$610 Million is the total value of West Family Investments, Inc.'s 121 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 18.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LVLT | LEVEL 3 COMMUNICATIONS INC | $165,504,000 | +1477.4% | 1,930,211 | 0.0% | 27.14% | +908.2% | |
| CIM | Buy | CHIMERA INVT CORP | $58,354,000 | +1.6% | 4,293,875 | +2.0% | 9.57% | -35.0% |
| SPXC | New | SPX CORPput | $23,953,000 | – | 3,250 | +100.0% | 3.93% | – |
| WSTC | WEST CORP | $23,604,000 | +5.8% | 1,034,345 | 0.0% | 3.87% | -32.4% | |
| SUI | SUN CMNTYS INC | $19,345,000 | +4.5% | 270,148 | 0.0% | 3.17% | -33.2% | |
| CYS | Buy | CYS INVTS INC | $17,416,000 | +15.2% | 2,139,532 | +0.9% | 2.86% | -26.4% |
| EPD | ENTERPRISE PRODS PARTNERS L | $16,718,000 | -3.7% | 679,022 | 0.0% | 2.74% | -38.5% | |
| SPXC | New | SPX CORPcall | $15,812,000 | – | 600 | +100.0% | 2.59% | – |
| SYK | STRYKER CORP | $14,078,000 | +15.4% | 131,220 | 0.0% | 2.31% | -26.2% | |
| NLY | ANNALY CAP MGMT INC | $13,972,000 | +9.4% | 1,361,822 | 0.0% | 2.29% | -30.1% | |
| BKD | Buy | BROOKDALE SR LIVING INC | $12,878,000 | -5.2% | 810,940 | +10.2% | 2.11% | -39.4% |
| GS | GOLDMAN SACHS GROUP INC | $10,894,000 | -12.9% | 69,400 | 0.0% | 1.79% | -44.3% | |
| TWO | TWO HBRS INVT CORP | $10,383,000 | -2.0% | 1,307,654 | 0.0% | 1.70% | -37.3% | |
| MFA | MFA FINL INC | $8,345,000 | +3.8% | 1,218,300 | 0.0% | 1.37% | -33.7% | |
| SLRC | SOLAR CAP LTD | $8,277,000 | +5.2% | 479,013 | 0.0% | 1.36% | -32.8% | |
| GOLD | BARRICK GOLD CORP | $7,906,000 | +84.0% | 582,197 | 0.0% | 1.30% | +17.6% | |
| EFC | ELLINGTON FINANCIAL LLC | $7,706,000 | +3.8% | 442,344 | 0.0% | 1.26% | -33.6% | |
| MVC | Buy | MVC CAPITAL INC | $7,387,000 | +3.2% | 990,223 | +2.0% | 1.21% | -34.0% |
| SUNS | SOLAR SR CAP LTD | $6,745,000 | -2.1% | 462,645 | 0.0% | 1.11% | -37.4% | |
| ARI | APOLLO COML REAL EST FIN INC | $6,345,000 | -5.4% | 389,286 | 0.0% | 1.04% | -39.5% | |
| ZFC | Buy | ZAIS FINL CORP | $5,629,000 | +8.8% | 377,284 | +9.9% | 0.92% | -30.5% |
| AWHHF | ALLIED WRLD ASSUR COM HLDG A | $5,256,000 | -6.1% | 150,440 | 0.0% | 0.86% | -39.9% | |
| PNNT | PENNANTPARK INVT CORP | $5,243,000 | +13.4% | 748,056 | 0.0% | 0.86% | -27.5% | |
| NEM | NEWMONT MINING CORP | $5,124,000 | +47.8% | 192,763 | 0.0% | 0.84% | -5.6% | |
| NMFC | NEW MTN FIN CORP | $4,859,000 | -2.9% | 384,462 | 0.0% | 0.80% | -37.9% | |
| GSBD | Buy | GOLDMAN SACHS BDC INC | $4,800,000 | +10.5% | 244,902 | +7.1% | 0.79% | -29.4% |
| TCRD | Buy | THL CR INC | $4,800,000 | +14.2% | 443,215 | +12.8% | 0.79% | -27.1% |
| SYF | SYNCHRONY FINL | $4,023,000 | -5.7% | 140,362 | 0.0% | 0.66% | -39.7% | |
| FDUS | Buy | FIDUS INVT CORP | $3,833,000 | +44.8% | 247,129 | +27.8% | 0.63% | -7.4% |
| CMCSA | COMCAST CORP NEWcl a | $3,665,000 | +8.2% | 60,000 | 0.0% | 0.60% | -30.8% | |
| PFLT | Buy | PENNANTPARK FLOATING RATE CA | $3,617,000 | +22.0% | 309,184 | +17.3% | 0.59% | -22.1% |
| CSCO | CISCO SYS INC | $3,416,000 | +4.8% | 120,000 | 0.0% | 0.56% | -33.0% | |
| C | New | CITIGROUP INC | $3,315,000 | – | 79,400 | +100.0% | 0.54% | – |
| STWD | STARWOOD PPTY TR INC | $3,045,000 | -7.9% | 160,853 | 0.0% | 0.50% | -41.2% | |
| BXMT | BLACKSTONE MTG TR INC | $2,988,000 | +0.4% | 111,249 | 0.0% | 0.49% | -35.9% | |
| MCC | Buy | MEDLEY CAP CORP | $2,936,000 | +21.0% | 444,851 | +37.8% | 0.48% | -22.8% |
| ZBH | ZIMMER BIOMET HLDGS INC | $2,890,000 | +4.0% | 27,100 | 0.0% | 0.47% | -33.5% | |
| NS | NUSTAR ENERGY LP | $2,844,000 | +0.7% | 70,406 | 0.0% | 0.47% | -35.6% | |
| HACK | Buy | FACTORSHARES TRise cyber sec | $2,795,000 | +43.8% | 116,600 | +55.5% | 0.46% | -8.0% |
| NEWT | Buy | NEWTEK BUSINESS SVCS CORP | $2,769,000 | +14.8% | 221,547 | +31.6% | 0.45% | -26.7% |
| GE | GENERAL ELECTRIC CO | $2,542,000 | +2.0% | 79,952 | 0.0% | 0.42% | -34.7% | |
| PFE | PFIZER INC | $2,527,000 | -7.1% | 84,247 | 0.0% | 0.41% | -40.7% | |
| EXC | EXELON CORP | $2,510,000 | +29.1% | 70,000 | 0.0% | 0.41% | -17.4% | |
| TCPC | Buy | TCP CAP CORP | $2,492,000 | +44.0% | 167,136 | +34.6% | 0.41% | -7.9% |
| GM | Sell | GENERAL MTRS CO | $2,467,000 | -17.8% | 78,479 | -11.0% | 0.40% | -47.4% |
| HRZN | HORIZON TECHNOLOGY FIN CORP | $2,396,000 | -1.0% | 206,354 | 0.0% | 0.39% | -36.7% | |
| MSFT | MICROSOFT CORP | $2,342,000 | -0.4% | 42,400 | 0.0% | 0.38% | -36.3% | |
| DOW | Sell | DOW CHEM CO | $2,289,000 | -11.1% | 45,000 | -10.0% | 0.38% | -43.2% |
| FEYE | Buy | FIREEYE INC | $2,155,000 | +658.8% | 119,800 | +774.5% | 0.35% | +383.6% |
| SYNA | SYNAPTICS INC | $1,999,000 | -0.7% | 25,073 | 0.0% | 0.33% | -36.6% | |
| ETP | ENERGY TRANSFER PRTNRS L Punit ltd partn | $1,985,000 | -4.1% | 61,380 | 0.0% | 0.33% | -38.6% | |
| XOM | EXXON MOBIL CORP | $1,943,000 | +7.2% | 23,240 | 0.0% | 0.32% | -31.4% | |
| AXP | New | AMERICAN EXPRESS CO | $1,842,000 | – | 30,000 | +100.0% | 0.30% | – |
| BPL | BUCKEYE PARTNERS L Punit ltd partn | $1,832,000 | +3.0% | 26,963 | 0.0% | 0.30% | -34.2% | |
| TCP | TC PIPELINES LP | $1,832,000 | -3.0% | 38,000 | 0.0% | 0.30% | -38.1% | |
| HTGC | Buy | HERCULES CAPITAL INC | $1,711,000 | +79.9% | 142,502 | +82.7% | 0.28% | +15.2% |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP | $1,692,000 | +1.3% | 24,600 | 0.0% | 0.28% | -35.4% | |
| AGNC | AMERICAN CAPITAL AGENCY CORP | $1,633,000 | +7.4% | 87,633 | 0.0% | 0.27% | -31.3% | |
| MBFI | MB FINANCIAL INC NEW | $1,623,000 | +0.2% | 50,000 | 0.0% | 0.27% | -35.9% | |
| KGC | KINROSS GOLD CORP | $1,575,000 | +86.8% | 463,352 | 0.0% | 0.26% | +19.4% | |
| AAPL | Sell | APPLE INCcall | $1,440,000 | +97.3% | 1,500 | -37.5% | 0.24% | +26.2% |
| TRGP | New | TARGA RES CORP | $1,409,000 | – | 47,178 | +100.0% | 0.23% | – |
| TR | Buy | TOOTSIE ROLL INDS INC | $1,394,000 | +13.9% | 39,898 | +3.0% | 0.23% | -27.1% |
| LLY | LILLY ELI & CO | $1,296,000 | -14.6% | 18,000 | 0.0% | 0.21% | -45.2% | |
| QCOM | Buy | QUALCOMM INC | $1,279,000 | +287.6% | 25,000 | +278.8% | 0.21% | +147.1% |
| ABBV | ABBVIE INC | $1,257,000 | -3.5% | 22,000 | 0.0% | 0.21% | -38.3% | |
| JPMWS | JPMORGAN CHASE & CO*w exp 10/28/201 | $1,243,000 | -25.3% | 70,200 | 0.0% | 0.20% | -52.2% | |
| RIG | TRANSOCEAN LTD | $1,107,000 | -26.2% | 121,138 | 0.0% | 0.18% | -52.7% | |
| EMC | E M C CORP MASS | $1,066,000 | +3.8% | 40,000 | 0.0% | 0.18% | -33.5% | |
| SCTY | SOLARCITY CORPput | $1,030,000 | +129.9% | 500 | 0.0% | 0.17% | +47.0% | |
| ZTS | ZOETIS INCcl a | $939,000 | -7.5% | 21,174 | 0.0% | 0.15% | -40.8% | |
| ABT | ABBOTT LABS | $920,000 | -6.9% | 22,000 | 0.0% | 0.15% | -40.3% | |
| TSLX | New | TPG SPECIALTY LENDING INC | $891,000 | – | 55,220 | +100.0% | 0.15% | – |
| FSK | Buy | FS INVT CORP | $831,000 | +119.3% | 90,600 | +114.7% | 0.14% | +40.2% |
| CLMT | CALUMET SPECIALTY PRODS PTNRut ltd partner | $817,000 | -41.0% | 69,547 | 0.0% | 0.13% | -62.3% | |
| MDLZ | MONDELEZ INTL INCcl a | $802,000 | -10.6% | 20,000 | 0.0% | 0.13% | -42.6% | |
| IVR | INVESCO MORTGAGE CAPITAL INC | $741,000 | -1.7% | 60,834 | 0.0% | 0.12% | -36.8% | |
| BWP | BOARDWALK PIPELINE PARTNERSut ltd partner | $734,000 | +13.6% | 49,796 | 0.0% | 0.12% | -27.7% | |
| New | LAYNE CHRISTENSEN COnote 4.250%11/1 | $724,000 | – | 1,000,000 | +100.0% | 0.12% | – | |
| STAR | ISTAR INC | $725,000 | -17.6% | 75,000 | 0.0% | 0.12% | -47.3% | |
| PAGP | PLAINS GP HLDGS L P | $713,000 | -8.0% | 82,000 | 0.0% | 0.12% | -41.2% | |
| MCD | Sell | MCDONALDS CORPcall | $687,000 | -51.2% | 250 | -62.2% | 0.11% | -68.7% |
| GGP | GENERAL GROWTH PPTYS INC NEW | $615,000 | +9.0% | 20,719 | 0.0% | 0.10% | -30.3% | |
| ACAS | AMERICAN CAP LTD | $579,000 | +10.5% | 38,000 | 0.0% | 0.10% | -29.1% | |
| TTE | TOTAL S Asponsored adr | $568,000 | +1.1% | 12,500 | 0.0% | 0.09% | -35.4% | |
| SFR | New | COLONY STARWOOD HOMES | $553,000 | – | 22,350 | +100.0% | 0.09% | – |
| SBY | SILVER BAY RLTY TR CORP | $546,000 | -5.2% | 36,791 | 0.0% | 0.09% | -39.2% | |
| NPI | NUVEEN PREM INCOME MUN FD | $543,000 | +3.4% | 37,251 | 0.0% | 0.09% | -34.1% | |
| FSLR | New | FIRST SOLAR INCcall | $543,000 | – | 400 | +100.0% | 0.09% | – |
| TAT | TRANSATLANTIC PETROLEUM LTD | $515,000 | -46.0% | 686,528 | 0.0% | 0.08% | -65.7% | |
| CFG | CITIZENS FINL GROUP INC | $503,000 | -20.0% | 24,000 | 0.0% | 0.08% | -49.1% | |
| PMT | PENNYMAC MTG INVT TR | $484,000 | -10.7% | 35,500 | 0.0% | 0.08% | -43.2% | |
| AINV | APOLLO INVT CORP | $448,000 | +6.2% | 80,800 | 0.0% | 0.07% | -32.4% | |
| EARN | ELLINGTON RESIDENTIAL MTG RE | $438,000 | -3.1% | 36,573 | 0.0% | 0.07% | -37.9% | |
| KBR | KBR INC | $418,000 | -8.5% | 27,000 | 0.0% | 0.07% | -41.0% | |
| IQI | INVESCO QUALITY MUNI INC TRS | $406,000 | +4.4% | 30,674 | 0.0% | 0.07% | -33.0% | |
| VMO | INVESCO MUN OPPORTUNITY TR | $388,000 | +6.0% | 27,800 | 0.0% | 0.06% | -31.9% | |
| LVLT | LEVEL 3 COMMUNICATIONS INCcall | $380,000 | -20.8% | 500 | 0.0% | 0.06% | -49.6% | |
| VKQ | INVESCO MUN TR | $358,000 | +4.1% | 26,900 | 0.0% | 0.06% | -33.0% | |
| VKI | INVESCO ADVANTAGE MUNICIPALsh ben int | $351,000 | +5.4% | 28,300 | 0.0% | 0.06% | -31.8% | |
| EIM | EATON VANCE MUN BD FD | $339,000 | +2.4% | 25,500 | 0.0% | 0.06% | -34.1% | |
| VGM | INVESCO TR INVT GRADE MUNS | $341,000 | +4.9% | 24,400 | 0.0% | 0.06% | -32.5% | |
| ACAS | New | AMERICAN CAP LTDcall | $328,000 | – | 1,800 | +100.0% | 0.05% | – |
| EPR | EPR PPTYS | $293,000 | +14.0% | 4,400 | 0.0% | 0.05% | -27.3% | |
| COP | CONOCOPHILLIPS | $290,000 | -13.7% | 7,200 | 0.0% | 0.05% | -44.2% | |
| JCPNQ | PENNEY J C INC | $277,000 | +65.9% | 25,000 | 0.0% | 0.04% | +4.7% | |
| ZAIS | ZAIS GROUP HLDGS INC | $264,000 | -47.5% | 54,355 | 0.0% | 0.04% | -66.7% | |
| PMM | PUTNAM MANAGED MUN INCOM TR | $251,000 | +4.1% | 32,800 | 0.0% | 0.04% | -33.9% | |
| GLW | New | CORNING INCcall | $246,000 | – | 1,500 | +100.0% | 0.04% | – |
| NRZ | NEW RESIDENTIAL INVT CORP | $228,000 | -4.6% | 19,646 | 0.0% | 0.04% | -39.3% | |
| VALE | VALE S Aadr | $224,000 | +28.0% | 53,100 | 0.0% | 0.04% | -17.8% | |
| ARCC | ARES CAP CORP | $205,000 | +4.1% | 13,800 | 0.0% | 0.03% | -33.3% | |
| FSC | Sell | FIFTH STREET FINANCE CORP | $200,000 | -80.3% | 40,000 | -74.8% | 0.03% | -87.3% |
| BKD | Sell | BROOKDALE SR LIVING INCcall | $195,000 | +1047.1% | 600 | -20.0% | 0.03% | +700.0% |
| OCN | OCWEN FINL CORP | $189,000 | -64.5% | 76,400 | 0.0% | 0.03% | -77.4% | |
| AXP | New | AMERICAN EXPRESS COput | $142,000 | – | 300 | +100.0% | 0.02% | – |
| VALEP | VALE S Aadr repstg pfd | $117,000 | +21.9% | 37,500 | 0.0% | 0.02% | -24.0% | |
| QCOM | Sell | QUALCOMM INCcall | $72,000 | -7.7% | 150 | -62.5% | 0.01% | -40.0% |
| HCRSQ | HI-CRUSH PARTNERS LP | $50,000 | -15.3% | 10,000 | 0.0% | 0.01% | -46.7% | |
| LVLT | New | LEVEL 3 COMMUNICATIONS INCput | $9,000 | – | 100 | +100.0% | 0.00% | – |
| FEYE | Exit | FIREEYE INCcall | $0 | – | -2,148 | -100.0% | 0.00% | – |
| OCN | OCWEN FINL CORPcall | $3,000 | -90.6% | 400 | 0.0% | 0.00% | -100.0% | |
| AGNC | Exit | AMERICAN CAPITAL AGENCY CORPcall | $0 | – | -2,300 | -100.0% | -0.06% | – |
| SYNA | Exit | SYNAPTICS INCcall | $0 | – | -250 | -100.0% | -0.07% | – |
| GM | Exit | GENERAL MTRS COcall | $0 | – | -750 | -100.0% | -0.08% | – |
| CXO | Exit | CONCHO RES INCput | $0 | – | -150 | -100.0% | -0.08% | – |
| SWAY | Exit | STARWOOD WAYPOINT RESIDENTL | $0 | – | -22,350 | -100.0% | -0.13% | – |
| Exit | LAYNE CHRISTENSEN COnote 4.250%11/1 | $0 | – | -500,000 | -100.0% | -0.18% | – | |
| NGLS | Exit | TARGA RESOURCES PARTNERS LP | $0 | – | -76,095 | -100.0% | -0.32% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-05-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CISCO SYS INC | 42 | Q3 2023 | 6.4% |
| STRYKER CORPORATION | 41 | Q3 2023 | 7.5% |
| EXXON MOBIL CORP | 41 | Q3 2023 | 2.4% |
| VALE S A | 41 | Q3 2023 | 0.5% |
| ONOCOPHILLIPS | 41 | Q3 2023 | 0.1% |
| BARRICK GOLD CORPORATION | 40 | Q3 2023 | 4.3% |
| NEWMONT MINING CORP | 39 | Q3 2023 | 4.6% |
| MICROSOFT CORP | 39 | Q3 2023 | 3.0% |
| KINROSS GOLD CORP | 39 | Q3 2023 | 1.5% |
| GOLDMAN SACHS GROUP INC | 38 | Q1 2023 | 3.6% |
View West Family Investments, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Largo Inc. | January 21, 2022 | 5,572,637 | 8.6% |
| NewLake Capital Partners, Inc. | August 23, 2021 | 1,625,167 | 7.6% |
| TRANSATLANTIC PETROLEUM LTD. | October 09, 2020 | 8,631,530 | 10.7% |
| MVC CAPITAL, INC. | August 11, 2020 | 1,221,628 | 6.9% |
| Sutherland Asset Management Corp | February 07, 2017 | 485,793 | 1.6% |
| ZAIS Financial Corp. | February 12, 2016 | 451,808 | 5.6% |
| TRANSATLANTIC PETROLEUM LTD. | May 07, 2015 | 2,230,646 | 5.3% |
View West Family Investments, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-16 |
| 13F-HR | 2023-05-03 |
| 13F-HR/A | 2023-02-08 |
| 13F-HR/A | 2023-02-08 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-13 |
View West Family Investments, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.