$484 Million is the total value of West Family Investments, Inc.'s 113 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 19.1% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
LVLT | LEVEL 3 COMMUNICATIONS INC | $84,331,000 | -17.0% | 1,930,211 | 0.0% | 17.43% | -19.3% | |
CIM | Buy | CHIMERA INVT CORP | $56,279,000 | +2.6% | 4,209,375 | +5.2% | 11.63% | -0.1% |
CSCO | CISCO SYS INC | $31,150,000 | +845.4% | 120,000 | 0.0% | 6.44% | +819.7% | |
WSTC | Buy | WEST CORP | $19,632,000 | +213.0% | 876,422 | +320.5% | 4.06% | +204.7% |
SUI | New | SUN CMNTYS INC | $18,305,000 | – | 270,148 | +100.0% | 3.78% | – |
EPD | ENTERPRISE PRODS PARTNERS L | $16,908,000 | -16.7% | 679,022 | 0.0% | 3.50% | -18.9% | |
CYS | Buy | CYS INVTS INC | $15,393,000 | -3.3% | 2,120,310 | +2.9% | 3.18% | -5.9% |
NLY | ANNALY CAP MGMT INC | $13,441,000 | +7.4% | 1,361,822 | 0.0% | 2.78% | +4.5% | |
BKD | Sell | BROOKDALE SR LIVING INC | $13,063,000 | -37.7% | 568,940 | -5.8% | 2.70% | -39.3% |
SYK | STRYKER CORP | $12,348,000 | -1.5% | 131,220 | 0.0% | 2.55% | -4.2% | |
GS | GOLDMAN SACHS GROUP INC | $12,059,000 | -16.8% | 69,400 | 0.0% | 2.49% | -19.0% | |
TWO | Buy | TWO HBRS INVT CORP | $11,534,000 | -6.9% | 1,307,654 | +2.8% | 2.38% | -9.4% |
GE | GENERAL ELECTRIC CO | $10,771,000 | -5.1% | 427,069 | 0.0% | 2.23% | -7.6% | |
MFA | MFA FINL INC | $8,297,000 | -7.9% | 1,218,300 | 0.0% | 1.72% | -10.3% | |
EFC | ELLINGTON FINANCIAL LLC | $7,909,000 | -3.4% | 442,344 | 0.0% | 1.64% | -6.0% | |
MVC | Buy | MVC CAPITAL INC | $7,750,000 | -15.5% | 943,994 | +4.9% | 1.60% | -17.8% |
SLRC | Buy | SOLAR CAP LTD | $7,578,000 | -8.2% | 479,013 | +4.4% | 1.57% | -10.7% |
SUNS | Buy | SOLAR SR CAP LTD | $6,579,000 | -8.5% | 462,645 | +1.4% | 1.36% | -11.0% |
ARI | Buy | APOLLO COML REAL EST FIN INC | $6,116,000 | -3.6% | 389,285 | +0.9% | 1.26% | -6.2% |
AWHHF | Sell | ALLIED WRLD ASSUR COM HLDG A | $5,742,000 | -17.2% | 150,440 | -6.2% | 1.19% | -19.4% |
NMFC | Buy | NEW MTN FIN CORP | $4,894,000 | 0.0% | 360,100 | +6.6% | 1.01% | -2.6% |
ZFC | Buy | ZAIS FINL CORP | $4,598,000 | -12.1% | 343,168 | +6.1% | 0.95% | -14.5% |
TCRD | Buy | THL CR INC | $4,290,000 | +25.9% | 392,893 | +33.2% | 0.89% | +22.5% |
GSBD | New | GOLDMAN SACHS BDC INC | $4,210,000 | – | 228,702 | +100.0% | 0.87% | – |
PNNT | Buy | PENNANTPARK INVT CORP | $4,186,000 | -24.8% | 647,056 | +2.1% | 0.86% | -26.8% |
GOLD | Buy | BARRICK GOLD CORP | $3,703,000 | -38.9% | 582,197 | +2.5% | 0.76% | -40.5% |
CMCSK | COMCAST CORP NEWcl a spl | $3,434,000 | -4.5% | 60,000 | 0.0% | 0.71% | -7.1% | |
NS | NUSTAR ENERGY LP | $3,156,000 | -24.5% | 70,406 | 0.0% | 0.65% | -26.5% | |
NEM | NEWMONT MINING CORP | $3,098,000 | -31.2% | 192,763 | 0.0% | 0.64% | -33.1% | |
PFE | PFIZER INC | $2,646,000 | -6.3% | 84,247 | 0.0% | 0.55% | -8.8% | |
GM | GENERAL MTRS CO | $2,648,000 | -9.9% | 88,211 | 0.0% | 0.55% | -12.3% | |
STWD | Buy | STARWOOD PPTY TR INC | $2,603,000 | +8.0% | 126,853 | +13.5% | 0.54% | +5.1% |
ZBH | ZIMMER BIOMET HLDGS INC | $2,546,000 | -14.0% | 27,100 | 0.0% | 0.53% | -16.4% | |
ETP | ENERGY TRANSFER PRTNRS L Punit ltd partn | $2,521,000 | -21.3% | 61,380 | 0.0% | 0.52% | -23.4% | |
BXMT | BLACKSTONE MTG TR INC | $2,249,000 | -1.4% | 81,949 | 0.0% | 0.46% | -3.9% | |
NGLS | TARGA RESOURCES PARTNERS LP | $2,210,000 | -24.8% | 76,095 | 0.0% | 0.46% | -26.8% | |
PFLT | Buy | PENNANTPARK FLOATING RATE CA | $2,130,000 | +19.9% | 178,384 | +39.4% | 0.44% | +16.7% |
EXC | EXELON CORP | $2,079,000 | -5.5% | 70,000 | 0.0% | 0.43% | -7.9% | |
AAPL | APPLE INCcall | $2,072,000 | -54.4% | 2,400 | 0.0% | 0.43% | -55.7% | |
SYNA | SYNAPTICS INC | $2,068,000 | -4.9% | 25,073 | 0.0% | 0.43% | -7.6% | |
BKD | Sell | BROOKDALE SR LIVING INCput | $1,918,000 | +240.1% | 1,300 | -25.7% | 0.40% | +230.0% |
HACK | FACTORSHARES TRise cyber sec | $1,894,000 | -19.9% | 75,000 | 0.0% | 0.39% | -22.1% | |
MSFT | MICROSOFT CORP | $1,877,000 | +0.3% | 42,400 | 0.0% | 0.39% | -2.5% | |
HRZN | Buy | HORIZON TECHNOLOGY FIN CORP | $1,833,000 | +374.9% | 202,554 | +565.5% | 0.38% | +362.2% |
MCC | Buy | MEDLEY CAP CORP | $1,826,000 | +66.2% | 245,497 | +99.1% | 0.38% | +61.8% |
TCP | TC PIPELINES LP | $1,809,000 | -16.5% | 38,000 | 0.0% | 0.37% | -18.7% | |
XOM | EXXON MOBIL CORP | $1,728,000 | -10.7% | 23,240 | 0.0% | 0.36% | -13.1% | |
CLMT | CALUMET SPECIALTY PRODS PTNRut ltd partner | $1,689,000 | -4.6% | 69,547 | 0.0% | 0.35% | -7.2% | |
TAT | TRANSATLANTIC PETROLEUM LTD | $1,676,000 | -52.2% | 686,528 | 0.0% | 0.35% | -53.6% | |
AGNC | AMERICAN CAPITAL AGENCY CORP | $1,639,000 | +1.8% | 87,633 | 0.0% | 0.34% | -0.9% | |
MBFI | MB FINANCIAL INC NEW | $1,632,000 | -5.2% | 50,000 | 0.0% | 0.34% | -7.9% | |
BPL | BUCKEYE PARTNERS L Punit ltd partn | $1,598,000 | -19.8% | 26,963 | 0.0% | 0.33% | -22.0% | |
RIG | TRANSOCEAN LTD | $1,565,000 | -19.9% | 121,138 | 0.0% | 0.32% | -22.2% | |
FDUS | Buy | FIDUS INVT CORP | $1,513,000 | +265.5% | 109,784 | +294.7% | 0.31% | +255.7% |
LLY | LILLY ELI & CO | $1,506,000 | +0.2% | 18,000 | 0.0% | 0.31% | -2.5% | |
MMP | MAGELLAN MIDSTREAM PRTNRS LP | $1,479,000 | -18.1% | 24,600 | 0.0% | 0.31% | -20.1% | |
PAGP | PLAINS GP HLDGS L P | $1,435,000 | -32.3% | 82,000 | 0.0% | 0.30% | -34.0% | |
JPMWS | JPMORGAN CHASE & COcall | $1,398,000 | -19.5% | 70,200 | 0.0% | 0.29% | -21.7% | |
MCD | Buy | MCDONALDS CORPcall | $1,388,000 | +60.3% | 1,750 | +16.7% | 0.29% | +56.0% |
TR | TOOTSIE ROLL INDS INC | $1,212,000 | -3.2% | 38,736 | 0.0% | 0.25% | -5.6% | |
ABBV | ABBVIE INC | $1,197,000 | -19.0% | 22,000 | 0.0% | 0.25% | -21.3% | |
CFG | New | CITIZENS FINL GROUP INC | $1,050,000 | – | 44,000 | +100.0% | 0.22% | – |
OCN | OCWEN FINL CORP | $1,016,000 | -34.2% | 151,400 | 0.0% | 0.21% | -36.0% | |
NEWT | NEWTEK BUSINESS SVCS CORP | $971,000 | -7.3% | 59,100 | 0.0% | 0.20% | -9.5% | |
EMC | E M C CORP MASS | $966,000 | -8.5% | 40,000 | 0.0% | 0.20% | -10.7% | |
STAR | ISTAR INC | $944,000 | -5.5% | 75,000 | 0.0% | 0.20% | -8.0% | |
ABT | ABBOTT LABS | $885,000 | -18.1% | 22,000 | 0.0% | 0.18% | -20.1% | |
ZTS | ZOETIS INCcl a | $872,000 | -14.6% | 21,174 | 0.0% | 0.18% | -17.1% | |
MDLZ | MONDELEZ INTL INCcl a | $837,000 | +1.7% | 20,000 | 0.0% | 0.17% | -1.1% | |
KGC | KINROSS GOLD CORP | $797,000 | -25.9% | 463,352 | 0.0% | 0.16% | -27.6% | |
HTGC | New | HERCULES TECH GROWTH CAP INC | $788,000 | – | 77,982 | +100.0% | 0.16% | – |
ZAIS | Sell | ZAIS GROUP HLDGS INC | $763,000 | -15.3% | 80,992 | -2.0% | 0.16% | -17.3% |
IVR | INVESCO MORTGAGE CAPITAL INC | $745,000 | -14.5% | 60,834 | 0.0% | 0.15% | -16.8% | |
LAYNE CHRISTENSEN COnote 4.250%11/1 | $733,000 | -5.1% | 1,000,000 | 0.0% | 0.15% | -7.3% | ||
SBY | SILVER BAY RLTY TR CORP | $589,000 | -1.7% | 36,791 | 0.0% | 0.12% | -3.9% | |
BWP | BOARDWALK PIPELINE PARTNERSut ltd partner | $586,000 | -18.9% | 49,796 | 0.0% | 0.12% | -21.4% | |
TTE | TOTAL S Asponsored adr | $559,000 | -9.1% | 12,500 | 0.0% | 0.12% | -11.5% | |
PMT | New | PENNYMAC MTG INVT TR | $549,000 | – | 35,500 | +100.0% | 0.11% | – |
GGP | GENERAL GROWTH PPTYS INC NEW | $538,000 | +1.1% | 20,719 | 0.0% | 0.11% | -1.8% | |
SWAY | STARWOOD WAYPOINT RESIDENTL | $533,000 | +0.4% | 22,350 | 0.0% | 0.11% | -2.7% | |
NPI | NUVEEN PREM INCOME MUN FD | $499,000 | +2.0% | 37,251 | 0.0% | 0.10% | -1.0% | |
ASPS | ALTISOURCE PORTFOLIO SOLNS S | $477,000 | -22.6% | 20,000 | 0.0% | 0.10% | -24.4% | |
ACAS | AMERICAN CAP LTD | $462,000 | -10.3% | 38,000 | 0.0% | 0.10% | -12.8% | |
KBR | KBR INC | $450,000 | -14.4% | 27,000 | 0.0% | 0.09% | -17.0% | |
EARN | Buy | ELLINGTON RESIDENTIAL MTG RE | $444,000 | -7.5% | 36,573 | +8.8% | 0.09% | -9.8% |
AINV | Sell | APOLLO INVT CORP | $443,000 | -26.2% | 80,800 | -4.7% | 0.09% | -27.6% |
VALE | VALE S Aadr | $444,000 | -28.6% | 105,600 | 0.0% | 0.09% | -30.3% | |
SYNA | SYNAPTICS INCcall | $443,000 | -13.3% | 250 | 0.0% | 0.09% | -15.6% | |
FSK | New | FS INVT CORP | $393,000 | – | 42,200 | +100.0% | 0.08% | – |
IQI | INVESCO QUALITY MUNI INC TRS | $373,000 | +2.8% | 30,674 | 0.0% | 0.08% | 0.0% | |
VMO | INVESCO MUN OPPORTUNITY TR | $350,000 | +3.2% | 27,800 | 0.0% | 0.07% | 0.0% | |
COP | CONOCOPHILLIPS | $345,000 | -21.9% | 7,200 | 0.0% | 0.07% | -24.5% | |
VKQ | INVESCO MUN TR | $330,000 | +2.2% | 26,900 | 0.0% | 0.07% | -1.4% | |
EIM | EATON VANCE MUN BD FD | $319,000 | +2.9% | 25,500 | 0.0% | 0.07% | 0.0% | |
VKI | INVESCO ADVANTAGE MUNICIPALsh ben int | $321,000 | +3.5% | 28,300 | 0.0% | 0.07% | 0.0% | |
VGM | INVESCO TR INVT GRADE MUNS | $315,000 | +1.6% | 24,400 | 0.0% | 0.06% | -1.5% | |
CXO | New | CONCHO RES INCput | $313,000 | – | 150 | +100.0% | 0.06% | – |
NRZ | NEW RESIDENTIAL INVT CORP | $257,000 | -14.0% | 19,646 | 0.0% | 0.05% | -15.9% | |
PMM | PUTNAM MANAGED MUN INCOM TR | $235,000 | +1.3% | 32,800 | 0.0% | 0.05% | 0.0% | |
JCPNQ | PENNEY J C INC | $232,000 | +9.4% | 25,000 | 0.0% | 0.05% | +6.7% | |
EPR | EPR PPTYS | $227,000 | -5.8% | 4,400 | 0.0% | 0.05% | -7.8% | |
KMI | KINDER MORGAN INC DEL | $210,000 | -28.1% | 7,600 | 0.0% | 0.04% | -30.6% | |
LVLT | New | LEVEL 3 COMMUNICATIONS INCcall | $203,000 | – | 500 | +100.0% | 0.04% | – |
GM | Sell | GENERAL MTRS COcall | $196,000 | +113.0% | 750 | -64.7% | 0.04% | +105.0% |
ACAS | Buy | AMERICAN CAP LTDcall | $146,000 | -29.1% | 2,300 | +12.5% | 0.03% | -31.8% |
VALEP | VALE S Aadr repstg pfd | $126,000 | -33.3% | 37,500 | 0.0% | 0.03% | -35.0% | |
HCRSQ | HI-CRUSH PARTNERS LP | $75,000 | -75.6% | 10,000 | 0.0% | 0.02% | -75.4% | |
HACK | New | FACTORSHARES TRcall | $40,000 | – | 416 | +100.0% | 0.01% | – |
OCN | OCWEN FINL CORPcall | $41,000 | -70.3% | 400 | 0.0% | 0.01% | -72.4% | |
SDOCQ | SANDRIDGE ENERGY INC | $17,000 | -68.5% | 61,162 | 0.0% | 0.00% | -63.6% | |
GMWSA | New | GENERAL MTRS COcall | $19,000 | – | 938 | +100.0% | 0.00% | – |
BKD | New | BROOKDALE SR LIVING INCcall | $9,000 | – | 750 | +100.0% | 0.00% | – |
New | GENERAL MTRS CO.call | $12,000 | – | 938 | +100.0% | 0.00% | – | |
MSFT | Exit | MICROSOFT CORPcall | $0 | – | -500 | -100.0% | 0.00% | – |
AROPQ | Exit | AEROPOSTALE | $0 | – | -50,000 | -100.0% | -0.02% | – |
GLW | Exit | CORNING INCcall | $0 | – | -1,500 | -100.0% | -0.05% | – |
CQP | Exit | CHENIERE ENERGY PARTNERS LP | $0 | – | -8,816 | -100.0% | -0.06% | – |
IBM | Exit | INTERNATIONAL BUSINESS MACHScall | $0 | – | -300 | -100.0% | -0.06% | – |
DOW | Exit | DOW CHEM COcall | $0 | – | -500 | -100.0% | -0.08% | – |
KRFT | Exit | KRAFT FOODS GROUP INC | $0 | – | -6,666 | -100.0% | -0.12% | – |
THC | Exit | TENET HEALTHCARE CORPcall | $0 | – | -750 | -100.0% | -0.13% | – |
FEYE | Exit | FIREEYE INCcall | $0 | – | -2,148 | -100.0% | -0.38% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-11-10
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
CISCO SYS INC | 42 | Q3 2023 | 6.4% |
STRYKER CORPORATION | 41 | Q3 2023 | 7.5% |
EXXON MOBIL CORP | 41 | Q3 2023 | 2.4% |
VALE S A | 41 | Q3 2023 | 0.5% |
ONOCOPHILLIPS | 41 | Q3 2023 | 0.1% |
BARRICK GOLD CORPORATION | 40 | Q3 2023 | 4.3% |
NEWMONT MINING CORP | 39 | Q3 2023 | 4.6% |
MICROSOFT CORP | 39 | Q3 2023 | 3.0% |
KINROSS GOLD CORP | 39 | Q3 2023 | 1.5% |
GOLDMAN SACHS GROUP INC | 38 | Q1 2023 | 3.6% |
View West Family Investments, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
Largo Inc. | January 21, 2022 | 5,572,637 | 8.6% |
NewLake Capital Partners, Inc. | August 23, 2021 | 1,625,167 | 7.6% |
TRANSATLANTIC PETROLEUM LTD. | October 09, 2020 | 8,631,530 | 10.7% |
MVC CAPITAL, INC. | August 11, 2020 | 1,221,628 | 6.9% |
Sutherland Asset Management Corp | February 07, 2017 | 485,793 | 1.6% |
ZAIS Financial Corp. | February 12, 2016 | 451,808 | 5.6% |
TRANSATLANTIC PETROLEUM LTD. | May 07, 2015 | 2,230,646 | 5.3% |
View West Family Investments, Inc.'s complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-02-06 |
13F-HR | 2023-11-02 |
13F-HR | 2023-08-16 |
13F-HR | 2023-05-03 |
13F-HR/A | 2023-02-08 |
13F-HR/A | 2023-02-08 |
13F-HR | 2023-02-08 |
13F-HR | 2022-11-04 |
13F-HR | 2022-08-12 |
13F-HR | 2022-05-13 |
View West Family Investments, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.