West Family Investments, Inc. - Q4 2014 holdings

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$36.3 Billion is the total value of West Family Investments, Inc.'s 111 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 27.4% .

All
New
Buy
Sell
Exit
Unchanged
 Value Shares↓ Weighting
LVLT SellLEVEL 3 COMMUNICATIONS INC$139,672,000
+7.2%
2,828,511
-0.8%
27.51%
+1.1%
CIM  CHIMERA INVT CORP$50,686,000
+4.6%
15,938,8540.0%9.98%
-1.4%
EPD  ENTERPRISE PRODS PARTNERS L$24,526,000
-10.4%
679,0220.0%4.83%
-15.5%
BKD  BROOKDALE SR LIVING INC$22,146,000
+13.8%
603,9400.0%4.36%
+7.3%
CYS  CYS INVTS INC$17,965,000
+5.8%
2,060,3100.0%3.54%
-0.2%
GS  GOLDMAN SACHS GROUP INC$15,391,000
+5.6%
79,4000.0%3.03%
-0.4%
NLY  ANNALY CAP MGMT INC$14,721,000
+1.2%
1,361,8220.0%2.90%
-4.6%
TWO  TWO HBRS INVT CORP$12,752,000
+3.6%
1,272,6540.0%2.51%
-2.3%
SYK  STRYKER CORP$12,378,000
+16.8%
131,2200.0%2.44%
+10.2%
GE  GENERAL ELECTRIC CO$10,792,000
-1.4%
427,0690.0%2.12%
-7.0%
MFA  MFA FINL INC$9,735,000
+2.7%
1,218,3000.0%1.92%
-3.1%
EFC  ELLINGTON FINANCIAL LLC$8,829,000
-10.2%
442,3440.0%1.74%
-15.3%
MVC BuyMVC CAPITAL INC$8,472,000
+12.4%
861,868
+23.0%
1.67%
+6.0%
SUNS BuySOLAR SR CAP LTD$6,522,000
+82.7%
435,659
+87.8%
1.28%
+72.1%
ARI  APOLLO COML REAL EST FIN INC$6,431,000
+4.1%
393,0840.0%1.27%
-1.8%
HLSSF BuyHOME LN SERVICING SOLUTIONS$6,275,000
+10.7%
321,482
+20.2%
1.24%
+4.5%
GOLD BuyBARRICK GOLD CORP$6,109,000
+26.6%
568,250
+72.6%
1.20%
+19.3%
AWHHF  ALLIED WRLD ASSUR COM HLDG A$6,084,000
+2.9%
160,4400.0%1.20%
-3.0%
SLRC BuySOLAR CAP LTD$5,776,000
+77.3%
320,713
+83.9%
1.14%
+67.4%
ZFC  ZAIS FINL CORP$5,344,000
-0.1%
309,8110.0%1.05%
-5.8%
NMFC  NEW MTN FIN CORP$5,047,000
+1.7%
337,8000.0%0.99%
-4.1%
PNNT BuyPENNANTPARK INVT CORP$4,628,000
+19.4%
485,654
+36.7%
0.91%
+12.5%
NS  NUSTAR ENERGY LP$4,066,000
-12.4%
70,4060.0%0.80%
-17.4%
WSTC  WEST CORP$3,740,000
+12.0%
113,3470.0%0.74%
+5.7%
TAT BuyTRANSATLANTIC PETROLEUM LTD$3,700,000
-31.8%
686,528
+13.8%
0.73%
-35.6%
NEM BuyNEWMONT MINING CORP$3,643,000
+61.3%
192,763
+96.7%
0.72%
+51.9%
NGLS  TARGA RESOURCES PARTNERS LP$3,643,000
-33.8%
76,0950.0%0.72%
-37.7%
RGP  REGENCY ENERGY PARTNERS L P$3,572,000
-26.4%
148,8350.0%0.70%
-30.7%
CMCSK  COMCAST CORP NEWcl a spl$3,454,000
+7.6%
60,0000.0%0.68%
+1.5%
CSCO  CISCO SYS INC$3,338,000
+10.5%
120,0000.0%0.66%
+4.1%
GM BuyGENERAL MTRS CO$3,079,000
+10.6%
88,211
+1.2%
0.61%
+4.3%
ZBH  ZIMMER HLDGS INC$3,074,000
+12.8%
27,1000.0%0.60%
+6.3%
AAPL SellAPPLE INCcall$3,049,000
-17.9%
2,099
-27.0%
0.60%
-22.6%
TCP  TC PIPELINES LP$2,706,000
+5.2%
38,0000.0%0.53%
-0.7%
PFE  PFIZER INC$2,624,000
+5.3%
84,2470.0%0.52%
-0.6%
EXC  EXELON CORP$2,596,000
+8.8%
70,0000.0%0.51%
+2.6%
STWD  STARWOOD PPTY TR INC$2,597,000
+5.8%
111,7530.0%0.51%
-0.4%
BXMT BuyBLACKSTONE MTG TR INC$2,388,000
+143.4%
81,949
+126.4%
0.47%
+129.3%
JPMWS NewJPMORGAN CHASE & COcall$2,263,000–108,800
+100.0%
0.45%–
XOM  EXXON MOBIL CORP$2,149,000
-1.7%
23,2400.0%0.42%
-7.4%
BPL  BUCKEYE PARTNERS L Punit ltd partn$2,040,000
-5.0%
26,9630.0%0.40%
-10.3%
MMP  MAGELLAN MIDSTREAM PRTNRS LP$2,033,000
-1.8%
24,6000.0%0.40%
-7.6%
MSFT  MICROSOFT CORP$1,969,000
+0.2%
42,4000.0%0.39%
-5.6%
TCRD BuyTHL CR INC$1,778,000
+164.6%
151,172
+190.2%
0.35%
+150.0%
PFLT BuyPENNANTPARK FLOATING RATE CA$1,757,000
+23.7%
127,994
+24.2%
0.35%
+16.5%
SYNA NewSYNAPTICS INC$1,726,000–25,073
+100.0%
0.34%–
HACK NewFACTORSHARES TRise cyber sec$1,717,000–64,800
+100.0%
0.34%–
TR  TOOTSIE ROLL INDS INC$1,677,000
+9.5%
54,7080.0%0.33%
+3.1%
RIG NewTRANSOCEAN LTDcall$1,674,000–91,300
+100.0%
0.33%–
MBFI  MB FINANCIAL INC NEW$1,643,000
+18.7%
50,0000.0%0.32%
+12.1%
CLMT  CALUMET SPECIALTY PRODS PTNRut ltd partner$1,559,000
-18.3%
69,5470.0%0.31%
-23.1%
ABBV  ABBVIE INC$1,440,000
+13.3%
22,0000.0%0.28%
+7.2%
KGC  KINROSS GOLD CORP$1,307,000
-14.5%
463,3520.0%0.26%
-19.4%
LLY  LILLY ELI & CO$1,242,000
+6.4%
18,0000.0%0.24%
+0.4%
EMC  E M C CORP MASS$1,190,000
+1.7%
40,0000.0%0.23%
-4.1%
MCC BuyMEDLEY CAP CORP$1,140,000
-7.8%
123,334
+17.8%
0.22%
-12.8%
AGNC  AMERICAN CAPITAL AGENCY CORP$1,083,000
+2.8%
49,6000.0%0.21%
-3.2%
STAR  ISTAR FINL INC$1,024,000
+1.1%
75,0000.0%0.20%
-4.7%
MCD NewMCDONALDS CORPcall$1,005,000–1,500
+100.0%
0.20%–
ABT  ABBOTT LABS$990,000
+8.2%
22,0000.0%0.20%
+2.1%
IVR  INVESCO MORTGAGE CAPITAL INC$940,000
-1.7%
60,8340.0%0.18%
-7.5%
ZTS  ZOETIS INCcl a$911,000
+16.5%
21,1740.0%0.18%
+9.8%
BWP  BOARDWALK PIPELINE PARTNERSut ltd partner$885,000
-4.9%
49,7960.0%0.17%
-10.3%
NEWT NewNEWTEK BUSINESS SVCS CORP$872,000–59,100
+100.0%
0.17%–
VALE  VALE S Aadr$864,000
-25.7%
105,6000.0%0.17%
-30.0%
MXWL SellMAXWELL TECHNOLOGIES INC$840,000
-29.8%
92,100
-32.8%
0.16%
-34.0%
PAGP NewPLAINS GP HLDGS L P$822,000–32,000
+100.0%
0.16%–
MDLZ  MONDELEZ INTL INCcl a$727,000
+6.1%
20,0000.0%0.14%0.0%
PBR  PETROLEO BRASILEIRO SA PETROsponsored adr$694,000
-48.5%
95,0000.0%0.14%
-51.4%
TTE  TOTAL S Asponsored adr$640,000
-20.6%
12,5000.0%0.13%
-25.0%
AINV  APOLLO INVT CORP$629,000
-9.2%
84,8000.0%0.12%
-14.5%
SBY  SILVER BAY RLTY TR CORP$609,000
+2.2%
36,7910.0%0.12%
-3.2%
ESNT  ESSENT GROUP LTD$607,000
+20.2%
23,6000.0%0.12%
+14.3%
THC NewTENET HEALTHCARE CORPcall$592,000–750
+100.0%
0.12%–
SWAY  STARWOOD WAYPOINT RESIDENTL$589,000
+1.4%
22,3500.0%0.12%
-4.1%
GGP  GENERAL GROWTH PPTYS INC NEW$583,000
+19.5%
20,7190.0%0.12%
+12.7%
RIG SellTRANSOCEAN LTD$547,000
-81.2%
29,838
-67.3%
0.11%
-82.3%
EARN  ELLINGTON RESIDENTIAL MTG RE$547,000
+0.6%
33,6070.0%0.11%
-5.3%
OCN  OCWEN FINL CORP$550,000
-42.3%
36,4000.0%0.11%
-45.7%
NPI  NUVEEN PREM INCOME MUN FD$516,000
+3.4%
37,2510.0%0.10%
-1.9%
COP  CONOCOPHILLIPS$497,000
-9.8%
7,2000.0%0.10%
-14.8%
TA SellTRAVELCENTERS OF AMERICA LLC$472,000
-65.2%
37,400
-72.8%
0.09%
-67.3%
KBR  KBR INC$458,000
-9.8%
27,0000.0%0.09%
-15.1%
KRFT  KRAFT FOODS GROUP INC$418,000
+11.2%
6,6660.0%0.08%
+3.8%
IQI  INVESCO QUALITY MUNI INC TRS$383,000
+3.0%
30,6740.0%0.08%
-3.8%
IBM NewINTERNATIONAL BUSINESS MACHScall$377,000–300
+100.0%
0.07%–
VMO  INVESCO MUN OPPORTUNITY TR$358,000
+2.9%
27,8000.0%0.07%
-2.7%
VKQ  INVESCO MUN TR$341,000
+0.9%
26,9000.0%0.07%
-5.6%
HRZN BuyHORIZON TECHNOLOGY FIN CORP$340,000
+172.0%
24,294
+160.8%
0.07%
+157.7%
SYNA NewSYNAPTICS INCcall$328,000–250
+100.0%
0.06%–
VKI  INVESCO ADVANTAGE MUNICIPALsh ben int$328,000
+1.9%
28,3000.0%0.06%
-3.0%
EIM  EATON VANCE MUN BD FD$327,000
+2.5%
25,5000.0%0.06%
-4.5%
VGM  INVESCO TR INVT GRADE MUNS$324,000
+1.2%
24,4000.0%0.06%
-4.5%
KMI  KINDER MORGAN INC DEL$322,000
+10.7%
7,6000.0%0.06%
+3.3%
CQP NewCHENIERE ENERGY PARTNERS LP$282,000–8,816
+100.0%
0.06%–
VALEP  VALE S Aadr repstg pfd$272,000
-25.3%
37,5000.0%0.05%
-28.9%
EPR NewEPR PPTYS$259,000–4,500
+100.0%
0.05%–
DOW NewDOW CHEM COcall$238,000–500
+100.0%
0.05%–
PMM  PUTNAM MANAGED MUN INCOM TR$238,000
+2.6%
32,8000.0%0.05%
-2.1%
FDUS NewFIDUS INVT CORP$198,000–13,328
+100.0%
0.04%–
C  CITIGROUP INCcall$181,000
+24.8%
2500.0%0.04%
+20.0%
JCPNQ  PENNEY J C INC$162,000
-35.5%
25,0000.0%0.03%
-38.5%
MDLZ  MONDELEZ INTL INCcall$157,000
+65.3%
1,0000.0%0.03%
+55.0%
AROPQ  AEROPOSTALE$116,000
-29.7%
50,0000.0%0.02%
-32.4%
SDOCQ  SANDRIDGE ENERGY INC$111,000
-57.6%
61,1620.0%0.02%
-60.0%
OCN NewOCWEN FINL CORPcall$90,000–1,000
+100.0%
0.02%–
PAGP NewPLAINS GP HLDGS L Pcall$75,000–500
+100.0%
0.02%–
GE SellGENERAL ELECTRIC COput$55,000
-72.6%
2,260
-18.1%
0.01%
-73.8%
BKD  BROOKDALE SR LIVING INCput$52,000
-66.7%
4000.0%0.01%
-69.7%
GM NewGENERAL MTRS COcall$39,000–1,876
+100.0%
0.01%–
LVLT SellLEVEL 3 COMMUNICATIONS INCput$31,000
-87.9%
5,957
-2.2%
0.01%
-88.9%
ACSF ExitAMERICAN CAP SR FLOATING LTD$0–-500
-100.0%
-0.00%–
NEWM ExitNEW MEDIA INVT GROUP INC$0–-866
-100.0%
-0.00%–
MYCC ExitCLUBCORP HLDGS INCput$0–-800
-100.0%
-0.00%–
YUME ExitYUME INC$0–-5,700
-100.0%
-0.01%–
SONY ExitSONY CORPadr new$0–-2,000
-100.0%
-0.01%–
TSLX ExitTPG SPECIALTY LENDING INC$0–-3,000
-100.0%
-0.01%–
M504SC ExitNEWCASTLE INVT CORP NEW$0–-4,000
-100.0%
-0.01%–
VCV ExitINVESCO CALIF VALUE MUN INC$0–-5,000
-100.0%
-0.01%–
NRZ ExitNEW RESIDENTIAL INVT CORP$0–-12,000
-100.0%
-0.02%–
IPI ExitINTREPID POTASH INC$0–-9,100
-100.0%
-0.03%–
FSLR ExitFIRST SOLAR INC$0–-2,500
-100.0%
-0.03%–
JPMWS ExitJPMORGAN CHASE & CO*w exp 10/28/201$0–-108,800
-100.0%
-0.46%–
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2015-02-13
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
CISCO SYS INC42Q3 20236.4%
STRYKER CORPORATION41Q3 20237.5%
EXXON MOBIL CORP41Q3 20232.4%
VALE S A41Q3 20230.5%
ONOCOPHILLIPS41Q3 20230.1%
BARRICK GOLD CORPORATION40Q3 20234.3%
NEWMONT MINING CORP39Q3 20234.6%
MICROSOFT CORP39Q3 20233.0%
KINROSS GOLD CORP39Q3 20231.5%
GOLDMAN SACHS GROUP INC38Q1 20233.6%

View West Family Investments, Inc.'s complete holdings history.

Latest significant ownerships (13-D/G)
West Family Investments, Inc. Q4 2014 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
Largo Inc.January 21, 20225,572,6378.6%
NewLake Capital Partners, Inc.August 23, 20211,625,1677.6%
TRANSATLANTIC PETROLEUM LTD.October 09, 20208,631,53010.7%
MVC CAPITAL, INC.August 11, 20201,221,6286.9%
Sutherland Asset Management CorpFebruary 07, 2017485,7931.6%
ZAIS Financial Corp.February 12, 2016451,8085.6%
TRANSATLANTIC PETROLEUM LTD.May 07, 20152,230,6465.3%

View West Family Investments, Inc.'s complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-02-06
13F-HR2023-11-02
13F-HR2023-08-16
13F-HR2023-05-03
13F-HR/A2023-02-08
13F-HR/A2023-02-08
13F-HR2023-02-08
13F-HR2022-11-04
13F-HR2022-08-12
13F-HR2022-05-13

View West Family Investments, Inc.'s complete filings history.

All filings

View complete filings history.

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Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (36280266000.0 != 507749000.0)

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