$187 Million is the total value of Winfield Associates, Inc.'s 127 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 15.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AMZN | Sell | AMAZON.COM INCstock | $11,575,000 | +9.3% | 6,500 | -7.8% | 6.17% | -4.8% |
| MINT | Buy | PIMCO ENHANCED SHORT MATURITY ETFetf | $10,572,000 | +10.3% | 104,100 | +9.7% | 5.64% | -3.9% |
| SPY | Buy | SPDR S&P 500 ETFetf | $8,640,000 | +13.9% | 30,586 | +0.8% | 4.61% | -0.8% |
| AAPL | Sell | APPLE INCstock | $8,034,000 | +17.6% | 42,296 | -2.4% | 4.28% | +2.4% |
| MSFT | Sell | MICROSOFTstock | $7,001,000 | +9.5% | 59,361 | -5.7% | 3.73% | -4.6% |
| GOOG | Sell | ALPHABET INC CAP STK CL Cstock | $6,265,000 | +11.7% | 5,340 | -1.4% | 3.34% | -2.7% |
| V | Sell | VISA INCstock | $5,031,000 | +12.2% | 32,209 | -5.2% | 2.68% | -2.2% |
| XLY | Sell | CONSUMER DISCRETIONARY SEL SECTOR SPDR FDetf | $5,006,000 | +9.4% | 43,966 | -4.8% | 2.67% | -4.6% |
| IJK | Buy | ISHARES S&P MIDCAP 400 GROWTH INDEXetf | $4,738,000 | +23.9% | 21,627 | +8.1% | 2.53% | +7.9% |
| VTI | Buy | VANGUARD TOTAL STOCK MARKET INDEX FUNDetf | $4,036,000 | +29.7% | 27,890 | +14.4% | 2.15% | +13.1% |
| CWB | Sell | SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETFetf | $3,961,000 | -12.8% | 75,805 | -21.9% | 2.11% | -24.0% |
| XLF | Sell | FINANCIAL SELECT SECTOR SPDRetf | $3,846,000 | +3.2% | 149,610 | -4.3% | 2.05% | -10.0% |
| TOTL | Sell | SPDR DOUBLELINE TOTAL RETURN TACTICAL ETFetf | $3,582,000 | -1.3% | 74,095 | -3.3% | 1.91% | -14.0% |
| VEA | Sell | VANGUARD FTSE DEVELOPED MARKETS ETFetf | $3,400,000 | +7.4% | 83,192 | -2.5% | 1.81% | -6.4% |
| XBI | Buy | SPDR S&P BIOTECH ETFetf | $3,234,000 | +54.1% | 35,718 | +22.1% | 1.72% | +34.3% |
| JPST | Buy | JPMORGAN ULTRA-SHORT INCOME ETFetf | $3,176,000 | +7.8% | 63,135 | +7.5% | 1.69% | -6.0% |
| XLK | Buy | TECHNOLOGY SELECT SECTOR SPDRetf | $3,064,000 | +24.5% | 41,401 | +4.3% | 1.63% | +8.5% |
| VWO | Sell | VANGUARD FTSE EMERGING MARKETS ETFetf | $2,835,000 | +9.0% | 66,695 | -2.3% | 1.51% | -5.1% |
| IBB | Sell | ISHARES NASDAQ BIOTECHNOLOGYetf | $2,705,000 | +7.2% | 24,192 | -7.5% | 1.44% | -6.5% |
| NRZ | Buy | NEW RESIDENTIAL INVESTMENT CORPreit | $2,656,000 | +19.5% | 157,077 | +0.4% | 1.42% | +4.1% |
| RTN | Sell | RAYTHEON CO COM NEWstock | $2,577,000 | +9.3% | 14,153 | -7.9% | 1.37% | -4.8% |
| CCI | Sell | CROWN CASTLE INTL CORP NEW COMreit | $2,555,000 | +15.3% | 19,962 | -2.2% | 1.36% | +0.5% |
| XLV | HEALTH CARE SELECT SECTOR SPDRetf | $2,543,000 | +6.1% | 27,713 | 0.0% | 1.36% | -7.6% | |
| IGSB | ISHARES 1-3 YR CREDIT BOND ETFetf | $2,413,000 | +2.3% | 45,680 | 0.0% | 1.29% | -10.9% | |
| HDV | Sell | ISHARES TR HIGH DIVID EQUITY FDetf | $2,402,000 | +9.7% | 25,750 | -0.8% | 1.28% | -4.5% |
| BOND | Buy | PIMCO ACTIVE BOND EXCHANGE-TRADED FUNDetf | $2,191,000 | +3.2% | 20,757 | +0.4% | 1.17% | -10.1% |
| GOOGL | Sell | GOOGLE INCstock | $2,190,000 | -11.4% | 1,861 | -21.3% | 1.17% | -22.8% |
| MDB | Sell | MONGODB INC CL Astock | $2,080,000 | +72.9% | 14,150 | -1.5% | 1.11% | +50.7% |
| AGG | Sell | ISHARES AGGREGATE BOND ETFetf | $2,028,000 | -5.7% | 18,590 | -7.9% | 1.08% | -17.8% |
| IJR | Buy | ISHARES S&P SMALLCAP 600 ETFetf | $1,874,000 | +11.7% | 24,285 | +0.4% | 1.00% | -2.6% |
| AMT | Buy | AMERICAN TOWER CORPreit | $1,790,000 | +29.3% | 9,082 | +3.8% | 0.96% | +12.8% |
| ANET | Sell | ARISTA NETWORKS INC COMstock | $1,789,000 | +39.4% | 5,690 | -6.6% | 0.95% | +21.5% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DEL CL B NEWstock | $1,777,000 | -2.1% | 8,846 | -0.6% | 0.95% | -14.7% |
| BKNG | Sell | BOOKING HLDGS INC COMstock | $1,719,000 | -5.4% | 985 | -6.6% | 0.92% | -17.5% |
| HD | Sell | HOME DEPOTstock | $1,665,000 | +7.8% | 8,676 | -3.5% | 0.89% | -6.0% |
| SPLK | Sell | SPLUNK INC COMstock | $1,657,000 | +18.7% | 13,295 | -0.2% | 0.88% | +3.4% |
| CONE | Buy | CYRUSONE INC COMreit | $1,652,000 | +2.2% | 31,498 | +3.1% | 0.88% | -10.9% |
| XLP | Sell | CONSUMER STAPLES SELECT SECTOR SPDRetf | $1,617,000 | -0.2% | 28,820 | -9.7% | 0.86% | -13.1% |
| MMM | Sell | 3M CO COMstock | $1,548,000 | +8.3% | 7,452 | -0.7% | 0.83% | -5.6% |
| LMT | Sell | LOCKHEED MARTIN CORPstock | $1,536,000 | +0.1% | 5,117 | -12.7% | 0.82% | -12.9% |
| XLI | Sell | INDUSTRIAL SELECT SECTOR SPDRetf | $1,456,000 | +14.6% | 19,400 | -1.7% | 0.78% | -0.1% |
| XLE | Sell | ENERGY SELECT SECTOR SPDRetf | $1,437,000 | +9.0% | 21,737 | -5.4% | 0.77% | -5.1% |
| SHV | Buy | ISHARES TR LEHMAN SHORT TREA BDFDetf | $1,371,000 | +419.3% | 12,395 | +417.5% | 0.73% | +351.2% |
| CRM | New | SALESFORCE COMstock | $1,342,000 | – | 8,474 | +100.0% | 0.72% | – |
| PGR | Buy | PROGRESSIVE CORP OHIO COMstock | $1,303,000 | +223.3% | 18,080 | +170.5% | 0.70% | +181.4% |
| FB | Sell | FACEBOOK INC CL Astock | $1,212,000 | +3.9% | 7,270 | -18.3% | 0.65% | -9.5% |
| SUB | Buy | ISHARES SHORT-TERM NATIONAL MUNI BOND ETFetf | $1,104,000 | +39.4% | 10,415 | +38.6% | 0.59% | +21.4% |
| HYG | Sell | ISHARES IBOXX HIGH YIELD CORPORATE BOND ETFetf | $1,096,000 | -3.3% | 12,675 | -9.3% | 0.58% | -15.7% |
| BA | Buy | BOEING CO COMstock | $1,032,000 | +21.7% | 2,705 | +2.9% | 0.55% | +6.0% |
| IVV | Buy | ISHARES S&P 500 INDEXetf | $1,027,000 | +143.9% | 3,608 | +115.4% | 0.55% | +112.4% |
| IWD | Sell | ISHARES RUSSELL 1000 VALUE ETFetf | $1,026,000 | +2.8% | 8,310 | -7.5% | 0.55% | -10.5% |
| XLC | Buy | COMMUNICATION SERVICES SELECT SECTOR SPDRA FUNDetf | $996,000 | +15.4% | 21,300 | +1.9% | 0.53% | +0.6% |
| APTV | Buy | APTIV PLC SHSstock | $899,000 | +52.4% | 11,310 | +18.1% | 0.48% | +32.7% |
| IEF | Buy | ISHARES 7-10 YR TREASURY BOND ETFetf | $855,000 | +48.7% | 8,017 | +45.3% | 0.46% | +29.5% |
| HYS | PIMCO ETF TR 0-5 YR HIGH YIELD CORP BD INDEX FDetf | $777,000 | +5.3% | 7,760 | 0.0% | 0.41% | -8.4% | |
| PFE | PFIZER INC COMstock | $768,000 | -2.7% | 18,072 | 0.0% | 0.41% | -15.1% | |
| GLW | Buy | CORNING INC COMstock | $763,000 | +21.5% | 23,065 | +11.0% | 0.41% | +6.0% |
| IWN | Sell | ISHARES RUSSELL 2000 VALUEetf | $762,000 | -36.0% | 6,355 | -42.6% | 0.41% | -44.2% |
| FUN | Sell | CEDAR FAIR L P DEP UNITstock | $716,000 | -7.7% | 13,600 | -17.1% | 0.38% | -19.6% |
| NVDA | New | NVIDIA CORP COMstock | $692,000 | – | 3,855 | +100.0% | 0.37% | – |
| DVY | ISHARES DJ SELECT DIVIDENDetf | $680,000 | +9.9% | 6,927 | 0.0% | 0.36% | -4.2% | |
| VCIT | Sell | VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETFetf | $669,000 | -2.5% | 7,700 | -7.0% | 0.36% | -15.0% |
| DLR | New | DIGITAL REALTY TRUST INCreit | $665,000 | – | 5,590 | +100.0% | 0.36% | – |
| VTV | Buy | VANGUARD VALUE INDEX FUNDetf | $664,000 | +22.3% | 6,166 | +11.3% | 0.35% | +6.6% |
| USMV | New | ISHARES EDGE MSCI MIN VOL USA ETFetf | $652,000 | – | 11,090 | +100.0% | 0.35% | – |
| VZ | Buy | VERIZON COMMUNICATIONSstock | $629,000 | +18.5% | 10,639 | +12.7% | 0.34% | +3.1% |
| APD | Sell | AIR PRODS & CHEMS INC COMstock | $587,000 | +15.6% | 3,075 | -3.1% | 0.31% | +0.6% |
| TRV | Sell | TRAVELERS COMPANIES INC COMstock | $585,000 | +11.9% | 4,268 | -2.3% | 0.31% | -2.5% |
| CMF | Sell | ISHARES TR S&P CALIF MUN BD FDetf | $582,000 | -15.4% | 9,775 | -17.0% | 0.31% | -26.4% |
| GEM | Buy | GOLDMAN SACHS ACTIVEBETA EMERGING MARKETS EQUITY ETFetf | $580,000 | +28.0% | 17,830 | +18.5% | 0.31% | +11.6% |
| PANW | Sell | PALO ALTO NETWORKS INC COMstock | $555,000 | +28.5% | 2,285 | -0.4% | 0.30% | +12.1% |
| VNQ | Buy | VANGUARD REIT INDEX ETFetf | $554,000 | +38.2% | 6,369 | +18.4% | 0.30% | +20.4% |
| LDP | Sell | COHEN & STEERS LTD DURATION PFD INCOMEcef | $550,000 | +3.6% | 23,250 | -4.5% | 0.29% | -9.8% |
| JNJ | Sell | JOHNSON & JOHNSON COMstock | $525,000 | +2.1% | 3,755 | -5.8% | 0.28% | -11.1% |
| SJM | Sell | J M SMUCKER CO NEWstock | $520,000 | +16.9% | 4,465 | -6.3% | 0.28% | +1.8% |
| EPD | ENTERPRISE PRODS PARTNERS L Pstock | $511,000 | +18.3% | 17,575 | 0.0% | 0.27% | +3.4% | |
| NUV | NUVEEN MUN VALUE FDcef | $493,000 | +7.9% | 49,250 | 0.0% | 0.26% | -6.1% | |
| SHY | Buy | ISHARES 1-3 YR TREASURY BOND ETFetf | $482,000 | +22.0% | 5,725 | +21.2% | 0.26% | +6.2% |
| ILMN | New | ILLUMINA INCstock | $482,000 | – | 1,550 | +100.0% | 0.26% | – |
| DIS | DISNEY WALT CO COM DISNEYstock | $475,000 | +1.3% | 4,280 | 0.0% | 0.25% | -11.8% | |
| IEI | Buy | ISHARES 3-7 YR TREASURY BOND ETFetf | $471,000 | +5.6% | 3,825 | +4.1% | 0.25% | -8.1% |
| NEWM | Sell | NEW MEDIA INV GRP INCstock | $452,000 | -20.4% | 43,050 | -12.2% | 0.24% | -30.7% |
| CSCO | Buy | CISCO SYS INCstock | $433,000 | +67.2% | 8,011 | +34.2% | 0.23% | +45.3% |
| PEP | Sell | PEPSICO INC COMstock | $432,000 | -25.1% | 3,525 | -32.5% | 0.23% | -34.8% |
| NCA | Buy | NUVEEN CALIF MUN VALUE FD COMcef | $425,000 | +15.2% | 44,500 | +9.9% | 0.23% | +0.4% |
| BLUE | Buy | BLUEBIRD BIO INC COMstock | $420,000 | +61.5% | 2,670 | +1.9% | 0.22% | +40.9% |
| IEMG | ISHARES CORE MSCI EMERGING MARKETS ETFetf | $404,000 | +9.8% | 7,810 | 0.0% | 0.22% | -4.4% | |
| MO | ALTRIA GROUP INC COMstock | $365,000 | +16.2% | 6,361 | 0.0% | 0.20% | +1.6% | |
| MTUM | New | ISHARES EDGE MSCI USA MOMENTUM FACTOR ETFetf | $352,000 | – | 3,142 | +100.0% | 0.19% | – |
| VOO | New | VANGUARD S&P 500 ETFetf | $343,000 | – | 1,320 | +100.0% | 0.18% | – |
| EAF | Buy | GRAFTECH INTL LTD COMstock | $324,000 | +71.4% | 25,325 | +53.0% | 0.17% | +49.1% |
| IWM | ISHARES RUSSELL 2000 ETFetf | $315,000 | +14.1% | 2,060 | 0.0% | 0.17% | -0.6% | |
| ACIA | Sell | ACACIA COMMUNICATIONS INC COMstock | $310,000 | +47.6% | 5,400 | -2.3% | 0.16% | +27.9% |
| HII | HUNTINGTON INGALLS INDS INC COMstock | $306,000 | +8.9% | 1,475 | 0.0% | 0.16% | -5.2% | |
| AJG | GALLAGHER ARTHUR J & CO COMstock | $301,000 | +6.0% | 3,851 | 0.0% | 0.16% | -7.5% | |
| XLB | MATERIALS SELECT SECTOR SPDRetf | $296,000 | +9.6% | 5,342 | 0.0% | 0.16% | -4.2% | |
| JPM | Buy | JPMORGAN CHASE & CO COMstock | $292,000 | +30.9% | 2,883 | +26.4% | 0.16% | +14.7% |
| AMJ | Sell | JP MORGAN ALERIAN MLP ETNetf | $286,000 | +12.6% | 11,200 | -1.8% | 0.15% | -1.3% |
| PM | Sell | PHILIP MORRIS INTL INCstock | $286,000 | -27.8% | 3,235 | -45.5% | 0.15% | -36.8% |
| IJH | Sell | ISHARES CORE S&P MID CAP ETFetf | $285,000 | -25.8% | 1,503 | -35.0% | 0.15% | -35.3% |
| FSLR | Buy | FIRST SOLAR INCstock | $280,000 | +29.0% | 5,300 | +3.9% | 0.15% | +12.0% |
| JNK | SPDR HIGH YIELD BOND ETFetf | $274,000 | +7.0% | 7,625 | 0.0% | 0.15% | -7.0% | |
| KEY | Sell | KEYCORP NEW COMstock | $273,000 | +5.8% | 17,355 | -0.4% | 0.15% | -7.6% |
| IIVI | New | II VI INC COMstock | $271,000 | – | 7,267 | +100.0% | 0.14% | – |
| MUB | ISHARES AMT-FREE MUNI BOND ETFetf | $264,000 | +1.9% | 2,375 | 0.0% | 0.14% | -11.3% | |
| LQD | Sell | ISHARES IBOXX CORPORATE BOND ETFetf | $262,000 | -14.1% | 2,200 | -18.5% | 0.14% | -25.1% |
| KBE | Sell | SPDR SERIES TRUST KBW BK ETFetf | $248,000 | +1.6% | 5,935 | -9.2% | 0.13% | -11.4% |
| SBUX | STARBUCKS CORPstock | $242,000 | +15.2% | 3,255 | 0.0% | 0.13% | 0.0% | |
| MRVL | Sell | MARVELL TECHNOLOGY GROUP LTD ORDstock | $242,000 | -18.2% | 12,183 | -33.3% | 0.13% | -28.7% |
| COP | Sell | CONOCOPHILLIPS COMstock | $239,000 | +4.4% | 3,575 | -2.7% | 0.13% | -9.3% |
| NXC | NUVEEN CA SELECT TAX FREE PRTF SH BEN INTcef | $226,000 | +6.1% | 16,000 | 0.0% | 0.12% | -6.9% | |
| MDLZ | MONDELEZ INTL INC CL Astock | $225,000 | +24.3% | 4,512 | 0.0% | 0.12% | +8.1% | |
| GSLC | New | GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETFetf | $220,000 | – | 3,875 | +100.0% | 0.12% | – |
| FCVT | New | FIRST TRUST SSI STRATEGIC CONVERTIBLE SECURITIES ETFetf | $214,000 | – | 7,050 | +100.0% | 0.11% | – |
| SCHX | New | SCHWAB STRATEGIC TR US LRG CAP ETFetf | $212,000 | – | 3,141 | +100.0% | 0.11% | – |
| CGC | New | CANOPY GROWTH CORP COMstock | $208,000 | – | 4,800 | +100.0% | 0.11% | – |
| VDE | New | VANGUARD ENERGYetf | $209,000 | – | 2,340 | +100.0% | 0.11% | – |
| NOC | New | NORTHROP GRUMMAN CORP COMstock | $189,000 | – | 700 | +100.0% | 0.10% | – |
| INTC | INTEL CORP COMstock | $175,000 | +14.4% | 3,266 | 0.0% | 0.09% | -1.1% | |
| MLPA | GLOBAL X MLP ETFetf | $161,000 | +15.8% | 18,100 | 0.0% | 0.09% | +1.2% | |
| BAC | Sell | BANK AMER CORP COMstock | $152,000 | +2.7% | 5,500 | -8.3% | 0.08% | -11.0% |
| XOM | Sell | EXXON MOBIL CORP COMstock | $140,000 | +6.1% | 1,737 | -10.3% | 0.08% | -7.4% |
| WFC | Sell | WELLS FARGO CO NEW COMstock | $135,000 | -13.5% | 2,785 | -17.7% | 0.07% | -24.2% |
| VIG | VANGUARD DIVIDEND APPRECIATION INDEX FUNDetf | $119,000 | +12.3% | 1,083 | 0.0% | 0.06% | -3.1% | |
| PG | New | PROCTER AND GAMBLE CO COMstock | $89,000 | – | 860 | +100.0% | 0.05% | – |
| ATHX | Sell | ATHERSYS INC NEW COMstock | $64,000 | -4.5% | 42,350 | -8.6% | 0.03% | -17.1% |
| EKSO | EKSO BIONICS HLDGS INC COM NEWstock | $27,000 | +107.7% | 10,804 | 0.0% | 0.01% | +75.0% | |
| VO | Exit | VANGUARD MID CAPetf | $0 | – | -1,608 | -100.0% | -0.14% | – |
| SYY | Exit | SYSCO CORP COMstock | $0 | – | -7,400 | -100.0% | -0.28% | – |
| TIP | Exit | ISHARES TIPS BOND ETFetf | $0 | – | -6,358 | -100.0% | -0.43% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-04-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC COM | 34 | Q1 2022 | 8.2% |
| AMAZON COM INC COM | 34 | Q1 2022 | 9.0% |
| SPDR S&P 500 TRUST | 34 | Q1 2022 | 4.9% |
| MICROSOFT CORP COM | 34 | Q1 2022 | 6.6% |
| ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND | 34 | Q1 2022 | 6.4% |
| ISHARES CORE U.S. AGGREGATE BOND ETF | 34 | Q1 2022 | 5.0% |
| CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | 34 | Q1 2022 | 4.4% |
| ISHARES S&P MIDCAP 400 GROWTH INDEX | 34 | Q1 2022 | 2.7% |
| VISA INC COM CL A | 34 | Q1 2022 | 2.9% |
| PIMCO ETF TR ENHAN SHRT MA AC | 34 | Q1 2022 | 5.9% |
View Winfield Associates, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2022-04-05 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-10-14 |
| 13F-HR | 2021-08-11 |
| 13F-HR | 2021-04-12 |
| 13F-HR | 2021-02-12 |
| 13F-HR | 2020-10-14 |
| 13F-HR | 2020-08-14 |
| 13F-HR | 2020-05-04 |
| 13F-HR | 2020-01-13 |
View Winfield Associates, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.