Winfield Associates, Inc. - Q4 2021 holdings

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$300 Million is the total value of Winfield Associates, Inc.'s 155 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 7.9% .

All
New
Buy
Sell
Exit
Unchanged
 Value Shares↓ Weighting
AAPL BuyAPPLE INCstock$24,697,000
+25.6%
139,086
+0.1%
8.23%
+13.2%
AMZN BuyAMAZON.COM INCstock$20,720,000
+2.2%
6,214
+0.6%
6.90%
-7.9%
MSFT SellMICROSOFTstock$19,866,000
+18.4%
59,068
-0.8%
6.62%
+6.7%
SPY BuySPDR S&P 500 ETFetf$13,560,000
+15.6%
28,551
+4.5%
4.52%
+4.2%
GOOG  ALPHABET INC CAP STK CL Cstock$13,250,000
+8.6%
4,5790.0%4.41%
-2.1%
IVV BuyISHARES S&P 500 INDEXetf$8,023,000
+30.3%
16,820
+17.7%
2.67%
+17.5%
IJK BuyISHARES S&P MIDCAP 400 GROWTH INDEXetf$5,853,000
+10.0%
68,648
+2.2%
1.95%
-0.8%
VTI BuyVANGUARD TOTAL STOCK MARKET INDEX FUNDetf$5,614,000
+17.5%
23,251
+8.1%
1.87%
+5.9%
XBI SellSPDR S&P BIOTECH ETFetf$5,104,000
-14.6%
45,588
-4.1%
1.70%
-23.0%
MINT SellPIMCO ENHANCED SHORT MATURITY ETFetf$4,610,000
-2.3%
45,387
-1.9%
1.54%
-11.9%
NVDA BuyNVIDIA CORPORATION COMstock$4,375,000
+60.0%
14,876
+12.7%
1.46%
+44.3%
AGG SellISHARES AGGREGATE BOND ETFetf$4,243,000
-9.1%
37,192
-8.5%
1.41%
-18.1%
GOOGL SellGOOGLE INCstock$4,001,000
+6.8%
1,381
-1.4%
1.33%
-3.7%
HD BuyHOME DEPOTstock$3,982,000
+38.3%
9,594
+9.4%
1.33%
+24.6%
MDB SellMONGODB INC CL Astock$3,939,000
+11.7%
7,442
-0.5%
1.31%
+0.7%
DVY BuyISHARES DJ SELECT DIVIDENDetf$3,903,000
+13.5%
31,840
+6.2%
1.30%
+2.3%
AMD BuyADVANCED MICRO DEVICES INC COMstock$3,811,000
+47.1%
26,481
+5.2%
1.27%
+32.6%
XLK BuyTECHNOLOGY SELECT SECTOR SPDRetf$3,762,000
+16.7%
21,635
+0.2%
1.25%
+5.2%
IBB SellISHARES NASDAQ BIOTECHNOLOGYetf$3,677,000
-9.2%
24,090
-3.8%
1.22%
-18.1%
AMT BuyAMERICAN TOWER CORPreit$3,610,000
+11.3%
12,342
+1.0%
1.20%
+0.3%
VCSH SellVANGUARD SHORT-TERM CORPORATE BOND INDEX FUNDetf$3,536,000
-1.5%
43,511
-0.1%
1.18%
-11.2%
CCI SellCROWN CASTLE INTL CORP NEW COMreit$3,523,000
+19.7%
16,879
-0.6%
1.17%
+7.9%
XLI SellINDUSTRIAL SELECT SECTOR SPDRetf$3,452,000
+2.3%
32,625
-5.4%
1.15%
-7.7%
SHOP BuySHOPIFY INC CL Astock$3,291,000
+3.9%
2,389
+2.3%
1.10%
-6.3%
PLD BuyPROLOGIS INC. COMreit$3,263,000
+53.2%
19,384
+14.1%
1.09%
+38.1%
ANET BuyARISTA NETWORKS INC COMstock$3,200,000
+66.6%
22,260
+298.2%
1.07%
+50.1%
SHY SellISHARES 1-3 YR TREASURY BOND ETFetf$3,075,000
-2.3%
35,950
-1.6%
1.02%
-12.0%
IGSB SellISHARES 1-3 YR CREDIT BOND ETFetf$2,951,000
-8.2%
54,761
-6.9%
0.98%
-17.2%
IJR BuyISHARES S&P SMALLCAP 600 ETFetf$2,899,000
+5.5%
25,315
+0.6%
0.97%
-4.8%
PGR SellPROGRESSIVE CORP COMstock$2,790,000
+9.5%
27,180
-3.6%
0.93%
-1.3%
JPST SellJPMORGAN ULTRA-SHORT INCOME ETFetf$2,710,000
-2.7%
53,690
-2.2%
0.90%
-12.2%
CRM BuySALESFORCE COMstock$2,586,000
-3.0%
10,176
+3.6%
0.86%
-12.6%
V SellVISA INCstock$2,553,000
-41.9%
11,782
-40.2%
0.85%
-47.6%
FB SellMETA PLATFORMS INC CL Astock$2,531,000
-2.6%
7,525
-1.7%
0.84%
-12.2%
LOW BuyLOWES COS INC COMstock$2,504,000
+36.6%
9,689
+7.2%
0.83%
+23.2%
VLUE BuyISHARES MSCI USA VALUE FACTOR ETFetf$2,284,000
+11.4%
20,864
+2.5%
0.76%
+0.4%
SHV SellISHARES TR LEHMAN SHORT TREA BDFDetf$2,286,000
-4.6%
20,700
-4.6%
0.76%
-14.1%
IEF SellISHARES 7-10 YR TREASURY BOND ETFetf$2,228,000
-0.7%
19,374
-0.5%
0.74%
-10.5%
APTV BuyAPTIV PLC SHSstock$2,191,000
+11.6%
13,285
+0.8%
0.73%
+0.6%
DLR SellDIGITAL REALTY TRUST INCreit$2,165,000
+20.5%
12,239
-1.6%
0.72%
+8.6%
CWB SellSPDR BLOOMBERG CONVERTIBLE SECURITIES ETFetf$2,046,000
-3.5%
24,661
-0.7%
0.68%
-13.0%
XLU BuyUTILITIES SELECT SECTOR SPDRetf$2,016,000
+14.2%
28,164
+1.9%
0.67%
+2.9%
STIP BuyISHARES 0-5 YR TIPS BOND ETFetf$1,969,000
+482.5%
18,600
+481.2%
0.66%
+424.8%
BOND BuyPIMCO ACTIVE BOND EXCHANGE-TRADED FUNDetf$1,941,000
-0.5%
17,739
+0.6%
0.65%
-10.3%
SHYG BuyISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETFetf$1,909,000
+69.1%
42,144
+70.7%
0.64%
+52.5%
VCIT SellVANGUARD INTERMEDIATE-TERM CORPORATE BOND ETFetf$1,839,000
-6.0%
19,826
-4.3%
0.61%
-15.2%
IIVI SellII-VI INC COMstock$1,770,000
+12.3%
25,905
-2.4%
0.59%
+1.4%
MRVL BuyMARVELL TECHNOLOGY INC COMstock$1,599,000
+53.5%
18,271
+5.8%
0.53%
+38.4%
SUB SellISHARES SHORT-TERM NATIONAL MUNI BOND ETFetf$1,509,000
-8.8%
14,055
-8.6%
0.50%
-17.7%
AVNT  AVIENT CORPORATION COMstock$1,507,000
+20.7%
26,9380.0%0.50%
+8.9%
VEA SellVANGUARD FTSE DEVELOPED MARKETS ETFetf$1,499,000
-1.5%
29,348
-2.7%
0.50%
-11.2%
TOTL  SPDR DOUBLELINE TOTAL RETURN TACTICAL ETFetf$1,457,000
-2.1%
30,7850.0%0.48%
-11.8%
JPM BuyJPMORGAN CHASE & CO COMstock$1,415,000
+71.7%
8,933
+77.5%
0.47%
+54.9%
XLY  CONSUMER DISCRETIONARY SEL SECTOR SPDR FDetf$1,395,000
+13.9%
6,8250.0%0.46%
+2.6%
PFF SellISHARES S&P U.S. PREFERRED STOCK ETFetf$1,363,000
-34.9%
34,555
-35.9%
0.45%
-41.3%
CIEN NewCIENA CORPstock$1,350,000–17,533
+100.0%
0.45%–
TGT SellTARGET CORP COMstock$1,320,000
-0.8%
5,702
-1.9%
0.44%
-10.4%
IWN SellISHARES RUSSELL 2000 VALUEetf$1,284,000
-3.3%
7,735
-6.6%
0.43%
-12.8%
PFE BuyPFIZER INC COMstock$1,273,000
+38.5%
21,557
+0.9%
0.42%
+24.7%
NOW  SERVICENOW INC COMstock$1,263,000
+4.3%
1,9460.0%0.42%
-5.8%
JVAL BuyJPMORGAN U.S. VALUE FACTOR ETFetf$1,237,000
+30.5%
32,186
+20.6%
0.41%
+17.7%
MUB  ISHARES AMT-FREE MUNI BOND ETFetf$1,209,000
+0.1%
10,4000.0%0.40%
-9.6%
JPHY BuyJPMORGAN RESEARCH ENHANCED HIGH YIELD ETFetf$1,207,000
+10.5%
23,307
+11.2%
0.40%
-0.2%
QUAL BuyISHARES MSCI USA QUALITY FACTOR ETFetf$1,161,000
+65.6%
7,979
+49.9%
0.39%
+49.4%
CMF BuyISHARES TR S&P CALIF MUN BD FDetf$1,134,000
+12.7%
18,200
+12.3%
0.38%
+1.6%
CRWD BuyCROWDSTRIKE HLDGS INC CL Astock$1,037,000
-2.0%
5,066
+17.7%
0.34%
-11.8%
HYG  ISHARES IBOXX HIGH YIELD CORPORATE BOND ETFetf$983,000
-0.6%
11,3000.0%0.33%
-10.4%
GSLC BuyGOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETFetf$967,000
+25.4%
10,160
+13.4%
0.32%
+13.0%
NRZ  NEW RESIDENTIAL INVESTMENT CORPreit$936,000
-2.6%
87,4000.0%0.31%
-12.1%
NUV BuyNUVEEN MUN VALUE FDcef$925,000
+8.7%
89,100
+18.5%
0.31%
-1.9%
VNLA BuyJANUS HENDERSON SHORT DURATION INCOME ETFetf$922,000
+14.1%
18,600
+15.5%
0.31%
+2.7%
IEI  ISHARES 3-7 YR TREASURY BOND ETFetf$899,000
-1.2%
6,9900.0%0.30%
-11.0%
F NewFORD MOTOR COMPANYstock$895,000–43,100
+100.0%
0.30%–
HASI BuyHANNON ARMSTRONG SUST INFR CAP COMreit$886,000
+1.5%
16,682
+2.1%
0.30%
-8.7%
QRVO SellQORVO INC COMstock$872,000
-32.0%
5,575
-27.4%
0.29%
-38.8%
MTUM  ISHARES MSCI USA MOMENTUM FACTOR ETFetf$869,000
+3.6%
4,7800.0%0.29%
-6.8%
JMST  JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETFetf$868,0000.0%17,0000.0%0.29%
-10.0%
XLV BuyHEALTH CARE SELECT SECTOR SPDRetf$808,000
+27.2%
5,737
+15.0%
0.27%
+14.5%
VOO  VANGUARD S&P 500 ETFetf$799,000
+10.7%
1,8310.0%0.27%
-0.4%
CSCO BuyCISCO SYS INCstock$795,000
+24.6%
12,540
+7.0%
0.26%
+12.3%
BRKB  BERKSHIRE HATHAWAY INC DEL CL B NEWstock$786,000
+9.5%
2,6290.0%0.26%
-1.1%
XLE NewENERGY SELECT SECTOR SPDRetf$774,000–13,950
+100.0%
0.26%–
XLC SellCOMMUNICATION SERVICES SELECT SECTOR SPDRA FUNDetf$771,000
-6.7%
9,930
-3.7%
0.26%
-15.7%
PLTR SellPALANTIR TECHNOLOGIES INC CL Astock$766,000
-26.1%
42,075
-2.3%
0.26%
-33.4%
BAB  INVESCO TAXABLE MUNICIPAL BOND ETFetf$763,000
+0.1%
23,1450.0%0.25%
-9.9%
LMBS  FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETFetf$737,000
-1.2%
14,7510.0%0.24%
-11.2%
NEP  NEXTERA ENERGY PARTNERS LP COM UNIT PART INstock$715,000
+12.1%
8,4710.0%0.24%
+0.8%
MHO BuyM/I HOMES INC COMstock$690,000
+31.2%
11,100
+22.0%
0.23%
+18.6%
BP BuyBP PLC SPONSORED ADRadr$687,000
+35.2%
25,805
+38.7%
0.23%
+21.8%
MMM Sell3M CO COMstock$684,000
-5.8%
3,848
-7.0%
0.23%
-14.9%
APD  AIR PRODS & CHEMS INC COMstock$678,000
+18.7%
2,2300.0%0.23%
+7.1%
IRM BuyIRON MTN INC NEW COMreit$672,000
+21.1%
12,840
+0.5%
0.22%
+9.3%
UNH SellUNITEDHEALTH GROUPstock$652,000
+27.6%
1,299
-0.6%
0.22%
+14.8%
ADBE BuyADOBE SYS INCstock$644,000
+31.7%
1,135
+33.5%
0.21%
+18.2%
SJM  J M SMUCKER CO NEWstock$619,000
+13.2%
4,5600.0%0.21%
+2.0%
TSLA SellTESLA MOTORS INCstock$618,000
+35.5%
585
-0.5%
0.21%
+22.6%
VZ SellVERIZON COMMUNICATIONSstock$614,000
-22.5%
11,813
-19.4%
0.20%
-30.0%
DIS  DISNEY WALT CO COMstock$603,000
-8.5%
3,8950.0%0.20%
-17.3%
AJG SellGALLAGHER ARTHUR J & CO COMstock$584,000
+10.4%
3,442
-3.3%
0.20%0.0%
KRE BuySPDR S&P REGIONAL BANKING ETFetf$578,000
+38.6%
8,160
+32.5%
0.19%
+25.3%
FINX SellGLOBAL X FINTECH THEMATIC ETFetf$567,000
-26.9%
14,164
-12.4%
0.19%
-34.1%
LDP  COHEN & STEERS LTD DURATION PFD INCOMEcef$552,000
-2.8%
20,8370.0%0.18%
-12.4%
FTSL  FIRST TRUST SENIOR LOAN FUNDetf$549,000
+0.2%
11,4550.0%0.18%
-9.4%
NCA BuyNUVEEN CALIFORNIA MUNI VLU FD COM STKcef$547,000
+1.5%
54,100
+5.9%
0.18%
-8.5%
XLP SellCONSUMER STAPLES SELECT SECTOR SPDRetf$542,000
+7.3%
7,030
-4.1%
0.18%
-3.2%
AFRM BuyAFFIRM HLDGS INC COM CL Astock$526,000
+113.8%
5,232
+153.4%
0.18%
+92.3%
DGRO BuyISHARES CORE DIVIDEND GROWTH ETFetf$521,000
+82.8%
9,370
+65.3%
0.17%
+65.7%
BA SellBOEING CO COMstock$512,000
-18.1%
2,543
-10.6%
0.17%
-26.0%
PEP  PEPSICO INC COMstock$508,000
+15.5%
2,9250.0%0.17%
+3.7%
WY  WEYERHAEUSER COreit$508,000
+15.7%
12,3320.0%0.17%
+4.3%
ILMN  ILLUMINA INCstock$483,000
-6.2%
1,2700.0%0.16%
-15.3%
T BuyAT&T INC COMstock$471,000
-0.6%
19,156
+9.3%
0.16%
-10.3%
CF SellCF INDS HLDGS INC COMstock$467,000
+10.1%
6,600
-13.2%
0.16%
-0.6%
IWM  ISHARES RUSSELL 2000 ETFetf$458,000
+1.6%
2,0600.0%0.15%
-8.4%
VWO SellVANGUARD FTSE EMERGING MARKETS ETFetf$442,000
-20.9%
8,930
-20.1%
0.15%
-29.0%
NUO BuyNUVEEN OHIO QUALITY INCOME MUN FD INCcef$430,000
+36.5%
26,900
+35.2%
0.14%
+23.3%
SBUX  STARBUCKS CORPstock$427,000
+6.0%
3,6500.0%0.14%
-4.7%
WMT  WALMART INC COMstock$408,000
+3.8%
2,8220.0%0.14%
-6.2%
CVX  CHEVRON CORP NEW COMstock$401,000
+15.6%
3,4160.0%0.13%
+4.7%
FSLR  FIRST SOLAR INCstock$402,000
-8.8%
4,6160.0%0.13%
-17.8%
IVZ SellINVESCO LTD SHSstock$394,000
-7.3%
17,095
-3.0%
0.13%
-16.6%
LMT SellLOCKHEED MARTIN CORPstock$351,000
-15.8%
987
-18.2%
0.12%
-24.0%
DUK  DUKE ENERGY CORP NEW COM NEWstock$341,000
+7.6%
3,2480.0%0.11%
-2.6%
IJH BuyISHARES CORE S&P MID CAP ETFetf$341,000
+12.5%
1,203
+4.3%
0.11%
+1.8%
RPM SellRPM INTL INC COMstock$340,000
+29.8%
3,368
-0.1%
0.11%
+16.5%
MBB  ISHARES MBS BOND ETFetf$337,000
-0.9%
3,1400.0%0.11%
-11.1%
AZN NewASTRAZENECA PLC SPONSORED ADRadr$328,000–5,636
+100.0%
0.11%–
HBAN  HUNTINGTON BANCSHARES INC COMstock$318,000
-0.3%
20,6030.0%0.11%
-10.2%
TXN SellTEXAS INSTRS INC COMstock$311,000
-14.8%
1,650
-13.2%
0.10%
-23.0%
CONE SellCYRUSONE INC COMreit$305,000
-1.6%
3,400
-15.0%
0.10%
-11.3%
JNJ  JOHNSON & JOHNSON COMstock$299,000
+5.7%
1,7500.0%0.10%
-4.8%
MDLZ  MONDELEZ INTL INC CL Astock$299,000
+13.7%
4,5120.0%0.10%
+3.1%
COP NewCONOCOPHILLIPS COMstock$282,000–3,908
+100.0%
0.09%–
MRNA SellMODERNA INC COMstock$276,000
-85.1%
1,085
-77.4%
0.09%
-86.5%
PG  PROCTER AND GAMBLE CO COMstock$275,000
+17.0%
1,6800.0%0.09%
+5.7%
NXC  NUVEEN CALIF SELECT TAX FREE I SH BEN INTcef$274,000
+4.6%
16,6000.0%0.09%
-6.2%
GILD BuyGILEAD SCIENCES INCstock$266,000
+23.1%
3,660
+18.3%
0.09%
+11.2%
FUN SellCEDAR FAIR L P DEP UNITstock$263,000
+1.5%
5,260
-6.0%
0.09%
-8.3%
KEY  KEYCORP COMstock$265,000
+6.9%
11,4580.0%0.09%
-4.3%
ETN  EATON CORP PLC SHSstock$260,000
+15.6%
1,5050.0%0.09%
+4.8%
VOX  VANGUARD COMMUNICATION SERVICES ETFetf$258,000
-3.4%
1,9000.0%0.09%
-13.1%
VTRS NewVIATRIS INC COMstock$246,000–18,159
+100.0%
0.08%–
XLF BuyFINANCIAL SELECT SECTOR SPDRetf$240,000
+18.2%
6,150
+13.9%
0.08%
+6.7%
BAC  BK OF AMERICA CORP COMstock$240,000
+4.8%
5,4000.0%0.08%
-5.9%
NKE  NIKE INC CLASS Bstock$230,000
+15.0%
1,3800.0%0.08%
+4.1%
MCHP BuyMICROCHIP TECHNOLOGY INCstock$229,000
+12.8%
2,636
+99.2%
0.08%
+1.3%
EQR NewEQUITY RESIDENTIAL SH BEN INTreit$221,000–2,447
+100.0%
0.07%–
EWJ  ISHARES MSCI JAPAN ETFetf$222,000
-4.7%
3,3190.0%0.07%
-14.0%
SCHX NewSCHWAB STRATEGIC TR US LRG CAP ETFetf$218,000–1,917
+100.0%
0.07%–
CRSP SellCRISPR THERAPEUTICS AG NAMEN AKTstock$205,000
-54.7%
2,700
-33.3%
0.07%
-59.3%
ET SellENERGY TRANSFER L P COM UT LTD PTNstock$194,000
-16.4%
23,560
-2.6%
0.06%
-24.4%
NAC  NUVEEN CA QUALTY MUN INCOME FD COMcef$169,0000.0%10,8000.0%0.06%
-9.7%
PGX SellINVESCO PREFERRED ETFetf$169,000
-0.6%
11,280
-0.4%
0.06%
-11.1%
CIK  CREDIT SUISSE ASSET MGMT INCOM COMcef$120,000
-1.6%
35,0550.0%0.04%
-11.1%
ATHX  ATHERSYS INC NEW COMstock$44,000
-32.3%
49,0000.0%0.02%
-37.5%
EVGO ExitEVGO INC CL A COMstock$0–-11,000
-100.0%
-0.03%–
BABA ExitALIBABA GROUP HLDG LTD SPONSORED ADSadr$0–-1,370
-100.0%
-0.08%–
GEM ExitGOLDMAN SACHS ACTIVEBETA EMERGING MARKETS EQUITY ETFetf$0–-6,360
-100.0%
-0.09%–
TDOC ExitTELADOC HEALTH INC COMstock$0–-2,417
-100.0%
-0.11%–
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2022-02-10
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
APPLE INC COM34Q1 20228.2%
AMAZON COM INC COM34Q1 20229.0%
SPDR S&P 500 TRUST34Q1 20224.9%
MICROSOFT CORP COM34Q1 20226.6%
ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND34Q1 20226.4%
ISHARES CORE U.S. AGGREGATE BOND ETF34Q1 20225.0%
CONSUMER DISCRETIONARY SEL SECTOR SPDR FD34Q1 20224.4%
ISHARES S&P MIDCAP 400 GROWTH INDEX34Q1 20222.7%
VISA INC COM CL A34Q1 20222.9%
PIMCO ETF TR ENHAN SHRT MA AC34Q1 20225.9%

View Winfield Associates, Inc.'s complete holdings history.

Latest filings
TypeFiled
13F-HR2022-04-05
13F-HR2022-02-10
13F-HR2021-10-14
13F-HR2021-08-11
13F-HR2021-04-12
13F-HR2021-02-12
13F-HR2020-10-14
13F-HR2020-08-14
13F-HR2020-05-04
13F-HR2020-01-13

View Winfield Associates, Inc.'s complete filings history.

All filings

View complete filings history.

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