$292 Million is the total value of High Falls Advisors, Inc's 94 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 29.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $21,210,000 | +11.7% | 75,084 | -1.2% | 7.26% | -1.0% |
| USMV | Sell | ISHARES TRmin vol usa etf | $19,895,000 | +10.7% | 338,358 | -1.4% | 6.81% | -1.9% |
| RSP | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $18,724,000 | +17.1% | 179,278 | +2.5% | 6.41% | +3.8% |
| HYG | Sell | ISHARES TRiboxx hi yd etf | $18,487,000 | +4.2% | 213,800 | -2.3% | 6.33% | -7.7% |
| DVY | Sell | ISHARES TRselect divid etf | $18,452,000 | +8.3% | 187,938 | -1.4% | 6.32% | -4.0% |
| IJH | Buy | ISHARES TRcore s&p mcp etf | $16,435,000 | +449.8% | 86,772 | +382.1% | 5.62% | +387.4% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $15,262,000 | +279.2% | 128,185 | +259.3% | 5.22% | +235.9% |
| EFAV | New | ISHARES TRmin vol eafe etf | $13,895,000 | – | 192,989 | +100.0% | 4.76% | – |
| AGG | Sell | ISHARES TRcore us aggbd et | $12,796,000 | +1.5% | 117,317 | -0.9% | 4.38% | -10.1% |
| SHY | Sell | ISHARES TR1 3 yr treas bd | $12,636,000 | -60.3% | 150,211 | -60.5% | 4.32% | -64.8% |
| PFF | Buy | ISHARES TRpfd and incm sec | $12,627,000 | +356.8% | 345,482 | +327.8% | 4.32% | +304.7% |
| ACWV | Sell | ISHARES INCmin vol gbl etf | $12,060,000 | +5.0% | 134,774 | -4.6% | 4.13% | -6.9% |
| IYR | Buy | ISHARES TRu.s. real es etf | $10,845,000 | +25.1% | 124,604 | +7.7% | 3.71% | +10.9% |
| MBB | Sell | ISHARES TRmbs etf | $10,711,000 | -8.3% | 100,706 | -9.8% | 3.67% | -18.8% |
| IEFA | Buy | ISHARES TRcore msci eafe | $10,546,000 | +131.5% | 173,533 | +109.5% | 3.61% | +105.1% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $10,103,000 | +17.4% | 130,954 | +5.5% | 3.46% | +4.0% |
| TIP | Buy | ISHARES TRtips bd etf | $5,030,000 | +943.6% | 44,483 | +911.0% | 1.72% | +825.8% |
| RWX | New | SPDR INDEX SHS FDSdj intl rl etf | $3,997,000 | – | 101,767 | +100.0% | 1.37% | – |
| AAPL | Buy | APPLE INC | $2,685,000 | +42.9% | 14,135 | +18.6% | 0.92% | +26.6% |
| SDY | Buy | SPDR SERIES TRUSTs&p divid etf | $2,078,000 | +13.8% | 20,907 | +2.5% | 0.71% | +0.9% |
| QQQ | INVESCO QQQ TRunit ser 1 | $1,770,000 | +16.4% | 9,852 | 0.0% | 0.61% | +3.2% | |
| XOM | Buy | EXXON MOBIL CORP | $1,631,000 | +31.3% | 20,180 | +10.8% | 0.56% | +16.2% |
| MDY | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $1,608,000 | +14.1% | 4,656 | 0.0% | 0.55% | +1.1% | |
| IVV | Buy | ISHARES TRcore s&p500 etf | $1,506,000 | +434.0% | 5,293 | +372.2% | 0.52% | +372.5% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $1,460,000 | +24.9% | 10,348 | +0.6% | 0.50% | +10.6% |
| XLU | Sell | SELECT SECTOR SPDR TRsbi int-utils | $1,324,000 | +7.9% | 22,759 | -1.8% | 0.45% | -4.4% |
| FDL | Buy | FIRST TR MORNINGSTAR DIV LEA | $1,073,000 | +56.0% | 35,587 | +40.8% | 0.37% | +38.0% |
| MUB | New | ISHARES TRnational mun etf | $1,067,000 | – | 9,596 | +100.0% | 0.36% | – |
| PID | Buy | INVESCO EXCHANGE TRADED FD Tintl divi achi | $1,048,000 | +58.8% | 65,989 | +41.3% | 0.36% | +40.8% |
| CVY | Buy | INVESCO EXCHANGE TRADED FD Tzacks mult ast | $1,023,000 | +59.1% | 47,325 | +41.6% | 0.35% | +41.1% |
| BA | Buy | BOEING CO | $1,022,000 | +48.8% | 2,681 | +25.8% | 0.35% | +32.1% |
| MCD | Buy | MCDONALDS CORP | $992,000 | +15.6% | 5,222 | +8.1% | 0.34% | +2.7% |
| DIA | Sell | SPDR DOW JONES INDL AVRG ETFut ser 1 | $971,000 | +0.7% | 3,749 | -9.3% | 0.33% | -10.8% |
| JPM | Buy | JPMORGAN CHASE & CO | $951,000 | +3.9% | 9,399 | +0.3% | 0.32% | -7.9% |
| PAYX | Buy | PAYCHEX INC | $936,000 | +23.2% | 11,675 | +0.1% | 0.32% | +8.8% |
| XLV | Sell | SELECT SECTOR SPDR TRsbi healthcare | $929,000 | +1.9% | 10,125 | -3.9% | 0.32% | -9.7% |
| JNJ | JOHNSON & JOHNSON | $916,000 | +8.3% | 6,556 | 0.0% | 0.31% | -4.0% | |
| FLOT | Sell | ISHARES TRfltg rate nt etf | $878,000 | -97.7% | 17,240 | -97.7% | 0.30% | -97.9% |
| SPLV | Buy | INVESCO EXCHNG TRADED FD TRs&p500 low vol | $869,000 | +30.1% | 16,503 | +15.3% | 0.30% | +15.1% |
| VNQ | New | VANGUARD INDEX FDSreal estate etf | $849,000 | – | 9,763 | +100.0% | 0.29% | – |
| MSFT | Sell | MICROSOFT CORP | $840,000 | +5.7% | 7,124 | -9.0% | 0.29% | -6.2% |
| PHO | New | INVESCO EXCHANGE TRADED FD Twater res etf | $786,000 | – | 23,119 | +100.0% | 0.27% | – |
| V | VISA INC | $781,000 | +18.3% | 5,000 | 0.0% | 0.27% | +4.7% | |
| SMH | New | VANECK VECTORS ETF TRsemiconductor et | $760,000 | – | 7,145 | +100.0% | 0.26% | – |
| VGT | New | VANGUARD WORLD FDSinf tech etf | $759,000 | – | 3,782 | +100.0% | 0.26% | – |
| PBW | New | INVESCO EXCHANGE TRADED FD Twilderhil clan | $756,000 | – | 28,209 | +100.0% | 0.26% | – |
| UUP | Buy | INVESCO DB US DLR INDEX TRbullish fd | $749,000 | +3.0% | 28,757 | +0.6% | 0.26% | -8.9% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $745,000 | -4.2% | 3,708 | -2.6% | 0.26% | -15.0% |
| KO | Buy | COCA COLA CO | $621,000 | +17.2% | 13,259 | +18.5% | 0.21% | +3.9% |
| SHOP | New | SHOPIFY INCcl a | $620,000 | – | 3,000 | +100.0% | 0.21% | – |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $576,000 | -15.0% | 7,226 | -17.0% | 0.20% | -24.8% |
| AMGN | Buy | AMGEN INC | $563,000 | -1.4% | 2,962 | +1.0% | 0.19% | -12.7% |
| ITOT | New | ISHARES TRcore s&p ttl stk | $560,000 | – | 8,694 | +100.0% | 0.19% | – |
| PG | Buy | PROCTER AND GAMBLE CO | $489,000 | +13.2% | 4,702 | +0.0% | 0.17% | 0.0% |
| IGM | Sell | ISHARES TRexpnd tec sc etf | $485,000 | +6.6% | 2,350 | -11.3% | 0.17% | -5.7% |
| INTC | Buy | INTEL CORP | $416,000 | +29.6% | 7,742 | +13.3% | 0.14% | +14.5% |
| PFE | Buy | PFIZER INC | $405,000 | -2.4% | 9,529 | +0.2% | 0.14% | -13.1% |
| IWO | Buy | ISHARES TRrus 2000 grw etf | $407,000 | +17.3% | 2,069 | +0.0% | 0.14% | +3.7% |
| CVX | Buy | CHEVRON CORP NEW | $390,000 | +13.4% | 3,163 | +0.2% | 0.13% | 0.0% |
| IXN | New | ISHARES TRglobal tech etf | $389,000 | – | 2,272 | +100.0% | 0.13% | – |
| IUSG | ISHARES TRcore s&p us gwt | $375,000 | +14.3% | 6,220 | 0.0% | 0.13% | +0.8% | |
| SLY | SPDR SERIES TRUSTs&p 600 sml cap | $373,000 | +11.0% | 5,600 | 0.0% | 0.13% | -1.5% | |
| SBUX | STARBUCKS CORP | $372,000 | +15.5% | 5,006 | 0.0% | 0.13% | +2.4% | |
| VUG | VANGUARD INDEX FDSgrowth etf | $350,000 | +16.3% | 2,238 | 0.0% | 0.12% | +3.4% | |
| MRK | Buy | MERCK & CO INC | $351,000 | +24.0% | 4,225 | +14.1% | 0.12% | +10.1% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $349,000 | -2.8% | 5,896 | -7.8% | 0.12% | -14.4% |
| WPC | Buy | W P CAREY INC | $333,000 | +24.3% | 4,257 | +3.9% | 0.11% | +9.6% |
| T | Buy | AT&T INC | $324,000 | +21.8% | 10,330 | +11.0% | 0.11% | +7.8% |
| HRS | New | HARRIS CORP DEL | $319,000 | – | 2,000 | +100.0% | 0.11% | – |
| DNKN | Buy | DUNKIN BRANDS GROUP INC | $316,000 | +53.4% | 4,214 | +31.2% | 0.11% | +35.0% |
| IWF | ISHARES TRrus 1000 grw etf | $303,000 | +15.6% | 2,001 | 0.0% | 0.10% | +3.0% | |
| PEG | Buy | PUBLIC SVC ENTERPRISE GRP IN | $287,000 | +14.8% | 4,826 | +0.6% | 0.10% | +1.0% |
| IJK | ISHARES TRs&p mc 400gr etf | $285,000 | +14.5% | 1,300 | 0.0% | 0.10% | +2.1% | |
| EMN | Buy | EASTMAN CHEMICAL CO | $282,000 | +3.7% | 3,723 | +0.0% | 0.10% | -7.6% |
| IWP | Buy | ISHARES TRrus md cp gr etf | $262,000 | +20.7% | 1,931 | +1.1% | 0.09% | +7.1% |
| ORCL | Buy | ORACLE CORP | $256,000 | +19.1% | 4,767 | +0.1% | 0.09% | +6.0% |
| AMZN | Buy | AMAZON COM INC | $253,000 | +21.1% | 142 | +2.2% | 0.09% | +7.4% |
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $245,000 | +10.4% | 9,530 | +2.2% | 0.08% | -2.3% |
| IYW | New | ISHARES TRu.s. tech etf | $237,000 | – | 1,245 | +100.0% | 0.08% | – |
| BX | Sell | BLACKSTONE GROUP L P | $231,000 | +0.9% | 6,601 | -14.2% | 0.08% | -10.2% |
| WEC | New | WEC ENERGY GROUP INC | $229,000 | – | 2,897 | +100.0% | 0.08% | – |
| CSX | New | CSX CORP | $224,000 | – | 3,000 | +100.0% | 0.08% | – |
| DE | DEERE & CO | $224,000 | +7.2% | 1,400 | 0.0% | 0.08% | -4.9% | |
| MU | New | MICRON TECHNOLOGY INC | $220,000 | – | 5,325 | +100.0% | 0.08% | – |
| STZ | New | CONSTELLATION BRANDS INCcl a | $217,000 | – | 1,239 | +100.0% | 0.07% | – |
| MTUM | New | ISHARES TRusa momentum fct | $213,000 | – | 1,897 | +100.0% | 0.07% | – |
| CAT | Sell | CATERPILLAR INC DEL | $210,000 | -2.8% | 1,552 | -8.9% | 0.07% | -13.3% |
| DUK | DUKE ENERGY CORP NEW | $209,000 | +4.5% | 2,317 | 0.0% | 0.07% | -6.5% | |
| ABBV | Sell | ABBVIE INC | $211,000 | -17.6% | 2,617 | -5.8% | 0.07% | -27.3% |
| SO | New | SOUTHERN CO | $206,000 | – | 3,987 | +100.0% | 0.07% | – |
| GE | Sell | GENERAL ELECTRIC CO | $154,000 | +24.2% | 15,449 | -5.9% | 0.05% | +10.4% |
| NLY | Buy | ANNALY CAP MGMT INC | $132,000 | +3.1% | 13,221 | +1.2% | 0.04% | -8.2% |
| BIF | New | BOULDER GROWTH & INCOME FD I | $111,000 | – | 10,306 | +100.0% | 0.04% | – |
| NUV | NUVEEN MUN VALUE FD INC | $110,000 | +7.8% | 11,000 | 0.0% | 0.04% | -2.6% | |
| TGT | Exit | TARGET CORP | $0 | – | -3,090 | -100.0% | -0.08% | – |
| XLP | Exit | SELECT SECTOR SPDR TRsbi cons stpls | $0 | – | -13,116 | -100.0% | -0.26% | – |
| IEF | Exit | ISHARES TRbarclays 7 10 yr | $0 | – | -7,237 | -100.0% | -0.29% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-05-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 32 | Q3 2023 | 7.9% |
| SPDR S&P 500 ETF TR | 32 | Q3 2023 | 8.0% |
| ISHARES TR | 32 | Q3 2023 | 8.9% |
| ISHARES TR | 32 | Q3 2023 | 7.8% |
| ISHARES TR | 32 | Q3 2023 | 6.1% |
| ISHARES TR | 32 | Q3 2023 | 5.8% |
| ISHARES TR | 32 | Q3 2023 | 5.2% |
| ISHARES TR | 32 | Q3 2023 | 4.4% |
| ISHARES TR | 32 | Q3 2023 | 5.4% |
| ISHARES TR | 32 | Q3 2023 | 3.8% |
View High Falls Advisors, Inc's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-15 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-15 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-15 |
| 13F-HR | 2021-11-15 |
View High Falls Advisors, Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.