$348 Million is the total value of High Falls Advisors, Inc's 113 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 26.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ESGU | Buy | ISHARES TResg awr msci usa | $30,073,000 | +41.3% | 330,940 | +33.7% | 8.63% | +39.8% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $28,257,000 | +18.1% | 71,030 | +11.5% | 8.11% | +16.9% |
| GOVT | Buy | ISHARES TRus treas bd etf | $21,270,000 | +117.7% | 812,142 | +126.4% | 6.11% | +115.3% |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $19,743,000 | -16.2% | 151,814 | -11.0% | 5.67% | -17.1% |
| IUSB | New | ISHARES TRcore total usd | $16,756,000 | – | 317,647 | +100.0% | 4.81% | – |
| EFG | Buy | ISHARES TReafe grwth etf | $15,084,000 | +50.7% | 150,148 | +51.4% | 4.33% | +49.1% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $12,899,000 | +27.4% | 118,849 | +7.9% | 3.70% | +26.0% |
| EFV | New | ISHARES TReafe value etf | $12,758,000 | – | 250,309 | +100.0% | 3.66% | – |
| ESGE | Buy | ISHARES INCesg awr msci em | $12,328,000 | +22.9% | 284,656 | +19.1% | 3.54% | +21.6% |
| VLUE | Buy | ISHARES TRmsci usa value | $9,483,000 | +62.3% | 92,552 | +37.7% | 2.72% | +60.6% |
| IXN | Sell | ISHARES TRglobal tech etf | $9,433,000 | -8.2% | 30,653 | -10.5% | 2.71% | -9.2% |
| IGSB | Buy | ISHARES TR | $9,032,000 | +30.6% | 165,175 | +31.7% | 2.59% | +29.2% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $8,876,000 | -38.9% | 22,396 | -42.3% | 2.55% | -39.5% |
| USMV | Sell | ISHARES TRmsci usa min vol | $8,090,000 | -46.3% | 116,925 | -47.3% | 2.32% | -46.8% |
| DVY | Sell | ISHARES TRselect divid etf | $7,908,000 | -35.5% | 69,311 | -45.6% | 2.27% | -36.2% |
| MBB | Sell | ISHARES TRmbs etf | $7,424,000 | -37.9% | 68,473 | -36.9% | 2.13% | -38.6% |
| HYG | Sell | ISHARES TRiboxx hi yd etf | $6,286,000 | -50.0% | 72,109 | -49.9% | 1.80% | -50.5% |
| IHI | Sell | ISHARES TRu.s. med dvc etf | $6,082,000 | -36.3% | 18,412 | -36.9% | 1.75% | -37.0% |
| MTUM | New | ISHARES TRmsci usa mmentm | $5,776,000 | – | 35,904 | +100.0% | 1.66% | – |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $5,671,000 | -42.8% | 21,788 | -49.5% | 1.63% | -43.4% |
| AAPL | Sell | APPLE INC | $5,634,000 | -9.2% | 46,121 | -1.4% | 1.62% | -10.2% |
| IEFA | Sell | ISHARES TRcore msci eafe | $4,782,000 | -60.4% | 66,367 | -62.0% | 1.37% | -60.8% |
| PFF | Sell | ISHARES TRpfd and incm sec | $4,600,000 | -49.7% | 119,802 | -49.6% | 1.32% | -50.2% |
| EFAV | Sell | ISHARES TRmsci eafe min vl | $4,594,000 | -51.7% | 62,941 | -51.5% | 1.32% | -52.3% |
| FCOR | Buy | FIDELITY COVINGTON TRUSTcorp bond etf | $4,541,000 | +74.2% | 83,776 | +84.0% | 1.30% | +72.3% |
| ACWV | Sell | ISHARES INCmsci gbl min vol | $4,472,000 | -49.5% | 45,328 | -50.4% | 1.28% | -50.0% |
| SHY | Sell | ISHARES TR1 3 yr treas bd | $3,663,000 | -51.0% | 42,468 | -50.9% | 1.05% | -51.5% |
| AGG | Sell | ISHARES TRcore us aggbd et | $3,325,000 | -52.2% | 29,208 | -50.4% | 0.96% | -52.7% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $2,997,000 | -24.1% | 9,390 | -25.4% | 0.86% | -25.0% |
| IEI | Buy | ISHARES TR3 7 yr treas bd | $2,957,000 | +84.8% | 22,763 | +89.1% | 0.85% | +83.0% |
| TIP | Sell | ISHARES TRtips bd etf | $2,930,000 | -49.1% | 23,345 | -48.2% | 0.84% | -49.7% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $2,695,000 | +8.3% | 5,660 | -4.5% | 0.77% | +7.2% |
| IYR | Sell | ISHARES TRu.s. real es etf | $2,485,000 | -41.3% | 27,028 | -45.3% | 0.71% | -42.0% |
| FALN | New | ISHARES TRfaln angls usd | $2,084,000 | – | 71,279 | +100.0% | 0.60% | – |
| SDY | Sell | SPDR SER TRs&p divid etf | $1,941,000 | +11.4% | 16,446 | -0.0% | 0.56% | +10.1% |
| MSFT | Sell | MICROSOFT CORP | $1,639,000 | +4.5% | 6,950 | -1.4% | 0.47% | +3.5% |
| JPM | Buy | JPMORGAN CHASE & CO | $1,147,000 | +20.0% | 7,535 | +0.2% | 0.33% | +18.8% |
| GNMA | New | ISHARES TRgnma bond etf | $1,081,000 | – | 21,490 | +100.0% | 0.31% | – |
| CVY | Sell | INVESCO EXCHANGE TRADED FD Tzacks mult ast | $1,072,000 | -22.4% | 46,140 | -33.0% | 0.31% | -23.2% |
| PID | Sell | INVESCO EXCHANGE TRADED FD Tintl divi achi | $1,052,000 | -27.4% | 63,090 | -33.2% | 0.30% | -28.3% |
| CAT | Buy | CATERPILLAR INC | $1,000,000 | +27.4% | 4,314 | +0.1% | 0.29% | +25.9% |
| VGT | Sell | VANGUARD WORLD FDSinf tech etf | $992,000 | -12.4% | 2,767 | -13.6% | 0.28% | -13.4% |
| JNJ | Buy | JOHNSON & JOHNSON | $940,000 | +13.7% | 5,718 | +8.9% | 0.27% | +12.5% |
| XHB | Sell | SPDR SER TRs&p homebuild | $934,000 | +6.6% | 13,276 | -12.6% | 0.27% | +5.5% |
| IYT | Sell | ISHARES TRtrans avg etf | $928,000 | +2.0% | 3,602 | -12.7% | 0.27% | +0.8% |
| XLF | New | SELECT SECTOR SPDR TRsbi int-finl | $865,000 | – | 25,393 | +100.0% | 0.25% | – |
| SMH | Sell | VANECK VECTORS ETF TRsemiconductor et | $846,000 | -2.3% | 3,475 | -12.3% | 0.24% | -3.2% |
| MUB | Sell | ISHARES TRnational mun etf | $837,000 | -34.8% | 7,209 | -34.2% | 0.24% | -35.7% |
| V | Buy | VISA INC | $837,000 | -2.6% | 3,951 | +0.6% | 0.24% | -3.6% |
| BA | BOEING CO | $833,000 | +19.0% | 3,270 | 0.0% | 0.24% | +17.7% | |
| XLE | New | SELECT SECTOR SPDR TRenergy | $815,000 | – | 16,618 | +100.0% | 0.23% | – |
| XOM | Sell | EXXON MOBIL CORP | $816,000 | +29.9% | 14,616 | -4.1% | 0.23% | +28.6% |
| FDL | Sell | FIRST TR MORNINGSTAR DIVID L | $800,000 | -34.2% | 24,447 | -40.5% | 0.23% | -34.8% |
| IWM | New | ISHARES TRrussell 2000 etf | $778,000 | – | 3,521 | +100.0% | 0.22% | – |
| HON | HONEYWELL INTL INC | $775,000 | +2.1% | 3,571 | 0.0% | 0.22% | +1.4% | |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $752,000 | +6.5% | 2,945 | -3.3% | 0.22% | +5.4% |
| SPLV | Sell | INVESCO EXCH TRADED FD TR IIs&p500 low vol | $737,000 | +2.4% | 12,678 | -1.0% | 0.21% | +1.4% |
| PAYX | Buy | PAYCHEX INC | $716,000 | +5.4% | 7,301 | +0.2% | 0.21% | +4.6% |
| XLU | Buy | SELECT SECTOR SPDR TRsbi int-utils | $671,000 | +7.2% | 10,477 | +5.0% | 0.19% | +6.0% |
| AMGN | Buy | AMGEN INC | $644,000 | +8.2% | 2,588 | +0.0% | 0.18% | +6.9% |
| FLOT | Sell | ISHARES TRfltg rate nt etf | $636,000 | -23.9% | 12,519 | -24.1% | 0.18% | -24.7% |
| WMT | Buy | WALMART INC | $634,000 | -5.7% | 4,667 | +0.1% | 0.18% | -6.7% |
| IGM | ISHARES TRexpnd tec sc etf | $631,000 | +3.1% | 1,750 | 0.0% | 0.18% | +1.7% | |
| PBW | New | INVESCO EXCHANGE TRADED FD Twilderhil clan | $622,000 | – | 6,324 | +100.0% | 0.18% | – |
| PG | Buy | PROCTER AND GAMBLE CO | $571,000 | -2.7% | 4,217 | +0.0% | 0.16% | -3.5% |
| DE | DEERE & CO | $524,000 | +39.0% | 1,400 | 0.0% | 0.15% | +37.6% | |
| IWO | Buy | ISHARES TRrus 2000 grw etf | $506,000 | +11.7% | 1,682 | +6.4% | 0.14% | +10.7% |
| MINT | Sell | PIMCO ETF TRenhan shrt ma ac | $503,000 | -24.5% | 4,934 | -24.4% | 0.14% | -25.4% |
| MCD | MCDONALDS CORP | $501,000 | +4.4% | 2,237 | 0.0% | 0.14% | +3.6% | |
| AMZN | AMAZON COM INC | $473,000 | -5.0% | 153 | 0.0% | 0.14% | -6.2% | |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $469,000 | -8.8% | 5,680 | -8.0% | 0.14% | -9.4% |
| IUSG | Sell | ISHARES TRcore s&p us gwt | $465,000 | -8.3% | 5,120 | -10.5% | 0.13% | -8.8% |
| IWF | ISHARES TRrus 1000 grw etf | $462,000 | +0.9% | 1,901 | 0.0% | 0.13% | 0.0% | |
| IYW | ISHARES TRu.s. tech etf | $437,000 | +3.1% | 4,979 | 0.0% | 0.12% | +1.6% | |
| SLY | SPDR SER TRs&p 600 sml cap | $432,000 | +18.0% | 4,600 | 0.0% | 0.12% | +17.0% | |
| EMN | Buy | EASTMAN CHEM CO | $411,000 | +11.1% | 3,731 | +1.1% | 0.12% | +10.3% |
| IJK | ISHARES TRs&p mc 400gr etf | $408,000 | +8.5% | 5,200 | 0.0% | 0.12% | +7.3% | |
| TSLA | Sell | TESLA INC | $407,000 | -12.7% | 610 | -7.6% | 0.12% | -13.3% |
| SBUX | Buy | STARBUCKS CORP | $397,000 | +41.3% | 3,631 | +38.2% | 0.11% | +39.0% |
| TGT | TARGET CORP | $396,000 | +12.2% | 2,000 | 0.0% | 0.11% | +11.8% | |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $386,000 | +10.9% | 1 | 0.0% | 0.11% | +9.9% | |
| LLY | New | LILLY ELI & CO | $376,000 | – | 2,010 | +100.0% | 0.11% | – |
| INTC | Buy | INTEL CORP | $361,000 | +57.6% | 5,646 | +23.0% | 0.10% | +57.6% |
| TSM | New | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $355,000 | – | 3,000 | +100.0% | 0.10% | – |
| PFE | Buy | PFIZER INC | $340,000 | -1.4% | 9,396 | +0.3% | 0.10% | -2.0% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $339,000 | -4.0% | 1,321 | -5.2% | 0.10% | -4.9% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $313,000 | -15.4% | 5,391 | -14.4% | 0.09% | -15.9% |
| KO | COCA COLA CO | $310,000 | -4.0% | 5,888 | 0.0% | 0.09% | -5.3% | |
| IMCG | ISHARES TRmrgstr md cp grw | $303,000 | -1.0% | 800 | 0.0% | 0.09% | -2.2% | |
| IWP | Buy | ISHARES TRrus md cp gr etf | $295,000 | -0.7% | 2,895 | +0.0% | 0.08% | -1.2% |
| LTPZ | New | PIMCO ETF TR15+ yr us tips | $294,000 | – | 3,640 | +100.0% | 0.08% | – |
| CSX | CSX CORP | $289,000 | +6.2% | 3,000 | 0.0% | 0.08% | +5.1% | |
| ORCL | Buy | ORACLE CORP | $286,000 | +8.3% | 4,077 | +0.0% | 0.08% | +6.5% |
| DIS | Buy | DISNEY WALT CO | $287,000 | +6.7% | 1,555 | +4.6% | 0.08% | +5.1% |
| RSP | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $282,000 | +10.2% | 1,991 | -0.8% | 0.08% | +9.5% |
| AOR | New | ISHARES TRgrwt allocat etf | $279,000 | – | 5,209 | +100.0% | 0.08% | – |
| SO | Buy | SOUTHERN CO | $280,000 | +1.4% | 4,497 | +0.1% | 0.08% | 0.0% |
| HD | HOME DEPOT INC | $270,000 | +14.9% | 885 | 0.0% | 0.08% | +14.7% | |
| DGRO | Sell | ISHARES TRcore div grwth | $268,000 | -8.5% | 5,560 | -14.9% | 0.08% | -9.4% |
| WPC | WP CAREY INC | $269,000 | +0.4% | 3,797 | 0.0% | 0.08% | -1.3% | |
| SHYG | Sell | ISHARES TR0-5yr hi yl cp | $266,000 | -94.0% | 5,805 | -94.0% | 0.08% | -94.1% |
| MRK | Sell | MERCK & CO. INC | $263,000 | -7.7% | 3,414 | -2.1% | 0.08% | -8.4% |
| DIA | SPDR DOW JONES INDL AVERAGEut ser 1 | $264,000 | +7.8% | 800 | 0.0% | 0.08% | +7.0% | |
| MDT | Sell | MEDTRONIC PLC | $238,000 | -3.6% | 2,015 | -4.4% | 0.07% | -5.6% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $233,000 | +7.4% | 1,750 | +1.6% | 0.07% | +6.3% |
| SWKS | New | SKYWORKS SOLUTIONS INC | $229,000 | – | 1,250 | +100.0% | 0.07% | – |
| IEF | Sell | ISHARES TRbarclays 7 10 yr | $223,000 | -29.2% | 1,974 | -24.8% | 0.06% | -29.7% |
| LOGI | New | LOGITECH INTL S A | $209,000 | – | 2,000 | +100.0% | 0.06% | – |
| MTB | New | M & T BK CORP | $205,000 | – | 1,350 | +100.0% | 0.06% | – |
| ADP | New | AUTOMATIC DATA PROCESSING IN | $204,000 | – | 1,083 | +100.0% | 0.06% | – |
| LHX | New | L3HARRIS TECHNOLOGIES INC | $203,000 | – | 1,000 | +100.0% | 0.06% | – |
| BIF | Buy | BOULDER GROWTH & INCOME FD I | $140,000 | +13.8% | 11,128 | +0.9% | 0.04% | +11.1% |
| NUV | NUVEEN MUN VALUE FD INC | $123,000 | +0.8% | 11,000 | 0.0% | 0.04% | 0.0% | |
| ILCG | Exit | ISHARES TRmrngstr lg-cp gr | $0 | – | -700 | -100.0% | -0.06% | – |
| PEP | Exit | PEPSICO INC | $0 | – | -1,381 | -100.0% | -0.06% | – |
| T | Exit | AT&T INC | $0 | – | -8,413 | -100.0% | -0.07% | – |
| QUAL | Exit | ISHARES TRmsci usa qlt fct | $0 | – | -2,233 | -100.0% | -0.08% | – |
| NEAR | Exit | ISHARES U S ETF TRblackrock st mat | $0 | – | -6,250 | -100.0% | -0.09% | – |
| XLB | Exit | SELECT SECTOR SPDR TRsbi materials | $0 | – | -10,624 | -100.0% | -0.22% | – |
| XLY | Exit | SELECT SECTOR SPDR TRsbi cons discr | $0 | – | -4,925 | -100.0% | -0.23% | – |
| IWB | Exit | ISHARES TRrus 1000 etf | $0 | – | -4,216 | -100.0% | -0.26% | – |
| TLT | Exit | ISHARES TR20 yr tr bd etf | $0 | – | -8,135 | -100.0% | -0.37% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 32 | Q3 2023 | 7.9% |
| SPDR S&P 500 ETF TR | 32 | Q3 2023 | 8.0% |
| ISHARES TR | 32 | Q3 2023 | 8.9% |
| ISHARES TR | 32 | Q3 2023 | 7.8% |
| ISHARES TR | 32 | Q3 2023 | 6.1% |
| ISHARES TR | 32 | Q3 2023 | 5.8% |
| ISHARES TR | 32 | Q3 2023 | 5.2% |
| ISHARES TR | 32 | Q3 2023 | 4.4% |
| ISHARES TR | 32 | Q3 2023 | 5.4% |
| ISHARES TR | 32 | Q3 2023 | 3.8% |
View High Falls Advisors, Inc's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-15 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-15 |
| 13F-HR | 2021-11-15 |
View High Falls Advisors, Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.