$1.02 Billion is the total value of DLD Asset Management, LP's 145 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 97.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | VERISIGN INCsdcv 3.250% 8/1 | $141,017,000 | +15.0% | 45,250,000 | +0.6% | 13.89% | -13.0% | |
| TESARO INCnote 3.000%10/0 | $86,899,000 | -7.3% | 23,204,000 | 0.0% | 8.56% | -29.9% | ||
| New | INTEL CORPsdcv 3.250% 8/0 | $72,680,000 | – | 39,500,000 | +100.0% | 7.16% | – | |
| ZGNX | Buy | ZOGENIX INCput | $62,747,000 | +2051.8% | 1,790,200 | +788.4% | 6.18% | +1526.8% |
| VECTOR GROUP LTDfrnt 1/1 | $58,207,000 | +0.4% | 39,500,000 | 0.0% | 5.74% | -24.0% | ||
| Sell | INTEL CORPsdcv 2.950%12/1 | $56,268,000 | -33.9% | 39,500,000 | -39.2% | 5.54% | -50.0% | |
| Sell | NXP SEMICONDUCTORS N Vdbcv 1.000%12/0 | $48,400,000 | -4.5% | 40,000,000 | -5.9% | 4.77% | -27.8% | |
| Sell | MOLINA HEALTHCARE INCnote 1.125% 1/1 | $43,360,000 | -17.5% | 25,000,000 | -16.7% | 4.27% | -37.6% | |
| OSTK | New | OVERSTOCK COM INC DELcall | $40,700,000 | – | 1,369,000 | +100.0% | 4.01% | – |
| NXPI | Buy | NXP SEMICONDUCTORS N Vcall | $39,046,000 | +573.6% | 345,300 | +551.5% | 3.85% | +409.5% |
| Buy | YAHOO INCnote 12/0 | $38,350,000 | +181.4% | 29,500,000 | +145.8% | 3.78% | +112.8% | |
| PTCT | New | PTC THERAPEUTICS INCput | $34,741,000 | – | 1,735,300 | +100.0% | 3.42% | – |
| BMY | New | BRISTOL MYERS SQUIBB COcall | $25,488,000 | – | 400,000 | +100.0% | 2.51% | – |
| OSTK | New | OVERSTOCK COM INC DELput | $20,564,000 | – | 691,700 | +100.0% | 2.03% | – |
| Buy | INVACARE CORPnote 5.000% 2/1 | $19,779,000 | +233.0% | 16,500,000 | +200.0% | 1.95% | +152.1% | |
| NXPI | Buy | NXP SEMICONDUCTORS N Vput | $18,726,000 | +42.0% | 165,600 | +37.3% | 1.84% | +7.4% |
| Sell | WABASH NATL CORPnote 3.375% 5/0 | $18,212,000 | -5.2% | 9,233,000 | -7.5% | 1.79% | -28.3% | |
| Buy | ANI PHARMACEUTICALS INCnote 3.000%12/0 | $17,360,000 | +56.2% | 16,000,000 | +52.4% | 1.71% | +18.1% | |
| INTC | Buy | INTEL CORPput | $15,236,000 | +125.7% | 400,000 | +100.0% | 1.50% | +70.8% |
| PTCT | New | PTC THERAPEUTICS INC | $12,257,000 | – | 612,543 | +100.0% | 1.21% | – |
| INSM | Buy | INSMED INCput | $11,753,000 | +132.2% | 376,700 | +27.7% | 1.16% | +75.7% |
| AXGT | Buy | AXOVANT SCIENCES LTDcall | $10,149,000 | -45.8% | 1,475,200 | +82.7% | 1.00% | -59.0% |
| IMMU | Buy | IMMUNOMEDICS INCcall | $10,070,000 | +147.0% | 720,300 | +56.2% | 0.99% | +86.8% |
| ANIP | Buy | ANI PHARMACEUTICALS INCput | $9,576,000 | +57.4% | 182,500 | +40.4% | 0.94% | +19.1% |
| IMMU | Buy | IMMUNOMEDICS INCput | $8,693,000 | +119.9% | 621,800 | +39.0% | 0.86% | +66.2% |
| INSM | Buy | INSMED INC | $7,509,000 | +352.3% | 240,600 | +148.7% | 0.74% | +242.6% |
| INSM | New | INSMED INCcall | $6,645,000 | – | 213,000 | +100.0% | 0.66% | – |
| NBIX | New | NEUROCRINE BIOSCIENCES INC | $6,361,000 | – | 103,800 | +100.0% | 0.63% | – |
| LCI | New | LANNET INCput | $6,270,000 | – | 339,300 | +100.0% | 0.62% | – |
| IVC | Buy | INVACARE CORPput | $5,241,000 | +297.6% | 333,300 | +233.3% | 0.52% | +200.0% |
| DYNC | DYNEGY INC NEW DELunit 07/01/20191 | $5,068,000 | +10.6% | 75,000 | 0.0% | 0.50% | -16.4% | |
| New | CHART INDS INCnote 2.000% 8/0 | $4,994,000 | – | 5,000,000 | +100.0% | 0.49% | – | |
| ZGNX | Buy | ZOGENIX INCcall | $4,696,000 | +1159.0% | 134,000 | +419.4% | 0.46% | +844.9% |
| VGR | Buy | VECTOR GROUP LTDput | $4,096,000 | +37.4% | 200,000 | +42.9% | 0.40% | +4.1% |
| DERM | New | DERMIRA INCput | $3,244,000 | – | 120,100 | +100.0% | 0.32% | – |
| FGEN | New | FIBROGEN INCcall | $3,064,000 | – | 57,000 | +100.0% | 0.30% | – |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDput | $2,504,000 | – | 142,300 | +100.0% | 0.25% | – |
| DBVT | Sell | DBV TECHNOLOGIES S Acall | $2,265,000 | -72.5% | 53,400 | -76.8% | 0.22% | -79.2% |
| OSTK | New | OVERSTOCK COM INC DEL | $2,009,000 | – | 67,670 | +100.0% | 0.20% | – |
| FNSR | New | FINISAR CORP | $1,849,000 | – | 83,400 | +100.0% | 0.18% | – |
| LPCN | Buy | LIPOCINE INC NEWput | $1,624,000 | +120.4% | 410,000 | +124.3% | 0.16% | +66.7% |
| LPCN | Buy | LIPOCINE INC NEW | $1,593,000 | +118.2% | 401,295 | +120.7% | 0.16% | +65.3% |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDsponsored adr | $1,476,000 | – | 83,900 | +100.0% | 0.14% | – |
| VSAR | Buy | VERSARTIS INCcall | $1,372,000 | -54.7% | 567,300 | +226.2% | 0.14% | -65.7% |
| NBR | New | NABORS INDUSTRIES LTD | $1,283,000 | – | 158,900 | +100.0% | 0.13% | – |
| TWX | Buy | TIME WARNER INC | $1,025,000 | +118.1% | 10,000 | +113.7% | 0.10% | +65.6% |
| LVLT | Buy | LEVEL 3 COMMUNICATIONS INC | $1,013,000 | -3.0% | 19,000 | +8.0% | 0.10% | -26.5% |
| STRP | New | STRAIGHT PATH COMMUNICATNS Icl b | $813,000 | – | 4,500 | +100.0% | 0.08% | – |
| NBR | New | NABORS INDUSTRIES LTDput | $807,000 | – | 100,000 | +100.0% | 0.08% | – |
| BCR | Buy | BARD C R INC | $801,000 | +52.0% | 2,500 | +50.1% | 0.08% | +14.5% |
| OTIC | New | OTONOMY INC | $788,000 | – | 242,600 | +100.0% | 0.08% | – |
| SNI | New | SCRIPPS NETWORKS INTERACT IN | $773,000 | – | 9,000 | +100.0% | 0.08% | – |
| NBR | New | NABORS INDUSTRIES LTDcall | $752,000 | – | 93,300 | +100.0% | 0.07% | – |
| New | NEURODERM LTD | $739,000 | – | 19,000 | +100.0% | 0.07% | – | |
| PRXL | Buy | PAREXEL INTL CORP | $705,000 | +211.9% | 8,000 | +207.7% | 0.07% | +137.9% |
| KITE | New | KITE PHARMA INC | $701,000 | – | 3,900 | +100.0% | 0.07% | – |
| ALR | Buy | ALERE INC | $637,000 | +57.3% | 12,500 | +55.1% | 0.06% | +18.9% |
| TRCO | Buy | TRIBUNE MEDIA COcl a | $592,000 | +70.6% | 14,500 | +70.6% | 0.06% | +28.9% |
| CBF | New | CAPITAL BK FINL CORP | $575,000 | – | 14,000 | +100.0% | 0.06% | – |
| CUNB | New | CU BANCORP CALIF | $504,000 | – | 13,000 | +100.0% | 0.05% | – |
| WSTC | Buy | WEST CORP | $493,000 | +35.4% | 21,000 | +34.6% | 0.05% | +4.3% |
| PCBK | PACIFIC CONTINENTAL CORP | $490,000 | +5.4% | 18,200 | 0.0% | 0.05% | -21.3% | |
| FNSR | New | FINISAR CORPput | $472,000 | – | 21,300 | +100.0% | 0.05% | – |
| RICE | Buy | RICE ENERGY INC | $446,000 | +61.0% | 15,400 | +48.1% | 0.04% | +22.2% |
| IXYS | New | IXYS CORP | $403,000 | – | 17,000 | +100.0% | 0.04% | – |
| CACQ | Buy | CAESARS ACQUISITION COcl a | $395,000 | +38.1% | 18,400 | +22.7% | 0.04% | +5.4% |
| T | New | AT&T INCput | $391,000 | – | 10,000 | +100.0% | 0.04% | – |
| SPA | New | SPARTON CORP | $384,000 | – | 16,554 | +100.0% | 0.04% | – |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDcall | $380,000 | – | 21,600 | +100.0% | 0.04% | – |
| DYN | Buy | DYNEGY INC NEW DELput | $377,000 | +20.4% | 38,500 | +1.9% | 0.04% | -9.8% |
| ASBB | Buy | ASB BANCORP INC N C | $361,000 | +57.6% | 8,000 | +53.8% | 0.04% | +20.0% |
| DDC | New | DOMINION DIAMOND CORP | $355,000 | – | 25,000 | +100.0% | 0.04% | – |
| AKRXQ | New | AKORN INC | $332,000 | – | 10,000 | +100.0% | 0.03% | – |
| AF | Sell | ASTORIA FINL CORP | $340,000 | -18.9% | 15,795 | -24.0% | 0.03% | -40.0% |
| WBKC | WOLVERINE BANCORP INC | $335,000 | +7.0% | 7,800 | 0.0% | 0.03% | -19.5% | |
| VWR | New | VWR CORP | $331,000 | – | 10,000 | +100.0% | 0.03% | – |
| GNCMA | New | GENERAL COMMUNICATION INCcl a | $306,000 | – | 7,500 | +100.0% | 0.03% | – |
| SCLN | Buy | SCICLONE PHARMACEUTICALS INC | $308,000 | +62.1% | 27,500 | +59.0% | 0.03% | +20.0% |
| CYOU | CHANGYOU COM LTDads rep cl a | $288,000 | +2.1% | 7,278 | 0.0% | 0.03% | -24.3% | |
| PBNC | New | PARAGON COML CORP | $282,000 | – | 5,000 | +100.0% | 0.03% | – |
| MNOV | New | MEDICINOVA INCput | $279,000 | – | 43,800 | +100.0% | 0.03% | – |
| FSBK | Buy | FIRST SOUTH BANCORP INC VA | $278,000 | +61.6% | 15,000 | +44.3% | 0.03% | +22.7% |
| OA | New | ORBITAL ATK INC | $266,000 | – | 2,000 | +100.0% | 0.03% | – |
| RWM | New | PROSHARES TRshrt russell2000 | $262,000 | – | 6,000 | +100.0% | 0.03% | – |
| BRCD | Sell | BROCADE COMMUNICATIONS SYS I | $239,000 | -39.2% | 20,000 | -35.9% | 0.02% | -52.9% |
| OKSB | New | SOUTHWEST BANCORP INC OKLA | $241,000 | – | 8,752 | +100.0% | 0.02% | – |
| LDR | New | LANDAUER INC | $236,000 | – | 3,500 | +100.0% | 0.02% | – |
| DISCK | New | DISCOVERY COMMUNICATNS NEWput | $223,000 | – | 11,000 | +100.0% | 0.02% | – |
| MXPT | New | MAXPOINT INTERACTIVE INC | $208,000 | – | 15,001 | +100.0% | 0.02% | – |
| DMTX | New | DIMENSION THERAPEUTICS INC | $150,000 | – | 25,000 | +100.0% | 0.02% | – |
| TERP | New | TERRAFORM PWR INC | $132,000 | – | 10,000 | +100.0% | 0.01% | – |
| SVA | Buy | SINOVAC BIOTECH LTD | $106,000 | +55.9% | 15,000 | +50.0% | 0.01% | +11.1% |
| GLBL | TERRAFORM GLOBAL INCcl a | $99,000 | -5.7% | 20,795 | 0.0% | 0.01% | -28.6% | |
| YUME | New | YUME INC | $46,000 | – | 10,000 | +100.0% | 0.01% | – |
| GSAT | Buy | GLOBALSTAR INC | $41,000 | +28.1% | 25,000 | +66.7% | 0.00% | 0.0% |
| NMRX | New | NUMEREX CORP PAcall | $38,000 | – | 10,000 | +100.0% | 0.00% | – |
| RT | RUBY TUESDAY INC | $21,000 | +5.0% | 10,000 | 0.0% | 0.00% | -33.3% | |
| RAD | New | RITE AID CORP | $20,000 | – | 10,000 | +100.0% | 0.00% | – |
| COVS | Exit | COVISINT CORP | $0 | – | -10,398 | -100.0% | -0.00% | – |
| LSCC | Exit | LATTICE SEMICONDUCTOR CORPcall | $0 | – | -10,300 | -100.0% | -0.01% | – |
| SAJA | Exit | SAJAN INC | $0 | – | -15,600 | -100.0% | -0.01% | – |
| ALJ | Exit | ALON USA ENERGY INC | $0 | – | -10,398 | -100.0% | -0.02% | – |
| NSAT | Exit | NORSAT INTL INC NEW | $0 | – | -14,663 | -100.0% | -0.02% | – |
| NVET | Exit | NEXVET BIOPHARMA PUB LTD CO | $0 | – | -26,000 | -100.0% | -0.02% | – |
| ARIS | Exit | ARI NETWORK SVCS INC | $0 | – | -25,994 | -100.0% | -0.02% | – |
| FCH | Exit | FELCOR LODGING TR INC | $0 | – | -25,995 | -100.0% | -0.02% | – |
| NYRT | Exit | NEW YORK REIT INC | $0 | – | -24,000 | -100.0% | -0.03% | – |
| NUTR | Exit | NUTRACEUTICAL INTL CORP | $0 | – | -4,996 | -100.0% | -0.03% | – |
| SGBK | Exit | STONEGATE BK FT LAUDERDALE F | $0 | – | -5,200 | -100.0% | -0.03% | – |
| SPLS | Exit | STAPLES INC | $0 | – | -25,000 | -100.0% | -0.03% | – |
| FGL | Exit | FIDELITY & GTY LIFE | $0 | – | -8,839 | -100.0% | -0.04% | – |
| CAB | Exit | CABELAS INC | $0 | – | -5,000 | -100.0% | -0.04% | – |
| WFM | Exit | WHOLE FOODS MKT INC | $0 | – | -8,000 | -100.0% | -0.04% | – |
| SPNC | Exit | SPECTRANETICS CORP | $0 | – | -9,000 | -100.0% | -0.04% | – |
| MON | Exit | MONSANTO CO NEW | $0 | – | -3,000 | -100.0% | -0.05% | – |
| KATE | Exit | KATE SPADE & CO | $0 | – | -20,600 | -100.0% | -0.05% | – |
| SAGE | Exit | SAGE THERAPEUTICS INCput | $0 | – | -5,400 | -100.0% | -0.06% | – |
| PNRA | Exit | PANERA BREAD COcl a | $0 | – | -1,560 | -100.0% | -0.06% | – |
| FOLD | Exit | AMICUS THERAPEUTICS INCput | $0 | – | -48,500 | -100.0% | -0.06% | – |
| WOOF | Exit | VCA INC | $0 | – | -6,470 | -100.0% | -0.08% | – |
| MBBYF | Exit | MOBILEYE N V AMSTELVEEN | $0 | – | -11,000 | -100.0% | -0.09% | – |
| LPCN | Exit | LIPOCINE INC NEWcall | $0 | – | -192,600 | -100.0% | -0.10% | – |
| AWHHF | Exit | ALLIED WRLD ASSUR COM HLDG A | $0 | – | -15,598 | -100.0% | -0.11% | – |
| CARA | Exit | CARA THERAPEUTICS INCcall | $0 | – | -56,100 | -100.0% | -0.11% | – |
| ITEK | Exit | INOTEK PHARMACEUTICALS CORPcall | $0 | – | -496,700 | -100.0% | -0.12% | – |
| RAI | Exit | REYNOLDS AMERICAN INC | $0 | – | -17,675 | -100.0% | -0.15% | – |
| CLNS | Exit | COLONY NORTHSTAR INCput | $0 | – | -111,000 | -100.0% | -0.20% | – |
| CUR | Exit | NEURALSTEM INCput | $0 | – | -274,400 | -100.0% | -0.21% | – |
| TTPH | Exit | TETRAPHASE PHARMACEUTICALS I | $0 | – | -230,000 | -100.0% | -0.21% | – |
| CUR | Exit | NEURALSTEM INCcall | $0 | – | -359,700 | -100.0% | -0.27% | – |
| CARA | Exit | CARA THERAPEUTICS INCput | $0 | – | -225,000 | -100.0% | -0.45% | – |
| TTPH | Exit | TETRAPHASE PHARMACEUTICALS Iput | $0 | – | -570,000 | -100.0% | -0.53% | – |
| MNKKQ | Exit | MALLINCKRODT PUB LTD COput | $0 | – | -100,000 | -100.0% | -0.58% | – |
| L100PS | Exit | ARCONIC INCput | $0 | – | -200,000 | -100.0% | -0.59% | – |
| OTIC | Exit | OTONOMY INCcall | $0 | – | -307,500 | -100.0% | -0.75% | – |
| Exit | CITRIX SYS INCnote 0.500% 4/1 | $0 | – | -5,000,000 | -100.0% | -0.78% | – | |
| ZYNE | Exit | ZYNERBA PHARMACEUTICALS INCcall | $0 | – | -364,300 | -100.0% | -0.81% | – |
| ZYNE | Exit | ZYNERBA PHARMACEUTICALS INCput | $0 | – | -485,900 | -100.0% | -1.07% | – |
| Exit | RTI INTL METALS INCnote 1.625%10/1 | $0 | – | -10,500,000 | -100.0% | -1.46% | – | |
| ANET | Exit | ARISTA NETWORKS INC | $0 | – | -99,302 | -100.0% | -1.94% | – |
| Exit | IMMUNOMEDICS INCnote 4.750% 2/1 | $0 | – | -10,000,000 | -100.0% | -2.40% | – | |
| SAGE | Exit | SAGE THERAPEUTICS INCcall | $0 | – | -307,000 | -100.0% | -3.18% | – |
| ANET | Exit | ARISTA NETWORKS INCput | $0 | – | -189,500 | -100.0% | -3.70% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TELEPHONE & DATA SYS INC | 18 | Q2 2023 | 0.5% |
| WORLD WRESTLING ENTMT INC | 17 | Q1 2023 | 6.3% |
| BOOKING HOLDINGS INC | 15 | Q4 2022 | 1.2% |
| LIBERTY MEDIA CORP DELAWARE | 14 | Q4 2022 | 7.5% |
| WAYFAIR INC | 14 | Q3 2023 | 3.2% |
| DISCOVERY INC | 14 | Q2 2021 | 1.9% |
| BOOKING HOLDINGS INC | 14 | Q4 2022 | 0.9% |
| GENWORTH FINL INC | 14 | Q3 2023 | 0.3% |
| GUESS INC | 13 | Q3 2023 | 2.8% |
| LIBERTY GLOBAL PLC | 13 | Q2 2021 | 0.8% |
View DLD Asset Management, LP's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-13 |
| 13F-HR/A | 2022-02-22 |
| 13F-HR | 2022-02-14 |
View DLD Asset Management, LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.