$193 Million is the total value of Financial Management Professionals, Inc.'s 360 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 73.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SCHM | Buy | CHARLES SCHWAB US MCuie | $44,728,000 | +5.3% | 1,026,113 | +1.5% | 23.20% | +3.8% |
| SCHA | Buy | SCHWAB US SMALL CAP ETFuie | $23,615,000 | +30972.4% | 409,686 | +28997.0% | 12.25% | +30517.5% |
| SCHX | Sell | SCHWAB US LARGE CAP ETFuie | $20,335,000 | -52.4% | 393,032 | -54.2% | 10.55% | -53.1% |
| HYLS | Sell | FIRST TRUST TACTCL HIGHuie | $12,445,000 | +0.9% | 255,613 | -1.2% | 6.45% | -0.5% |
| IWB | Sell | ISHARES RUSSELL 1000uie | $10,393,000 | +2.6% | 86,408 | -0.4% | 5.39% | +1.2% |
| GSLC | Buy | GOLDMAN SACHS ACTVBETAuie | $9,719,000 | +6.2% | 222,712 | +3.3% | 5.04% | +4.7% |
| EPP | Sell | ISHARES MSCI PACIFIC EXuie | $7,063,000 | +6.7% | 167,063 | -1.1% | 3.66% | +5.2% |
| VWO | Sell | VANGUARD FTSE EMERGINGuie | $6,973,000 | +4.7% | 185,316 | -2.0% | 3.62% | +3.2% |
| FET | FORUM ENERGY TECH | $5,620,000 | +14.7% | 283,001 | 0.0% | 2.92% | +13.1% | |
| SCZ | New | ISHARES MSCI EAFE SMALLuie | $4,264,000 | – | 81,360 | +100.0% | 2.21% | – |
| PXH | New | POWERSHARES FTSE RAFIuie | $4,233,000 | – | 236,224 | +100.0% | 2.20% | – |
| SOXX | New | ISHARES PHLXuie | $3,461,000 | – | 30,637 | +100.0% | 1.80% | – |
| GDX | Sell | VANECK VECTORS GOLDuie | $3,376,000 | -5.3% | 127,766 | -0.7% | 1.75% | -6.7% |
| AMLP | New | ALPS ALERIAN MLP ETFuie | $3,211,000 | – | 253,098 | +100.0% | 1.66% | – |
| PKB | New | POWERSHARES DYNAMIC BLDGuie | $3,116,000 | – | 120,222 | +100.0% | 1.62% | – |
| XOM | Sell | EXXON MOBIL CORP | $2,755,000 | -11.6% | 31,571 | -5.0% | 1.43% | -12.9% |
| VO | Sell | VANGUARD MID CAP ETFuie | $2,687,000 | +2.7% | 20,804 | -1.8% | 1.39% | +1.2% |
| VEU | Sell | VANGUARD FTSE ALL WORLDuie | $2,497,000 | +5.8% | 54,978 | -0.2% | 1.30% | +4.3% |
| IVE | Sell | ISHARES S&P 500 VALUEuie | $2,488,000 | +2.0% | 26,207 | -0.3% | 1.29% | +0.5% |
| QTEC | New | FIRST TST NASDAQ 100uie | $2,393,000 | – | 47,014 | +100.0% | 1.24% | – |
| FXZ | New | FIRST TRUST MATERIALSuie | $2,360,000 | – | 69,009 | +100.0% | 1.22% | – |
| DEM | Buy | WISDOMTREE EMRG MRKT HGuie | $1,084,000 | +15385.7% | 28,866 | +13263.9% | 0.56% | +13950.0% |
| MAIN | Sell | MAIN STREET CAPITAL | $992,000 | -2.9% | 28,899 | -7.2% | 0.51% | -4.5% |
| AAL | AMERICAN AIRLS GROUP | $514,000 | +29.5% | 14,040 | 0.0% | 0.27% | +27.8% | |
| SHW | Sell | SHERWIN WILLIAMS CO | $497,000 | -15.3% | 1,800 | -10.0% | 0.26% | -16.5% |
| SHV | New | ISHARES SHORT TREASURYuie | $450,000 | – | 5,072 | +100.0% | 0.23% | – |
| 1/100 BERKSHIRE HTWY CLA | $432,000 | -0.2% | 200 | 0.0% | 0.22% | -1.8% | ||
| SMMU | Buy | PIMCO SHORT TERM MUNIuie | $376,000 | +6.8% | 7,466 | +7.1% | 0.20% | +5.4% |
| AAPL | Buy | APPLE INC | $321,000 | +24.9% | 2,841 | +5.3% | 0.17% | +23.0% |
| PM | Sell | PHILIP MORRIS INTL | $311,000 | -10.4% | 3,200 | -6.5% | 0.16% | -12.0% |
| CVX | Buy | CHEVRON CORPORATION | $304,000 | +6.7% | 2,955 | +8.2% | 0.16% | +5.3% |
| SPY | Sell | SPDR S&P 500 ETFuie | $281,000 | -19.9% | 1,300 | -22.6% | 0.15% | -21.1% |
| NXPI | Buy | NXP SEMICONDUCTORS Ffgo | $251,000 | +340.4% | 2,462 | +234.5% | 0.13% | +333.3% |
| MO | Buy | ALTRIA GROUP INC | $245,000 | -6.5% | 3,890 | +1.8% | 0.13% | -8.0% |
| PCG | P G & E CORP | $245,000 | -4.3% | 4,009 | 0.0% | 0.13% | -5.9% | |
| DUK | Sell | DUKE ENERGY CORP | $225,000 | -7.4% | 2,819 | -0.5% | 0.12% | -8.6% |
| GE | Sell | GENERAL ELECTRIC CO | $225,000 | -17.9% | 7,626 | -12.6% | 0.12% | -18.8% |
| PEP | Sell | PEPSICO INCORPORATED | $208,000 | -86.7% | 1,920 | -87.0% | 0.11% | -86.9% |
| JPM | Sell | JPMORGAN CHASE & CO | $207,000 | -3.7% | 3,116 | -10.4% | 0.11% | -5.3% |
| SO | SOUTHERN COMPANY | $205,000 | -4.2% | 4,000 | 0.0% | 0.11% | -6.2% | |
| FB | Sell | FACEBOOK INC | $184,000 | +7.6% | 1,441 | -4.2% | 0.10% | +5.6% |
| BRKB | Sell | BERKSHIRE HATHAWAY | $180,000 | -3.7% | 1,250 | -3.9% | 0.09% | -5.1% |
| T | Buy | A T & T INC | $178,000 | +2.9% | 4,390 | +9.2% | 0.09% | +1.1% |
| SANTANDER BANK N. 0.7%17cds | $170,000 | +0.6% | 170,000 | 0.0% | 0.09% | -1.1% | ||
| New | SCHWAB VALUE ADVANTAGEmmn | $161,000 | – | 161,853 | +100.0% | 0.08% | – | |
| PFE | Sell | PFIZER INCORPORATED | $153,000 | -20.7% | 4,524 | -18.0% | 0.08% | -22.5% |
| CERN | CERNER CORP | $148,000 | +5.7% | 2,400 | 0.0% | 0.08% | +4.1% | |
| SLB | Sell | SCHLUMBERGER LTD Ffgo | $142,000 | -3.4% | 1,814 | -3.2% | 0.07% | -3.9% |
| INTC | Sell | INTEL CORP | $129,000 | 0.0% | 3,440 | -13.1% | 0.07% | -1.5% |
| PSX | PHILLIPS 66 | $125,000 | +1.6% | 1,562 | 0.0% | 0.06% | 0.0% | |
| COP | Buy | CONOCOPHILLIPS | $125,000 | 0.0% | 2,877 | +0.2% | 0.06% | -1.5% |
| TSLA | TESLA MOTORS INC | $119,000 | -4.0% | 586 | 0.0% | 0.06% | -4.6% | |
| New | GRIFFIN CAP ESSENTIALret | $120,000 | – | 11,610 | +100.0% | 0.06% | – | |
| KRG | KITE REALTY GRP TRret | $118,000 | -0.8% | 4,267 | 0.0% | 0.06% | -3.2% | |
| KIM | KIMCO REALTY CORPret | $115,000 | -8.0% | 4,000 | 0.0% | 0.06% | -9.1% | |
| EPD | Buy | ENTERPRISE PRODUCTS LPmlp | $114,000 | +200.0% | 4,144 | +217.8% | 0.06% | +195.0% |
| New | SAFRA NATL BK NEW 0.8%17cds | $111,000 | – | 112,000 | +100.0% | 0.06% | – | |
| CSCO | Sell | CISCO SYSTEMS INC | $110,000 | -12.0% | 3,493 | -20.4% | 0.06% | -13.6% |
| MSFT | Sell | MICROSOFT CORP | $107,000 | -13.7% | 1,874 | -23.7% | 0.06% | -15.4% |
| CALCASU-CAMERON LA 4%18bmu | $104,000 | -1.0% | 100,000 | 0.0% | 0.05% | -1.8% | ||
| FFIN | 1ST FINANCIAL BANKSH | $101,000 | +11.0% | 2,784 | 0.0% | 0.05% | +8.3% | |
| MINT | Buy | PIMCO ENHANCED SHORTuie | $100,000 | +35.1% | 988 | +33.3% | 0.05% | +33.3% |
| GEL | New | GENESIS ENERGY LP LPmlp | $98,000 | – | 2,600 | +100.0% | 0.05% | – |
| LUV | Buy | SOUTHWEST AIRLINES | $98,000 | +25.6% | 2,531 | +25.6% | 0.05% | +24.4% |
| New | BMO HARRIS BANK 0.75%17cds | $94,000 | – | 95,000 | +100.0% | 0.05% | – | |
| SPG | Sell | SIMON PPTY GROUPret | $86,000 | -15.7% | 416 | -12.4% | 0.04% | -16.7% |
| JNJ | Buy | JOHNSON & JOHNSON | $85,000 | +325.0% | 727 | +315.4% | 0.04% | +300.0% |
| IBM | Sell | IBM CORP | $85,000 | -1.2% | 538 | -5.4% | 0.04% | -2.2% |
| ESRX | EXPRESS SCRIPTS HLDG | $82,000 | -6.8% | 1,169 | 0.0% | 0.04% | -6.5% | |
| KO | Buy | COCA COLA COMPANY | $77,000 | +71.1% | 1,826 | +79.5% | 0.04% | +66.7% |
| MDT | Buy | MEDTRONIC PLC Ffgo | $73,000 | +630.0% | 852 | +581.6% | 0.04% | +660.0% |
| CL | COLGATE-PALMOLIVE CO | $74,000 | +1.4% | 1,000 | 0.0% | 0.04% | 0.0% | |
| BPL | Buy | BUCKEYE PARTNERS LP LPmlp | $71,000 | +1675.0% | 1,002 | +1395.5% | 0.04% | +1750.0% |
| New | CARTER VALIDUS MSN REITret | $71,000 | – | 7,149 | +100.0% | 0.04% | – | |
| FS INVESTMENT CORP IIcem | $69,000 | +4.5% | 8,133 | 0.0% | 0.04% | +2.9% | ||
| Buy | CORPORATE PPTY ASSOC 17ret | $68,000 | +1.5% | 6,649 | +1.6% | 0.04% | 0.0% | |
| ETP | Buy | ENERGY TRANSFER PART LPmlp | $68,000 | +126.7% | 1,862 | +132.8% | 0.04% | +118.8% |
| SANTANDER BANK N 0.65%16cds | $68,000 | +1.5% | 68,000 | 0.0% | 0.04% | 0.0% | ||
| DISCOVER BK 1.25%17cds | $65,000 | 0.0% | 65,000 | 0.0% | 0.03% | 0.0% | ||
| UNH | Sell | UNITEDHEALTH GRP INC | $65,000 | -11.0% | 470 | -10.3% | 0.03% | -10.5% |
| EFA | Sell | ISHARES MSCI EAFE ETFuie | $63,000 | +5.0% | 1,076 | -1.1% | 0.03% | +3.1% |
| New | WELLS FARGO BK N 0.9%17cds | $64,000 | – | 65,000 | +100.0% | 0.03% | – | |
| New | AMERICAN FD CAPmpl | $64,000 | – | 1,091 | +100.0% | 0.03% | – | |
| New | AMERICAN FD CAP WORLDmpl | $63,000 | – | 1,404 | +100.0% | 0.03% | – | |
| GOLDMAN SACHS BK 1.8%17cds | $62,000 | 0.0% | 62,000 | 0.0% | 0.03% | -3.0% | ||
| GLD | Sell | SPDR GOLD SHARES ETFuie | $61,000 | -1.6% | 489 | -2.8% | 0.03% | -3.0% |
| PML | Buy | PIMCO MUNICIPAL INCOME Icem | $62,000 | +1140.0% | 4,585 | +1046.2% | 0.03% | +966.7% |
| TCP | New | T C PIPELINES LP LPmlp | $62,000 | – | 1,100 | +100.0% | 0.03% | – |
| BMO HARRIS BANK 0.75%17cds | $60,000 | +1.7% | 60,000 | 0.0% | 0.03% | 0.0% | ||
| MYD | New | BLACKROCK MUNIYIELD CFcem | $58,000 | – | 3,675 | +100.0% | 0.03% | – |
| DBEF | DEUTSCH X TRKS MSCI EAFEuie | $57,000 | +5.6% | 2,167 | 0.0% | 0.03% | +7.1% | |
| NAD | New | NUVEEN DIVIDEND ADVANTAGcem | $55,000 | – | 3,715 | +100.0% | 0.03% | – |
| ORCL | Sell | ORACLE CORPORATION | $56,000 | -16.4% | 1,427 | -14.4% | 0.03% | -17.1% |
| VKI | New | INVESCO ADVANTAGE MUNIcem | $56,000 | – | 4,565 | +100.0% | 0.03% | – |
| WMT | Sell | WAL-MART STORES INC | $55,000 | -21.4% | 773 | -19.9% | 0.03% | -21.6% |
| MVF | New | BLACKROCK MUNIVEST CFcem | $54,000 | – | 5,155 | +100.0% | 0.03% | – |
| HTH | HILLTOP HOLDINGS INC | $54,000 | +5.9% | 2,430 | 0.0% | 0.03% | +3.7% | |
| PAA | New | PLAINS ALL AMERICAN LPmlp | $54,000 | – | 1,740 | +100.0% | 0.03% | – |
| UNG | UNITED STATES NATURALuie | $52,000 | -3.7% | 6,280 | 0.0% | 0.03% | -3.6% | |
| New | EATON VANCE FLOATINGmpb | $46,000 | – | 4,413 | +100.0% | 0.02% | – | |
| VTI | Buy | VANGUARD TOTAL STOCKuie | $46,000 | +4.5% | 418 | +0.5% | 0.02% | +4.3% |
| EWW | ISHARES MSCI MEXICOuie | $44,000 | -4.3% | 918 | 0.0% | 0.02% | -4.2% | |
| Buy | FS ENERGY & POWER ADVcem | $44,000 | +18.9% | 6,199 | +2.4% | 0.02% | +21.1% | |
| IAU | ISHARES GOLD ETFuie | $45,000 | 0.0% | 3,574 | 0.0% | 0.02% | -4.2% | |
| IR | Buy | INGERSOLL RAND PLC Ffgo | $45,000 | +18.4% | 675 | +12.5% | 0.02% | +15.0% |
| TELEFONICA EMI 5.877%19Fudd | $44,000 | 0.0% | 40,000 | 0.0% | 0.02% | 0.0% | ||
| BAC | Sell | BANK OF AMERICA CORP | $44,000 | +12.8% | 2,854 | -6.9% | 0.02% | +9.5% |
| NVS | NOVARTIS AG Fadr | $43,000 | -4.4% | 550 | 0.0% | 0.02% | -8.3% | |
| HBCP | HOME BANCORP INC | $43,000 | +2.4% | 1,549 | 0.0% | 0.02% | 0.0% | |
| NCZ | ALLIANZGI CONV & INCM IIcem | $40,000 | +11.1% | 6,800 | 0.0% | 0.02% | +10.5% | |
| PG | Sell | PROCTER & GAMBLE | $38,000 | +5.6% | 424 | -1.9% | 0.02% | +5.3% |
| GILD | Sell | GILEAD SCIENCES INC | $38,000 | -9.5% | 490 | -5.6% | 0.02% | -9.1% |
| MPLX | New | MPLX LP LPmlp | $36,000 | – | 1,090 | +100.0% | 0.02% | – |
| EA | ELECTRONIC ARTS INC | $34,000 | +13.3% | 400 | 0.0% | 0.02% | +12.5% | |
| SCHE | SCHWAB EMERGING MARKETSuie | $32,000 | +28.0% | 1,207 | 0.0% | 0.02% | +30.8% | |
| CSX | CSX CORP | $32,000 | +14.3% | 1,080 | 0.0% | 0.02% | +13.3% | |
| AHGP | ALLIANCE HOLDINGS GP LPmlp | $31,000 | +24.0% | 1,200 | 0.0% | 0.02% | +23.1% | |
| EWH | ISHARES MSCI HONG KONGuie | $30,000 | +11.1% | 1,400 | 0.0% | 0.02% | +14.3% | |
| TPL | TEX PAC LAND SUB CTF | $28,000 | +40.0% | 120 | 0.0% | 0.02% | +36.4% | |
| PSQ | Buy | PROSHARES SHORT QQQ ETFuie | $29,000 | +20.8% | 621 | +35.0% | 0.02% | +15.4% |
| GOOG | ALPHABET INC. | $27,000 | +12.5% | 35 | 0.0% | 0.01% | +7.7% | |
| RRMS | ROSE ROCK MIDSTREAM XXXmlp | $27,000 | +3.8% | 1,000 | 0.0% | 0.01% | 0.0% | |
| HSEACL | HSBC HLDGS P 8.125% PFDpre | $27,000 | 0.0% | 1,000 | 0.0% | 0.01% | 0.0% | |
| PDP | POWERSHARES DWA MOMENTUMuie | $25,000 | +4.2% | 592 | 0.0% | 0.01% | 0.0% | |
| HUBB | HUBBELL INC | $25,000 | 0.0% | 240 | 0.0% | 0.01% | 0.0% | |
| WEC | Buy | W E C ENERGY GROUP I | $25,000 | +257.1% | 430 | +283.9% | 0.01% | +225.0% |
| SPLV | POWERSHARES S&P 500 LOWuie | $26,000 | -3.7% | 632 | 0.0% | 0.01% | -7.1% | |
| WRI | Sell | WEINGARTEN RLTret | $26,000 | -25.7% | 675 | -24.5% | 0.01% | -27.8% |
| FFTY | New | INNOVATOR IBD 50 ETFuie | $25,000 | – | 1,100 | +100.0% | 0.01% | – |
| EXG | EATON VANCE TAX MAN GL Dcem | $24,000 | 0.0% | 2,828 | 0.0% | 0.01% | -7.7% | |
| SCHB | Sell | SCHWAB US BROAD MARKETuie | $24,000 | -94.6% | 465 | -94.7% | 0.01% | -94.8% |
| TIP | ISHARES TIPS BOND ETFuie | $23,000 | 0.0% | 200 | 0.0% | 0.01% | 0.0% | |
| CIEN | CIENA CORP | $21,000 | +16.7% | 1,000 | 0.0% | 0.01% | +22.2% | |
| BABA | ALIBABA GROUP HLDG Fadr | $21,000 | +40.0% | 200 | 0.0% | 0.01% | +37.5% | |
| COPPELL TX ISD 0%17bmu | $20,000 | 0.0% | 21,000 | 0.0% | 0.01% | -9.1% | ||
| NFLX | NETFLIX INC | $19,000 | +11.8% | 196 | 0.0% | 0.01% | +11.1% | |
| LMNX | LUMINEX CORP DEL | $20,000 | +11.1% | 910 | 0.0% | 0.01% | +11.1% | |
| AMZN | Sell | AMAZON COM INC | $19,000 | -20.8% | 23 | -34.3% | 0.01% | -23.1% |
| QCOM | QUALCOMM INC | $20,000 | +25.0% | 300 | 0.0% | 0.01% | +25.0% | |
| KEYBANK NA 1.05%17cds | $19,000 | 0.0% | 19,000 | 0.0% | 0.01% | 0.0% | ||
| LNT | ALLIANT ENERGY CORP | $19,000 | 0.0% | 496 | 0.0% | 0.01% | 0.0% | |
| New | MATAGORDA CN TX 5.125%28bmu | $18,000 | – | 15,000 | +100.0% | 0.01% | – | |
| WPC | W.P. CAREY INC.ret | $18,000 | -10.0% | 294 | 0.0% | 0.01% | -18.2% | |
| USB | Sell | U S BANCORP | $17,000 | -10.5% | 404 | -17.9% | 0.01% | -10.0% |
| SE | SPECTRA ENERGY CORP | $15,000 | +15.4% | 372 | 0.0% | 0.01% | +14.3% | |
| SPLK | Buy | SPLUNK INC | $16,000 | +77.8% | 280 | +55.6% | 0.01% | +60.0% |
| SBUX | Sell | STARBUCKS CORP | $16,000 | -48.4% | 502 | -11.5% | 0.01% | -50.0% |
| HARRIS CNTY TX 0%17bmu | $16,000 | 0.0% | 17,000 | 0.0% | 0.01% | 0.0% | ||
| AEP | AMER ELECTRIC PWR CO | $16,000 | -11.1% | 264 | 0.0% | 0.01% | -11.1% | |
| LITE | Buy | LUMENTUM HOLDINGS IN | $15,000 | +150.0% | 375 | +50.0% | 0.01% | +166.7% |
| COH | COACH INC | $16,000 | -11.1% | 460 | 0.0% | 0.01% | -11.1% | |
| DALLAS TX CONV HOTE 0%18bmu | $15,000 | 0.0% | 16,000 | 0.0% | 0.01% | 0.0% | ||
| DISCOVER BK 1.15%17cds | $15,000 | 0.0% | 15,000 | 0.0% | 0.01% | 0.0% | ||
| WFM | Sell | WHOLE FOODS MARKET | $13,000 | -27.8% | 474 | -16.7% | 0.01% | -22.2% |
| TCPC | TCP CAPITAL CORP | $14,000 | +7.7% | 911 | 0.0% | 0.01% | 0.0% | |
| MDLZ | MONDELEZ INTL | $14,000 | -6.7% | 338 | 0.0% | 0.01% | -12.5% | |
| SCHW | CHARLES SCHWAB CORP | $14,000 | +27.3% | 450 | 0.0% | 0.01% | +16.7% | |
| YUM | Sell | YUM BRANDS INC | $13,000 | -97.0% | 151 | -97.1% | 0.01% | -96.9% |
| ALLE | ALLEGION PUBLIC LTD Ffgo | $13,000 | 0.0% | 200 | 0.0% | 0.01% | 0.0% | |
| HPE | Sell | HEWLETT PACKARD ENTE | $14,000 | 0.0% | 632 | -20.9% | 0.01% | 0.0% |
| OXY | Sell | OCCIDENTAL PETROL CO | $14,000 | -53.3% | 200 | -50.9% | 0.01% | -56.2% |
| TXT | TEXTRON INCORPORATED | $13,000 | +8.3% | 352 | 0.0% | 0.01% | +16.7% | |
| PAI | WESTERN ASSET INCOME CFcem | $14,000 | +7.7% | 925 | 0.0% | 0.01% | 0.0% | |
| CPST | Buy | CAPSTONE TURBINE CO | $13,000 | +85.7% | 8,500 | +54.5% | 0.01% | +75.0% |
| PTXP | PENNTEX MIDSTREAM PA LPmlp | $12,000 | +20.0% | 700 | 0.0% | 0.01% | +20.0% | |
| WLKP | WESTLAKE CHEMICAL PR LPmlp | $11,000 | +22.2% | 500 | 0.0% | 0.01% | +20.0% | |
| CEQP | Buy | CRESTWOOD EQUITY LP LPmlp | $12,000 | +200.0% | 568 | +159.4% | 0.01% | +200.0% |
| RDY | DR REDDYS LABS Fadr | $11,000 | -8.3% | 241 | 0.0% | 0.01% | 0.0% | |
| SINA | SINA CORPORATION Ffgo | $11,000 | +37.5% | 157 | 0.0% | 0.01% | +50.0% | |
| UHS | UNIVERSAL HLTH SVCS | $11,000 | -8.3% | 96 | 0.0% | 0.01% | 0.0% | |
| F | Sell | FORD MOTOR COMPANY | $12,000 | -20.0% | 1,000 | -20.9% | 0.01% | -25.0% |
| KMB | Sell | KIMBERLY-CLARK CORP | $12,000 | -55.6% | 100 | -50.5% | 0.01% | -57.1% |
| MMP | MAGELLAN MIDSTREAM P LPmlp | $11,000 | -8.3% | 166 | 0.0% | 0.01% | 0.0% | |
| NMFC | NEW MOUNTAIN FIN CO | $11,000 | +10.0% | 830 | 0.0% | 0.01% | +20.0% | |
| NRF | NORTHSTAR REALTY FINret | $11,000 | +22.2% | 865 | 0.0% | 0.01% | +20.0% | |
| MA | MASTERCARD INC | $10,000 | +25.0% | 100 | 0.0% | 0.01% | +25.0% | |
| CPER | New | UNITED STATES COPPERuie | $10,000 | – | 727 | +100.0% | 0.01% | – |
| DOW | Sell | DOW CHEMICAL COMPANY | $9,000 | -47.1% | 174 | -49.6% | 0.01% | -44.4% |
| SPH | New | SUBURBAN PROPANE PRT LPmlp | $9,000 | – | 280 | +100.0% | 0.01% | – |
| ETY | EATON VANCE TAX MGD DVFcem | $10,000 | 0.0% | 1,000 | 0.0% | 0.01% | 0.0% | |
| HTGC | HERCULES CAPITAL INC | $10,000 | +11.1% | 784 | 0.0% | 0.01% | 0.0% | |
| NXQ | NUVEEN SELECT TAX FREE Icem | $10,000 | 0.0% | 700 | 0.0% | 0.01% | 0.0% | |
| CHUY | CHUYS HOLDINGS INC | $9,000 | -25.0% | 350 | 0.0% | 0.01% | -16.7% | |
| QID | New | PROSHARES ULTRASHORT QQQuie | $9,000 | – | 403 | +100.0% | 0.01% | – |
| KHC | Sell | KRAFT HEINZ COMPANY | $10,000 | -16.7% | 112 | -27.3% | 0.01% | -16.7% |
| VIAV | VIAVI SOLUTIONS INC | $9,000 | +12.5% | 1,251 | 0.0% | 0.01% | +25.0% | |
| HPQ | HP INC. | $9,000 | +28.6% | 632 | 0.0% | 0.01% | +25.0% | |
| COST | New | COSTCO WHOLESALE CO | $9,000 | – | 65 | +100.0% | 0.01% | – |
| New | COSTCO WHOLESALE 5.5%17bco | $10,000 | – | 10,000 | +100.0% | 0.01% | – | |
| WFC | Sell | WELLS FARGO BK N A | $8,000 | -75.8% | 185 | -71.7% | 0.00% | -76.5% |
| RF | Buy | REGIONS FINANCIAL CO | $8,000 | +60.0% | 892 | +34.9% | 0.00% | +33.3% |
| GIS | Sell | GENERAL MILLS INC | $7,000 | -63.2% | 116 | -58.0% | 0.00% | -60.0% |
| ALLY BANK 1.15%18cds | $7,000 | -12.5% | 8,000 | 0.0% | 0.00% | 0.0% | ||
| New | MFS CORE EQUITY FD CL Ampl | $7,000 | – | 285 | +100.0% | 0.00% | – | |
| DIS | Sell | WALT DISNEY CO | $8,000 | -27.3% | 92 | -26.4% | 0.00% | -33.3% |
| UWTIF | VELOCITYSHARES 3X LNGuie | $7,000 | -22.2% | 300 | 0.0% | 0.00% | -20.0% | |
| MRK | Sell | MERCK & CO INC | $8,000 | -71.4% | 139 | -71.5% | 0.00% | -73.3% |
| CTXS | CITRIX SYSTEMS INC | $7,000 | 0.0% | 92 | 0.0% | 0.00% | 0.0% | |
| RAD | RITE AID CORPORATION | $7,000 | 0.0% | 1,000 | 0.0% | 0.00% | 0.0% | |
| BMY | Sell | BRISTOL-MYERS SQUIBB | $8,000 | -50.0% | 150 | -32.1% | 0.00% | -50.0% |
| BP | BP PLC Fadr | $7,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| AMAT | Buy | APPLIED MATERIALS | $7,000 | +250.0% | 262 | +172.9% | 0.00% | +300.0% |
| AFSI | AMTRUST FINL SVCS | $8,000 | +14.3% | 300 | 0.0% | 0.00% | 0.0% | |
| MSI | MOTOROLA SOLUTIONS | $5,000 | +25.0% | 71 | 0.0% | 0.00% | +50.0% | |
| PPL | PPL CORPORATION | $6,000 | -14.3% | 200 | 0.0% | 0.00% | -25.0% | |
| LKQ | Sell | LKQ CORP | $5,000 | -44.4% | 143 | -50.2% | 0.00% | -40.0% |
| GNTX | GENTEX CORP | $6,000 | +20.0% | 350 | 0.0% | 0.00% | 0.0% | |
| JNK | SPDR BARCLAYS HIGH YIELDuie | $5,000 | 0.0% | 160 | 0.0% | 0.00% | 0.0% | |
| DCA | VIRTUS TOTAL RETURN CFcem | $6,000 | 0.0% | 1,402 | 0.0% | 0.00% | 0.0% | |
| CBT | New | CABOT CORPORATION | $5,000 | – | 104 | +100.0% | 0.00% | – |
| WBA | New | WALGREENS BOOTS ALLI | $6,000 | – | 81 | +100.0% | 0.00% | – |
| XEL | XCEL ENERGY INC | $5,000 | 0.0% | 133 | 0.0% | 0.00% | 0.0% | |
| BR | Sell | BROADRIDGE FINL SOLU | $6,000 | -57.1% | 100 | -57.3% | 0.00% | -57.1% |
| IYR | Sell | ISHARES US REAL ESTATEuie | $6,000 | -25.0% | 83 | -25.9% | 0.00% | -25.0% |
| GOLDMAN SACHS BK 1.35%17cds | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | 0.0% | ||
| WAFD | New | WASHINGTON FEDERAL | $5,000 | – | 198 | +100.0% | 0.00% | – |
| HA | New | HAWAIIAN HOLDINGS | $5,000 | – | 114 | +100.0% | 0.00% | – |
| EEM | Buy | ISHARES MSCI EMERGINGuie | $6,000 | +20.0% | 175 | +19.9% | 0.00% | 0.0% |
| HD | Sell | HOME DEPOT INC | $5,000 | -61.5% | 43 | -60.6% | 0.00% | -57.1% |
| PDT | JOHN HANCOCK PREMIUM DIVcem | $5,000 | 0.0% | 328 | 0.0% | 0.00% | 0.0% | |
| DIA | SPDR DOW JONESuie | $5,000 | 0.0% | 30 | 0.0% | 0.00% | 0.0% | |
| DW | New | DREW INDUSTRIES INC | $5,000 | – | 52 | +100.0% | 0.00% | – |
| FDX | FEDEX CORPORATION | $6,000 | +20.0% | 38 | 0.0% | 0.00% | 0.0% | |
| URI | New | UNITED RENTALS INC | $5,000 | – | 65 | +100.0% | 0.00% | – |
| O | REALTY INCM CORPret | $5,000 | 0.0% | 85 | 0.0% | 0.00% | 0.0% | |
| HAL | HALLIBURTON CO HLDG | $5,000 | 0.0% | 132 | 0.0% | 0.00% | 0.0% | |
| SJT | New | SAN JUAN BASINuie | $5,000 | – | 1,000 | +100.0% | 0.00% | – |
| UAA | UNDER ARMOUR INC | $5,000 | 0.0% | 130 | 0.0% | 0.00% | 0.0% | |
| THO | THOR INDUSTRIES INC | $6,000 | +50.0% | 77 | 0.0% | 0.00% | +50.0% | |
| WELL | WELLTOWER INCret | $4,000 | 0.0% | 64 | 0.0% | 0.00% | 0.0% | |
| ALE | New | ALLETE INC | $3,000 | – | 64 | +100.0% | 0.00% | – |
| GOOGL | Sell | ALPHABET INC. | $4,000 | -86.7% | 5 | -88.6% | 0.00% | -87.5% |
| LUMN | CENTURYLINK INC | $3,000 | -25.0% | 141 | 0.0% | 0.00% | 0.0% | |
| CHD | Buy | CHURCH & DWIGHT CO | $4,000 | -55.6% | 102 | +7.4% | 0.00% | -60.0% |
| ETR | ENTERGY CORP | $4,000 | 0.0% | 59 | 0.0% | 0.00% | 0.0% | |
| FSK | FS INVESTMENT CORP | $3,000 | 0.0% | 344 | 0.0% | 0.00% | 0.0% | |
| FISV | New | FISERV INC | $4,000 | – | 41 | +100.0% | 0.00% | – |
| GOLDMAN SACHS BK 1.5%17cds | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | 0.0% | ||
| GPRO | GOPRO INC | $3,000 | +50.0% | 205 | 0.0% | 0.00% | +100.0% | |
| IJH | ISHARES CORE S&P MID CAPuie | $4,000 | 0.0% | 30 | 0.0% | 0.00% | 0.0% | |
| PFF | Sell | ISHARES U.S. PREFERREDuie | $4,000 | -77.8% | 114 | -76.1% | 0.00% | -77.8% |
| KLAC | New | K L A TENCOR CORP | $4,000 | – | 60 | +100.0% | 0.00% | – |
| KMI | KINDER MORGAN INC | $3,000 | +50.0% | 149 | 0.0% | 0.00% | +100.0% | |
| LRCX | New | LAM RESEARCH CORP | $4,000 | – | 46 | +100.0% | 0.00% | – |
| LLY | ELI LILLY & COMPANY | $3,000 | 0.0% | 44 | 0.0% | 0.00% | 0.0% | |
| MMC | New | MARSH & MC LENNAN CO | $4,000 | – | 62 | +100.0% | 0.00% | – |
| NCR | New | NCR CORPORATION | $4,000 | – | 154 | +100.0% | 0.00% | – |
| NRE | NORTHSTAR REALTY EURret | $3,000 | +50.0% | 288 | 0.0% | 0.00% | +100.0% | |
| OKS | ONEOK PARTNERS LP LPmlp | $4,000 | 0.0% | 112 | 0.0% | 0.00% | 0.0% | |
| OTEX | OPEN TEXT CORP Ffgc | $3,000 | 0.0% | 61 | 0.0% | 0.00% | 0.0% | |
| PRXL | PAREXEL INTL CORP | $3,000 | 0.0% | 56 | 0.0% | 0.00% | 0.0% | |
| PRI | New | PRIMERICA INC | $4,000 | – | 91 | +100.0% | 0.00% | – |
| QSR | RESTAURANT BRANDS Ffgc | $4,000 | 0.0% | 108 | 0.0% | 0.00% | 0.0% | |
| SCHG | Sell | SCHWAB US LARGE CAPuie | $3,000 | -99.0% | 62 | -98.9% | 0.00% | -98.7% |
| SCHD | SCHWAB US DIVIDENDuie | $3,000 | 0.0% | 85 | 0.0% | 0.00% | 0.0% | |
| SWKS | Sell | SKYWORKS SOLUTIONS | $4,000 | -42.9% | 53 | -56.6% | 0.00% | -50.0% |
| SXL | SUNOCO LOGISTICS PTN LPmlp | $3,000 | 0.0% | 112 | 0.0% | 0.00% | 0.0% | |
| VIG | VANGUARD DIVIDENDuie | $3,000 | 0.0% | 45 | 0.0% | 0.00% | 0.0% | |
| VPU | VANGUARD UTILITIES ETFuie | $4,000 | 0.0% | 38 | 0.0% | 0.00% | 0.0% | |
| V | Sell | VISA INC | $3,000 | -50.0% | 40 | -62.3% | 0.00% | -33.3% |
| WEN | WENDYS COMPANY | $4,000 | 0.0% | 425 | 0.0% | 0.00% | 0.0% | |
| PBD | POWERSHARES GLOBAL CLEANuie | $2,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| FDS | FACTSET RESEARCH SYS | $2,000 | 0.0% | 15 | 0.0% | 0.00% | 0.0% | |
| VFC | VF CORPORATION | $1,000 | 0.0% | 20 | 0.0% | 0.00% | 0.0% | |
| NKE | Sell | NIKE INC | $2,000 | 0.0% | 41 | -12.8% | 0.00% | 0.0% |
| GLPI | GAMING & LEISURE PPTret | $2,000 | 0.0% | 85 | 0.0% | 0.00% | 0.0% | |
| RIG | TRANSOCEAN INC NEW Ffgo | $2,000 | 0.0% | 242 | 0.0% | 0.00% | 0.0% | |
| SONY | New | SONY CORPORATION Fadr | $1,000 | – | 39 | +100.0% | 0.00% | – |
| DVMT | New | DELL TECHNOLOGIES IN | $1,000 | – | 33 | +100.0% | 0.00% | – |
| ARLP | ALLIANCE RES PARTNER LPmlp | $2,000 | +100.0% | 112 | 0.0% | 0.00% | 0.0% | |
| IWS | ISHARES RUSSELL MID CAPuie | $1,000 | 0.0% | 21 | 0.0% | 0.00% | 0.0% | |
| HP INC. 4.05%22bco | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | 0.0% | ||
| NATIONAL RURAL UTIL 4%20bco | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | 0.0% | ||
| MMM | Sell | 3M COMPANY | $2,000 | -71.4% | 12 | -72.7% | 0.00% | -75.0% |
| JNPR | JUNIPER NETWORKS INC | $2,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| ZTS | ZOETIS INC | $1,000 | – | 21 | 0.0% | 0.00% | – | |
| TWX | TIME WARNER INC | $1,000 | 0.0% | 23 | 0.0% | 0.00% | 0.0% | |
| HSBC FIN CORP 6%17bco | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | 0.0% | ||
| TPVG | TRIPLEPOINT VENTURE | $1,000 | 0.0% | 150 | 0.0% | 0.00% | 0.0% | |
| GXP | GREAT PLAINS ENERGY | $1,000 | -50.0% | 73 | 0.0% | 0.00% | 0.0% | |
| PRLB | PROTO LABS INC | $1,000 | 0.0% | 27 | 0.0% | 0.00% | 0.0% | |
| FIT | FITBIT INC | $1,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| BA | Sell | BOEING CO | $2,000 | -90.9% | 17 | -88.9% | 0.00% | -91.7% |
| WPG | New | WASHINGTON PRIME GRO | $2,000 | – | 208 | +100.0% | 0.00% | – |
| UA | UNDER ARMOUR INC | $2,000 | 0.0% | 80 | 0.0% | 0.00% | 0.0% | |
| BBY | Buy | BEST BUY INC | $2,000 | 0.0% | 68 | +1.5% | 0.00% | 0.0% |
| PBW | POWERSHARES WILDER CLEANuie | $1,000 | 0.0% | 280 | 0.0% | 0.00% | 0.0% | |
| PNK | PINNACLE ENTERTAINMT | $1,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| New | GOLDMAN SACHS GROUP 5%22bco | $1,000 | – | 1,000 | +100.0% | 0.00% | – | |
| ANET | ARISTA NETWORKS INC | $1,000 | – | 15 | 0.0% | 0.00% | – | |
| BHI | BAKER HUGHES INC | $1,000 | – | 20 | 0.0% | 0.00% | – | |
| IWV | New | ISHARES RUSSELL 3000uie | $1,000 | – | 8 | +100.0% | 0.00% | – |
| FRCMQ | FAIRPOINT COMMUN INC XXX | $0 | – | 6 | 0.0% | 0.00% | – | |
| OLED | New | UNIVERSAL DISPLAY CO | $0 | – | 70 | +100.0% | 0.00% | – |
| VLST | VALUESTAR CORP XXX | $0 | – | 6,000 | 0.0% | 0.00% | – | |
| EENT | ENERGY & ENGINE TECH XXX | $0 | – | 10,000 | 0.0% | 0.00% | – | |
| DTGI | DIGERATI TECH | $0 | – | 100 | 0.0% | 0.00% | – | |
| VNRSQ | VANGUARD NATURAL RES LPmlp | $0 | – | 185 | 0.0% | 0.00% | – | |
| VELA | VELATEL GLOBAL COMM | $0 | – | 50 | 0.0% | 0.00% | – | |
| CTSH | COGNIZANT TECH SOLU | $0 | – | 17 | 0.0% | 0.00% | – | |
| COKE | COCA COLA BOTTLG CO | $0 | – | 3 | 0.0% | 0.00% | – | |
| C | CITIGROUP INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| CMEDQ | CHINA MEDICAL TECH ADXXXadr | $0 | – | 51 | 0.0% | 0.00% | – | |
| WMIH | WMIH CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| CHTR | CHARTER COMMUNICATN | $0 | – | 1 | 0.0% | 0.00% | – | |
| PHGTA | PENINSULA HLDGS GRP CXXX | $0 | – | 500 | 0.0% | 0.00% | – | |
| BRKO | BROKE OUT INC | $0 | – | 28 | 0.0% | 0.00% | – | |
| BRCD | BROCADE COMMUNS SYS | $0 | – | 5 | 0.0% | 0.00% | – | |
| WA FUNDING TR III XXXres | $0 | – | 25 | 0.0% | 0.00% | – | ||
| BEBE | BEBE STORES INC | $0 | – | 511 | 0.0% | 0.00% | – | |
| BCONQ | BEACON POWER CORP | $0 | – | 13 | 0.0% | 0.00% | – | |
| New | INVESCO GOLD & PRECIOUSmpl | $0 | – | 0 | +100.0% | 0.00% | – | |
| VGCP | AZ GOLD & ONYX MININ | $0 | – | 1 | 0.0% | 0.00% | – | |
| CRCQQ | CALIFORNIA RESOURCES | $0 | – | 9 | 0.0% | 0.00% | – | |
| PARTS.COM INC NEW XXX | $0 | – | 20 | 0.0% | 0.00% | – | ||
| PRAA | PRA GROUP INC | $0 | – | 18 | 0.0% | 0.00% | – | |
| PNC | PNC FINANCIAL SRVCS | $0 | – | 2 | 0.0% | 0.00% | – | |
| New | ONEOK INC 4.25%22bco | $0 | – | 25,000 | +100.0% | 0.00% | – | |
| NRTLQ | NORTEL NETWORKS CP NEXXXfgc | $0 | – | 1,000 | 0.0% | 0.00% | – | |
| NOK | NOKIA CORP SPON Fadr | $0 | – | 40 | 0.0% | 0.00% | – | |
| MUX | New | MCEWEN MINING INC | $0 | – | 100 | +100.0% | 0.00% | – |
| LUK | LEUCADIA NATIONAL CO | $0 | – | 45 | 0.0% | 0.00% | – | |
| LEHMAN BROS HLDGS 2XXXprd | $0 | – | 10,000 | 0.0% | 0.00% | – | ||
| KEYS | KEYSIGHT TECH INC | $0 | – | 3 | 0.0% | 0.00% | – | |
| JAMN | JAMMIN JAVA CORP | $0 | -100.0% | 29,411 | 0.0% | 0.00% | -100.0% | |
| SJM | New | J M SMUCKER CO | $0 | – | 1 | +100.0% | 0.00% | – |
| HSC | HARSCO CORPORATION | $0 | – | 8 | 0.0% | 0.00% | – | |
| HYH | HALYARD HEALTH INC | $0 | – | 12 | 0.0% | 0.00% | – | |
| STPFQ | SUNTECH POWER HLDGS Fadr | $0 | – | 200 | 0.0% | 0.00% | – | |
| SCMR | SYCAMORE NETWRKS INC | $0 | – | 10 | 0.0% | 0.00% | – | |
| GSB | GLOBALSCAPE INC | $0 | – | 98 | 0.0% | 0.00% | – | |
| TLN | TALEN ENERGY CORPORA | $0 | – | 24 | 0.0% | 0.00% | – | |
| GME | GAMESTOP CORP | $0 | – | 5 | 0.0% | 0.00% | – | |
| GNMA PL 002247M 7%26gin | $0 | – | 40,000 | 0.0% | 0.00% | – | ||
| GNMA PL 002032M 7%25gin | $0 | – | 56,000 | 0.0% | 0.00% | – | ||
| GNMA PL 001790M 8%24gin | $0 | – | 125,000 | 0.0% | 0.00% | – | ||
| THMRQ | THORNBURG MORTGAGE NEXXXret | $0 | – | 150 | 0.0% | 0.00% | – | |
| TIME | TIME INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| TXCCQ | TRANSWITCH CORP | $0 | – | 7 | 0.0% | 0.00% | – | |
| TWTR | TWITTER INC | $0 | – | 40 | 0.0% | 0.00% | – | |
| FXPT | FOX PETROLEUM INC NEWXXX | $0 | – | 160 | 0.0% | 0.00% | – | |
| FE | FIRSTENERGY CORP | $0 | – | 27 | 0.0% | 0.00% | – | |
| FCPG | FIRST CHINA PHARMA XXX | $0 | – | 200 | 0.0% | 0.00% | – | |
| New | FREDDIE MAC 9%21cmo | $0 | – | 10,000 | +100.0% | 0.00% | – | |
| WHLM | WILHELMINA INTL | $0 | – | 71 | 0.0% | 0.00% | – | |
| WPZ | WILLIAMS PARTNERS LP LPmlp | $0 | -100.0% | 86 | 0.0% | 0.00% | -100.0% | |
| AMKR | AMKOR TECHNOLOGY INC | $0 | – | 30 | 0.0% | 0.00% | – | |
| AENYQ | AMERICAS ENERGY CO XXX | $0 | – | 400 | 0.0% | 0.00% | – | |
| YTBLQ | YTB INTERNATIONAL CL XXX | $0 | – | 214 | 0.0% | 0.00% | – | |
| AEHI | ALTERNATE ENERGY HLD XXX | $0 | – | 400 | 0.0% | 0.00% | – | |
| A | AGILENT TECHNOLOGIES | $0 | – | 7 | 0.0% | 0.00% | – | |
| FEEDQ | AGFEED INDUSTRIES XXX | $0 | – | 100 | 0.0% | 0.00% | – | |
| PGNPQ | PARAGON OFFSHORE PLC Ffgo | $0 | – | 34 | 0.0% | 0.00% | – | |
| ABAT | ADVANCED BATTERY TEC XXX | $0 | – | 200 | 0.0% | 0.00% | – | |
| A M R CORPORATION XXXres | $0 | – | 20,000 | 0.0% | 0.00% | – | ||
| LIQUEFIED NAT GAS ORDFufo | $0 | – | 579 | 0.0% | 0.00% | – | ||
| NRG | Exit | NRG ENERGY INC | $0 | – | -3 | -100.0% | 0.00% | – |
| XLU | Exit | SELECT SECTOR UTI SELECTuie | $0 | – | -8 | -100.0% | 0.00% | – |
| MXL | Exit | MAXLINEAR INC | $0 | – | -320 | -100.0% | 0.00% | – |
| XLB | Exit | SPDR FUND MATERIALSuie | $0 | – | -8 | -100.0% | 0.00% | – |
| XLE | Exit | ENERGY SELECT SECTORuie | $0 | – | -13 | -100.0% | 0.00% | – |
| MLNX | Exit | MELLANOX TECHS LTD Ffgo | $0 | – | -136 | -100.0% | 0.00% | – |
| IYZ | Exit | ISHARES US TELECOM ETFuie | $0 | – | -10 | -100.0% | 0.00% | – |
| SPPH | Exit | SPENCER PHARMA INC | $0 | – | -2,000 | -100.0% | 0.00% | – |
| BTUUQ | Exit | PEABODY ENERGY CORP | $0 | – | -180 | -100.0% | 0.00% | – |
| RMR | R M R GROUP INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| RZTIQ | RASER TECHNOLOGIES INXXX | $0 | – | 100 | 0.0% | 0.00% | – | |
| QQQ | POWERSHARES QQQ TRUSTuie | $0 | – | 5 | 0.0% | 0.00% | – | |
| PPHM | PEREGRINE PHARMA INC | $0 | – | 220 | 0.0% | 0.00% | – | |
| XLK | Exit | TECHNOLOGY SELECT SECTORuie | $0 | – | -62 | -100.0% | -0.00% | – |
| HDS | Exit | HD SUPPLY HLDGS INC | $0 | – | -69 | -100.0% | -0.00% | – |
| AMTD | Exit | TD AMERITRADE HLDGS | $0 | – | -85 | -100.0% | -0.00% | – |
| HK | Exit | HALCON RESOURCES | $0 | – | -4,000 | -100.0% | -0.00% | – |
| GSPRICL | Exit | GOLDMAN SACHS 5.95% PFDpre | $0 | – | -71 | -100.0% | -0.00% | – |
| XLF | Exit | SELECT STR FINANCIALuie | $0 | – | -57 | -100.0% | -0.00% | – |
| XLY | Exit | SPDR FUND CONSUMERuie | $0 | – | -22 | -100.0% | -0.00% | – |
| WPG | Exit | W P GLIMCHER INCORPOret | $0 | – | -208 | -100.0% | -0.00% | – |
| PCEF | Exit | POWERSHARES CEF INCuie | $0 | – | -126 | -100.0% | -0.00% | – |
| ALLPRECL | Exit | ALLSTATE COR 6.625% PFDpre | $0 | – | -66 | -100.0% | -0.00% | – |
| CELG | Exit | CELGENE CORP | $0 | – | -17 | -100.0% | -0.00% | – |
| JPMPRDCL | Exit | JPMORGAN CHASE 5.5% PFDpre | $0 | – | -75 | -100.0% | -0.00% | – |
| SPNS | Exit | SAPIENS INTL CP N V NEWFfgo | $0 | – | -201 | -100.0% | -0.00% | – |
| NWL | Exit | NEWELL BRANDS INC | $0 | – | -60 | -100.0% | -0.00% | – |
| Exit | LA JOYA TX ISD 0%16bmu | $0 | – | -2,000 | -100.0% | -0.00% | – | |
| XLI | Exit | SELECT SECTOR INDUSTRIALuie | $0 | – | -25 | -100.0% | -0.00% | – |
| COFPRCCL | Exit | CAPITAL ONE F 6.25% PFDpre | $0 | – | -100 | -100.0% | -0.00% | – |
| JPMPRBCL | Exit | JPMORGAN CHASE 6.7% PFDpre | $0 | – | -67 | -100.0% | -0.00% | – |
| AGN | Exit | ALLERGAN PLC Ffgo | $0 | – | -8 | -100.0% | -0.00% | – |
| BACPRWCL | Exit | BANK OF AMER 6.625% PFDpre | $0 | – | -98 | -100.0% | -0.00% | – |
| XLV | Exit | SELECT SECTOR HEALTHuie | $0 | – | -28 | -100.0% | -0.00% | – |
| PFXF | Exit | VANECK VECTORS PFD SECuie | $0 | – | -165 | -100.0% | -0.00% | – |
| ACHC | Exit | ACADIA HEALTHCARE CO | $0 | – | -83 | -100.0% | -0.00% | – |
| EOG | Exit | EOG RESOURCES INC | $0 | – | -47 | -100.0% | -0.00% | – |
| GOV | Exit | GOVERNMENT PROPERTIEret | $0 | – | -140 | -100.0% | -0.00% | – |
| AXLL | Exit | AXIALL CORP | $0 | – | -116 | -100.0% | -0.00% | – |
| MHK | Exit | MOHAWK INDUSTRIES | $0 | – | -25 | -100.0% | -0.00% | – |
| UTX | Exit | UNITED TECHNOLOGIES | $0 | – | -42 | -100.0% | -0.00% | – |
| AMT | Exit | AMERICAN TOWER CORPret | $0 | – | -33 | -100.0% | -0.00% | – |
| DHR | Exit | DANAHER CORP | $0 | – | -37 | -100.0% | -0.00% | – |
| ICLR | Exit | ICON PLC Ffgo | $0 | – | -70 | -100.0% | -0.00% | – |
| UNTCQ | Exit | UNIT CORPORATION | $0 | – | -307 | -100.0% | -0.00% | – |
| HON | Exit | HONEYWELL INTL INC | $0 | – | -37 | -100.0% | -0.00% | – |
| ADBE | Exit | ADOBE SYSTEMS INC | $0 | – | -37 | -100.0% | -0.00% | – |
| BLK | Exit | BLACKROCK INC | $0 | – | -11 | -100.0% | -0.00% | – |
| PE | Exit | PARSLEY ENERGY INC | $0 | – | -149 | -100.0% | -0.00% | – |
| FFIV | Exit | F5 NETWORKS INC | $0 | – | -43 | -100.0% | -0.00% | – |
| IWM | Exit | ISHARES RUSSELL 2000uie | $0 | – | -40 | -100.0% | -0.00% | – |
| WR | Exit | WESTAR ENERGY INC | $0 | – | -65 | -100.0% | -0.00% | – |
| THG | Exit | HANOVER INSURANCE | $0 | – | -45 | -100.0% | -0.00% | – |
| CY | Exit | CYPRESS SEMICONDUCTR | $0 | – | -470 | -100.0% | -0.00% | – |
| TMO | Exit | THERMO FISHER SCNTFC | $0 | – | -23 | -100.0% | -0.00% | – |
| AFL | Exit | AFLAC INC | $0 | – | -52 | -100.0% | -0.00% | – |
| TSCO | Exit | TRACTOR SUPPLY COMP | $0 | – | -53 | -100.0% | -0.00% | – |
| AVGO | Exit | BROADCOM LTD Ffgo | $0 | – | -22 | -100.0% | -0.00% | – |
| TAHO | Exit | TAHOE RESOURCES INC Ffgc | $0 | – | -276 | -100.0% | -0.00% | – |
| CB | Exit | CHUBB LTD Ffgo | $0 | – | -33 | -100.0% | -0.00% | – |
| CMCSA | Exit | COMCAST CORPORATION | $0 | – | -47 | -100.0% | -0.00% | – |
| BDX | Exit | BECTON DICKINSON&CO | $0 | – | -19 | -100.0% | -0.00% | – |
| TXN | Exit | TEXAS INSTRUMENTS | $0 | – | -58 | -100.0% | -0.00% | – |
| CHKP | Exit | CHECK PT SOFTWARE Ffgo | $0 | – | -61 | -100.0% | -0.00% | – |
| VNTV | Exit | VANTIV INC | $0 | – | -93 | -100.0% | -0.00% | – |
| FN | Exit | FABRINET Ffgo | $0 | – | -141 | -100.0% | -0.00% | – |
| IJR | Exit | ISHARES CORE S&P SMALLuie | $0 | – | -57 | -100.0% | -0.00% | – |
| JJSF | Exit | J & J SNACK FOOD COR | $0 | – | -47 | -100.0% | -0.00% | – |
| HAIN | Exit | HAIN CELESTIAL GROUP | $0 | – | -121 | -100.0% | -0.00% | – |
| NUAN | Exit | NUANCE COMMUN INC | $0 | – | -382 | -100.0% | -0.00% | – |
| MDY | Exit | SPDR S&P MIDCAP 400 ETFuie | $0 | – | -25 | -100.0% | -0.00% | – |
| JONE | Exit | JONES ENERGY INC | $0 | – | -1,048 | -100.0% | -0.00% | – |
| CHRW | Exit | C H ROBINSON WORLDWD | $0 | – | -69 | -100.0% | -0.00% | – |
| PDS | Exit | PRECISION DRILLING Ffgc | $0 | – | -1,073 | -100.0% | -0.00% | – |
| ELS | Exit | EQUITY LIFESTYLE PPTret | $0 | – | -67 | -100.0% | -0.00% | – |
| USPH | Exit | U S PHYSICAL THERAPY | $0 | – | -87 | -100.0% | -0.00% | – |
| MORN | Exit | MORNINGSTAR INC | $0 | – | -64 | -100.0% | -0.00% | – |
| HII | Exit | HUNTINGTON INGALLS | $0 | – | -32 | -100.0% | -0.00% | – |
| AOD | Exit | ALPINE TOTAL DYNAMIC DIVcem | $0 | – | -750 | -100.0% | -0.00% | – |
| CFX | Exit | COLFAX CORPORATION | $0 | – | -260 | -100.0% | -0.00% | – |
| COR | Exit | CORESITE REALTY CORPret | $0 | – | -70 | -100.0% | -0.00% | – |
| RBA | Exit | RITCHIE BROS AUCTION Ffgc | $0 | – | -157 | -100.0% | -0.00% | – |
| ISBC | Exit | INVESTORS BANCORP | $0 | – | -551 | -100.0% | -0.00% | – |
| MD | Exit | MEDNAX INC | $0 | – | -75 | -100.0% | -0.00% | – |
| CVS | Exit | CVS HEALTH CORP | $0 | – | -63 | -100.0% | -0.00% | – |
| DG | Exit | DOLLAR GENERAL CORP | $0 | – | -62 | -100.0% | -0.00% | – |
| FANG | Exit | DIAMONDBACK ENERGY | $0 | – | -56 | -100.0% | -0.00% | – |
| TTWO | Exit | TAKE TWO INTERACTV | $0 | – | -165 | -100.0% | -0.00% | – |
| PSMT | Exit | PRICESMART INC | $0 | – | -61 | -100.0% | -0.00% | – |
| NAVG | Exit | NAVIGATORS GROUP INC | $0 | – | -87 | -100.0% | -0.00% | – |
| BCPC | Exit | BALCHEM CORP | $0 | – | -122 | -100.0% | -0.00% | – |
| AAP | Exit | ADVANCE AUTO PARTS | $0 | – | -55 | -100.0% | -0.00% | – |
| WOOF | Exit | V C A INC | $0 | – | -114 | -100.0% | -0.00% | – |
| JAZZ | Exit | JAZZ PHARMACEUTICAL Ffgo | $0 | – | -57 | -100.0% | -0.00% | – |
| ROL | Exit | ROLLINS INC | $0 | – | -280 | -100.0% | -0.00% | – |
| PBCT | Exit | PEOPLES UNITED FINL | $0 | – | -570 | -100.0% | -0.00% | – |
| NSP | Exit | INSPERITY INC | $0 | – | -96 | -100.0% | -0.00% | – |
| EPR | Exit | EPR PROPERTIESret | $0 | – | -125 | -100.0% | -0.00% | – |
| MXIM | Exit | MAXIM INTEGRATED PRO | $0 | – | -240 | -100.0% | -0.00% | – |
| MCHI | Exit | ISHARES MSCI CHINA ETFuie | $0 | – | -208 | -100.0% | -0.00% | – |
| CHK | Exit | CHESAPEAKE ENERGY CO | $0 | – | -2,000 | -100.0% | -0.00% | – |
| DLR | Exit | DIGITAL REALTY TRUSTret | $0 | – | -88 | -100.0% | -0.00% | – |
| CRI | Exit | CARTERS INC | $0 | – | -72 | -100.0% | -0.00% | – |
| BBT | Exit | BB&T CORPORATION | $0 | – | -223 | -100.0% | -0.00% | – |
| RDSB | Exit | ROYAL DUTCH SHELL Fadr | $0 | – | -150 | -100.0% | -0.00% | – |
| EMC | Exit | EMC CORP MASS | $0 | – | -300 | -100.0% | -0.00% | – |
| ECHO | Exit | ECHO GLOBAL LOGISTIC | $0 | – | -322 | -100.0% | -0.00% | – |
| SLCA | Exit | U S SILICA HLDGS INC | $0 | – | -238 | -100.0% | -0.00% | – |
| MIC | Exit | MACQUARIE INFRASTRUC | $0 | – | -109 | -100.0% | -0.00% | – |
| BERY | Exit | BERRY PLASTICS GROUP | $0 | – | -211 | -100.0% | -0.00% | – |
| VCLT | Exit | VANGUARD LONG TERM CORuie | $0 | – | -93 | -100.0% | -0.00% | – |
| VTIP | Exit | VANGUARD SHRT INF PROTuie | $0 | – | -163 | -100.0% | -0.00% | – |
| HEI | Exit | HEICO CORP | $0 | – | -134 | -100.0% | -0.00% | – |
| UMPQ | Exit | UMPQUA HOLDINGS CORP | $0 | – | -460 | -100.0% | -0.00% | – |
| WCN | Exit | WASTE CONNECTIONS IN | $0 | – | -106 | -100.0% | -0.00% | – |
| CHFC | Exit | CHEMICAL FINANCIAL | $0 | – | -216 | -100.0% | -0.00% | – |
| GTLS | Exit | CHART INDUSTRIES INC | $0 | – | -355 | -100.0% | -0.00% | – |
| CBF | Exit | CAPITAL BK FINL CO | $0 | – | -244 | -100.0% | -0.00% | – |
| TECD | Exit | TECH DATA CORP | $0 | – | -112 | -100.0% | -0.00% | – |
| VRSK | Exit | VERISK ANALYTICS INC | $0 | – | -105 | -100.0% | -0.00% | – |
| RMD | Exit | RESMED INC | $0 | – | -132 | -100.0% | -0.00% | – |
| SERV | Exit | SERVICEMASTER GLBL | $0 | – | -271 | -100.0% | -0.01% | – |
| LQD | Exit | ISHARES IBOXX INVT GRADEuie | $0 | – | -76 | -100.0% | -0.01% | – |
| FBHS | Exit | FORTUNE BRANDS HM&S | $0 | – | -163 | -100.0% | -0.01% | – |
| WTR | Exit | AQUA AMERICA INC | $0 | – | -272 | -100.0% | -0.01% | – |
| WIN | Exit | WINDSTREAM HLDGS INC | $0 | – | -1,166 | -100.0% | -0.01% | – |
| RPM | Exit | RPM INTERNATIONAL | $0 | – | -214 | -100.0% | -0.01% | – |
| SRCL | Exit | STERICYCLE INC | $0 | – | -103 | -100.0% | -0.01% | – |
| FCFS | Exit | FIRST CASH FINL SVCS | $0 | – | -185 | -100.0% | -0.01% | – |
| PAYX | Exit | PAYCHEX INC | $0 | – | -181 | -100.0% | -0.01% | – |
| CINF | Exit | CINCINNATI FINANCIAL | $0 | – | -136 | -100.0% | -0.01% | – |
| EVHC | Exit | ENVISION HEALTHCARE | $0 | – | -355 | -100.0% | -0.01% | – |
| PVTB | Exit | PRIVATEBANCORP INC | $0 | – | -227 | -100.0% | -0.01% | – |
| HCSG | Exit | HEALTHCARE SVC GROUP | $0 | – | -223 | -100.0% | -0.01% | – |
| DOG | Exit | PROSHARES SHORT DOW 30uie | $0 | – | -1,000 | -100.0% | -0.01% | – |
| CCI | Exit | CROWN CASTLE INTL COret | $0 | – | -90 | -100.0% | -0.01% | – |
| CMS | Exit | C M S ENERGY CORP | $0 | – | -269 | -100.0% | -0.01% | – |
| UPS | Exit | UNITED PARCEL SRVC | $0 | – | -113 | -100.0% | -0.01% | – |
| FHLC | Exit | FIDELITY MSCI HEALTHuie | $0 | – | -384 | -100.0% | -0.01% | – |
| IWO | Exit | ISHARES RUSSELL 2000uie | $0 | – | -85 | -100.0% | -0.01% | – |
| AMGN | Exit | AMGEN INCORPORATED | $0 | – | -84 | -100.0% | -0.01% | – |
| FENY | Exit | FIDELITY MSCI ENERGYuie | $0 | – | -578 | -100.0% | -0.01% | – |
| BGS | Exit | B & G FOODS INC | $0 | – | -242 | -100.0% | -0.01% | – |
| IP | Exit | INTERNATIONAL PAPER | $0 | – | -297 | -100.0% | -0.01% | – |
| NNN | Exit | NATL RETAIL PPTYret | $0 | – | -233 | -100.0% | -0.01% | – |
| GPC | Exit | GENUINE PARTS CO | $0 | – | -146 | -100.0% | -0.01% | – |
| LAMR | Exit | LAMAR ADVERTISINGret | $0 | – | -222 | -100.0% | -0.01% | – |
| FNCL | Exit | FIDELITY MSCI FINANCIALSuie | $0 | – | -474 | -100.0% | -0.01% | – |
| FLT | Exit | FLEETCOR TECHNOLOGIE | $0 | – | -92 | -100.0% | -0.01% | – |
| SXEEQ | Exit | SOUTHCROSS ENERGY LP LPmlp | $0 | – | -7,000 | -100.0% | -0.01% | – |
| D | Exit | DOMINION RES INC VA | $0 | – | -190 | -100.0% | -0.01% | – |
| CNP | Exit | CENTERPOINT ENERGY | $0 | – | -625 | -100.0% | -0.01% | – |
| SNI | Exit | SCRIPPS NTWK INTERAC | $0 | – | -226 | -100.0% | -0.01% | – |
| GSK | Exit | GLAXOSMITHKLINE PLC Fadr | $0 | – | -331 | -100.0% | -0.01% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -218 | -100.0% | -0.01% | – |
| EWJ | Exit | ISHARES MSCI JAPAN ETFuie | $0 | – | -1,426 | -100.0% | -0.01% | – |
| IEV | Exit | ISHARES EUROPE ETFuie | $0 | – | -434 | -100.0% | -0.01% | – |
| NEE | Exit | NEXTERA ENERGY INC | $0 | – | -134 | -100.0% | -0.01% | – |
| MCD | Exit | MC DONALDS CORP | $0 | – | -143 | -100.0% | -0.01% | – |
| HYG | Exit | ISHARES IBOXX HIGH YIELDuie | $0 | – | -221 | -100.0% | -0.01% | – |
| MAA | Exit | MID AMERICA APARTMENret | $0 | – | -180 | -100.0% | -0.01% | – |
| RAI | Exit | REYNOLDS AMERICAN | $0 | – | -357 | -100.0% | -0.01% | – |
| XLP | Exit | SPDR FUND CONSUMERuie | $0 | – | -353 | -100.0% | -0.01% | – |
| PHK | Exit | PIMCO HIGH INCOME CFcem | $0 | – | -2,400 | -100.0% | -0.01% | – |
| LMT | Exit | LOCKHEED MARTIN CORP | $0 | – | -90 | -100.0% | -0.01% | – |
| MAT | Exit | MATTEL INCORPORATED | $0 | – | -806 | -100.0% | -0.01% | – |
| SH | Exit | PROSHARES SHORT S&P 500uie | $0 | – | -736 | -100.0% | -0.02% | – |
| VZ | Exit | VERIZON COMMUNICATN | $0 | – | -625 | -100.0% | -0.02% | – |
| AGG | Exit | ISHARES CORE US AGGRGTuie | $0 | – | -289 | -100.0% | -0.02% | – |
| CSAL | Exit | COMMUNICATIONS SALES | $0 | – | -1,400 | -100.0% | -0.02% | – |
| ALL | Exit | ALLSTATE CORPORATION | $0 | – | -600 | -100.0% | -0.02% | – |
| Exit | SKYBRIDGE G II FUND LLCllc | $0 | – | -48 | -100.0% | -0.02% | – | |
| MRO | Exit | MARATHON OIL CORP | $0 | – | -3,000 | -100.0% | -0.02% | – |
| STON | Exit | STONEMOR PARTNERS LPmlp | $0 | – | -2,000 | -100.0% | -0.03% | – |
| IEFA | Exit | ISHARES CORE MSCI EAFEuie | $0 | – | -1,045 | -100.0% | -0.03% | – |
| Exit | DISCOVER BK 0.55%16cds | $0 | – | -65,000 | -100.0% | -0.03% | – | |
| Exit | CARTER VALIDUS MSN REITret | $0 | – | -7,019 | -100.0% | -0.04% | – | |
| IVV | Exit | ISHARES CORE S&P 500uie | $0 | – | -375 | -100.0% | -0.04% | – |
| Exit | GOLDMAN SACHS BK 0.55%16cds | $0 | – | -95,000 | -100.0% | -0.05% | – | |
| Exit | TRIST CAP BK 0.55%16cds | $0 | – | -112,000 | -100.0% | -0.06% | – | |
| Exit | GRIFFIN CAP ESSENTIALret | $0 | – | -11,417 | -100.0% | -0.06% | – | |
| HDV | Exit | ISHARES CORE HIGHuie | $0 | – | -13,829 | -100.0% | -0.60% | – |
| USMV | Exit | ISHARES EDGE MSCI MINuie | $0 | – | -26,280 | -100.0% | -0.64% | – |
| VGT | Exit | VANGUARD INFORMATIONuie | $0 | – | -22,329 | -100.0% | -1.26% | – |
| XSD | Exit | SPDR S&P SEMICONDUCTORuie | $0 | – | -73,890 | -100.0% | -1.72% | – |
| REZ | Exit | ISHARES RESI REAL ESTATEuie | $0 | – | -49,060 | -100.0% | -1.74% | – |
| EFAV | Exit | ISHARES EDGE MSCI MINuie | $0 | – | -61,103 | -100.0% | -2.13% | – |
| IYK | Exit | ISHARES US CONSUMERuie | $0 | – | -38,239 | -100.0% | -2.32% | – |
| PUI | Exit | PWRSHRS DWA UTILITIESuie | $0 | – | -171,265 | -100.0% | -2.51% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SCHW US LCAP ETF | 42 | Q3 2023 | 42.7% |
| ISHARES TR RUSSELL 1000 | 42 | Q3 2023 | 8.9% |
| SCHW US SCAP ETF | 42 | Q3 2023 | 24.2% |
| VANGUARD MID CAP ETF IV | 42 | Q3 2023 | 6.0% |
| VANGUARD INTL EQUITY INDEX F | 42 | Q3 2023 | 2.1% |
| VANGUARD TOTAL STOCK MKT | 42 | Q3 2023 | 4.3% |
| EXXON MOBIL CORPORATION | 42 | Q3 2023 | 2.2% |
| APPLE INC | 42 | Q3 2023 | 1.1% |
| PEPSICO INCORPORATED | 42 | Q3 2023 | 1.1% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 0.4% |
View Financial Management Professionals, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-16 |
| 13F-HR | 2024-01-12 |
| 13F-HR | 2023-10-13 |
| 13F-HR | 2023-07-10 |
| 13F-HR | 2023-04-13 |
| 13F-HR | 2023-01-11 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-27 |
| 13F-HR | 2022-01-28 |
View Financial Management Professionals, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.