$422 Million is the total value of West Family Investments, Inc.'s 89 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 14.1% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
LUMN | CENTURYLINK INC | $53,968,000 | +13.7% | 2,545,668 | 0.0% | 12.78% | +9.2% | |
CIM | CHIMERA INVT CORP | $51,263,000 | -0.6% | 2,822,081 | 0.0% | 12.13% | -4.6% | |
TWO | Buy | TWO HBRS INVT CORP | $21,452,000 | +194.8% | 1,426,085 | +209.6% | 5.08% | +182.9% |
EPD | ENTERPRISE PRODS PARTNERS L | $19,939,000 | +3.8% | 694,022 | 0.0% | 4.72% | -0.3% | |
SYK | STRYKER CORP | $14,434,000 | +5.2% | 81,220 | 0.0% | 3.42% | +1.0% | |
MVC | Buy | MVC CAPITAL INC | $11,692,000 | +2.5% | 1,211,629 | +0.9% | 2.77% | -1.6% |
NLY | ANNALY CAP MGMT INC | $11,447,000 | -0.6% | 1,118,922 | 0.0% | 2.71% | -4.5% | |
UNH | UNITEDHEALTH GROUP INC | $10,642,000 | +8.4% | 40,000 | 0.0% | 2.52% | +4.1% | |
SLRC | SOLAR CAP LTD | $10,288,000 | +5.1% | 479,013 | 0.0% | 2.44% | +0.8% | |
BKD | Buy | BROOKDALE SR LIVING INC | $9,249,000 | +16.8% | 940,940 | +8.0% | 2.19% | +12.1% |
FDUS | FIDUS INVT CORP | $9,076,000 | +2.9% | 620,824 | 0.0% | 2.15% | -1.3% | |
GS | GOLDMAN SACHS GROUP INC | $8,835,000 | +1.7% | 39,400 | 0.0% | 2.09% | -2.4% | |
CORPORATE CAP TR INC | $8,614,000 | -2.3% | 564,487 | 0.0% | 2.04% | -6.2% | ||
SUNS | SOLAR SR CAP LTD | $8,292,000 | +2.6% | 495,609 | 0.0% | 1.96% | -1.5% | |
EFC | ELLINGTON FINANCIAL LLC | $7,870,000 | +2.6% | 491,555 | 0.0% | 1.86% | -1.5% | |
SLD | SUTHERLAND ASSET MGMT CORP M | $6,931,000 | +3.9% | 410,322 | 0.0% | 1.64% | -0.2% | |
PNNT | Sell | PENNANTPARK INVT CORP | $6,779,000 | -5.7% | 908,714 | -11.4% | 1.60% | -9.4% |
GOLD | BARRICK GOLD CORP | $6,451,000 | -15.6% | 582,197 | 0.0% | 1.53% | -19.0% | |
AMLP | ALPS ETF TRalerian mlp | $6,134,000 | +5.7% | 574,312 | 0.0% | 1.45% | +1.5% | |
STWD | STARWOOD PPTY TR INC | $6,051,000 | -0.8% | 280,853 | 0.0% | 1.43% | -4.8% | |
CSCO | CISCO SYS INC | $5,838,000 | +13.1% | 120,000 | 0.0% | 1.38% | +8.5% | |
NEM | NEWMONT MINING CORP | $5,821,000 | -19.9% | 192,763 | 0.0% | 1.38% | -23.1% | |
MFA | MFA FINL INC | $5,351,000 | -3.0% | 727,604 | 0.0% | 1.27% | -6.8% | |
GPMT | GRANITE PT MTG TR INC | $5,158,000 | +5.1% | 267,518 | 0.0% | 1.22% | +0.8% | |
TCRD | Sell | THL CR INC | $4,961,000 | -13.0% | 614,798 | -15.7% | 1.17% | -16.6% |
MSFT | MICROSOFT CORP | $4,849,000 | +16.0% | 42,400 | 0.0% | 1.15% | +11.3% | |
HACK | ETF MANAGERS TRprime cybr scrty | $4,679,000 | +8.5% | 116,600 | 0.0% | 1.11% | +4.1% | |
CMCSA | COMCAST CORP NEWcl a | $4,249,000 | +7.9% | 120,000 | 0.0% | 1.01% | +3.6% | |
SMTS | Buy | SIERRA METALS INC | $4,003,000 | +30.8% | 1,606,944 | +37.8% | 0.95% | +25.6% |
NMFC | NEW MTN FIN CORP | $3,725,000 | -0.7% | 275,939 | 0.0% | 0.88% | -4.8% | |
BPL | BUCKEYE PARTNERS L Punit ltd partn | $3,641,000 | +1.6% | 101,963 | 0.0% | 0.86% | -2.5% | |
OCSL | Buy | OAKTREE SPECIALTY LENDING CO | $3,587,000 | +12.4% | 723,165 | +8.3% | 0.85% | +7.9% |
UAL | UNITED CONTL HLDGS INC | $3,562,000 | +27.7% | 40,000 | 0.0% | 0.84% | +22.5% | |
CGBD | TCG BDC INC | $3,545,000 | -1.9% | 212,300 | 0.0% | 0.84% | -5.8% | |
PFLT | PENNANTPARK FLOATING RATE CA | $3,505,000 | -3.7% | 266,417 | 0.0% | 0.83% | -7.5% | |
SYF | SYNCHRONY FINL | $3,430,000 | -6.9% | 110,362 | 0.0% | 0.81% | -10.7% | |
TCP | TC PIPELINES LP | $3,336,000 | +16.8% | 110,000 | 0.0% | 0.79% | +12.2% | |
GE | GENERAL ELECTRIC CO | $3,163,000 | -17.0% | 279,952 | 0.0% | 0.75% | -20.3% | |
NS | NUSTAR ENERGY LP | $2,930,000 | +22.7% | 105,406 | 0.0% | 0.69% | +17.8% | |
ZBH | ZIMMER BIOMET HLDGS INC | $2,905,000 | +17.9% | 22,100 | 0.0% | 0.69% | +13.3% | |
TRGP | TARGA RES CORP | $2,657,000 | +13.8% | 47,178 | 0.0% | 0.63% | +9.2% | |
TAT | TRANSATLANTIC PETROLEUM LTD | $2,264,000 | +12.4% | 1,460,392 | 0.0% | 0.54% | +7.8% | |
TSLA | New | TESLA INCput | $2,231,000 | – | 400 | +100.0% | 0.53% | – |
ETP | ENERGY TRANSFER PARTNERS LPunit ltd prt int | $2,050,000 | +16.9% | 92,071 | 0.0% | 0.48% | +12.3% | |
XOM | EXXON MOBIL CORP | $1,976,000 | +2.8% | 23,240 | 0.0% | 0.47% | -1.3% | |
SMLP | SUMMIT MIDSTREAM PARTNERS LP | $1,939,000 | -7.1% | 135,574 | 0.0% | 0.46% | -10.9% | |
ZTS | ZOETIS INCcl a | $1,939,000 | +7.5% | 21,174 | 0.0% | 0.46% | +3.1% | |
LLY | LILLY ELI & CO | $1,932,000 | +25.8% | 18,000 | 0.0% | 0.46% | +20.6% | |
GRUB | GRUBHUB INCcall | $1,740,000 | +102.6% | 350 | 0.0% | 0.41% | +94.3% | |
GM | GENERAL MTRS CO | $1,739,000 | -14.5% | 51,649 | 0.0% | 0.41% | -17.9% | |
RIG | TRANSOCEAN LTD | $1,690,000 | +3.8% | 121,138 | 0.0% | 0.40% | -0.2% | |
MMP | MAGELLAN MIDSTREAM PRTNRS LP | $1,666,000 | -1.9% | 24,600 | 0.0% | 0.39% | -6.0% | |
PDLI | Buy | PDL BIOPHARMA INC | $1,651,000 | +108.7% | 627,800 | +85.7% | 0.39% | +100.5% |
AGNC | AGNC INVT CORP | $1,639,000 | +0.6% | 87,633 | 0.0% | 0.39% | -3.5% | |
MBFI | MB FINANCIAL INC NEW | $1,614,000 | -1.3% | 35,000 | 0.0% | 0.38% | -5.2% | |
OCSI | New | OAKTREE STRATEGIC INCOME COR | $1,384,000 | – | 159,973 | +100.0% | 0.33% | – |
UAL | UNITED CONTL HLDGS INCcall | $1,314,000 | +170.9% | 600 | 0.0% | 0.31% | +159.2% | |
VALE | VALE S Aadr | $1,308,000 | +15.8% | 88,132 | 0.0% | 0.31% | +11.1% | |
THC | Sell | TENET HEALTHCARE CORP | $1,281,000 | -41.3% | 45,000 | -30.8% | 0.30% | -43.7% |
KGC | KINROSS GOLD CORP | $1,251,000 | -28.2% | 463,352 | 0.0% | 0.30% | -31.2% | |
BBDC | New | BARINGS BDC INC | $1,149,000 | – | 114,834 | +100.0% | 0.27% | – |
SYNA | SYNAPTICS INC | $1,144,000 | -9.4% | 25,073 | 0.0% | 0.27% | -12.9% | |
TSLX | TPG SPECIALTY LENDING INC | $1,126,000 | +13.6% | 55,220 | 0.0% | 0.27% | +9.4% | |
FRFHF | New | FAIRFAX FINL HLDGS LTD SUB VTG | $1,081,000 | – | 1,991 | +100.0% | 0.26% | – |
MCC | Sell | MEDLEY CAP CORP | $918,000 | -27.9% | 240,237 | -34.6% | 0.22% | -30.9% |
CDTX | Buy | CIDARA THERAPEUTICS INC | $880,000 | +10.0% | 200,000 | +30.0% | 0.21% | +5.6% |
MDLZ | MONDELEZ INTL INCcl a | $859,000 | +4.8% | 20,000 | 0.0% | 0.20% | +0.5% | |
EXC | EXELON CORP | $786,000 | +2.5% | 18,000 | 0.0% | 0.19% | -1.6% | |
PMT | PENNYMAC MTG INVT TR | $719,000 | +6.7% | 35,500 | 0.0% | 0.17% | +2.4% | |
TCPC | New | BLACKROCK TCP CAP CORP | $699,000 | – | 49,093 | +100.0% | 0.16% | – |
CVS | New | CVS HEALTH CORPcall | $560,000 | – | 400 | +100.0% | 0.13% | – |
COP | CONOCOPHILLIPS | $557,000 | +11.2% | 7,200 | 0.0% | 0.13% | +6.5% | |
JPM | Sell | JPMORGAN CHASE & CO | $531,000 | -29.3% | 4,710 | -34.7% | 0.13% | -31.9% |
MRCC | MONROE CAP CORP | $531,000 | +0.8% | 39,116 | 0.0% | 0.13% | -3.1% | |
EQS | EQUUS TOTAL RETURN INC | $484,000 | -15.8% | 243,803 | 0.0% | 0.12% | -19.0% | |
NAD | NUVEEN QUALITY MUNCP INCOME | $478,000 | -3.8% | 37,385 | 0.0% | 0.11% | -8.1% | |
SPXC | SPX CORPput | $438,000 | -82.8% | 355 | 0.0% | 0.10% | -83.4% | |
EARN | ELLINGTON RESIDENTIAL MTG RE | $413,000 | +3.5% | 36,573 | 0.0% | 0.10% | 0.0% | |
BMY | BRISTOL MYERS SQUIBB COcall | $379,000 | +89.5% | 500 | 0.0% | 0.09% | +83.7% | |
IQI | INVESCO QUALITY MUNI INC TRS | $355,000 | -3.0% | 30,674 | 0.0% | 0.08% | -6.7% | |
SLB | SCHLUMBERGER LTD | $305,000 | -9.0% | 5,000 | 0.0% | 0.07% | -13.3% | |
PAGP | PLAINS GP HLDGS L Pltd partnr int a | $295,000 | +2.8% | 12,016 | 0.0% | 0.07% | -1.4% | |
ESRX | New | EXPRESS SCRIPTS HLDG COcall | $245,000 | – | 150 | +100.0% | 0.06% | – |
MDLY | MEDLEY MGMT INC | $211,000 | +48.6% | 40,134 | 0.0% | 0.05% | +42.9% | |
SBUX | New | STARBUCKS CORPcall | $212,000 | – | 250 | +100.0% | 0.05% | – |
AINV | APOLLO INVT CORP | $84,000 | 0.0% | 15,000 | 0.0% | 0.02% | -4.8% | |
Sell | NEOVASC INC | $82,000 | -35.9% | 30,000 | -99.0% | 0.02% | -40.6% | |
FSAM | FIFTH STR ASSET MGMT INC | $24,000 | +4.3% | 17,793 | 0.0% | 0.01% | 0.0% | |
AMLP | ALPS ETF TRcall | $10,000 | -23.1% | 500 | 0.0% | 0.00% | -33.3% | |
TCAP | Exit | TRIANGLE CAP CORP | $0 | – | -45,700 | -100.0% | -0.13% | – |
TPVG | Exit | TRIPLEPOINT VENTURE GROWTH B | $0 | – | -46,770 | -100.0% | -0.14% | – |
TCPC | Exit | TCP CAP CORP | $0 | – | -49,093 | -100.0% | -0.18% | – |
CYS | Exit | CYS INVTS INC | $0 | – | -2,063,092 | -100.0% | -3.82% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-11-13
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
CISCO SYS INC | 42 | Q3 2023 | 6.4% |
STRYKER CORPORATION | 41 | Q3 2023 | 7.5% |
EXXON MOBIL CORP | 41 | Q3 2023 | 2.4% |
VALE S A | 41 | Q3 2023 | 0.5% |
ONOCOPHILLIPS | 41 | Q3 2023 | 0.1% |
BARRICK GOLD CORPORATION | 40 | Q3 2023 | 4.3% |
NEWMONT MINING CORP | 39 | Q3 2023 | 4.6% |
MICROSOFT CORP | 39 | Q3 2023 | 3.0% |
KINROSS GOLD CORP | 39 | Q3 2023 | 1.5% |
GOLDMAN SACHS GROUP INC | 38 | Q1 2023 | 3.6% |
View West Family Investments, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
Largo Inc. | January 21, 2022 | 5,572,637 | 8.6% |
NewLake Capital Partners, Inc. | August 23, 2021 | 1,625,167 | 7.6% |
TRANSATLANTIC PETROLEUM LTD. | October 09, 2020 | 8,631,530 | 10.7% |
MVC CAPITAL, INC. | August 11, 2020 | 1,221,628 | 6.9% |
Sutherland Asset Management Corp | February 07, 2017 | 485,793 | 1.6% |
ZAIS Financial Corp. | February 12, 2016 | 451,808 | 5.6% |
TRANSATLANTIC PETROLEUM LTD. | May 07, 2015 | 2,230,646 | 5.3% |
View West Family Investments, Inc.'s complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-02-06 |
13F-HR | 2023-11-02 |
13F-HR | 2023-08-16 |
13F-HR | 2023-05-03 |
13F-HR/A | 2023-02-08 |
13F-HR/A | 2023-02-08 |
13F-HR | 2023-02-08 |
13F-HR | 2022-11-04 |
13F-HR | 2022-08-12 |
13F-HR | 2022-05-13 |
View West Family Investments, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.