$266 Million is the total value of West Family Investments, Inc.'s 92 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 57.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PTON | Buy | PELOTON INTERACTIVE INCcall | $24,720,000 | +1460.6% | 6,699 | +262.1% | 9.28% | +2321.9% |
| TSLA | New | TESLA INC | $21,451,000 | – | 50,000 | +100.0% | 8.05% | – |
| SYK | Sell | STRYKER CORPORATION | $14,753,000 | -38.2% | 70,618 | -37.8% | 5.54% | -4.0% |
| CIM | Sell | CHIMERA INVT CORP | $13,603,000 | -74.6% | 1,640,536 | -36.9% | 5.10% | -60.6% |
| LUMN | Sell | LUMEN TECHNOLOGIES INC | $12,786,000 | -62.6% | 1,267,548 | -51.0% | 4.80% | -41.9% |
| NEM | NEWMONT CORP | $12,231,000 | +46.0% | 192,763 | 0.0% | 4.59% | +126.7% | |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $12,163,000 | -37.8% | 754,022 | +8.6% | 4.56% | -3.4% |
| TSLA | New | TESLA INCcall | $9,180,000 | – | 325 | +100.0% | 3.44% | – |
| MVC | Sell | MVC CAP INC | $7,126,000 | -36.4% | 908,753 | -25.6% | 2.67% | -1.3% |
| EFC | Buy | ELLINGTON FINANCIAL INC | $6,347,000 | -29.3% | 517,728 | +5.7% | 2.38% | +9.7% |
| FSK | New | FS KKR CAPITAL CORP | $6,152,000 | – | 387,551 | +100.0% | 2.31% | – |
| TWO | Sell | TWO HBRS INVT CORP | $5,908,000 | -71.9% | 1,128,273 | -20.9% | 2.22% | -56.4% |
| HACK | ETF MANAGERS TRprime cybr scrty | $5,427,000 | +12.1% | 116,600 | 0.0% | 2.04% | +74.0% | |
| SLRC | Sell | SOLAR CAP LTD | $4,821,000 | -51.4% | 300,524 | -37.3% | 1.81% | -24.6% |
| FDUS | Sell | FIDUS INVT CORP | $4,793,000 | -50.0% | 484,709 | -25.0% | 1.80% | -22.4% |
| OCSL | Sell | OAKTREE SPECIALTY LENDING CO | $4,627,000 | -24.4% | 955,450 | -14.8% | 1.74% | +17.3% |
| BBDC | Buy | BARINGS BDC INC | $4,578,000 | +1.1% | 572,074 | +29.8% | 1.72% | +56.9% |
| RC | Buy | READY CAPITAL CORP | $4,381,000 | -7.2% | 379,879 | +26.8% | 1.64% | +44.1% |
| KGC | KINROSS GOLD CORP | $4,087,000 | +86.1% | 463,352 | 0.0% | 1.53% | +188.9% | |
| SGMS | New | SCIENTIFIC GAMES CORP | $3,645,000 | – | 100,000 | +100.0% | 1.37% | – |
| PDLI | Buy | PDL BIOPHARMA INC | $3,613,000 | +106.3% | 1,269,799 | +135.4% | 1.36% | +220.6% |
| MMP | Buy | MAGELLAN MIDSTREAM PRTNRS LP | $3,406,000 | +120.2% | 99,600 | +304.9% | 1.28% | +241.7% |
| SUNS | Sell | SOLAR SR CAP LTD | $3,229,000 | -61.5% | 249,984 | -47.5% | 1.21% | -40.2% |
| SPY | New | SPDR S&P 500 ETF TRput | $3,183,000 | – | 2,640 | +100.0% | 1.19% | – |
| ET | Buy | ENERGY TRANSFER LP | $3,171,000 | -52.2% | 585,098 | +13.2% | 1.19% | -25.8% |
| NLY | Sell | ANNALY CAPITAL MANAGEMENT IN | $2,885,000 | -72.6% | 405,218 | -63.8% | 1.08% | -57.5% |
| TCP | TC PIPELINES LP | $2,848,000 | -38.8% | 110,000 | 0.0% | 1.07% | -5.0% | |
| CGBD | Sell | TCG BDC INC | $2,600,000 | -37.3% | 291,375 | -6.0% | 0.98% | -2.7% |
| BA | New | BOEING CO | $2,479,000 | – | 15,000 | +100.0% | 0.93% | – |
| NS | Buy | NUSTAR ENERGY LP | $2,447,000 | -47.5% | 230,456 | +27.7% | 0.92% | -18.6% |
| SMTS | Sell | SIERRA METALS INC | $2,438,000 | -42.5% | 1,659,302 | -35.1% | 0.92% | -10.7% |
| AMLP | New | ALPS ETF TRalerian mlp | $2,356,000 | – | 117,000 | +100.0% | 0.88% | – |
| STWD | Sell | STARWOOD PPTY TR INC | $2,335,000 | -66.6% | 153,801 | -45.2% | 0.88% | -48.1% |
| PNNT | Sell | PENNANTPARK INVT CORP | $1,911,000 | -72.0% | 592,880 | -43.1% | 0.72% | -56.6% |
| TSLX | New | SIXTH STREET SPECIALTY LENDN | $1,841,000 | – | 107,000 | +100.0% | 0.69% | – |
| FSKR | New | FS KKR CAP CORP II | $1,839,000 | – | 125,000 | +100.0% | 0.69% | – |
| SILJ | New | ETF MANAGERS TRprime junir slvr | $1,837,000 | – | 133,000 | +100.0% | 0.69% | – |
| OCSI | Sell | OAKTREE STRATEGIC INCOME COR | $1,810,000 | -21.7% | 277,063 | -1.9% | 0.68% | +21.5% |
| JAMF | New | JAMF HLDG CORP | $1,746,000 | – | 52,000 | +100.0% | 0.66% | – |
| SLV | New | ISHARES SILVER TRcall | $1,703,000 | – | 2,850 | +100.0% | 0.64% | – |
| TPL | New | TEXAS PAC LD TRsub ctf prop i t | $1,638,000 | – | 3,600 | +100.0% | 0.62% | – |
| SYF | Sell | SYNCHRONY FINANCIAL | $1,626,000 | -59.1% | 58,059 | -47.4% | 0.61% | -36.5% |
| FCRD | New | FIRST EAGLE ALTR CAP BDC INC | $1,594,000 | – | 643,909 | +100.0% | 0.60% | – |
| MFA | Sell | MFA FINL INC | $1,536,000 | -72.4% | 572,191 | -21.4% | 0.58% | -57.2% |
| GE | Sell | GENERAL ELECTRIC CO | $1,456,000 | -53.4% | 233,081 | -16.7% | 0.55% | -27.7% |
| BKD | Sell | BROOKDALE SR LIVING INC | $1,388,000 | -79.7% | 536,399 | -43.0% | 0.52% | -68.5% |
| GPMT | Sell | GRANITE PT MTG TR INC | $1,377,000 | -72.1% | 191,358 | -28.5% | 0.52% | -56.7% |
| FCX | New | FREEPORT-MCMORAN INCcall | $1,370,000 | – | 3,300 | +100.0% | 0.51% | – |
| THC | TENET HEALTHCARE CORP | $1,103,000 | -35.5% | 45,000 | 0.0% | 0.41% | 0.0% | |
| GRUB | Sell | GRUBHUB INC | $1,085,000 | -33.0% | 15,000 | -55.0% | 0.41% | +3.8% |
| FITB | FIFTH THIRD BANCORP | $1,082,000 | -30.6% | 50,750 | 0.0% | 0.41% | +7.7% | |
| CDTX | Buy | CIDARA THERAPEUTICS INC | $1,051,000 | -8.8% | 368,910 | +23.0% | 0.39% | +41.7% |
| PAA | Buy | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $1,039,000 | +12.9% | 173,800 | +247.6% | 0.39% | +75.7% |
| PFLT | Sell | PENNANTPARK FLOATING RATE CA | $1,019,000 | -64.0% | 119,691 | -48.4% | 0.38% | -44.2% |
| KYN | Buy | KAYNE ANDERSON ENERGY INFRST | $947,000 | -68.4% | 235,300 | +9.3% | 0.36% | -51.0% |
| VALE | Sell | VALE S Asponsored ads | $885,000 | -23.9% | 83,632 | -5.1% | 0.33% | +18.1% |
| UBER | UBER TECHNOLOGIES INCcall | $818,000 | +47.4% | 1,000 | 0.0% | 0.31% | +129.1% | |
| CSCO | Sell | CISCO SYS INC | $788,000 | -86.3% | 20,000 | -83.3% | 0.30% | -78.7% |
| TPVG | New | TRIPLEPOINT VENTURE GROWTH B | $734,000 | – | 66,459 | +100.0% | 0.28% | – |
| GM | Sell | GENERAL MTRS CO | $711,000 | -62.7% | 24,044 | -53.9% | 0.27% | -42.1% |
| KMI | New | KINDER MORGAN INC DEL | $676,000 | – | 54,800 | +100.0% | 0.25% | – |
| TRGP | TARGA RES CORP | $662,000 | -65.6% | 47,178 | 0.0% | 0.25% | -46.8% | |
| TWTR | New | TWITTER INCcall | $642,000 | – | 660 | +100.0% | 0.24% | – |
| TAT | Buy | TRANSATLANTIC PETROLEUM LTD | $628,000 | -41.5% | 2,592,821 | +18.0% | 0.24% | -8.9% |
| LNSR | New | LENSAR INC | $597,000 | – | 48,943 | +100.0% | 0.22% | – |
| XMPT | VANECK VECTORS ETF TR | $564,000 | -2.6% | 20,995 | 0.0% | 0.21% | +51.4% | |
| NAD | NUVEEN QUALITY MUNCP INCOME | $543,000 | -0.5% | 37,385 | 0.0% | 0.20% | +54.5% | |
| AGNC | Sell | AGNC INVT CORP | $537,000 | -65.5% | 38,033 | -56.6% | 0.20% | -46.3% |
| CHWY | New | CHEWY INcall | $495,000 | – | 500 | +100.0% | 0.19% | – |
| GS | Sell | GOLDMAN SACHS GROUP INC | $478,000 | -94.7% | 2,377 | -94.0% | 0.18% | -91.8% |
| PAGP | New | PLAINS GP HLDGS L Pltd partnr int a | $417,000 | – | 67,788 | +100.0% | 0.16% | – |
| PFEB | New | INNOVATOR ETFS TRs&p 500 power | $404,000 | – | 16,000 | +100.0% | 0.15% | – |
| IQI | INVESCO QUALITY MUN INCOME T | $379,000 | -1.8% | 30,674 | 0.0% | 0.14% | +52.7% | |
| GBDC | New | GOLUB CAP BDC INC | $360,000 | – | 27,190 | +100.0% | 0.14% | – |
| SKT | New | TANGER FACTORY OUTLET CTRS I | $353,000 | – | 58,000 | +100.0% | 0.13% | – |
| EARN | Sell | ELLINGTON RESIDENTIAL MTG RE | $341,000 | -14.1% | 30,741 | -15.9% | 0.13% | +33.3% |
| NEWT | Buy | NEWTEK BUSINESS SVCS CORP | $334,000 | +47.1% | 17,971 | +79.6% | 0.12% | +127.3% |
| EVFM | New | EVOFEM BIOSCIENCES INC | $298,000 | – | 116,028 | +100.0% | 0.11% | – |
| PLNT | New | PLANET FITNESS INCput | $280,000 | – | 400 | +100.0% | 0.10% | – |
| EQS | Sell | EQUUS TOTAL RETURN INC | $261,000 | -41.3% | 210,276 | -13.8% | 0.10% | -9.3% |
| MOV | Buy | MOVADO GROUP INC | $249,000 | -24.1% | 25,100 | +66.2% | 0.09% | +17.7% |
| COP | CONOCOPHILLIPS | $236,000 | -49.6% | 7,200 | 0.0% | 0.09% | -21.2% | |
| SMLP | SUMMIT MIDSTREAM PARTNERS LP | $220,000 | -80.2% | 335,692 | 0.0% | 0.08% | -69.1% | |
| SD | SANDRIDGE ENERGY INC | $210,000 | -61.0% | 127,100 | 0.0% | 0.08% | -39.2% | |
| TCPC | Sell | BLACKROCK TCP CAPITAL CORP | $200,000 | -71.0% | 20,000 | -59.3% | 0.08% | -55.1% |
| CTRA | CONTURA ENERGY INC | $176,000 | -18.9% | 24,032 | 0.0% | 0.07% | +26.9% | |
| SKT | New | TANGER FACTORY OUTLET CTRS Icall | $93,000 | – | 3,800 | +100.0% | 0.04% | – |
| RIG | Sell | TRANSOCEAN LTD | $84,000 | -89.9% | 104,538 | -13.7% | 0.03% | -84.1% |
| MDLY | MEDLEY MGMT INC | $23,000 | -80.5% | 40,134 | 0.0% | 0.01% | -69.0% | |
| GM | GENERAL MTRS COcall | $25,000 | -75.5% | 300 | 0.0% | 0.01% | -64.0% | |
| TSLA | Buy | TESLA INCput | $16,000 | -98.8% | 500 | +42.9% | 0.01% | -98.1% |
| BA | Sell | BOEING COcall | $10,000 | -97.5% | 100 | -60.0% | 0.00% | -95.9% |
| GRUB | Exit | GRUBHUB INCcall | $0 | – | -350 | -100.0% | 0.00% | – |
| AMLP | Exit | ALPS ETF TRcall | $0 | – | -750 | -100.0% | 0.00% | – |
| HUM | Exit | HUMANA INCput | $0 | – | -100 | -100.0% | 0.00% | – |
| SLB | Exit | SCHLUMBERGER LTD | $0 | – | -5,000 | -100.0% | -0.05% | – |
| GOLD | Exit | BARRICK GOLD CORPORATION | $0 | – | -19,562 | -100.0% | -0.09% | – |
| HUM | Exit | HUMANA INC | $0 | – | -1,100 | -100.0% | -0.10% | – |
| CVS | Exit | CVS HEALTH CORPcall | $0 | – | -300 | -100.0% | -0.10% | – |
| MCC | Exit | MEDLEY CAP CORP | $0 | – | -240,237 | -100.0% | -0.13% | – |
| PMT | Exit | PENNYMAC MTG INVT TR | $0 | – | -35,500 | -100.0% | -0.19% | – |
| EXC | Exit | EXELON CORP | $0 | – | -18,000 | -100.0% | -0.20% | – |
| PAGP | Exit | PLAINS GP HLDGS L Pltd partnr int a | $0 | – | -52,788 | -100.0% | -0.24% | – |
| YETI | Exit | YETI HLDGS INC | $0 | – | -30,775 | -100.0% | -0.26% | – |
| MDLZ | Exit | MONDELEZ INTL INCcl a | $0 | – | -20,000 | -100.0% | -0.27% | – |
| IIPR | Exit | INNOVATIVE INDL PPTYS INC | $0 | – | -15,400 | -100.0% | -0.28% | – |
| TSLX | Exit | TPG SPECIALTY LENDING INC | $0 | – | -55,220 | -100.0% | -0.29% | – |
| NMFC | Exit | NEW MTN FIN CORP | $0 | – | -112,968 | -100.0% | -0.38% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -23,240 | -100.0% | -0.39% | – |
| IIPR | Exit | INNOVATIVE INDL PPTYS INCput | $0 | – | -450 | -100.0% | -0.48% | – |
| ZTS | Exit | ZOETIS INCcl a | $0 | – | -21,174 | -100.0% | -0.68% | – |
| ZBH | Exit | ZIMMER BIOMET HLDGS INC | $0 | – | -22,100 | -100.0% | -0.80% | – |
| CMCSA | Exit | COMCAST CORP NEWcl a | $0 | – | -120,000 | -100.0% | -1.30% | – |
| TCRD | Exit | THL CREDIT INC | $0 | – | -901,763 | -100.0% | -1.38% | – |
| AMLP | Exit | ALPS ETF TRalerian mlp | $0 | – | -760,212 | -100.0% | -1.56% | – |
| MSFT | Exit | MICROSOFT CORP | $0 | – | -42,400 | -100.0% | -1.62% | – |
| FSK | Exit | FS KKR CAPITAL CORP | $0 | – | -2,167,969 | -100.0% | -3.21% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CISCO SYS INC | 42 | Q3 2023 | 6.4% |
| STRYKER CORPORATION | 41 | Q3 2023 | 7.5% |
| EXXON MOBIL CORP | 41 | Q3 2023 | 2.4% |
| VALE S A | 41 | Q3 2023 | 0.5% |
| ONOCOPHILLIPS | 41 | Q3 2023 | 0.1% |
| BARRICK GOLD CORPORATION | 40 | Q3 2023 | 4.3% |
| NEWMONT MINING CORP | 39 | Q3 2023 | 4.6% |
| MICROSOFT CORP | 39 | Q3 2023 | 3.0% |
| KINROSS GOLD CORP | 39 | Q3 2023 | 1.5% |
| GOLDMAN SACHS GROUP INC | 38 | Q1 2023 | 3.6% |
View West Family Investments, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Largo Inc. | January 21, 2022 | 5,572,637 | 8.6% |
| NewLake Capital Partners, Inc. | August 23, 2021 | 1,625,167 | 7.6% |
| TRANSATLANTIC PETROLEUM LTD. | October 09, 2020 | 8,631,530 | 10.7% |
| MVC CAPITAL, INC. | August 11, 2020 | 1,221,628 | 6.9% |
| Sutherland Asset Management Corp | February 07, 2017 | 485,793 | 1.6% |
| ZAIS Financial Corp. | February 12, 2016 | 451,808 | 5.6% |
| TRANSATLANTIC PETROLEUM LTD. | May 07, 2015 | 2,230,646 | 5.3% |
View West Family Investments, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-16 |
| 13F-HR | 2023-05-03 |
| 13F-HR/A | 2023-02-08 |
| 13F-HR/A | 2023-02-08 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-13 |
View West Family Investments, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.