$395 Million is the total value of West Family Investments, Inc.'s 100 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 12.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LVLT | LEVEL 3 COMMUNICATIONS INC | $70,863,000 | +26.6% | 2,655,006 | 0.0% | 17.95% | +21.1% | |
| CIM | Buy | CHIMERA INVT CORP | $45,428,000 | +1.5% | 14,943,452 | +0.2% | 11.51% | -2.9% |
| BKD | BROOKDALE SR LIVING INC | $20,885,000 | -0.5% | 794,140 | 0.0% | 5.29% | -4.9% | |
| EPD | ENTERPRISE PRODS PARTNERS L | $20,724,000 | -1.8% | 339,511 | 0.0% | 5.25% | -6.1% | |
| NLY | Buy | ANNALY CAP MGMT INC | $15,566,000 | -7.7% | 1,344,222 | +0.2% | 3.94% | -11.7% |
| GS | GOLDMAN SACHS GROUP INC | $14,144,000 | +4.6% | 89,400 | 0.0% | 3.58% | +0.1% | |
| SYK | STRYKER CORP | $13,594,000 | +4.5% | 201,120 | 0.0% | 3.44% | -0.1% | |
| TWO | Buy | TWO HBRS INVT CORP | $11,214,000 | +6.9% | 1,154,855 | +12.8% | 2.84% | +2.2% |
| CYS | Buy | CYS INVTS INC | $11,039,000 | +5.5% | 1,357,826 | +19.5% | 2.80% | +0.9% |
| MSFT | MICROSOFT CORP | $10,982,000 | -3.7% | 330,000 | 0.0% | 2.78% | -7.9% | |
| GE | GENERAL ELECTRIC CO | $10,800,000 | +3.0% | 452,069 | 0.0% | 2.74% | -1.5% | |
| ARI | Buy | APOLLO COML REAL EST FIN INC | $7,858,000 | +13.0% | 514,606 | +17.5% | 1.99% | +8.0% |
| LEVEL 3 COMMUNICATIONS INCnote 6.500%10/0 | $7,544,000 | +10.6% | 5,000,000 | 0.0% | 1.91% | +5.8% | ||
| MFA | Buy | MFA FINL INC | $6,701,000 | +10.8% | 899,500 | +25.7% | 1.70% | +6.0% |
| EFC | ELLINGTON FINANCIAL LLC | $6,682,000 | -1.5% | 297,374 | 0.0% | 1.69% | -5.7% | |
| AWHHF | ALLIED WRLD ASSUR COM HLDG A | $5,812,000 | +8.6% | 58,480 | 0.0% | 1.47% | +3.9% | |
| MVC | Buy | MVC CAPITAL INC | $4,973,000 | +15.3% | 380,752 | +11.2% | 1.26% | +10.3% |
| ZFC | Buy | ZAIS FINL CORP | $4,924,000 | +27.8% | 283,776 | +33.8% | 1.25% | +22.1% |
| ZBH | ZIMMER HLDGS INC | $4,895,000 | +9.6% | 59,600 | 0.0% | 1.24% | +4.8% | |
| NMFC | NEW MTN FIN CORP | $4,897,000 | +1.8% | 339,800 | 0.0% | 1.24% | -2.7% | |
| RGP | REGENCY ENERGY PARTNERS L P | $4,257,000 | +6.1% | 148,835 | 0.0% | 1.08% | +1.4% | |
| RIG | TRANSOCEAN LTD | $4,056,000 | -7.2% | 91,138 | 0.0% | 1.03% | -11.2% | |
| NGLS | TARGA RESOURCES PARTNERS LP | $3,917,000 | +2.0% | 76,095 | 0.0% | 0.99% | -2.5% | |
| PFE | PFIZER INC | $3,514,000 | +2.5% | 122,347 | 0.0% | 0.89% | -2.0% | |
| TTE | TOTAL S Asponsored adr | $3,475,000 | +18.9% | 60,000 | 0.0% | 0.88% | +13.7% | |
| PNNT | PENNANTPARK INVT CORP | $3,470,000 | +2.1% | 307,624 | 0.0% | 0.88% | -2.3% | |
| HLSSF | Sell | HOME LN SERVICING SOLUTIONS | $2,993,000 | -26.4% | 136,000 | -19.8% | 0.76% | -29.6% |
| NS | NUSTAR ENERGY LP | $2,824,000 | -12.1% | 70,406 | 0.0% | 0.72% | -16.0% | |
| CSCO | CISCO SYS INC | $2,812,000 | -3.7% | 120,000 | 0.0% | 0.71% | -7.9% | |
| SLRC | SOLAR CAP LTD | $2,805,000 | -3.9% | 126,462 | 0.0% | 0.71% | -8.0% | |
| STWD | STARWOOD PPTY TR INC | $2,679,000 | -3.1% | 111,753 | 0.0% | 0.68% | -7.4% | |
| CMCSK | COMCAST CORP NEWcl a spl | $2,601,000 | +9.3% | 60,000 | 0.0% | 0.66% | +4.6% | |
| TAT | Buy | TRANSATLANTIC PETROLEUM LTD | $2,514,000 | +22.6% | 2,992,596 | +0.7% | 0.64% | +17.3% |
| SUNS | SOLAR SR CAP LTD | $2,386,000 | -1.8% | 131,980 | 0.0% | 0.60% | -6.2% | |
| MCC | MEDLEY CAP CORP | $2,201,000 | +1.5% | 159,611 | 0.0% | 0.56% | -2.8% | |
| EXC | EXELON CORP | $2,075,000 | -4.0% | 70,000 | 0.0% | 0.53% | -8.2% | |
| XOM | EXXON MOBIL CORP | $2,000,000 | -4.8% | 23,240 | 0.0% | 0.51% | -8.8% | |
| CLMT | CALUMET SPECIALTY PRODS PTNRut ltd partner | $1,898,000 | -25.0% | 69,547 | 0.0% | 0.48% | -28.2% | |
| TCP | TC PIPELINES LP | $1,851,000 | +0.9% | 38,000 | 0.0% | 0.47% | -3.5% | |
| JPMWS | JPMORGAN CHASE & COcall | $1,823,000 | +7.4% | 108,800 | 0.0% | 0.46% | +2.9% | |
| BPL | BUCKEYE PARTNERS L Punit ltd partn | $1,767,000 | -5.1% | 26,963 | 0.0% | 0.45% | -9.1% | |
| VALE | VALE S Aadr | $1,648,000 | +18.6% | 105,600 | 0.0% | 0.42% | +13.3% | |
| TA | TRAVELCENTERS OF AMERICA LLC | $1,633,000 | -28.3% | 208,000 | 0.0% | 0.41% | -31.3% | |
| BWP | BOARDWALK PIPELINE PARTNERSut ltd partner | $1,512,000 | +0.5% | 49,796 | 0.0% | 0.38% | -3.8% | |
| HRZN | HORIZON TECHNOLOGY FIN CORP | $1,510,000 | -3.0% | 113,334 | 0.0% | 0.38% | -7.3% | |
| PBR | PETROLEO BRASILEIRO SA PETROsponsored adr | $1,472,000 | +15.5% | 95,000 | 0.0% | 0.37% | +10.7% | |
| MBFI | MB FINANCIAL INC NEW | $1,411,000 | +5.3% | 50,000 | 0.0% | 0.36% | +0.6% | |
| VOD | VODAFONE GROUP PLC NEWspons adr new | $1,407,000 | +22.3% | 40,000 | 0.0% | 0.36% | +16.7% | |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP | $1,388,000 | +3.5% | 24,600 | 0.0% | 0.35% | -0.8% | |
| GM | GENERAL MTRS CO | $1,270,000 | +8.0% | 35,306 | 0.0% | 0.32% | +3.5% | |
| ZTS | ZOETIS INCcl a | $1,200,000 | +0.7% | 38,559 | 0.0% | 0.30% | -3.8% | |
| GM | GENERAL MTRS COcall | $1,194,000 | +24.9% | 1,175 | 0.0% | 0.30% | +19.4% | |
| YPF | YPF SOCIEDAD ANONIMAspon adr cl d | $1,157,000 | +36.3% | 57,500 | 0.0% | 0.29% | +30.2% | |
| KFN | KKR FINL HLDGS LLC | $1,059,000 | -2.1% | 102,541 | 0.0% | 0.27% | -6.6% | |
| CUBI | CUSTOMERS BANCORP INC | $1,047,000 | -0.9% | 65,000 | 0.0% | 0.26% | -5.4% | |
| EMC | E M C CORP MASS | $1,022,000 | +8.1% | 40,000 | 0.0% | 0.26% | +3.6% | |
| ABBV | ABBVIE INC | $984,000 | +8.1% | 22,000 | 0.0% | 0.25% | +3.3% | |
| VEOEY | VEOLIA ENVIRONNEMENTsponsored adr | $942,000 | +50.0% | 55,000 | 0.0% | 0.24% | +44.0% | |
| IVR | INVESCO MORTGAGE CAPITAL INC | $936,000 | -7.1% | 60,834 | 0.0% | 0.24% | -11.2% | |
| LLY | LILLY ELI & CO | $906,000 | +2.5% | 18,000 | 0.0% | 0.23% | -2.1% | |
| STAR | ISTAR FINL INC | $903,000 | +6.6% | 75,000 | 0.0% | 0.23% | +2.2% | |
| KBR | KBR INC | $881,000 | +0.3% | 27,000 | 0.0% | 0.22% | -4.3% | |
| GMWSA | GENERAL MTRS COcall | $848,000 | +10.1% | 32,096 | 0.0% | 0.22% | +5.4% | |
| PFLT | PENNANTPARK FLOATING RATE CA | $821,000 | -2.6% | 59,604 | 0.0% | 0.21% | -6.7% | |
| GGP | Sell | GENERAL GROWTH PPTYS INC NEW | $785,000 | -22.1% | 40,719 | -19.7% | 0.20% | -25.5% |
| ABT | ABBOTT LABS | $730,000 | -4.8% | 22,000 | 0.0% | 0.18% | -8.9% | |
| AGNC | AMERICAN CAPITAL AGENCY CORP | $680,000 | -1.9% | 30,100 | 0.0% | 0.17% | -6.5% | |
| MDLZ | MONDELEZ INTL INCcl a | $628,000 | +10.0% | 20,000 | 0.0% | 0.16% | +5.3% | |
| GMWSB | GENERAL MTRS COcall | $597,000 | +13.7% | 32,096 | 0.0% | 0.15% | +8.6% | |
| SBY | SILVER BAY RLTY TR CORP | $576,000 | -5.4% | 36,791 | 0.0% | 0.15% | -9.3% | |
| XYL | XYLEM INC | $559,000 | +3.7% | 20,000 | 0.0% | 0.14% | -0.7% | |
| VALEP | VALE S Aadr repstg pfd | $533,000 | +16.9% | 37,500 | 0.0% | 0.14% | +11.6% | |
| COP | CONOCOPHILLIPS | $500,000 | +14.7% | 7,200 | 0.0% | 0.13% | +10.4% | |
| LVLT | Buy | LEVEL 3 COMMUNICATIONS INCput | $414,000 | +15.0% | 1,750 | +75.0% | 0.10% | +10.5% |
| SDOCQ | SANDRIDGE ENERGY INC | $358,000 | +23.0% | 61,162 | 0.0% | 0.09% | +18.2% | |
| GOLD | BARRICK GOLD CORP | $358,000 | +18.2% | 19,250 | 0.0% | 0.09% | +13.8% | |
| BKD | Sell | BROOKDALE SR LIVING INCput | $350,000 | +400.0% | 1,400 | -30.0% | 0.09% | +368.4% |
| KRFT | KRAFT FOODS GROUP INC | $350,000 | -5.9% | 6,666 | 0.0% | 0.09% | -10.1% | |
| XLS | EXELIS INC | $314,000 | +13.8% | 20,000 | 0.0% | 0.08% | +9.6% | |
| GLW | CORNING INCcall | $312,000 | -24.5% | 5,200 | 0.0% | 0.08% | -27.5% | |
| ITT | Sell | ITT CORP NEW | $298,000 | +1.4% | 8,300 | -17.0% | 0.08% | -3.8% |
| KMI | KINDER MORGAN INC DEL | $270,000 | -6.9% | 7,600 | 0.0% | 0.07% | -11.7% | |
| CAB | Sell | CABELAS INCput | $236,000 | -70.7% | 850 | -65.4% | 0.06% | -71.8% |
| BA | New | BOEING COcall | $186,000 | – | 100 | +100.0% | 0.05% | – |
| QCOM | New | QUALCOMM INCcall | $158,000 | – | 250 | +100.0% | 0.04% | – |
| OCN | New | OCWEN FINL CORPcall | $141,000 | – | 100 | +100.0% | 0.04% | – |
| IPI | INTREPID POTASH INC | $143,000 | -17.3% | 9,100 | 0.0% | 0.04% | -21.7% | |
| MSFT | MICROSOFT CORPput | $129,000 | -39.4% | 2,320 | 0.0% | 0.03% | -41.1% | |
| GE | Sell | GENERAL ELECTRIC COput | $132,000 | +43.5% | 407 | -63.0% | 0.03% | +37.5% |
| SYK | Buy | STRYKER CORPput | $105,000 | -55.1% | 800 | +33.3% | 0.03% | -56.5% |
| NRZ | NEW RESIDENTIAL INVT CORP | $79,000 | -2.5% | 12,000 | 0.0% | 0.02% | -4.8% | |
| NCT | NEWCASTLE INVT CORP | $67,000 | +6.3% | 12,000 | 0.0% | 0.02% | 0.0% | |
| GS | GOLDMAN SACHS GROUP INCput | $49,000 | -69.9% | 300 | 0.0% | 0.01% | -72.1% | |
| SONY | SONY CORPadr new | $43,000 | +2.4% | 2,000 | 0.0% | 0.01% | 0.0% | |
| ZBH | New | ZIMMER HLDGS INCput | $31,000 | – | 325 | +100.0% | 0.01% | – |
| PFE | PFIZER INCput | $22,000 | -69.9% | 966 | 0.0% | 0.01% | -68.4% | |
| GLD | SPDR GOLD TRUSTcall | $18,000 | -57.1% | 1,000 | 0.0% | 0.01% | -54.5% | |
| GOLD | BARRICK GOLD CORPcall | $15,000 | 0.0% | 2,000 | 0.0% | 0.00% | 0.0% | |
| AAPL | APPLE INCput | $12,000 | -90.5% | 50 | 0.0% | 0.00% | -90.9% | |
| JCPNQ | PENNEY J C INCcall | $5,000 | -93.8% | 500 | 0.0% | 0.00% | -95.2% | |
| AAPL | Exit | APPLE INCcall | $0 | – | -245 | -100.0% | -0.01% | – |
| OCN | Exit | OCWEN FINL CORP | $0 | – | -100 | -100.0% | -0.01% | – |
| HPQ | Exit | HEWLETT PACKARD CO | $0 | – | -7,000 | -100.0% | -0.05% | – |
| AAPL | Exit | APPLE INC | $0 | – | -500 | -100.0% | -0.05% | – |
| F | Exit | FORD MTR CO DEL | $0 | – | -21,000 | -100.0% | -0.09% | – |
| GBDC | Exit | GOLUB CAP BDC INC | $0 | – | -32,536 | -100.0% | -0.15% | – |
| TCRD | Exit | THL CR INC | $0 | – | -41,882 | -100.0% | -0.17% | – |
| MFRI | Exit | MFRI INC | $0 | – | -73,704 | -100.0% | -0.22% | – |
| TSRX | Exit | TRIUS THERAPEUTICS INC | $0 | – | -110,424 | -100.0% | -0.24% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CISCO SYS INC | 42 | Q3 2023 | 6.4% |
| STRYKER CORPORATION | 41 | Q3 2023 | 7.5% |
| EXXON MOBIL CORP | 41 | Q3 2023 | 2.4% |
| VALE S A | 41 | Q3 2023 | 0.5% |
| ONOCOPHILLIPS | 41 | Q3 2023 | 0.1% |
| BARRICK GOLD CORPORATION | 40 | Q3 2023 | 4.3% |
| NEWMONT MINING CORP | 39 | Q3 2023 | 4.6% |
| MICROSOFT CORP | 39 | Q3 2023 | 3.0% |
| KINROSS GOLD CORP | 39 | Q3 2023 | 1.5% |
| GOLDMAN SACHS GROUP INC | 38 | Q1 2023 | 3.6% |
View West Family Investments, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Largo Inc. | January 21, 2022 | 5,572,637 | 8.6% |
| NewLake Capital Partners, Inc. | August 23, 2021 | 1,625,167 | 7.6% |
| TRANSATLANTIC PETROLEUM LTD. | October 09, 2020 | 8,631,530 | 10.7% |
| MVC CAPITAL, INC. | August 11, 2020 | 1,221,628 | 6.9% |
| Sutherland Asset Management Corp | February 07, 2017 | 485,793 | 1.6% |
| ZAIS Financial Corp. | February 12, 2016 | 451,808 | 5.6% |
| TRANSATLANTIC PETROLEUM LTD. | May 07, 2015 | 2,230,646 | 5.3% |
View West Family Investments, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-16 |
| 13F-HR | 2023-05-03 |
| 13F-HR/A | 2023-02-08 |
| 13F-HR/A | 2023-02-08 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-11-04 |
| 13F-HR | 2022-08-12 |
| 13F-HR | 2022-05-13 |
View West Family Investments, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.