Carroll Financial Associates, Inc. - Q4 2021 holdings

$1.88 Billion is the total value of Carroll Financial Associates, Inc.'s 1788 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was - .

 Value Shares↓ Weighting
JAAA NewJANUS HENDERSON AAA CLO ETFetf$34,075,000676,455
+100.0%
1.82%
HTEC NewROBO GLOBAL HEALTHCARE TECHNOLOGY AND INNOVATION ETFetf$1,328,00030,366
+100.0%
0.07%
COMT NewISHARES COMMODITIES SELECT STRATEGY ETFetf$806,00025,991
+100.0%
0.04%
NAD NewNUVEEN QUALITY MUNCP INCOME FD COMcef$795,00049,955
+100.0%
0.04%
ESGU NewISHARES ESG AWARE MSCI USA ETFetf$687,0006,334
+100.0%
0.04%
EFG NewISHARES MSCI EAFE GROWTH ETFetf$637,0005,755
+100.0%
0.03%
NZF NewNUVEEN MUNICIPAL CREDIT INC FD COM SH BEN INTcef$627,00036,771
+100.0%
0.03%
SJNK NewSPDR BLOOMBERG SHORT TERM HIGH YIELD BOND ETFetf$433,00015,945
+100.0%
0.02%
FALN NewISHARES FALLEN ANGELS USD BOND ETFetf$419,00013,974
+100.0%
0.02%
AVUV NewAVANTIS U.S. SMALL CAP VALUE ETFetf$355,0004,450
+100.0%
0.02%
NewINNOVATOR LADDERED FUND OF S&P 500 POWER BUFFER ETFSetf$316,0008,800
+100.0%
0.02%
TZA NewDIREXION DAILY SMALL CAP BEAR 3X SHARESetf$264,00010,000
+100.0%
0.01%
BNOV NewINNOVATOR U.S. EQUITY BUFFER ETF A NOVEMBERetf$192,0005,845
+100.0%
0.01%
OEF NewISHARES S&P 100 ETFetf$172,000780
+100.0%
0.01%
HSIC NewHENRY SCHEIN INCstock$147,0001,930
+100.0%
0.01%
GEM NewGOLDMAN SACHS ACTIVEBETA EMERGING MARKETS EQUITY ETFetf$138,0003,750
+100.0%
0.01%
META NewROUNDHILL BALL METAVERSE ETFetf$126,0008,107
+100.0%
0.01%
CQQQ NewINVESCO CHINA TECHNOLOGY ETFetf$124,0002,020
+100.0%
0.01%
CFVI NewCF ACQUISITION CORP VI COM CL Astock$130,00011,565
+100.0%
0.01%
NEV NewNUVEEN ENHANCED MUN VALUE FD COMcef$108,0007,000
+100.0%
0.01%
OTTR NewOTTER TAIL CORP COMstock$111,0001,623
+100.0%
0.01%
NARI NewINARI MED INC COMstock$102,0001,111
+100.0%
0.01%
ATVCU NewTRIBE CAPITAL GROWTH CORP I UNIT EXP 022426stock$101,00010,000
+100.0%
0.01%
PTY NewPIMCO CORPORATE & INCOME OPPOR COMcef$70,0004,290
+100.0%
0.00%
BDEC NewINNOVATOR U.S. EQUITY BUFFER ETF A DECEMBERetf$66,0001,878
+100.0%
0.00%
NewCIVITAS RESOURCES INC COM NEWstock$60,0001,195
+100.0%
0.00%
QDIV NewGLOBAL X S&P 500 QUALITY DIVIDEND ETFetf$51,0001,564
+100.0%
0.00%
DRIP NewDIREXION DAILY S&P OIL & GAS EXP. & PROD. BEAR 2X SHARESetf$50,00010,000
+100.0%
0.00%
FEZ NewSPDR INDEX SHS FDS DJ EURO STOXX 50 ETFetf$60,0001,300
+100.0%
0.00%
MANH NewMANHATTAN ASSOCIATES INC COMstock$51,000327
+100.0%
0.00%
VMW NewVMWARE INC CL A CLASS Astock$39,000343
+100.0%
0.00%
BUFR NewFT CBOE VEST FUND OF BUFFER ETFSetf$29,0001,235
+100.0%
0.00%
IUSB NewISHARES CORE TOTAL USD BOND MARKET ETFetf$37,000705
+100.0%
0.00%
ODFL NewOLD DOMINION FREIGHT LNS WITH STOCK SPLIT SHARESstock$29,00084
+100.0%
0.00%
WPM NewSILVER WHEATON CORPstock$30,000708
+100.0%
0.00%
FCF NewFIRST COMWLTH FINL CORP Pstock$14,000875
+100.0%
0.00%
FOVL NewISHARES FOCUSED VALUE FACTOR ETFetf$26,000455
+100.0%
0.00%
JBT NewJOHN BEAN TECHNOLOGIES CORP COMstock$14,00092
+100.0%
0.00%
ARW NewARROW ELECTRS INC COMstock$23,000174
+100.0%
0.00%
KSS NewKOHLS CORPstock$10,000200
+100.0%
0.00%
CAR NewAVIS BUDGET GROUP COMstock$15,00070
+100.0%
0.00%
ENTG NewENTEGRIS INCstock$18,000130
+100.0%
0.00%
ORC NewORCHID IS CAP INC COMreit$14,0003,000
+100.0%
0.00%
BIP NewBROOKFIELD INFRASTRUCTURE PARTNERS LPISIN #BMG162521014 SEDOL #B2NHY98stock$18,000307
+100.0%
0.00%
SMH NewVANECK SEMICONDUCTOR ETFetf$12,00038
+100.0%
0.00%
WH NewWYNDHAM HOTELS & RESORTS INC COMstock$12,000140
+100.0%
0.00%
AYI NewACUITY BRANDS INCstock$21,000100
+100.0%
0.00%
VTWO NewVANGUARD RUSSELL2000 INDEX FD ETFetf$12,000136
+100.0%
0.00%
EXPI NewEXP WORLD HLDGS INC COMstock$10,000290
+100.0%
0.00%
IMMR NewIMMERSION CORP COMstock$23,0003,898
+100.0%
0.00%
NewHYPERFINE INC COM CL Astock$22,0002,503
+100.0%
0.00%
NewDIGITAL WORLD ACQUISITION CORP CLASS A COMstock$13,000247
+100.0%
0.00%
ALVR NewALLOVIR INC COMstock$13,0001,000
+100.0%
0.00%
BDJ NewBLACKROCK ENHANCED EQUITY DIVI COMcef$21,0002,158
+100.0%
0.00%
FIVN NewFIVE9 INC COMstock$13,00097
+100.0%
0.00%
TDS NewTELEPHONE & DATA SYS INC COM NEWstock$20,0001,000
+100.0%
0.00%
NEA NewNUVEEN AMT FREE QLTY MUN INCME COMcef$27,0001,765
+100.0%
0.00%
NewCREE INCstock$19,000171
+100.0%
0.00%
TNL NewTRAVEL PLUS LEISURE CO COMstock$27,000513
+100.0%
0.00%
XP NewXP INC CL Astock$10,000338
+100.0%
0.00%
EEMA NewISHARES MSCI EMERGING MARKETS ASIA INDEX FUNDetf$27,000340
+100.0%
0.00%
HL NewHECLA MNG CO COMstock$24,0004,684
+100.0%
0.00%
BRG NewBLUEROCK RESIDENTIAL GWT REIT COM CL Areit$19,000730
+100.0%
0.00%
VRM NewVROOM INC COMstock$10,0001,000
+100.0%
0.00%
YOLO NewADVISORSHARES PURE CANNABIS ETFetf$042
+100.0%
0.00%
NewARCHER AVIATION INC COM CL Astock$7,0001,155
+100.0%
0.00%
NewASHFORD HOSPITALITY TR INC COM SHSreit$1,000100
+100.0%
0.00%
BMO NewBANK OF MONTREALstock$1,00012
+100.0%
0.00%
DJP NewIPATH DJ-UBS COMMODITY TOTAL RETURN ETNetf$1,00037
+100.0%
0.00%
BYND NewBEYOND MEAT INC COMstock$1,00020
+100.0%
0.00%
BOOT NewBOOT BARN HLDGS INC COMstock$00
+100.0%
0.00%
BOMN NewBOSTON OMAHA CORP COMstock$5,000200
+100.0%
0.00%
CBFV NewCB FINL SVCS INC COMstock$7,000300
+100.0%
0.00%
CF NewCF INDS HLDGS INC COMstock$1,00022
+100.0%
0.00%
CNO NewCONSECO INCstock$07
+100.0%
0.00%
CACI NewCACI INTL INC CL Astock$5,00021
+100.0%
0.00%
GUSH NewDIREXION DAILY S&P OIL & GAS EXP. & PROD. BULL 2X SHARESetf$00
+100.0%
0.00%
NewDRAGANFLY INC. COM NEWstock$5,0002,855
+100.0%
0.00%
ELAN NewELANCO ANIMAL HEALTH INC COMstock$2,00090
+100.0%
0.00%
NewGLOBAL X HYDROGEN ETFetf$1,00085
+100.0%
0.00%
NewGLOBAL X AGTECH & FOOD INNOVATION ETFetf$6,000310
+100.0%
0.00%
MLPA NewGLOBAL X MLP ETFetf$6,000179
+100.0%
0.00%
HBM NewHUDBAY MINERALS INC COMstock$031
+100.0%
0.00%
NewHUMACYTE INC COMstock$030
+100.0%
0.00%
IBRX NewIMMUNITYBIO INC COMstock$1,000250
+100.0%
0.00%
INM NewINMED PHARMACEUTICALS INC COM NEWstock$0136
+100.0%
0.00%
PGF NewPOWERSHARES FINANCIAL PREFERRED ETFetf$8,000450
+100.0%
0.00%
PSI NewINVESCO DYNAMIC SEMICONDUCTORS ETFetf$3,00025
+100.0%
0.00%
IRDM NewIRIDIUM COMMUNICATIONS INC COMstock$8,000200
+100.0%
0.00%
ACWV NewISHARES MSCI GLOBAL MIN VOL FACTOR ETFetf$7,00066
+100.0%
0.00%
IXG NewISHARES GLOBAL FINANCIALS ETFetf$9,000117
+100.0%
0.00%
IYE NewISHARES DJ US ENERGYetf$8,000270
+100.0%
0.00%
IVOL NewQUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETFetf$011
+100.0%
0.00%
LI NewLI AUTO INC SPONSORED ADSadr$8,000275
+100.0%
0.00%
LADR NewLADDER CAP CORP CL Areit$7,000588
+100.0%
0.00%
LEV NewTHE LION ELECTRIC COMPANY COMMON STOCKstock$2,000225
+100.0%
0.00%
LAC NewLITHIUM AMERS CORP NEW COM NEWstock$6,000200
+100.0%
0.00%
LAZR NewLUMINAR TECHNOLOGIES INC COM CL Astock$010
+100.0%
0.00%
NDAQ NewNASDAQ INC COMstock$1,0006
+100.0%
0.00%
STIM NewNEURONETICS INC COMstock$00
+100.0%
0.00%
OXYWS NewOCCIDENTAL PETE CORP WT EXP 080327stock$7,000584
+100.0%
0.00%
PJT NewPJT PARTNERS INC COM CL Astock$07
+100.0%
0.00%
PAAS NewPAN AMERN SILVER CORP COMstock$5,000229
+100.0%
0.00%
PSO NewPEARSON PLC SPONS ADRadr$5,000708
+100.0%
0.00%
PDD NewPINDUODUO INC SPONSORED ADSadr$09
+100.0%
0.00%
PLUG NewPLUG PWR INCstock$2,000100
+100.0%
0.00%
PINC NewPREMIER INCstock$4,000100
+100.0%
0.00%
UFO NewPROCURE SPACE ETFetf$2,000100
+100.0%
0.00%
REAX NewTHE REAL BROKERAGE INC COM NEWstock$070
+100.0%
0.00%
GWX NewSPDR S&P INTERNATIONAL SMALL CAP ETFetf$4,000115
+100.0%
0.00%
XHB NewSPDR S&P HOMEBUILDERS ETFetf$4,00050
+100.0%
0.00%
SBRA NewSABRA HEALTH CARE REIT INC COMreit$4,000330
+100.0%
0.00%
SPNE NewSEASPINE HLDGS CORP COMstock$017
+100.0%
0.00%
S NewSENTINELONE INC CL Astock$010
+100.0%
0.00%
SNN NewSMITH & NEPHEW PLC SPDN ADR NEWadr$5,000167
+100.0%
0.00%
SPR NewSPIRIT AEROSYSTEMS HOLDINGS INC CL Astock$4,000100
+100.0%
0.00%
STCN NewSTEEL CONNECT INC COMstock$4,0002,857
+100.0%
0.00%
STM NewSTMICROELECTRONICS N V NY REGISTRYadr$7,000145
+100.0%
0.00%
NewSYLVAMO CORP COMMON STOCKstock$2,00082
+100.0%
0.00%
TDY NewTELEDYNE TECHNOLOGIES INC COMstock$02
+100.0%
0.00%
TXG New10X GENOMICS INC CL A COMstock$3,00027
+100.0%
0.00%
ME New23ANDME HOLDING CO CLASS A COMstock$3,000455
+100.0%
0.00%
UDR NewUDR INC COMreit$1,00022
+100.0%
0.00%
UCBI NewUNITED CMNTY BKS BLAIRSVLE GA COMstock$015
+100.0%
0.00%
VALE NewVALE SA (ADR)adr$5,000372
+100.0%
0.00%
DAPP NewVANECK DIGITAL TRANSFORMATION ETFetf$6,000298
+100.0%
0.00%
VSS NewVANGUARD FTSE ALL WORLD EX-US ETFetf$2,00020
+100.0%
0.00%
VIACA NewVIACOMCBS INC CL Astock$025
+100.0%
0.00%
NewVICTORIAS SECRET AND CO COMMON STOCKstock$6,000133
+100.0%
0.00%
VSTO NewVISTA OUTDOOR INC COMstock$1,00035
+100.0%
0.00%
HIO NewWESTERN ASSET HIGH INCOME OPPO COMcef$048
+100.0%
0.00%
IQDG NewWISDOMTREE INTERNATIONAL QUALITY DIVIDEND GROWTH FUNDetf$9,000250
+100.0%
0.00%
GCC NewWISDOMTREE ENHANCED COMMODITY STRATEGY FUNDetf$012
+100.0%
0.00%
BTBT NewBIT DIGITAL INC SHSstock$0100
+100.0%
0.00%
NewGRAB HOLDINGS LIMITED CLASS A ORDstock$2,000400
+100.0%
0.00%
PSFE NewPAYSAFE LIMITED ORDstock$7,0001,900
+100.0%
0.00%
HMLP NewHOEGH LNG PARTNERS LP COM UNIT LTDstock$2,000600
+100.0%
0.00%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2022-01-06
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD35Q4 202114.8%
ISHARES TR MSCI USA MOMENTUM FACTOR (MTUM)35Q4 20213.8%
APPLE INC COM35Q4 20213.5%
MICROSOFT CORP COM35Q4 20214.5%
EXXON MOBIL CORPORATION35Q4 20217.7%
VANGUARD SPECIALIZED PORTFOLIOS DIV (VIG)35Q4 20213.7%
STANDARD & POORS 500 (SPY)35Q4 20214.2%
JOHNSON & JOHNSON COM35Q4 20215.6%
DUKE ENERGY CORP NEW COM NEW35Q4 20211.6%
ISHARES TR S&P 500 INDEX (IVV)35Q4 20211.9%

View Carroll Financial Associates, Inc.'s complete holdings history.

Latest filings
TypeFiled
13F-HR2022-01-06
13F-HR2021-10-07
13F-HR2021-07-13
13F-HR2021-04-06
13F-HR2021-01-08
13F-HR2020-10-06
13F-HR2020-07-09
13F-HR2020-04-10
13F-HR2020-01-08
13F-HR2019-10-09

View Carroll Financial Associates, Inc.'s complete filings history.

Compare quarters

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