$457 Million is the total value of West Family Investments, Inc.'s 105 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 31.8% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
LVLT | Sell | LEVEL 3 COMMUNICATIONS INC | $111,545,000 | +15.0% | 2,849,911 | -2.6% | 24.42% | +9.4% |
CIM | CHIMERA INVT CORP | $48,773,000 | -1.3% | 15,938,854 | 0.0% | 10.68% | -6.1% | |
BKD | BROOKDALE SR LIVING INC | $26,612,000 | +23.3% | 794,140 | 0.0% | 5.82% | +17.3% | |
EPD | ENTERPRISE PRODS PARTNERS L | $23,549,000 | +4.6% | 339,511 | 0.0% | 5.15% | -0.4% | |
CYS | Buy | CYS INVTS INC | $16,688,000 | +11.5% | 2,020,310 | +0.1% | 3.65% | +6.2% |
NLY | ANNALY CAP MGMT INC | $14,939,000 | +10.0% | 1,361,822 | 0.0% | 3.27% | +4.7% | |
TWO | Buy | TWO HBRS INVT CORP | $13,045,000 | +10.5% | 1,272,654 | +0.1% | 2.86% | +5.2% |
GS | Sell | GOLDMAN SACHS GROUP INC | $13,010,000 | -17.9% | 79,400 | -11.2% | 2.85% | -21.8% |
MSFT | Sell | MICROSOFT CORP | $12,756,000 | +3.3% | 311,200 | -5.7% | 2.79% | -1.7% |
GE | Sell | GENERAL ELECTRIC CO | $11,057,000 | -7.8% | 427,069 | -0.1% | 2.42% | -12.2% |
SYK | Sell | STRYKER CORP | $10,690,000 | -21.4% | 131,220 | -27.6% | 2.34% | -25.2% |
MFA | Buy | MFA FINL INC | $9,442,000 | +14.9% | 1,218,300 | +4.7% | 2.07% | +9.4% |
ARI | Sell | APOLLO COML REAL EST FIN INC | $7,119,000 | -20.0% | 428,084 | -21.9% | 1.56% | -23.9% |
EFC | ELLINGTON FINANCIAL LLC | $7,083,000 | +5.1% | 297,374 | 0.0% | 1.55% | 0.0% | |
AWHHF | ALLIED WRLD ASSUR COM HLDG A | $6,035,000 | -8.5% | 58,480 | 0.0% | 1.32% | -12.9% | |
MVC | Buy | MVC CAPITAL INC | $5,744,000 | +5.9% | 423,887 | +5.5% | 1.26% | +0.8% |
ZFC | Buy | ZAIS FINL CORP | $5,161,000 | +4.1% | 309,811 | +0.2% | 1.13% | -0.9% |
GOLD | Buy | BARRICK GOLD CORP | $5,068,000 | +234.5% | 284,250 | +230.7% | 1.11% | +218.7% |
NMFC | NEW MTN FIN CORP | $4,945,000 | -3.2% | 339,800 | 0.0% | 1.08% | -7.9% | |
NGLS | TARGA RESOURCES PARTNERS LP | $4,281,000 | +7.6% | 76,095 | 0.0% | 0.94% | +2.4% | |
RGP | REGENCY ENERGY PARTNERS L P | $4,051,000 | +3.7% | 148,835 | 0.0% | 0.89% | -1.3% | |
NS | NUSTAR ENERGY LP | $3,869,000 | +7.8% | 70,406 | 0.0% | 0.85% | +2.5% | |
RIG | TRANSOCEAN LTD | $3,768,000 | -16.3% | 91,138 | 0.0% | 0.82% | -20.4% | |
HLSSF | Buy | HOME LN SERVICING SOLUTIONS | $3,631,000 | +16.2% | 168,100 | +23.6% | 0.80% | +10.7% |
TAT | New | TRANSATLANTIC PETROLEUM LTD | $3,527,000 | – | 407,749 | +100.0% | 0.77% | – |
PNNT | PENNANTPARK INVT CORP | $3,399,000 | -4.7% | 307,624 | 0.0% | 0.74% | -9.4% | |
GM | Buy | GENERAL MTRS CO | $3,001,000 | +128.2% | 87,178 | +170.9% | 0.66% | +117.5% |
CMCSK | COMCAST CORP NEWcl a spl | $2,926,000 | -2.2% | 60,000 | 0.0% | 0.64% | -7.0% | |
WSTC | New | WEST CORP | $2,712,000 | – | 113,347 | +100.0% | 0.59% | – |
PFE | Sell | PFIZER INC | $2,706,000 | -27.8% | 84,247 | -31.1% | 0.59% | -31.3% |
CSCO | CISCO SYS INC | $2,690,000 | -0.1% | 120,000 | 0.0% | 0.59% | -4.8% | |
SLRC | SOLAR CAP LTD | $2,645,000 | -3.4% | 121,462 | 0.0% | 0.58% | -8.1% | |
STWD | STARWOOD PPTY TR INC | $2,636,000 | -14.9% | 111,753 | 0.0% | 0.58% | -19.0% | |
ZBH | ZIMMER HLDGS INC | $2,563,000 | +1.5% | 27,100 | 0.0% | 0.56% | -3.4% | |
EXC | EXELON CORP | $2,349,000 | +22.5% | 70,000 | 0.0% | 0.51% | +16.6% | |
NEM | New | NEWMONT MINING CORP | $2,297,000 | – | 98,000 | +100.0% | 0.50% | – |
XOM | EXXON MOBIL CORP | $2,270,000 | -3.5% | 23,240 | 0.0% | 0.50% | -8.1% | |
SUNS | SOLAR SR CAP LTD | $2,258,000 | -6.1% | 131,980 | 0.0% | 0.49% | -10.7% | |
JPMWS | JPMORGAN CHASE & COcall | $2,198,000 | +4.2% | 108,800 | 0.0% | 0.48% | -0.8% | |
MCC | MEDLEY CAP CORP | $2,172,000 | -1.8% | 159,611 | 0.0% | 0.48% | -6.5% | |
BPL | BUCKEYE PARTNERS L Punit ltd partn | $2,024,000 | +5.7% | 26,963 | 0.0% | 0.44% | +0.7% | |
TCP | TC PIPELINES LP | $1,821,000 | -1.0% | 38,000 | 0.0% | 0.40% | -5.7% | |
CLMT | CALUMET SPECIALTY PRODS PTNRut ltd partner | $1,797,000 | -0.7% | 69,547 | 0.0% | 0.39% | -5.5% | |
MMP | MAGELLAN MIDSTREAM PRTNRS LP | $1,716,000 | +10.3% | 24,600 | 0.0% | 0.38% | +5.0% | |
TA | TRAVELCENTERS OF AMERICA LLC | $1,695,000 | -16.3% | 208,000 | 0.0% | 0.37% | -20.4% | |
MBFI | MB FINANCIAL INC NEW | $1,548,000 | -3.4% | 50,000 | 0.0% | 0.34% | -8.1% | |
VALE | VALE S Aadr | $1,460,000 | -9.3% | 105,600 | 0.0% | 0.32% | -13.5% | |
KGC | New | KINROSS GOLD CORP | $1,463,000 | – | 353,352 | +100.0% | 0.32% | – |
PFLT | PENNANTPARK FLOATING RATE CA | $1,292,000 | +0.6% | 93,520 | 0.0% | 0.28% | -4.1% | |
PBR | PETROLEO BRASILEIRO SA PETROsponsored adr | $1,249,000 | -4.6% | 95,000 | 0.0% | 0.27% | -9.3% | |
HRZN | Sell | HORIZON TECHNOLOGY FIN CORP | $1,173,000 | -27.1% | 93,750 | -17.3% | 0.26% | -30.5% |
ABBV | ABBVIE INC | $1,131,000 | -2.7% | 22,000 | 0.0% | 0.25% | -7.1% | |
STAR | ISTAR FINL INC | $1,107,000 | +3.5% | 75,000 | 0.0% | 0.24% | -1.6% | |
EMC | E M C CORP MASS | $1,096,000 | +8.9% | 40,000 | 0.0% | 0.24% | +3.9% | |
AGNC | AMERICAN CAPITAL AGENCY CORP | $1,077,000 | +11.5% | 50,100 | 0.0% | 0.24% | +6.3% | |
MXWL | New | MAXWELL TECHNOLOGIES INC | $1,061,000 | – | 82,100 | +100.0% | 0.23% | – |
LLY | LILLY ELI & CO | $1,059,000 | +15.4% | 18,000 | 0.0% | 0.23% | +10.0% | |
IVR | INVESCO MORTGAGE CAPITAL INC | $1,002,000 | +12.2% | 60,834 | 0.0% | 0.22% | +6.8% | |
GGP | GENERAL GROWTH PPTYS INC NEW | $896,000 | +9.7% | 40,719 | 0.0% | 0.20% | +4.3% | |
TTE | Sell | TOTAL S Asponsored adr | $892,000 | -47.4% | 13,600 | -50.9% | 0.20% | -50.0% |
ABT | ABBOTT LABS | $847,000 | +0.5% | 22,000 | 0.0% | 0.18% | -4.6% | |
AROPQ | New | AEROPOSTALE | $753,000 | – | 150,000 | +100.0% | 0.16% | – |
KBR | KBR INC | $720,000 | -16.4% | 27,000 | 0.0% | 0.16% | -20.2% | |
FSLR | Sell | FIRST SOLAR INC | $698,000 | -36.1% | 10,000 | -50.0% | 0.15% | -39.0% |
MDLZ | MONDELEZ INTL INCcl a | $691,000 | -2.1% | 20,000 | 0.0% | 0.15% | -6.8% | |
BWP | BOARDWALK PIPELINE PARTNERSut ltd partner | $668,000 | -47.4% | 49,796 | 0.0% | 0.15% | -50.0% | |
SWAY | New | STARWOOD WAYPOINT RESIDENTL | $643,000 | – | 22,350 | +100.0% | 0.14% | – |
ZTS | ZOETIS INCcl a | $613,000 | -11.4% | 21,174 | 0.0% | 0.13% | -15.7% | |
LVLT | Sell | LEVEL 3 COMMUNICATIONS INCput | $578,000 | -51.8% | 5,170 | -13.8% | 0.13% | -54.0% |
SBY | SILVER BAY RLTY TR CORP | $571,000 | -2.9% | 36,791 | 0.0% | 0.12% | -7.4% | |
ESNT | ESSENT GROUP LTD | $530,000 | -6.7% | 23,600 | 0.0% | 0.12% | -11.5% | |
COP | CONOCOPHILLIPS | $507,000 | -0.4% | 7,200 | 0.0% | 0.11% | -5.1% | |
NPI | NUVEEN PREM INCOME MUN FD | $488,000 | +6.3% | 37,251 | 0.0% | 0.11% | +0.9% | |
VALEP | VALE S Aadr repstg pfd | $467,000 | -11.0% | 37,500 | 0.0% | 0.10% | -15.7% | |
AAPL | New | APPLE INCcall | $441,000 | – | 125 | +100.0% | 0.10% | – |
GE | GENERAL ELECTRIC COput | $429,000 | +16.9% | 2,760 | 0.0% | 0.09% | +11.9% | |
JCPNQ | New | PENNEY J C INC | $431,000 | – | 50,000 | +100.0% | 0.09% | – |
EARN | ELLINGTON RESIDENTIAL MTG RE | $380,000 | +9.8% | 22,478 | 0.0% | 0.08% | +3.8% | |
KRFT | KRAFT FOODS GROUP INC | $374,000 | +4.2% | 6,666 | 0.0% | 0.08% | -1.2% | |
SDOCQ | SANDRIDGE ENERGY INC | $376,000 | +1.3% | 61,162 | 0.0% | 0.08% | -3.5% | |
IQI | INVESCO QUALITY MUNI INC TRS | $362,000 | +6.2% | 30,674 | 0.0% | 0.08% | +1.3% | |
VMO | INVESCO MUN OPPORTUNITY TR | $339,000 | +4.0% | 27,800 | 0.0% | 0.07% | -1.3% | |
VKQ | INVESCO MUN TR | $325,000 | +4.2% | 26,900 | 0.0% | 0.07% | -1.4% | |
VGM | INVESCO TR INVT GRADE MUNS | $312,000 | +5.1% | 24,400 | 0.0% | 0.07% | 0.0% | |
VKI | INVESCO ADVANTAGE MUNICIPALsh ben int | $311,000 | +4.4% | 28,300 | 0.0% | 0.07% | -1.4% | |
EIM | EATON VANCE MUN BD FD | $303,000 | +5.2% | 25,500 | 0.0% | 0.07% | 0.0% | |
AFB | ALLIANCEBERNSTEIN NATL MUNI | $298,000 | +6.0% | 22,450 | 0.0% | 0.06% | 0.0% | |
AINV | New | APOLLO INVT CORP | $289,000 | – | 34,800 | +100.0% | 0.06% | – |
KMI | KINDER MORGAN INC DEL | $247,000 | -9.9% | 7,600 | 0.0% | 0.05% | -14.3% | |
PMM | PUTNAM MANAGED MUN INCOM TR | $228,000 | +4.6% | 32,800 | 0.0% | 0.05% | 0.0% | |
MDLZ | New | MONDELEZ INTL INCcall | $201,000 | – | 1,000 | +100.0% | 0.04% | – |
IPI | INTREPID POTASH INC | $141,000 | -2.1% | 9,100 | 0.0% | 0.03% | -6.1% | |
TCRD | New | THL CR INC | $99,000 | – | 7,167 | +100.0% | 0.02% | – |
BKD | Sell | BROOKDALE SR LIVING INCput | $81,000 | -31.9% | 500 | -64.3% | 0.02% | -33.3% |
NRZ | NEW RESIDENTIAL INVT CORP | $78,000 | -2.5% | 12,000 | 0.0% | 0.02% | -5.6% | |
VCV | INVESCO CALIF VALUE MUN INC | $59,000 | +3.5% | 5,000 | 0.0% | 0.01% | 0.0% | |
NCT | NEWCASTLE INVT CORP | $56,000 | -18.8% | 12,000 | 0.0% | 0.01% | -25.0% | |
C | New | CITIGROUP INCcall | $44,000 | – | 100 | +100.0% | 0.01% | – |
YUME | New | YUME INC | $42,000 | – | 5,700 | +100.0% | 0.01% | – |
SONY | SONY CORPadr new | $38,000 | +8.6% | 2,000 | 0.0% | 0.01% | 0.0% | |
MSFT | Sell | MICROSOFT CORPput | $22,000 | -80.2% | 650 | -78.1% | 0.01% | -80.8% |
NEWM | New | NEW MEDIA INVT GROUP INC | $13,000 | – | 866 | +100.0% | 0.00% | – |
ACSF | New | AMERICAN CAP SR FLOATING LTD | $7,000 | – | 500 | +100.0% | 0.00% | – |
GS | Exit | GOLDMAN SACHS GROUP INCput | $0 | – | -300 | -100.0% | 0.00% | – |
BKW | BURGER KING WORLDWIDE INCput | $1,000 | -90.0% | 400 | 0.0% | 0.00% | -100.0% | |
ASPS | ALTISOURCE PORTFOLIO SOLNS Scall | $2,000 | -99.3% | 121 | 0.0% | 0.00% | -100.0% | |
JCPNQ | Exit | PENNEY J C INCcall | $0 | – | -500 | -100.0% | 0.00% | – |
GOLD | Exit | BARRICK GOLD CORPcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
PFE | Exit | PFIZER INCput | $0 | – | -966 | -100.0% | 0.00% | – |
AAPL | Exit | APPLE INCput | $0 | – | -50 | -100.0% | 0.00% | – |
CAB | Exit | CABELAS INCput | $0 | – | -100 | -100.0% | -0.00% | – |
OCN | Exit | OCWEN FINL CORPcall | $0 | – | -100 | -100.0% | -0.03% | – |
XLS | Exit | EXELIS INC | $0 | – | -10,000 | -100.0% | -0.04% | – |
RIG | Exit | TRANSOCEAN LTDput | $0 | – | -300 | -100.0% | -0.05% | – |
QCOM | Exit | QUALCOMM INCcall | $0 | – | -250 | -100.0% | -0.07% | – |
XYL | Exit | XYLEM INC | $0 | – | -10,000 | -100.0% | -0.08% | – |
BA | Exit | BOEING COcall | $0 | – | -100 | -100.0% | -0.08% | – |
GMWSB | Exit | GENERAL MTRS COcall | $0 | – | -33,799 | -100.0% | -0.18% | – |
GLW | Exit | CORNING INCcall | $0 | – | -3,200 | -100.0% | -0.21% | – |
GMWSA | Exit | GENERAL MTRS COcall | $0 | – | -33,799 | -100.0% | -0.24% | – |
YPF | Exit | YPF SOCIEDAD ANONIMAspon adr cl d | $0 | – | -44,500 | -100.0% | -0.34% | – |
GM | Exit | GENERAL MTRS COcall | $0 | – | -1,175 | -100.0% | -0.40% | – |
TAT | Exit | TRANSATLANTIC PETROLEUM LTD | $0 | – | -3,594,900 | -100.0% | -0.70% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-05-14
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
CISCO SYS INC | 42 | Q3 2023 | 6.4% |
STRYKER CORPORATION | 41 | Q3 2023 | 7.5% |
EXXON MOBIL CORP | 41 | Q3 2023 | 2.4% |
VALE S A | 41 | Q3 2023 | 0.5% |
ONOCOPHILLIPS | 41 | Q3 2023 | 0.1% |
BARRICK GOLD CORPORATION | 40 | Q3 2023 | 4.3% |
NEWMONT MINING CORP | 39 | Q3 2023 | 4.6% |
MICROSOFT CORP | 39 | Q3 2023 | 3.0% |
KINROSS GOLD CORP | 39 | Q3 2023 | 1.5% |
GOLDMAN SACHS GROUP INC | 38 | Q1 2023 | 3.6% |
View West Family Investments, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
Largo Inc. | January 21, 2022 | 5,572,637 | 8.6% |
NewLake Capital Partners, Inc. | August 23, 2021 | 1,625,167 | 7.6% |
TRANSATLANTIC PETROLEUM LTD. | October 09, 2020 | 8,631,530 | 10.7% |
MVC CAPITAL, INC. | August 11, 2020 | 1,221,628 | 6.9% |
Sutherland Asset Management Corp | February 07, 2017 | 485,793 | 1.6% |
ZAIS Financial Corp. | February 12, 2016 | 451,808 | 5.6% |
TRANSATLANTIC PETROLEUM LTD. | May 07, 2015 | 2,230,646 | 5.3% |
View West Family Investments, Inc.'s complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-02-06 |
13F-HR | 2023-11-02 |
13F-HR | 2023-08-16 |
13F-HR | 2023-05-03 |
13F-HR/A | 2023-02-08 |
13F-HR/A | 2023-02-08 |
13F-HR | 2023-02-08 |
13F-HR | 2022-11-04 |
13F-HR | 2022-08-12 |
13F-HR | 2022-05-13 |
View West Family Investments, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.