Q3 2016
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TLT | Buy | ISHARES TR20 yr tr bd etf | $13,751,000 | +16.5% | 100,000 | +17.6% | 18.67% | -8.6% |
| HYG | New | ISHARES TRput | $8,726,000 | – | 100,000 | – | 11.84% | – |
| WD | Buy | WALKER DUNLOP INC | $7,831,000 | +14.6% | 310,000 | +3.3% | 10.63% | -10.1% |
| ANH | Buy | ANWORTH MORTGAGE ASSET CP | $4,920,000 | +1191.3% | 1,000,000 | +1133.7% | 6.68% | +913.4% |
| MTGE | Sell | AMERICAN CAP MTG INVT CORP | $4,545,000 | -36.0% | 264,417 | -41.2% | 6.17% | -49.8% |
| IMH | New | IMPAC MTG HLDGS INC | $3,627,000 | – | 275,000 | – | 4.92% | – |
| DX | Sell | DYNEX CAPITAL INC | $3,199,000 | -53.5% | 431,112 | -56.5% | 4.34% | -63.5% |
| NPO | Sell | ENPRO INDUSTRIES INC | $2,815,000 | -42.0% | 49,550 | -54.7% | 3.82% | -54.5% |
| CSC | New | COMPUTER SCIENCES CORP | $2,611,000 | – | 50,000 | – | 3.54% | – |
| BTG | New | B2GOLD CORP | $1,578,000 | – | 600,000 | – | 2.14% | – |
| SA | New | SEABRIDGE GOLD INC | $1,103,000 | – | 100,000 | – | 1.50% | – |
| ICAD | Buy | ICAD INC | $910,000 | +16.2% | 175,000 | +16.7% | 1.24% | -8.8% |
| EVRI | Buy | EVERI HOLDINGS INC | $741,000 | +232.3% | 300,000 | +54.4% | 1.01% | +160.6% |
| APPS | Buy | DIGITAL TURBINE INC | $656,000 | +2.2% | 625,000 | +4.2% | 0.89% | -19.8% |
| VHC | Exit | VIRNETX HLDG CORP | $0 | – | -49,800 | – | -0.34% | – |
| ATAX | Exit | AMERICA FIRST MULTIFAMILY INben unit ctf | $0 | – | -329,000 | – | -3.12% | – |
Q2 2016
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NGHC | New | NATIONAL GEN HLDGS CORP | $13,923,000 | – | 650,000 | – | 24.08% | – |
| TLT | New | ISHARES TR20 yr tr bd etf | $11,807,000 | – | 85,000 | – | 20.42% | – |
| MTGE | New | AMERICAN CAP MTG INVT CORP | $7,106,000 | – | 450,000 | – | 12.29% | – |
| DX | New | DYNEX CAPITAL INC | $6,874,000 | – | 990,461 | – | 11.89% | – |
| WD | New | WALKER DUNLOP INC | $6,834,000 | – | 300,000 | – | 11.82% | – |
| NPO | New | ENPRO INDUSTRIES INC | $4,855,000 | – | 109,380 | – | 8.40% | – |
| ATAX | New | AMERICA FIRST MULTIFAMILY INben unit ctf | $1,803,000 | – | 329,000 | – | 3.12% | – |
| GDX | New | VANECK VECTORS ETF TRgold miners etf | $1,386,000 | – | 50,000 | – | 2.40% | – |
| EMGCQ | New | EMERGENT CAPITAL INC | $1,008,000 | – | 300,000 | – | 1.74% | – |
| ICAD | New | ICAD INC | $783,000 | – | 150,000 | – | 1.35% | – |
| APPS | New | DIGITAL TURBINE INC | $642,000 | – | 600,000 | – | 1.11% | – |
| ANH | New | ANWORTH MORTGAGE ASSET CP | $381,000 | – | 81,055 | – | 0.66% | – |
| EVRI | New | EVERI HOLDINGS INC | $223,000 | – | 194,343 | – | 0.39% | – |
| VHC | New | VIRNETX HLDG CORP | $199,000 | – | 49,800 | – | 0.34% | – |
Q4 2015
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| RCPIQ | Exit | ROCK CREEK PHARM INC | $0 | – | -75,291 | – | -0.05% | – |
| EARN | Exit | ELLINGTON RESIDENTIAL MTG | $0 | – | -17,220 | – | -0.17% | – |
| CDE | Exit | COEUR MINING INC | $0 | – | -200,000 | – | -0.45% | – |
| HTS | Exit | HATTERAS FINANCIAL CORP | $0 | – | -57,146 | – | -0.69% | – |
| SA | Exit | SEABRIDGE GOLD INC | $0 | – | -171,500 | – | -0.80% | – |
| APPS | Exit | DIGITAL TURBINE INC | $0 | – | -650,000 | – | -0.94% | – |
| CYS | Exit | CYS INVESTMENTS INC | $0 | – | -169,401 | – | -0.98% | – |
| EMGCQ | Exit | EMERGENT CAPITAL INC | $0 | – | -323,397 | – | -1.41% | – |
| CCG | Exit | CAMPUS CREST CMNTYS INC | $0 | – | -400,000 | – | -1.70% | – |
| NEP | Exit | NEXTERA ENERGY PARTNERS LP | $0 | – | -100,000 | – | -1.74% | – |
| ATAX | Exit | AMERICA FIRST MULTIFAMILY INben unit ctf | $0 | – | -854,000 | – | -3.55% | – |
| MTGE | Exit | AMERICAN CAPITAL MORTGAGE IN | $0 | – | -408,594 | – | -4.81% | – |
| TLT | Exit | ISHARES TR20+ yr tr bd etf | $0 | – | -50,000 | – | -4.94% | – |
| TLT | Exit | ISHARES TRcall | $0 | – | -50,000 | – | -4.94% | – |
| DX | Exit | DYNEX CAPITAL INC | $0 | – | -1,305,083 | – | -6.84% | – |
| NGHC | Exit | NATIONAL GEN HLDGS CORP | $0 | – | -859,696 | – | -13.25% | – |
| IVR | Exit | INVESCO MTG CAPITAL | $0 | – | -1,380,374 | – | -13.50% | – |
| AGNC | Exit | AMERICAN CAPITAL MORTGAGE IN | $0 | – | -974,877 | – | -14.56% | – |
| WD | Exit | WALKER DUNLOP INC | $0 | – | -1,185,000 | – | -24.69% | – |
Q3 2015
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WD | Buy | WALKER DUNLOP INC | $30,905,000 | +0.8% | 1,185,000 | +3.3% | 24.69% | -2.1% |
| AGNC | Buy | AMERICAN CAPITAL MORTGAGE IN | $18,230,000 | +34.0% | 974,877 | +31.7% | 14.56% | +30.2% |
| IVR | Buy | INVESCO MTG CAPITAL | $16,896,000 | -14.2% | 1,380,374 | +0.3% | 13.50% | -16.7% |
| NGHC | Buy | NATIONAL GEN HLDGS CORP | $16,584,000 | +77.0% | 859,696 | +91.2% | 13.25% | +72.0% |
| TLT | New | ISHARES TRcall | $6,177,000 | – | 50,000 | – | 4.94% | – |
| TLT | Sell | ISHARES TR20+ yr tr bd etf | $6,177,000 | -64.9% | 50,000 | -66.7% | 4.94% | -65.9% |
| ATAX | Buy | AMERICA FIRST MULTIFAMILY INben unit ctf | $4,441,000 | +43.4% | 854,000 | +53.1% | 3.55% | +39.4% |
| NEP | New | NEXTERA ENERGY PARTNERS LP | $2,180,000 | – | 100,000 | – | 1.74% | – |
| CCG | Buy | CAMPUS CREST CMNTYS INC | $2,128,000 | +284.1% | 400,000 | +300.0% | 1.70% | +272.8% |
| EMGCQ | New | EMERGENT CAPITAL INC | $1,763,000 | – | 323,397 | – | 1.41% | – |
| CYS | New | CYS INVESTMENTS INC | $1,230,000 | – | 169,401 | – | 0.98% | – |
| APPS | Buy | DIGITAL TURBINE INC | $1,177,000 | +29.9% | 650,000 | +116.7% | 0.94% | +26.2% |
| IFT | Exit | IMPERIAL HOLDINGS INC | $0 | – | -323,397 | – | -1.54% | – |
| NPO | Exit | ENPRO INDUSTRIES INC | $0 | – | -75,000 | – | -3.53% | – |
Q2 2015
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WD | New | WALKER DUNLOP INC | $30,660,000 | – | 1,146,600 | – | 25.21% | – |
| IVR | New | INVESCO MTG CAPITAL | $19,701,000 | – | 1,375,795 | – | 16.20% | – |
| TLT | New | ISHARES TR20+ yr tr bd etf | $17,619,000 | – | 150,000 | – | 14.49% | – |
| AGNC | New | AMERICAN CAPITAL AGENCY CORP | $13,601,000 | – | 740,377 | – | 11.18% | – |
| DX | New | DYNEX CAPITAL INC | $9,945,000 | – | 1,305,083 | – | 8.18% | – |
| NGHC | New | NATIONAL GEN HLDGS CORP | $9,367,000 | – | 449,696 | – | 7.70% | – |
| MTGE | New | AMERICAN CAPITAL MORTGAGE IN | $6,533,000 | – | 408,594 | – | 5.37% | – |
| NPO | New | ENPRO INDUSTRIES INC | $4,292,000 | – | 75,000 | – | 3.53% | – |
| ATAX | New | AMERICA FIRST MULTIFAMILY INben unit ctf | $3,096,000 | – | 557,926 | – | 2.55% | – |
| IFT | New | IMPERIAL HOLDINGS INC | $1,872,000 | – | 323,397 | – | 1.54% | – |
| CDE | New | COEUR MINING INC | $1,142,000 | – | 200,000 | – | 0.94% | – |
| SA | New | SEABRIDGE GOLD INC | $1,048,000 | – | 171,500 | – | 0.86% | – |
| HTS | New | HATTERAS FINANCIAL CORP | $931,000 | – | 57,146 | – | 0.77% | – |
| APPS | New | DIGITAL TURBINE INC | $906,000 | – | 300,000 | – | 0.74% | – |
| CCG | New | CAMPUS CREST CMNTYS INC | $554,000 | – | 100,000 | – | 0.46% | – |
| EARN | New | ELLINGTON RESIDENTIAL MTG | $246,000 | – | 17,220 | – | 0.20% | – |
| RCPIQ | New | ROCK CREEK PHARM INC | $103,000 | – | 75,291 | – | 0.08% | – |
Q4 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| RCPI | Exit | ROCK CREEK PHARM INC | $0 | – | -2,097,922 | – | -0.26% | – |
| CCS | Exit | CENTURY COMMUNITIES INC | $0 | – | -119,000 | – | -0.73% | – |
| IFT | Exit | IMPERIAL HOLDINGS INC | $0 | – | -780,400 | – | -1.78% | – |
| AMPE | Exit | AMPIO PHARMACEUTICALS INC | $0 | – | -1,685,990 | – | -2.10% | – |
| GDXJ | Exit | MARKET VECTORS JR GOLD MINER ETFetf | $0 | – | -210,000 | – | -2.50% | – |
| SRNE | Exit | SORRENTO THERAPEUTICS INC | $0 | – | -1,608,102 | – | -2.57% | – |
| AGNC | Exit | AMERICAN CAPITAL AGENCY CORP | $0 | – | -440,000 | – | -3.31% | – |
| CYS | Exit | CYS INVESTMENTS INC | $0 | – | -2,250,000 | – | -6.56% | – |
| DX | Exit | DYNEX CAPITAL INC | $0 | – | -2,610,166 | – | -7.46% | – |
| HTS | Exit | HATTERAS FINANCIAL CORP | $0 | – | -1,658,800 | – | -10.54% | – |
| REN | Exit | RESOLUTE ENERGY CORP | $0 | – | -4,760,000 | – | -10.56% | – |
| NMIH | Exit | NMI HOLDINGS INCcl a | $0 | – | -3,659,414 | – | -11.20% | – |
| WD | Exit | WALKER DUNLOP INC | $0 | – | -2,411,314 | – | -11.34% | – |
| NGHC | Exit | NATIONAL GEN HLDGS CORP | $0 | – | -2,000,000 | – | -11.95% | – |
| IVR | Exit | INVESCO MTG CAPITAL | $0 | – | -3,084,408 | – | -17.15% | – |
Q3 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IVR | Buy | INVESCO MTG CAPITAL | $48,486,000 | +91.7% | 3,084,408 | +111.7% | 17.15% | -0.1% |
| NGHC | Buy | NATIONAL GEN HLDGS CORP | $33,780,000 | +70.0% | 2,000,000 | +75.1% | 11.95% | -11.4% |
| WD | Buy | WALKER DUNLOP INC | $32,046,000 | +96.7% | 2,411,314 | +108.9% | 11.34% | +2.5% |
| NMIH | Buy | NMI HOLDINGS INCcl a | $31,654,000 | +162.1% | 3,659,414 | +218.2% | 11.20% | +36.6% |
| REN | Buy | RESOLUTE ENERGY CORP | $29,846,000 | +214.5% | 4,760,000 | +333.4% | 10.56% | +63.8% |
| HTS | Buy | HATTERAS FINANCIAL CORP | $29,792,000 | +81.2% | 1,658,800 | +99.9% | 10.54% | -5.6% |
| DX | Buy | DYNEX CAPITAL INC | $21,090,000 | +82.6% | 2,610,166 | +100.0% | 7.46% | -4.9% |
| CYS | Buy | CYS INVESTMENTS INC | $18,540,000 | +194.8% | 2,250,000 | +222.7% | 6.56% | +53.6% |
| AGNC | New | AMERICAN CAPITAL AGENCY CORP | $9,350,000 | – | 440,000 | – | 3.31% | – |
| SRNE | Buy | SORRENTO THERAPEUTICS INC | $7,268,000 | +54.7% | 1,608,102 | +131.1% | 2.57% | -19.4% |
| GDXJ | New | MARKET VECTORS JR GOLD MINER ETFetf | $7,060,000 | – | 210,000 | – | 2.50% | – |
| AMPE | Buy | AMPIO PHARMACEUTICALS INC | $5,952,000 | -48.3% | 1,685,990 | +22.3% | 2.10% | -73.1% |
| IFT | Buy | IMPERIAL HOLDINGS INC | $5,034,000 | +89.2% | 780,400 | +100.1% | 1.78% | -1.4% |
| CCS | Sell | CENTURY COMMUNITIES INC | $2,065,000 | -22.3% | 119,000 | -0.8% | 0.73% | -59.6% |
| RCPI | Buy | ROCK CREEK PHARM INC | $738,000 | +195.2% | 2,097,922 | +394.8% | 0.26% | +53.5% |
| TWGP | Exit | TOWER GROUP INTL LTD | $0 | – | -300,000 | – | -0.37% | – |
| OAKS | Exit | FIVE OAKS INV CORP | $0 | – | -107,600 | – | -0.82% | – |
| GDOT | Exit | GREEN DOT CORPput | $0 | – | -100,000 | – | -1.29% | – |
| GDOT | Exit | GREEN DOT CORPcl a | $0 | – | -100,000 | – | -1.29% | – |
| SA | Exit | SEABRIDGE GOLD INC | $0 | – | -281,982 | – | -1.80% | – |
Q2 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IVR | New | INVESCO MTG CAPITAL | $25,297,000 | – | 1,457,204 | – | 17.18% | – |
| NGHC | New | NATIONAL GEN HLDGS CORP | $19,871,000 | – | 1,142,000 | – | 13.49% | – |
| HTS | New | HATTERAS FINANCIAL CORP | $16,442,000 | – | 830,000 | – | 11.16% | – |
| WD | New | WALKER DUNLOP INC | $16,290,000 | – | 1,154,473 | – | 11.06% | – |
| NMIH | New | NMI HOLDINGS INCcl a | $12,075,000 | – | 1,150,000 | – | 8.20% | – |
| DX | New | DYNEX CAPITAL INC | $11,550,000 | – | 1,305,083 | – | 7.84% | – |
| AMPE | New | AMPIO PHARMACEUTICALS INC | $11,515,000 | – | 1,379,099 | – | 7.82% | – |
| REN | New | RESOLUTE ENERGY CORP | $9,490,000 | – | 1,098,407 | – | 6.44% | – |
| CYS | New | CYS INVESTMENTS INC | $6,288,000 | – | 697,148 | – | 4.27% | – |
| SRNE | New | SORRENTO THERAPEUTICS INC | $4,697,000 | – | 695,809 | – | 3.19% | – |
| IFT | New | IMPERIAL HOLDINGS INC | $2,660,000 | – | 390,000 | – | 1.81% | – |
| CCS | New | CENTURY COMMUNITIES INC | $2,658,000 | – | 120,000 | – | 1.80% | – |
| SA | New | SEABRIDGE GOLD INC | $2,645,000 | – | 281,982 | – | 1.80% | – |
| GDOT | New | GREEN DOT CORPput | $1,898,000 | – | 100,000 | – | 1.29% | – |
| GDOT | New | GREEN DOT CORPcl a | $1,898,000 | – | 100,000 | – | 1.29% | – |
| OAKS | New | FIVE OAKS INV CORP | $1,215,000 | – | 107,600 | – | 0.82% | – |
| TWGP | New | TOWER GROUP INTL LTD | $540,000 | – | 300,000 | – | 0.37% | – |
| RCPI | New | ROCK CREEK PHARM INC | $250,000 | – | 423,961 | – | 0.17% | – |
Q4 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GSV | Exit | GOLD STANDARD VENTURES CORP | $0 | – | -60,057 | – | -0.03% | – |
| SAND | Exit | SANDSTORM GOLD LTD | $0 | – | -15,000 | – | -0.06% | – |
| PZG | Exit | PARAMOUNT GOLD AND SILVER | $0 | – | -450,000 | – | -0.45% | – |
| GDXJ | Exit | MARKET VECTORS ETF TR JR GOLDgold miner etf | $0 | – | -22,500 | – | -0.71% | – |
| SA | Exit | SEABRIDGE GOLD INC | $0 | – | -101,573 | – | -0.83% | – |
| ANH | Exit | ANWORTH MORTGAGE ASSET CORP | $0 | – | -412,840 | – | -1.54% | – |
| TWGP | Exit | TOWER GROUP INTL LTD | $0 | – | -347,300 | – | -1.88% | – |
| MITT | Exit | AG MTG INV TR INC | $0 | – | -166,735 | – | -2.14% | – |
| AMBC | Exit | AMBAC FINANCIAL GROUP INC | $0 | – | -160,000 | – | -2.24% | – |
| PNX | Exit | PHOENIX COMPANIES INC | $0 | – | -90,292 | – | -2.70% | – |
| MTGE | Exit | AMERICAN CAP AGY CORP | $0 | – | -200,000 | – | -3.05% | – |
| REN | Exit | RESOLUTE ENERGY CORP | $0 | – | -522,000 | – | -3.37% | – |
| NRF | Exit | NORTHSTAR REALTY FINANCE CORP | $0 | – | -500,000 | – | -3.58% | – |
| RSO | Exit | RESOURCE CAPITAL CORP | $0 | – | -787,073 | – | -3.61% | – |
| REM | Exit | ISHARES TR MRTG PLS CAP IDXishares | $0 | – | -402,500 | – | -3.72% | – |
| MFA | Exit | MFA FINANCIAL INC | $0 | – | -1,062,000 | – | -6.11% | – |
| MBI | Exit | MBIA INC | $0 | – | -854,200 | – | -6.74% | – |
| AMPE | Exit | AMPIO PHARMACEUTICALS INC | $0 | – | -1,283,161 | – | -7.43% | – |
| DX | Exit | DYNEX CAPITAL INC | $0 | – | -1,305,083 | – | -8.83% | – |
| HTS | Exit | HATTERAS FINANCIAL CORP | $0 | – | -617,402 | – | -8.92% | – |
| AGO | Exit | ASSURED GUARANTY LTD | $0 | – | -642,000 | – | -9.29% | – |
| TWO | Exit | TWO HARBORS INV CORP | $0 | – | -1,454,800 | – | -10.90% | – |
| WD | Exit | WALKER DUNLOP INC | $0 | – | -967,261 | – | -11.88% | – |
Q3 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WD | Buy | WALKER DUNLOP INC | $15,389,000 | -6.4% | 967,261 | +2.9% | 11.88% | -43.8% |
| TWO | New | TWO HARBORS INV CORP | $14,126,000 | – | 1,454,800 | – | 10.90% | – |
| AGO | Buy | ASSURED GUARANTY LTD | $12,038,000 | +15.5% | 642,000 | +35.9% | 9.29% | -30.6% |
| HTS | New | HATTERAS FINANCIAL CORP | $11,552,000 | – | 617,402 | – | 8.92% | – |
| AMPE | New | AMPIO PHARMACEUTICALS INC | $9,624,000 | – | 1,283,161 | – | 7.43% | – |
| MBI | Buy | MBIA INC | $8,738,000 | +41.2% | 854,200 | +83.7% | 6.74% | -15.1% |
| MFA | New | MFA FINANCIAL INC | $7,912,000 | – | 1,062,000 | – | 6.11% | – |
| REM | New | ISHARES TR MRTG PLS CAP IDXishares | $4,826,000 | – | 402,500 | – | 3.72% | – |
| RSO | Buy | RESOURCE CAPITAL CORP | $4,675,000 | +95.0% | 787,073 | +101.9% | 3.61% | +17.2% |
| NRF | New | NORTHSTAR REALTY FINANCE CORP | $4,640,000 | – | 500,000 | – | 3.58% | – |
| REN | Sell | RESOLUTE ENERGY CORP | $4,364,000 | -11.4% | 522,000 | -15.4% | 3.37% | -46.7% |
| MTGE | New | AMERICAN CAP AGY CORP | $3,952,000 | – | 200,000 | – | 3.05% | – |
| AMBC | Buy | AMBAC FINANCIAL GROUP INC | $2,902,000 | +87.3% | 160,000 | +146.2% | 2.24% | +12.6% |
| MITT | New | AG MTG INV TR INC | $2,771,000 | – | 166,735 | – | 2.14% | – |
| TWGP | New | TOWER GROUP INTL LTD | $2,431,000 | – | 347,300 | – | 1.88% | – |
| ANH | Buy | ANWORTH MORTGAGE ASSET CORP | $1,994,000 | +154.3% | 412,840 | +194.9% | 1.54% | +53.0% |
| SA | Buy | SEABRIDGE GOLD INC | $1,079,000 | +357.2% | 101,573 | +306.3% | 0.83% | +174.9% |
| GDXJ | Sell | MARKET VECTORS ETF TR JR GOLDgold miner etf | $917,000 | -51.9% | 22,500 | -89.2% | 0.71% | -71.1% |
| IWM | Exit | ISHARES RUSSELL 2000put | $0 | – | -4,000 | – | -0.48% | – |
| NOVC | Exit | NOVATION COMPANIES INC | $0 | – | -1,901,500 | – | -1.00% | – |
| MBI | Exit | MBIA INCcall | $0 | – | -5,000 | – | -1.52% | – |
| NRZ | Exit | NEW RESIDENTIAL INVESTMENT CORP | $0 | – | -588,600 | – | -5.09% | – |
| NCT | Exit | NEWCASTLE INVESTMENT CORP | $0 | – | -1,700,000 | – | -11.41% | – |
Q2 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WD | New | WALKER DUNLOP INC | $16,449,000 | – | 939,931 | – | 21.12% | – |
| DX | New | DYNEX CAPITAL INC | $13,299,000 | – | 1,305,083 | – | 17.07% | – |
| AGO | New | ASSURED GUARANTY LTD | $10,421,000 | – | 472,400 | – | 13.38% | – |
| NCT | New | NEWCASTLE INVESTMENT CORP | $8,891,000 | – | 1,700,000 | – | 11.41% | – |
| MBI | New | MBIA INC | $6,189,000 | – | 465,000 | – | 7.94% | – |
| REN | New | RESOLUTE ENERGY CORP | $4,924,000 | – | 617,000 | – | 6.32% | – |
| NRZ | New | NEW RESIDENTIAL INVESTMENT CORP | $3,967,000 | – | 588,600 | – | 5.09% | – |
| PNX | New | PHOENIX COMPANIES INC | $3,883,000 | – | 90,292 | – | 4.98% | – |
| RSO | New | RESOURCE CAPITAL CORP | $2,398,000 | – | 389,914 | – | 3.08% | – |
| GDXJ | New | MARKET VECTORS ETF TR JR GOLDgold miner etf | $1,905,000 | – | 208,000 | – | 2.45% | – |
| AMBC | New | AMBAC FINANCIAL GROUP INC | $1,549,000 | – | 65,000 | – | 1.99% | – |
| MBI | New | MBIA INCcall | $1,188,000 | – | 5,000 | – | 1.52% | – |
| ANH | New | ANWORTH MORTGAGE ASSET CORP | $784,000 | – | 140,000 | – | 1.01% | – |
| NOVC | New | NOVATION COMPANIES INC | $779,000 | – | 1,901,500 | – | 1.00% | – |
| PZG | New | PARAMOUNT GOLD AND SILVER | $536,000 | – | 450,000 | – | 0.69% | – |
| IWM | New | ISHARES RUSSELL 2000put | $370,000 | – | 4,000 | – | 0.48% | – |
| SA | New | SEABRIDGE GOLD INC | $236,000 | – | 25,000 | – | 0.30% | – |
| SAND | New | SANDSTORM GOLD LTD | $88,000 | – | 15,000 | – | 0.11% | – |
| GSV | New | GOLD STANDARD VENTURES CP | $38,000 | – | 60,057 | – | 0.05% | – |