West Family Investments, Inc.

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$266 Million is the total value of West Family Investments, Inc.'s 92 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 43.9% .

All

			Value		Shares		↓ Weighting
SYK	Sell	STRYKER CORPORATION	$14,753,000	-38.2%	70,618	-37.8%	5.54%	-4.0%
CIM	Sell	CHIMERA INVT CORP	$13,603,000	-74.6%	1,640,536	-36.9%	5.10%	-60.6%
LUMN	Sell	LUMEN TECHNOLOGIES INC	$12,786,000	-62.6%	1,267,548	-51.0%	4.80%	-41.9%
MVC	Sell	MVC CAP INC	$7,126,000	-36.4%	908,753	-25.6%	2.67%	-1.3%
TWO	Sell	TWO HBRS INVT CORP	$5,908,000	-71.9%	1,128,273	-20.9%	2.22%	-56.4%
SLRC	Sell	SOLAR CAP LTD	$4,821,000	-51.4%	300,524	-37.3%	1.81%	-24.6%
FDUS	Sell	FIDUS INVT CORP	$4,793,000	-50.0%	484,709	-25.0%	1.80%	-22.4%
OCSL	Sell	OAKTREE SPECIALTY LENDING CO	$4,627,000	-24.4%	955,450	-14.8%	1.74%	+17.3%
SUNS	Sell	SOLAR SR CAP LTD	$3,229,000	-61.5%	249,984	-47.5%	1.21%	-40.2%
NLY	Sell	ANNALY CAPITAL MANAGEMENT IN	$2,885,000	-72.6%	405,218	-63.8%	1.08%	-57.5%
CGBD	Sell	TCG BDC INC	$2,600,000	-37.3%	291,375	-6.0%	0.98%	-2.7%
SMTS	Sell	SIERRA METALS INC	$2,438,000	-42.5%	1,659,302	-35.1%	0.92%	-10.7%
STWD	Sell	STARWOOD PPTY TR INC	$2,335,000	-66.6%	153,801	-45.2%	0.88%	-48.1%
PNNT	Sell	PENNANTPARK INVT CORP	$1,911,000	-72.0%	592,880	-43.1%	0.72%	-56.6%
OCSI	Sell	OAKTREE STRATEGIC INCOME COR	$1,810,000	-21.7%	277,063	-1.9%	0.68%	+21.5%
SYF	Sell	SYNCHRONY FINANCIAL	$1,626,000	-59.1%	58,059	-47.4%	0.61%	-36.5%
MFA	Sell	MFA FINL INC	$1,536,000	-72.4%	572,191	-21.4%	0.58%	-57.2%
GE	Sell	GENERAL ELECTRIC CO	$1,456,000	-53.4%	233,081	-16.7%	0.55%	-27.7%
BKD	Sell	BROOKDALE SR LIVING INC	$1,388,000	-79.7%	536,399	-43.0%	0.52%	-68.5%
GPMT	Sell	GRANITE PT MTG TR INC	$1,377,000	-72.1%	191,358	-28.5%	0.52%	-56.7%
GRUB	Sell	GRUBHUB INC	$1,085,000	-33.0%	15,000	-55.0%	0.41%	+3.8%
PFLT	Sell	PENNANTPARK FLOATING RATE CA	$1,019,000	-64.0%	119,691	-48.4%	0.38%	-44.2%
VALE	Sell	VALE S Asponsored ads	$885,000	-23.9%	83,632	-5.1%	0.33%	+18.1%
CSCO	Sell	CISCO SYS INC	$788,000	-86.3%	20,000	-83.3%	0.30%	-78.7%
GM	Sell	GENERAL MTRS CO	$711,000	-62.7%	24,044	-53.9%	0.27%	-42.1%
AGNC	Sell	AGNC INVT CORP	$537,000	-65.5%	38,033	-56.6%	0.20%	-46.3%
GS	Sell	GOLDMAN SACHS GROUP INC	$478,000	-94.7%	2,377	-94.0%	0.18%	-91.8%
EARN	Sell	ELLINGTON RESIDENTIAL MTG RE	$341,000	-14.1%	30,741	-15.9%	0.13%	+33.3%
EQS	Sell	EQUUS TOTAL RETURN INC	$261,000	-41.3%	210,276	-13.8%	0.10%	-9.3%
TCPC	Sell	BLACKROCK TCP CAPITAL CORP	$200,000	-71.0%	20,000	-59.3%	0.08%	-55.1%
RIG	Sell	TRANSOCEAN LTD	$84,000	-89.9%	104,538	-13.7%	0.03%	-84.1%
BA	Sell	BOEING COcall	$10,000	-97.5%	100	-60.0%	0.00%	-95.9%
GRUB	Exit	GRUBHUB INCcall	$0	–	-350	-100.0%	0.00%	–
AMLP	Exit	ALPS ETF TRcall	$0	–	-750	-100.0%	0.00%	–
HUM	Exit	HUMANA INCput	$0	–	-100	-100.0%	0.00%	–
SLB	Exit	SCHLUMBERGER LTD	$0	–	-5,000	-100.0%	-0.05%	–
GOLD	Exit	BARRICK GOLD CORPORATION	$0	–	-19,562	-100.0%	-0.09%	–
HUM	Exit	HUMANA INC	$0	–	-1,100	-100.0%	-0.10%	–
CVS	Exit	CVS HEALTH CORPcall	$0	–	-300	-100.0%	-0.10%	–
MCC	Exit	MEDLEY CAP CORP	$0	–	-240,237	-100.0%	-0.13%	–
PMT	Exit	PENNYMAC MTG INVT TR	$0	–	-35,500	-100.0%	-0.19%	–
EXC	Exit	EXELON CORP	$0	–	-18,000	-100.0%	-0.20%	–
PAGP	Exit	PLAINS GP HLDGS L Pltd partnr int a	$0	–	-52,788	-100.0%	-0.24%	–
YETI	Exit	YETI HLDGS INC	$0	–	-30,775	-100.0%	-0.26%	–
MDLZ	Exit	MONDELEZ INTL INCcl a	$0	–	-20,000	-100.0%	-0.27%	–
IIPR	Exit	INNOVATIVE INDL PPTYS INC	$0	–	-15,400	-100.0%	-0.28%	–
TSLX	Exit	TPG SPECIALTY LENDING INC	$0	–	-55,220	-100.0%	-0.29%	–
NMFC	Exit	NEW MTN FIN CORP	$0	–	-112,968	-100.0%	-0.38%	–
XOM	Exit	EXXON MOBIL CORP	$0	–	-23,240	-100.0%	-0.39%	–
IIPR	Exit	INNOVATIVE INDL PPTYS INCput	$0	–	-450	-100.0%	-0.48%	–
ZTS	Exit	ZOETIS INCcl a	$0	–	-21,174	-100.0%	-0.68%	–
ZBH	Exit	ZIMMER BIOMET HLDGS INC	$0	–	-22,100	-100.0%	-0.80%	–
CMCSA	Exit	COMCAST CORP NEWcl a	$0	–	-120,000	-100.0%	-1.30%	–
TCRD	Exit	THL CREDIT INC	$0	–	-901,763	-100.0%	-1.38%	–
AMLP	Exit	ALPS ETF TRalerian mlp	$0	–	-760,212	-100.0%	-1.56%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-42,400	-100.0%	-1.62%	–
FSK	Exit	FS KKR CAPITAL CORP	$0	–	-2,167,969	-100.0%	-3.21%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2020-11-12

Signatures

The EDGAR filing(s) were signed by:

Robert Brock — President and CEO

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
CISCO SYS INC	42	Q3 2023	6.4%
STRYKER CORPORATION	41	Q3 2023	7.5%
EXXON MOBIL CORP	41	Q3 2023	2.4%
VALE S A	41	Q3 2023	0.5%
ONOCOPHILLIPS	41	Q3 2023	0.1%
BARRICK GOLD CORPORATION	40	Q3 2023	4.3%
NEWMONT MINING CORP	39	Q3 2023	4.6%
MICROSOFT CORP	39	Q3 2023	3.0%
KINROSS GOLD CORP	39	Q3 2023	1.5%
GOLDMAN SACHS GROUP INC	38	Q1 2023	3.6%

View West Family Investments, Inc.'s complete holdings history.

Latest significant ownerships (13-D/G)

West Family Investments, Inc. Q3 2020 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Largo Inc.	January 21, 2022	5,572,637	8.6%
NewLake Capital Partners, Inc.	August 23, 2021	1,625,167	7.6%
TRANSATLANTIC PETROLEUM LTD.	October 09, 2020	8,631,530	10.7%
MVC CAPITAL, INC.	August 11, 2020	1,221,628	6.9%
Sutherland Asset Management Corp	February 07, 2017	485,793	1.6%
ZAIS Financial Corp.	February 12, 2016	451,808	5.6%
TRANSATLANTIC PETROLEUM LTD.	May 07, 2015	2,230,646	5.3%

View West Family Investments, Inc.'s complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-06
13F-HR	2023-11-02
13F-HR	2023-08-16
13F-HR	2023-05-03
13F-HR/A	2023-02-08
13F-HR/A	2023-02-08
13F-HR	2023-02-08
13F-HR	2022-11-04
13F-HR	2022-08-12
13F-HR	2022-05-13

View West Family Investments, Inc.'s complete filings history.

All filings

View complete filings history.

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