQ | New | CALIFORNIA RES CORP | $300,000 | – | 33,200 | +100.0% | 0.06% | – |
| IBKR | New | INTERACTIVE BROKERS GROUP IN | $301,000 | – | 6,453 | +100.0% | 0.06% | – |
| DIS | New | DISNEY WALT CO | $300,000 | – | 2,071 | +100.0% | 0.06% | – |
| IHRT | New | IHEARTMEDIA INC | $291,000 | – | 17,226 | +100.0% | 0.06% | – |
| CDNA | New | CAREDX INC | $287,000 | – | 13,287 | +100.0% | 0.06% | – |
| FELE | New | FRANKLIN ELEC INC | $286,000 | – | 4,991 | +100.0% | 0.06% | – |
| XOP | New | SPDR SERIES TRUSTs and p oilgas exp | $286,000 | – | 12,063 | +100.0% | 0.06% | – |
| APA | New | APACHE CORP | $276,000 | – | 10,776 | +100.0% | 0.06% | – |
| FRA | New | BLACKROCK FLOAT RATE OME STR | $277,000 | – | 20,618 | +100.0% | 0.06% | – |
| RDUS | New | RADIUS HEALTH INC | $270,000 | – | 13,392 | +100.0% | 0.06% | – |
| CHS | New | CHICOS FAS INC | $271,000 | – | 71,078 | +100.0% | 0.06% | – |
| CTMX | New | CYTOMX THERAPEUTICS INC | $273,000 | – | 32,895 | +100.0% | 0.06% | – |
| SGMO | New | SANGAMO THERAPEUTICS INC | $266,000 | – | 31,831 | +100.0% | 0.06% | – |
| OMER | New | OMEROS CORP | $268,000 | – | 18,994 | +100.0% | 0.06% | – |
| TBIO | New | TRANSLATE BIO INC | $266,000 | – | 32,663 | +100.0% | 0.06% | – |
| GOSS | New | GOSSAMER BIO INC | $261,000 | – | 16,676 | +100.0% | 0.06% | – |
| EFT | New | EATON VANCE FLTING RATE INC | $257,000 | – | 18,745 | +100.0% | 0.06% | – |
| CVET | New | COVETRUS INC | $256,000 | – | 19,429 | +100.0% | 0.06% | – |
| LVGO | New | LIVONGO HEALTH INC | $258,000 | – | 10,315 | +100.0% | 0.06% | – |
| XLE | New | SELECT SECTOR SPDR TRenergy | $258,000 | – | 4,300 | +100.0% | 0.06% | – |
| FIXX | New | HOMOLOGY MEDICINES INC | $255,000 | – | 12,311 | +100.0% | 0.05% | – |
| JFR | New | NUVEEN FLOATING RATE INCOME | $252,000 | – | 24,592 | +100.0% | 0.05% | – |
| SLB | New | SCHLUMBERGER LTD | $253,000 | – | 6,298 | +100.0% | 0.05% | – |
| HAL | New | HALLIBURTON CO | $251,000 | – | 10,249 | +100.0% | 0.05% | – |
| PFF | New | ISHARES TRpfd and incm sec | $248,000 | – | 6,600 | +100.0% | 0.05% | – |
| KRTX | New | KARUNA THERAPEUTICS INC | $245,000 | – | 3,253 | +100.0% | 0.05% | – |
| OSUR | New | ORASURE TECHNOLOGIES INC | $245,000 | – | 30,481 | +100.0% | 0.05% | – |
| JAX | Buy | J ALEXANDERS HLDGS INC | $239,000 | +2.1% | 25,000 | +25.0% | 0.05% | -15.0% |
| MIME | New | MIMECAST LTD | $233,000 | – | 5,369 | +100.0% | 0.05% | – |
| GERN | New | GERON CORP | $229,000 | – | 168,671 | +100.0% | 0.05% | – |
| DS | New | DRIVE SHACK INC | $231,000 | – | 63,146 | +100.0% | 0.05% | – |
| DOMO | New | DOMO INC | $231,000 | – | 10,656 | +100.0% | 0.05% | – |
| CAH | New | CARDINAL HEALTH INC | $232,000 | – | 4,578 | +100.0% | 0.05% | – |
| ALLK | New | ALLAKOS INC | $223,000 | – | 2,340 | +100.0% | 0.05% | – |
| FOLD | New | AMICUS THERAPEUTICS INC | $222,000 | – | 22,782 | +100.0% | 0.05% | – |
| DVN | New | DEVON ENERGY CORP NEW | $216,000 | – | 8,320 | +100.0% | 0.05% | – |
| CNDT | New | CONDUENT INC | $217,000 | – | 35,005 | +100.0% | 0.05% | – |
| CEIX | New | CONSOL ENERGY INC NEW | $215,000 | – | 14,822 | +100.0% | 0.05% | – |
| NVTA | New | INVITAE CORP | $215,000 | – | 13,318 | +100.0% | 0.05% | – |
| EXEL | New | EXELIXIS INC | $216,000 | – | 12,252 | +100.0% | 0.05% | – |
| PRVB | New | PROVENTION BIO INC | $217,000 | – | 14,535 | +100.0% | 0.05% | – |
| QTRX | New | QUANTERIX CORP | $207,000 | – | 8,754 | +100.0% | 0.04% | – |
| UA | New | UNDER ARMOUR INCcl c | $200,000 | – | 10,425 | +100.0% | 0.04% | – |
| GTS | New | TRIPLE-S MGMT CORPcl b | $202,000 | – | 10,941 | +100.0% | 0.04% | – |
| TWOU | New | 2U INC | $200,000 | – | 8,344 | +100.0% | 0.04% | – |
| ZIXI | New | ZIX CORP | $202,000 | – | 29,739 | +100.0% | 0.04% | – |
| VTA | New | INVESCO DYNAMIC CR OPP FD | $190,000 | – | 16,762 | +100.0% | 0.04% | – |
| FRGI | New | FIESTA RESTAURANT GROUP INC | $190,000 | – | 19,172 | +100.0% | 0.04% | – |
| UNIT | New | UNITI GROUP INC | $182,000 | – | 22,214 | +100.0% | 0.04% | – |
| MRO | New | MARATHON OIL CORP | $184,000 | – | 13,578 | +100.0% | 0.04% | – |
| INTEQ | Sell | INTELSAT S A | $176,000 | -84.6% | 25,000 | -50.0% | 0.04% | -87.0% |
| PACQW | New | PURE ACQUISITION CORP*w exp 04/17/202 | $172,000 | – | 175,000 | +100.0% | 0.04% | – |
| M | New | MACYS INC | $174,000 | – | 10,264 | +100.0% | 0.04% | – |
| F | New | FORD MTR CO DEL | $168,000 | – | 18,099 | +100.0% | 0.04% | – |
| NLTX | New | NEOLEUKIN THERAPEUTICS INC | $170,000 | – | 13,776 | +100.0% | 0.04% | – |
| VSTO | New | VISTA OUTDOOR INC | $166,000 | – | 22,250 | +100.0% | 0.04% | – |
| RUN | New | SUNRUN INC | $159,000 | – | 11,485 | +100.0% | 0.03% | – |
| RTRX | New | RETROPHIN INC | $160,000 | – | 11,234 | +100.0% | 0.03% | – |
| NEX | New | NEXTIER OILFIELD SOLUTIONS I | $158,000 | – | 23,611 | +100.0% | 0.03% | – |
| GSKY | New | GREENSKY INCcl a | $154,000 | – | 17,280 | +100.0% | 0.03% | – |
| VIVO | New | MERIDIAN BIOSCIENCE INC | $156,000 | – | 15,952 | +100.0% | 0.03% | – |
| NEPT | NEPTUNE WELLNESS SOLUTIONS I | $150,000 | -22.7% | 54,500 | 0.0% | 0.03% | -36.0% | |
| IMVTW | New | IMMUNOVANT INC*w exp 12/18/202 | $150,000 | – | 75,000 | +100.0% | 0.03% | – |
| ISEE | New | IVERIC BIO INC | $151,000 | – | 17,628 | +100.0% | 0.03% | – |
| ETM | New | ENTERCOM COMMUNICATIONS CORPcl a | $144,000 | – | 31,025 | +100.0% | 0.03% | – |
| TPC | New | TUTOR PERINI CORP | $142,000 | – | 11,058 | +100.0% | 0.03% | – |
| AAIC | New | ARLINGTON ASSET INVT CORPcl a new | $142,000 | – | 25,521 | +100.0% | 0.03% | – |
| HIO | New | WESTERN ASSET HIGH INCM OPP | $141,000 | – | 27,867 | +100.0% | 0.03% | – |
| MTNB | New | MATINAS BIOPHARMA HLDGS INC | $138,000 | – | 60,894 | +100.0% | 0.03% | – |
| MGNX | New | MACROGENICS INC | $135,000 | – | 12,379 | +100.0% | 0.03% | – |
| MCF | New | CONTANGO OIL AND GAS COMPANY | $134,000 | – | 36,635 | +100.0% | 0.03% | – |
| GPORQ | New | GULFPORT ENERGY CORP | $136,000 | – | 44,719 | +100.0% | 0.03% | – |
| GCI | New | GANNETT CO INC NEW | $134,000 | – | 21,002 | +100.0% | 0.03% | – |
| GNMK | New | GENMARK DIAGNOSTICS INC | $133,000 | – | 27,615 | +100.0% | 0.03% | – |
| MOSCWS | New | MOSAIC ACQUISITION CORP*w exp 10/23/202 | $132,000 | – | 140,000 | +100.0% | 0.03% | – |
| GTX | New | GARRETT MOTION INC | $126,000 | – | 12,599 | +100.0% | 0.03% | – |
| WIFI | New | BOINGO WIRELESS INC | $120,000 | – | 10,937 | +100.0% | 0.03% | – |
| CCHWS | New | COLLIER CREEK HOLDINGS*w exp 99/99/999 | $119,000 | – | 87,800 | +100.0% | 0.02% | – |
| ZIOP | New | ZIOPHARM ONCOLOGY INC | $108,000 | – | 22,986 | +100.0% | 0.02% | – |
| CYH | New | COMMUNITY HEALTH SYS INC NEW | $104,000 | – | 36,001 | +100.0% | 0.02% | – |
| MNOV | New | MEDICINOVA INC | $98,000 | – | 14,467 | +100.0% | 0.02% | – |
| CTACW | New | CHASERG TECHNLGY ACQUISITN C*w exp 04/10/202 | $99,000 | – | 45,000 | +100.0% | 0.02% | – |
| HROW | New | HARROW HEALTH INC | $94,000 | – | 12,121 | +100.0% | 0.02% | – |
| WETF | New | WISDOMTREE INVTS INC | $93,000 | – | 19,213 | +100.0% | 0.02% | – |
| SSINQ | New | STAGE STORES INC | $95,000 | – | 11,726 | +100.0% | 0.02% | – |
| PWFL | New | POWERFLEET INC | $87,000 | – | 13,291 | +100.0% | 0.02% | – |
| LUNA | New | LUNA INNOVATIONS | $91,000 | – | 12,455 | +100.0% | 0.02% | – |
| IVAC | New | INTEVAC INC | $84,000 | – | 11,831 | +100.0% | 0.02% | – |
| TIBRW | New | TIBERIUS ACQUISITION CORP*w exp 02/28/202 | $86,000 | – | 75,000 | +100.0% | 0.02% | – |
| KERN | AKERNA CORP | $84,000 | +42.4% | 10,000 | 0.0% | 0.02% | +20.0% | |
| SRACW | New | STABLE RD ACQUISITION CORP*w exp 05/15/202 | $80,000 | – | 100,000 | +100.0% | 0.02% | – |
| UTI | New | UNIVERSAL TECHNICAL INST INC | $78,000 | – | 10,097 | +100.0% | 0.02% | – |
| VERU | New | VERU INC | $80,000 | – | 23,923 | +100.0% | 0.02% | – |
| CERS | New | CERUS CORP | $78,000 | – | 18,461 | +100.0% | 0.02% | – |
| LYTS | New | LSI INDS INC | $79,000 | – | 13,116 | +100.0% | 0.02% | – |
| SLCA | New | U S SILICA HLDGS INC | $74,000 | – | 12,113 | +100.0% | 0.02% | – |
| FSRVW | New | FINSERV ACQUISITION CORP*w exp 11/04/202 | $76,000 | – | 100,000 | +100.0% | 0.02% | – |
| GMHIW | New | GORES METROPOULOS INC*w exp 01/28/202 | $75,000 | – | 50,200 | +100.0% | 0.02% | – |
| SREV | New | SERVICESOURCE INTL INC | $74,000 | – | 44,279 | +100.0% | 0.02% | – |
| ENDP | New | ENDO INTL PLC | $68,000 | – | 14,468 | +100.0% | 0.02% | – |
| ORN | New | ORION GROUP HOLDINGS INC | $71,000 | – | 13,722 | +100.0% | 0.02% | – |
| WKHS | New | WORKHORSE GROUP INC | $70,000 | – | 23,099 | +100.0% | 0.02% | – |
| OVID | New | OVID THERAPEUTICS INC | $69,000 | – | 16,509 | +100.0% | 0.02% | – |
| PIRS | Sell | PIERIS PHARMACEUTICALS INC | $72,000 | -51.0% | 20,000 | -53.7% | 0.02% | -60.5% |
| SRCI | New | SRC ENERGY INC | $67,000 | – | 16,211 | +100.0% | 0.01% | – |
| HIL | New | HILL INTERNATIONAL INC | $65,000 | – | 20,662 | +100.0% | 0.01% | – |
| PXLW | New | PIXELWORKS INC | $61,000 | – | 15,687 | +100.0% | 0.01% | – |
| SRNE | New | SORRENTO THERAPEUTICS INC | $63,000 | – | 18,631 | +100.0% | 0.01% | – |
| APXTW | New | APEX TECHNOLOGY ACQUISITN CO*w exp 09/18/202 | $63,000 | – | 50,000 | +100.0% | 0.01% | – |
| OPK | New | OPKO HEALTH INC | $61,000 | – | 41,713 | +100.0% | 0.01% | – |
| SMSI | New | SMITH MICRO SOFTWARE INC | $54,000 | – | 13,479 | +100.0% | 0.01% | – |
| FBIO | New | FORTRESS BIOTECH INC | $57,000 | – | 22,215 | +100.0% | 0.01% | – |
| CPRX | New | CATALYST PHARMACEUTICALS INC | $58,000 | – | 15,411 | +100.0% | 0.01% | – |
| SEAC | New | SEACHANGE INTL INC | $54,000 | – | 12,973 | +100.0% | 0.01% | – |
| MCMJW | New | MERIDA MERGER CORP I*w exp 11/07/202 | $50,000 | – | 99,750 | +100.0% | 0.01% | – |
| NK | New | NANTKWEST INC | $51,000 | – | 13,474 | +100.0% | 0.01% | – |
| MGI | New | MONEYGRAM INTL INC | $50,000 | – | 23,690 | +100.0% | 0.01% | – |
| LCAHW | New | LANDCADIA HLDGS II INC*w exp 05/09/202 | $48,000 | – | 69,000 | +100.0% | 0.01% | – |
| ORBC | New | ORBCOMM INC | $46,000 | – | 10,838 | +100.0% | 0.01% | – |
| GSAHWS | New | GS ACQUISITION HLDGS CORP*w exp 06/12/202 | $46,000 | – | 20,000 | +100.0% | 0.01% | – |
| BWMCW | New | BOXWOOD MERGER CORP*w exp 11/26/202 | $47,000 | – | 76,556 | +100.0% | 0.01% | – |
| GPRO | New | GOPRO INCcl a | $45,000 | – | 10,386 | +100.0% | 0.01% | – |
| SESN | New | SESEN BIO INC | $42,000 | – | 40,230 | +100.0% | 0.01% | – |
| NYMX | New | NYMOX PHARMACEUTICAL CORP | $38,000 | – | 17,196 | +100.0% | 0.01% | – |
| JIHWS | New | JUNIPER INDL HLDGS INC*w exp 11/13/202 | $39,000 | – | 50,000 | +100.0% | 0.01% | – |
| SPAQWS | New | SPARTAN ENERGY ACQUISITON CO*w exp 08/27/202 | $28,000 | – | 50,000 | +100.0% | 0.01% | – |
| PHGEWS | New | BIOMX INC*w exp 10/16/202 | $24,000 | – | 50,214 | +100.0% | 0.01% | – |
| LFACW | New | LF CAP ACQUISITION CORP*w exp 06/22/202 | $22,000 | – | 50,000 | +100.0% | 0.01% | – |
| RMGWS | New | RMG ACQUISITION CORP*w exp 02/21/202 | $20,000 | – | 33,333 | +100.0% | 0.00% | – |
| CVEO | New | CIVEO CORP CDA | $18,000 | – | 13,799 | +100.0% | 0.00% | – |
| HHHHW | New | WEALTHBRIDGE ACQUISITION LTD*w exp 01/31/202 | $17,000 | – | 220,919 | +100.0% | 0.00% | – |
| UNTCQ | New | UNIT CORP | $13,000 | – | 19,271 | +100.0% | 0.00% | – |
| BLNKW | BLINK CHARGING CO*w exp 01/31/202 | $16,000 | 0.0% | 37,407 | 0.0% | 0.00% | -25.0% | |
| SFTWWS | New | OSPREY TECHNLGY AQUISTION CO*w exp 10/30/202 | $16,000 | – | 20,000 | +100.0% | 0.00% | – |
| TRQ | New | TURQUOISE HILL RES LTD | $15,000 | – | 20,000 | +100.0% | 0.00% | – |
| NH | New | NANTHEALTH INC | $11,000 | – | 10,500 | +100.0% | 0.00% | – |
| ALGRR | New | ALLEGRO MERGER CORPright 12/31/2023 | $7,000 | – | 21,461 | +100.0% | 0.00% | – |
| ARTLW | ARTELO BIOSCIENCES INC*w exp 06/25/202 | $4,000 | -50.0% | 14,100 | 0.0% | 0.00% | -50.0% | |
| KERNW | Exit | AKERNA CORP*w exp 06/17/202 | $0 | – | -19,871 | -100.0% | -0.00% | – |
| DHY | Exit | CREDIT SUISSE HIGH YLD BND Fsh ben int | $0 | – | -11,800 | -100.0% | -0.01% | – |
| GNT | Exit | GAMCO NAT RES GOLD AND INCOMEsh ben int | $0 | – | -11,538 | -100.0% | -0.02% | – |
| MMT | Exit | MFS MULTIMARKET INCOME TRsh ben int | $0 | – | -11,018 | -100.0% | -0.02% | – |
| HIX | Exit | WESTERN ASSET HIGH INCM FD I | $0 | – | -12,304 | -100.0% | -0.02% | – |
| MOSC | Exit | MOSAIC ACQUISITION CORP | $0 | – | -10,000 | -100.0% | -0.03% | – |
| TMCX | Exit | TRINITY MERGER CORP | $0 | – | -10,000 | -100.0% | -0.03% | – |
| IRR | Exit | VOYA RISK MANAGED NAT RES FD | $0 | – | -27,816 | -100.0% | -0.03% | – |
| PIM | Exit | PUTNAM MASTER INTER INCOME Tsh ben int | $0 | – | -23,912 | -100.0% | -0.03% | – |
| VKTX | Exit | VIKING THERAPEUTICS INC | $0 | – | -25,000 | -100.0% | -0.04% | – |
| IPOA | Exit | SOCIAL CAP HEDOSOPHIA HLDGScl a | $0 | – | -18,223 | -100.0% | -0.05% | – |
| ERI | Exit | ELDORADO RESORTS INC | $0 | – | -5,050 | -100.0% | -0.05% | – |
| MPWR | Exit | MONOLITHIC PWR SYS INC | $0 | – | -1,298 | -100.0% | -0.05% | – |
| IT | Exit | GARTNER INC | $0 | – | -1,524 | -100.0% | -0.06% | – |
| CECO | Exit | CAREER EDUCATION CORP | $0 | – | -13,987 | -100.0% | -0.06% | – |
| JPC | Exit | NUVEEN PFD AND INCM OPPORTNYS | $0 | – | -22,024 | -100.0% | -0.06% | – |
| PEO | Exit | ADAM NAT RES FD INC | $0 | – | -14,167 | -100.0% | -0.06% | – |
| TDS | Exit | TELEPHONE AND DATA SYS INC | $0 | – | -9,100 | -100.0% | -0.06% | – |
| TSLA | Exit | TESLA INC | $0 | – | -1,000 | -100.0% | -0.06% | – |
| MTD | Exit | METTLER TOLEDO INTERNATIONAL | $0 | – | -348 | -100.0% | -0.06% | – |
| USM | Exit | UNITED STATES CELLULAR CORP | $0 | – | -7,000 | -100.0% | -0.07% | – |
| NVCR | Exit | NOVOCURE LTD | $0 | – | -3,789 | -100.0% | -0.07% | – |
| LBRDA | Exit | LIBERTY BROADBAND CORP | $0 | – | -2,973 | -100.0% | -0.08% | – |
| NFJ | Exit | ALLIANZGI NFJ DIVID INT AND PR | $0 | – | -25,786 | -100.0% | -0.08% | – |
| DNIF | Exit | DIVIDEND AND INCOME FUND | $0 | – | -26,437 | -100.0% | -0.08% | – |
| XLB | Exit | SELECT SECTOR SPDR TRsbi materials | $0 | – | -6,567 | -100.0% | -0.10% | – |
| PCEF | Exit | INVESCO EXCHNG TRADED FD TR | $0 | – | -17,206 | -100.0% | -0.10% | – |
| NEEPRO | Exit | NEXTERA ENERGY INCunit 09/01/2022s | $0 | – | -8,100 | -100.0% | -0.10% | – |
| DPZ | Exit | DOMINOS PIZZA INC | $0 | – | -1,732 | -100.0% | -0.11% | – |
| JPS | Exit | NUVEEN PFD AND INCM SECURTIES | $0 | – | -47,588 | -100.0% | -0.12% | – |
| PTON | Exit | PELOTON INTERACTIVE INC | $0 | – | -25,800 | -100.0% | -0.17% | – |
| BG | Exit | BUNGE LIMITED | $0 | – | -15,000 | -100.0% | -0.22% | – |
| EIM | Exit | EATON VANCE MUN BD FD | $0 | – | -66,990 | -100.0% | -0.22% | – |
| KTB | Exit | KONTOOR BRANDS INC | $0 | – | -25,000 | -100.0% | -0.22% | – |
| APXTU | Exit | APEX TECHNOLOGY ACQUISITN COunit 06/11/2026 | $0 | – | -100,000 | -100.0% | -0.26% | – |
| CY | Exit | CYPRESS SEMICONDUCTOR CORP | $0 | – | -50,000 | -100.0% | -0.30% | – |
| PSDO | Exit | PRESIDIO INC | $0 | – | -70,451 | -100.0% | -0.30% | – |
| TGE | Exit | TALLGRASS ENERGY LP | $0 | – | -65,000 | -100.0% | -0.34% | – |
| FB | Exit | FACEBOOK INCcl a | $0 | – | -11,215 | -100.0% | -0.51% | – |
| EE | Exit | EL PASO ELEC CO | $0 | – | -30,000 | -100.0% | -0.52% | – |
| MSGN | Exit | MSG NETWORK INCcl a | $0 | – | -150,000 | -100.0% | -0.62% | – |
| SYMC | Exit | SYMANTEC CORP | $0 | – | -110,000 | -100.0% | -0.67% | – |
| KRE | Exit | SPDR SERIES TRUSTs and p regl bkg | $0 | – | -70,850 | -100.0% | -0.96% | – |
| BPL | Exit | BUCKEYE PARTNERS L Punit ltd partn | $0 | – | -100,000 | -100.0% | -1.05% | – |
| LBRDK | Exit | LIBERTY BROADBAND CORP | $0 | – | -42,826 | -100.0% | -1.15% | – |
| GWR | Exit | GENESEE AND WYO INCcl a | $0 | – | -50,000 | -100.0% | -1.42% | – |
| XLK | Exit | SELECT SECTOR SPDR TRtechnology | $0 | – | -71,819 | -100.0% | -1.48% | – |
| CELG | Exit | CELGENE CORP | $0 | – | -101,066 | -100.0% | -2.57% | – |
| BAM | Exit | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $0 | – | -215,775 | -100.0% | -2.94% | – |
| CEF | Exit | SPROTT PHYSICAL GOLD AND SILVEtr unit | $0 | – | -1,075,000 | -100.0% | -3.90% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -1,856,471 | -100.0% | -4.25% | – |
| AABA | Exit | ALTABA INC | $0 | – | -1,481,468 | -100.0% | -7.40% | – |
| GOOGL | Exit | ALPHABET INCcap stk cl a | $0 | – | -24,984 | -100.0% | -7.82% | – |
| LVS | Exit | LAS VEGAS SANDS CORP | $0 | – | -2,072,029 | -100.0% | -30.67% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-01-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DELAWARE | 28 | Q2 2023 | 6.4% |
| GLOBALSTAR INC | 24 | Q1 2022 | 0.4% |
| GENERAL ELECTRIC CO | 20 | Q2 2021 | 7.8% |
| NEPTUNE TECHNOLOGIES BIORESO | 19 | Q2 2018 | 1.8% |
| INTERACTIVE BROKERS GROUP IN | 18 | Q4 2019 | 0.4% |
| GENWORTH FINL INC | 18 | Q1 2022 | 0.4% |
| FACEBOOK INC | 17 | Q3 2020 | 2.3% |
| ARTELO BIOSCIENCES INC | 17 | Q3 2023 | 0.0% |
| APPLE INC | 16 | Q2 2023 | 7.7% |
| ISHARES TR | 16 | Q1 2023 | 15.9% |
View Alpine Global Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Myovant Sciences Ltd. | February 17, 2023 | 6,425,084 | 6.6% |
| STRYVE FOODS, INC.Sold out | January 17, 2023 | 0 | 0.0% |
| Bakkt Holdings, Inc. | January 14, 2022 | 228,400 | 0.1% |
| E2open Parent Holdings, Inc.Sold out | January 14, 2022 | 0 | 0.0% |
| Electric Last Mile Solutions, Inc.Sold out | January 14, 2022 | 0 | 0.0% |
| Microvast Holdings, Inc. | January 14, 2022 | 15,416 | 0.0% |
| VPC Impact Acquisition Holdings | July 08, 2021 | 1,013,820 | 4.9% |
| Alpine Global Management, LLC | March 08, 2021 | 550,000 | 5.3% |
| Forum Merger III Corp | February 24, 2021 | 2,127,936 | 8.3% |
| Tuscan Holdings Corp. | February 24, 2021 | 2,036,308 | 5.7% |
View Alpine Global Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| SC 13G/A | 2024-02-12 |
| 13F-HR/A | 2023-11-21 |
| 13F-HR/A | 2023-11-21 |
| 13F-HR/A | 2023-11-21 |
| 13F-HR/A | 2023-11-21 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13G | 2023-02-17 |
View Alpine Global Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.