Carroll Financial Associates, Inc.

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$282 Million is the total value of Carroll Financial Associates, Inc.'s 935 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 47.9% .

All

			Value		Shares		↓ Weighting
USMV	Buy	ISHARES MSCI USA MINIMUM VOLATILITY (USMV)exchange traded product	$24,862,000	+30.3%	700,364	+22.0%	8.84%	+22.9%
XOM	Buy	EXXON MOBIL CORP COM	$17,129,000	+28.5%	169,267	+9.2%	6.09%	+21.1%
PRF	Sell	POWERSHARES FTSE RAFI US 1000 (PRF)exchange traded product	$12,929,000	-6.6%	155,886	-15.0%	4.60%	-12.0%
JNJ	Sell	JOHNSON & JOHNSON COM	$9,786,000	-5.8%	106,853	-10.9%	3.48%	-11.2%
AMJ	Sell	JPMORGAN CHASE & ALERIAN MLP (AMJ)exchange traded product	$9,368,000	+0.7%	202,132	-3.1%	3.33%	-5.0%
MSFT	Sell	MICROSOFT CORP COM	$8,879,000	+3.1%	237,361	-8.3%	3.16%	-2.9%
SPY	Buy	STANDARD & POORS 500 (SPY)exchange traded product	$8,001,000	+19.2%	43,325	+8.5%	2.84%	+12.4%
BRKB	Sell	BERKSHIRE HATHAWAY B	$7,676,000	-2.9%	64,748	-7.0%	2.73%	-8.4%
MTUM	Buy	ISHARES TR MSCI USA MOMENTUM FACTOR (MTUM)exchange traded product	$7,287,000	+165.2%	121,395	+138.0%	2.59%	+150.0%
GE	Sell	GENERAL ELECTRIC CO COM	$7,221,000	+8.9%	257,646	-7.2%	2.57%	+2.6%
AAPL	Sell	APPLE INC COM	$7,218,000	+6.8%	12,866	-9.2%	2.56%	+0.7%
DOW	Buy	DOW CHEM CO	$6,264,000	+23.3%	141,093	+6.6%	2.23%	+16.2%
SE	Buy	SPECTRA ENERGY CORP COM	$5,937,000	+7.5%	166,704	+3.3%	2.11%	+1.3%
JPM	Sell	JP MORGAN CHASE & CO	$5,430,000	-0.9%	92,860	-12.4%	1.93%	-6.5%
PSTB	Buy	PARK STERLING BANK	$5,099,000	+84.3%	714,152	+65.5%	1.81%	+73.7%
HTS	Sell	HATTERAS FINL CORP COM	$4,877,000	-48.4%	298,516	-40.9%	1.73%	-51.3%
PXF	Buy	POWERSHARES DEVELOPED MARKETS RAFI (PXF)exchange traded product	$4,142,000	+28.2%	94,208	+21.0%	1.47%	+20.9%
PFE	Sell	PFIZER INC COM	$3,240,000	-3.3%	105,811	-9.3%	1.15%	-8.9%
DUK	Sell	DUKE ENERGY	$3,186,000	-1.1%	46,168	-4.4%	1.13%	-6.8%
LOW	Buy	LOWES COS INC	$2,852,000	+11.9%	57,577	+7.5%	1.01%	+5.5%
BBT	Sell	BB & T CORP	$2,656,000	+6.3%	71,175	-3.9%	0.94%	+0.2%
BACPRE	Buy	BANK OF AMERICA PFD CLASS E FLOATINGpreferred equity	$2,624,000	+13.1%	130,357	+15.8%	0.93%	+6.5%
IOO	Buy	ISHARES TR S&P GLOBAL 100 INDEX FD (IOO)exchange traded product	$2,483,000	+17635.7%	32,148	+15736.5%	0.88%	+17540.0%
KO	Buy	COCA COLA COMPANY	$2,304,000	+144.8%	55,794	+124.4%	0.82%	+130.7%
ADP	Sell	AUTOMATIC DATA PROCESSING INC	$2,277,000	+3.2%	28,193	-7.6%	0.81%	-2.8%
BK	Sell	BANK OF NEW YORK MELLON CORP	$2,159,000	+10.8%	61,814	-4.3%	0.77%	+4.4%
FSC	Buy	FIFTH ST FIN CORP	$2,154,000	+10.5%	232,900	+22.8%	0.76%	+4.1%
AMAT	Sell	APPLIED MATERIALS INC	$2,121,000	-25.1%	119,987	-25.7%	0.75%	-29.3%
IVV	Buy	ISHARES TR S&P 500 INDEX (IVV)exchange traded product	$2,109,000	+36.9%	11,363	+24.5%	0.75%	+28.9%
GSPRA	Buy	GOLDMAN SACHS FLOATING PFD SERIES Apreferred equity	$1,990,000	+25.2%	110,275	+38.7%	0.71%	+18.0%
MMM	Sell	3M CO COM	$1,969,000	+15.5%	14,042	-1.7%	0.70%	+8.9%
PG	Sell	PROCTER & GAMBLE CO COM	$1,951,000	-8.4%	23,974	-14.9%	0.69%	-13.7%
QCOM	Buy	QUALCOMM INC	$1,893,000	+28.1%	25,501	+16.1%	0.67%	+20.8%
MLPI	Sell	UBS ALERIAN MLP INDEX (MLPI)exchange traded product	$1,856,000	-16.8%	47,075	-18.1%	0.66%	-21.5%
SYY	Sell	SYSCO CORP	$1,736,000	+13.1%	48,094	-0.3%	0.62%	+6.6%
NUE	Sell	NUCOR CORP COM	$1,690,000	+0.8%	31,676	-7.4%	0.60%	-4.9%
WFC	Sell	WELLS FARGO & CO NEW COM	$1,633,000	+8.3%	35,987	-1.4%	0.58%	+2.1%
CSCO	Sell	CISCO SYSTEMS INC	$1,620,000	-13.4%	72,238	-9.6%	0.58%	-18.3%
CVX	Sell	CHEVRON CORP	$1,582,000	+0.6%	12,666	-2.2%	0.56%	-5.2%
RRC	Sell	RANGE RES CORP COM	$1,550,000	-9.8%	18,396	-18.8%	0.55%	-15.0%
PEP	Sell	PEPSICO INC	$1,457,000	+3.6%	17,578	-0.6%	0.52%	-2.3%
HRL	New	HORMEL FOODS CORP COM	$1,456,000	–	32,253	+100.0%	0.52%	–
MCD	Buy	MCDONALDS CORP	$1,385,000	+7.2%	14,280	+6.3%	0.49%	+1.0%
UPS	Sell	UNITED PARCEL SVC INC CL B	$1,315,000	+4.4%	12,515	-9.3%	0.47%	-1.7%
CSG	Sell	CHAMBERS STR PPTYS COM	$1,310,000	-40.8%	171,301	-32.1%	0.47%	-44.1%
FEZ	Buy	SPDR INDEX EURO STOXX 50 (FEZ)exchange traded product	$1,275,000	+38.4%	30,230	+26.0%	0.45%	+30.5%
MSPRA	Sell	MORGAN STANLEY FLOATING SERIES Apreferred equity	$1,272,000	-11.9%	67,700	-8.5%	0.45%	-16.9%
PNY	Sell	PIEDMONT NAT GAS INC COM	$1,229,000	+0.2%	37,064	-0.7%	0.44%	-5.6%
CSX	Buy	CSX CORPORATION	$1,213,000	+1101.0%	42,190	+973.5%	0.43%	+1034.2%
IBM	Sell	INTERNATIONAL BUSINESS MACHINES	$1,178,000	-3.2%	6,281	-4.5%	0.42%	-8.7%
FCX	Sell	FREEPORT MCMORAN COPPER & GOLD INC CLASS B	$1,088,000	-35.3%	28,844	-43.3%	0.39%	-39.0%
COP	Sell	CONOCOPHILLIPS COM	$1,086,000	-7.2%	15,379	-8.7%	0.39%	-12.5%
T	Sell	AT&T INC	$1,070,000	-5.6%	30,448	-9.3%	0.38%	-11.0%
RY	Sell	ROYAL BK CDA MONTREAL QUE	$1,061,000	+3.5%	15,790	-1.2%	0.38%	-2.3%
UTX	Sell	UNITED TECHNOLOGIES CORP DEL COM	$1,026,000	-7.8%	9,017	-12.7%	0.36%	-13.1%
RIO	Sell	RIO TINTO PLC SPONSORED ADR	$1,008,000	+7.1%	17,869	-7.4%	0.36%	+0.8%
BAC	Sell	BANK OF AMERICA	$1,001,000	-3.2%	64,325	-14.2%	0.36%	-8.7%
OXY	Sell	OCCIDENTAL PETROLEUM CORP	$964,000	-1.4%	10,138	-3.1%	0.34%	-7.0%
PFM	Sell	POWERSHARES DIVIDEND ACHIEVERS (PFM)exchange traded product	$932,000	-26.8%	46,850	-31.8%	0.33%	-31.0%
SON	Sell	SONOCO PRODUCTS CO	$881,000	-5.9%	21,134	-12.2%	0.31%	-11.3%
PM	Sell	PHILIP MORRIS INTL INC COM	$881,000	-12.8%	10,119	-13.3%	0.31%	-17.8%
UBSH	New	UNION BANKSHARES CORP COM	$843,000	–	34,011	+100.0%	0.30%	–
SO	Sell	SOUTHERN CO COM	$832,000	-3.3%	20,250	-3.1%	0.30%	-8.6%
BHI	Sell	BAKER HUGHES INC	$830,000	-9.2%	15,034	-19.3%	0.30%	-14.5%
VIG	Sell	VANGUARD SPECIALIZED PORTFOLIOS DIV (VIG)exchange traded product	$827,000	-77.8%	11,000	-79.4%	0.29%	-79.0%
BSJI	Buy	BULLETSHARES 2018 HIGH YIELD BOND (BSJI)exchange traded product	$827,000	+4.7%	30,700	+3.0%	0.29%	-1.3%
VUG		VANGUARD INDEX FDS VANGUARD GROWTH (VUG)exchange traded product	$759,000	+10.0%	8,157	0.0%	0.27%	+3.8%
MON	Buy	MONSANTO CO NEW COM	$734,000	+20.9%	6,304	+8.2%	0.26%	+14.0%
WMB	Sell	WILLIAMS COS INC COM	$723,000	-29.3%	18,750	-33.4%	0.26%	-33.4%
HD	Buy	HOME DEPOT INC COM	$679,000	+22.8%	8,252	+13.1%	0.24%	+15.9%
EEMV	Sell	ISHARES INC MSCI EMG MKTS MIN VOL (EEMV)exchange traded product	$677,000	-20.1%	11,630	-19.4%	0.24%	-24.5%
BAX	Buy	BAXTER INTERNATIONAL INC	$679,000	+19.3%	9,769	+12.6%	0.24%	+12.6%
BSJF	Sell	GUGGENHEIM BULLET 2015 HIGH YIELD (BSJF)exchange traded product	$677,000	-14.7%	25,300	-14.9%	0.24%	-19.4%
VTV		VANGUARD INDEX FDS VANGUARD VALUE (VPL)exchange traded product	$676,000	+9.6%	8,850	0.0%	0.24%	+3.0%
LNC	Buy	LINCOLN NATL CORP IND	$661,000	+30.6%	12,811	+6.1%	0.24%	+23.0%
IJH	Buy	ISHARES TR S&P MIDCAP 400 INDEX (IJH)exchange traded product	$629,000	+22.1%	4,706	+13.3%	0.22%	+15.5%
BMY	Buy	BRISTOL MYERS SQUIBB CO COM	$608,000	+18.1%	11,454	+2.9%	0.22%	+11.3%
EPD	Sell	ENTERPRISE PRODS PARTNERS L P COM	$566,000	+1.3%	8,540	-6.9%	0.20%	-4.7%
VZ	Sell	VERIZON COMMUNICATIONS COM	$561,000	+3.5%	11,430	-1.6%	0.20%	-2.5%
DD		DU PONT E I DE NEMOURS & COMPANY	$540,000	+11.1%	8,314	0.0%	0.19%	+4.9%
DIS	Sell	DISNEY WALT CO DISNEY COM	$529,000	+13.3%	6,927	-4.4%	0.19%	+6.8%
COV	New	COVIDIEN PLC	$524,000	–	7,706	+100.0%	0.19%	–
WMT	Buy	WAL MART STORES INC	$517,000	+8.8%	6,571	+2.2%	0.18%	+2.8%
PSX	Sell	PHILLIPS 66	$496,000	+20.7%	6,439	-9.5%	0.18%	+13.5%
PEBK	Sell	PEOPLES BK N C COM	$489,000	-69.4%	34,500	-73.4%	0.17%	-71.1%
V	Buy	VISA INC COM CL A	$487,000	+56.6%	2,190	+34.5%	0.17%	+47.9%
SCG	Buy	SCANA CORP NEW	$485,000	+3.6%	10,349	+1.8%	0.17%	-2.3%
SUP	Sell	SUPERIOR INDUSTRIES INTL INC	$480,000	-12.2%	23,300	-24.1%	0.17%	-17.0%
TLM	Buy	TALISMAN ENERGY INC COM	$478,000	+2.4%	41,110	+1.2%	0.17%	-3.4%
VTI		VANGUARD INDEX TOTAL STK MKT (VTV)exchange traded product	$474,000	+9.5%	4,942	0.0%	0.17%	+3.1%
AFL	Buy	AFLAC INC	$469,000	+9.1%	7,021	+1.1%	0.17%	+3.1%
BNCN		BNC BANCORP	$445,000	+28.6%	25,966	0.0%	0.16%	+21.5%
AMGN	Buy	AMGEN INC	$445,000	+13.2%	3,907	+11.2%	0.16%	+6.8%
BA		BOEING CO COM	$433,000	+16.1%	3,177	0.0%	0.15%	+9.2%
BDX	Sell	BECTON DICKINSON & CO	$410,000	+4.9%	3,714	-5.1%	0.15%	-0.7%
MO	Sell	ALTRIA GROUP INC	$401,000	-3.8%	10,454	-14.0%	0.14%	-8.9%
HTSPRA	Buy	HATTERAS FINL CORP CUM REDEEMABLE PFD SERpreferred equity	$395,000	+13.8%	19,120	+25.6%	0.14%	+6.9%
ARCC	New	ARES CAP CORP COM	$389,000	–	21,900	+100.0%	0.14%	–
DVY	Buy	ISHARES DOW JONES SELECT DIVID INDEX (DVY)exchange traded product	$388,000	+14.8%	5,447	+6.9%	0.14%	+8.7%
VV		VANGUARD INDEX FDS VANGUARD LARGE CAP (VV)exchange traded product	$389,000	+9.6%	4,599	0.0%	0.14%	+3.0%
VXF	Buy	VANGUARD INDEX FDS VANGUARD EXTENDED MKT Eexchange traded product	$380,000	+8.9%	4,597	+1.5%	0.14%	+2.3%
RSP		RYDEX S&P 500 EQUAL WEIGHT INDEX (RSP)exchange traded product	$363,000	+9.3%	5,100	0.0%	0.13%	+3.2%
4945SC	Buy	KINDER MORGAN ENERGY PARTNERS LP	$360,000	+3.2%	4,473	+2.2%	0.13%	-3.0%
D		DOMINION RES INC VA COM	$354,000	+3.5%	5,474	0.0%	0.13%	-2.3%
KMI	Buy	KINDER MORGAN	$342,000	+87.9%	9,508	+85.8%	0.12%	+76.8%
INTC	Sell	INTEL CORP COM	$333,000	-9.0%	12,847	-19.6%	0.12%	-14.5%
SDY	Buy	SPDR SER TR S&P DIVID ETF (SDY)exchange traded product	$333,000	+16.4%	4,599	+10.7%	0.12%	+9.3%
STT		STATE STREET CORP COM	$330,000	+11.9%	4,500	0.0%	0.12%	+5.4%
LUMN	Buy	CENTURYTEL INC COM	$325,000	+4.5%	10,214	+3.0%	0.12%	-1.7%
PGHY	Buy	POWERSHARES GLOBAL S-T HIGH YIELD (PGHY)	$322,000	+464.9%	12,900	+460.9%	0.11%	+442.9%
SPLV	Buy	POWERSHARES S&P LOW VOLATILITY PORTFOLIOexchange traded product	$318,000	+34.7%	9,595	+26.4%	0.11%	+27.0%
SLB	Buy	SCHLUMBERGER LTD COM	$312,000	+10.6%	3,470	+8.6%	0.11%	+4.7%
ORCL	Sell	ORACLE CORP COM	$309,000	-16.5%	8,087	-27.5%	0.11%	-20.9%
GBDC	Sell	GOLUB CAP BDC INC COM	$303,000	-7.3%	15,900	-15.9%	0.11%	-12.2%
PX		PRAXAIR INC	$303,000	+8.2%	2,331	0.0%	0.11%	+1.9%
EMR	Buy	EMERSON ELECTRIC	$305,000	+10.1%	4,351	+1.4%	0.11%	+3.8%
XLK	Sell	SECTOR SPDR INT TECHNOLOGY (XLK)exchange traded product	$300,000	-34.8%	8,405	-41.5%	0.11%	-38.2%
MRK	Sell	MERCK & CO INC NEW COM	$299,000	-4.5%	5,991	-8.9%	0.11%	-10.2%
FITB	Buy	FIFTH THIRD BANCORP	$284,000	+16.9%	13,523	+0.2%	0.10%	+9.8%
IWF	Buy	ISHARES TR RUSSELL 1000 GROWTH INDEX FDexchange traded product	$283,000	+272.4%	3,297	+235.7%	0.10%	+248.3%
NKE	Buy	NIKE INC CLASS B	$278,000	+41.8%	3,536	+31.0%	0.10%	+33.8%
STI	Sell	SUNTRUST BKS INC	$274,000	-5.5%	7,453	-16.8%	0.10%	-11.0%
PRFZ	Buy	POWERSHARES FTSE RAFI US 1500 (PRFZ)exchange traded product	$273,000	+60.6%	2,800	+47.4%	0.10%	+51.6%
JCI	Sell	JOHNSON CONTROLS INC COM	$261,000	-7.1%	5,100	-24.8%	0.09%	-12.3%
VOO	New	VANGUARD INDEX FDS S&P 500 (VOO)exchange traded product	$258,000	–	1,530	+100.0%	0.09%	–
MORL	Sell	UBS ETRACS MONTHLY PAY 2X MTG REIT (MORL)exchange traded product	$252,000	-39.6%	13,300	-36.8%	0.09%	-42.7%
AXP	Sell	AMERICAN EXPRESS COMPANY	$249,000	+3.8%	2,746	-13.7%	0.09%	-2.2%
UNP	Buy	UNION PACIFIC CORP COM	$248,000	+11.2%	1,477	+2.5%	0.09%	+4.8%
DLTR		DOLLAR TREE INC	$235,000	-1.3%	4,170	0.0%	0.08%	-6.7%
ETJ	Sell	EV RISK MGD DIVERSIFIED EQUITY (ETJ)exchange traded product	$236,000	-52.5%	21,000	-54.3%	0.08%	-55.1%
BBRC	New	EGA SHARES BEYOND BRICS ETF (BBRC)exchange traded product	$234,000	–	11,400	+100.0%	0.08%	–
RJF		RAYMOND JAMES FINL INC COM	$234,000	+25.1%	4,500	0.0%	0.08%	+18.6%
SIVR	New	ETFS SILVER TR (SIVR)exchange traded product	$230,000	–	12,000	+100.0%	0.08%	–
OKS		ONEOK PARTNERS L P UNIT LTD PARTNERSHIP	$231,000	-0.9%	4,400	0.0%	0.08%	-6.8%
BDCL	Sell	UBS 2X WELLS FARGO BUSINESS DLVP (BDCL)exchange traded product	$232,000	-41.6%	7,800	-45.1%	0.08%	-45.3%
QQQ	Sell	POWERSHARES QQQ TR UNIT SER 1 (QQQQ)exchange traded product	$218,000	-1.4%	2,482	-11.4%	0.08%	-7.2%
VWO		VANGUARD EMERGING MARKETS ETF (VWO)exchange traded product	$218,000	+2.3%	5,314	0.0%	0.08%	-3.8%
GILD	Buy	GILEAD SCIENCES INC	$216,000	+25.6%	2,886	+4.9%	0.08%	+18.5%
NVS	Sell	NOVARTIS AG SPONSORED ADR	$213,000	+0.9%	2,651	-3.8%	0.08%	-5.0%
ZBH	Buy	ZIMMER HLDGS INC COM	$212,000	+24.7%	2,278	+9.7%	0.08%	+17.2%
IYW		iSHARES DOW JONES TECHNOLOGY SECTORexchange traded product	$211,000	+12.2%	2,394	0.0%	0.08%	+5.6%
SNDK		SANDISK CORP	$211,000	+18.5%	3,000	0.0%	0.08%	+11.9%
BMLPRH		BANK OF AMERICA CORP DEP SHSpreferred equity	$209,000	-2.8%	11,900	0.0%	0.07%	-8.6%
GOOGL	Buy	GOOGLE	$208,000	+58.8%	186	+24.0%	0.07%	+51.0%
IEV	Buy	ISHARES TR S&P EURO PLUSexchange traded product	$202,000	+2144.4%	4,275	+1843.2%	0.07%	+2300.0%
VCR	Buy	VANGUARD WORLD FDS CONSUM DIS ETFexchange traded product	$199,000	+15.0%	1,848	+5.1%	0.07%	+9.2%
PPG	Buy	PPG INDUSTRIES INC	$194,000	+26.0%	1,023	+10.8%	0.07%	+19.0%
CVS	Sell	CVS CAREMARK CORP	$186,000	-41.3%	2,603	-53.5%	0.07%	-44.5%
QEP		QEP RES INC COM	$183,000	+10.2%	6,000	0.0%	0.06%	+3.2%
MLPL	Sell	UBS ALERIAN 2X MLP INDEX (MLPL)exchange traded product	$180,000	-35.5%	3,200	-38.5%	0.06%	-39.0%
MDLZ	Sell	MONDELEZ INTL	$176,000	+3.5%	4,993	-8.0%	0.06%	-1.6%
HIG	Sell	HARTFORD FINL SVCS	$174,000	-40.6%	4,823	-48.8%	0.06%	-43.6%
KFN	Sell	KKR FINANCIAL	$170,000	-60.6%	14,000	-66.5%	0.06%	-63.0%
WPP		WPP PLC	$169,000	+11.2%	1,480	0.0%	0.06%	+5.3%
NWL		NEWELL RUBBERMAID INC COM	$162,000	+18.2%	5,000	0.0%	0.06%	+11.5%
ESRX	New	EXPRESS SCRIPTS INC COM	$164,000	–	2,346	+100.0%	0.06%	–
AMX		AMERICA MOVIL	$164,000	+18.0%	7,022	0.0%	0.06%	+11.5%
CLX	Buy	CLOROX CO COM	$161,000	+16.7%	1,746	+2.9%	0.06%	+9.6%
AMT	Sell	AMERICAN TOWER REIT	$161,000	-38.3%	2,026	-42.5%	0.06%	-41.8%
IBB		ISHARES NASDAQ BIOTECHNOLOGY INDEX (IBB)exchange traded product	$154,000	+8.5%	681	0.0%	0.06%	+1.9%
DDAIF		DAIMLER AG	$154,000	+11.6%	1,777	0.0%	0.06%	+5.8%
GPC		GENUINE PARTS CO	$156,000	+2.6%	1,885	0.0%	0.06%	-3.5%
APC	Buy	ANADARKO PETE CORP	$152,000	+7.8%	1,925	+26.2%	0.05%	+1.9%
SGOL	New	ETF GOLD TRexchange traded product	$153,000	–	1,300	+100.0%	0.05%	–
PNC		PNC FINL SVCS GROUP INC COM	$149,000	+7.2%	1,929	0.0%	0.05%	+1.9%
ACWI		ISHARES TR MSCI ACWI INDEXexchange traded product	$147,000	+7.3%	2,555	0.0%	0.05%	0.0%
SCBT	Buy	FIRST FINL HLDGS INC NEW COM	$146,000	+92.1%	2,198	+59.2%	0.05%	+79.3%
ED		CONSOLIDATED EDISON INC COM	$143,000	+0.7%	2,588	0.0%	0.05%	-5.6%
ADM	Sell	ARCHER DANIELS MIDLAND CO	$144,000	-2.7%	3,323	-17.7%	0.05%	-8.9%
IAT		ISHARES TR DOW JONES US REGIONAL BKS (IAT)exchange traded product	$142,000	+10.9%	4,320	0.0%	0.05%	+4.2%
TGT	Sell	TARGET CORP	$141,000	-9.6%	2,235	-8.4%	0.05%	-15.3%
RDSA	Buy	ROYAL DUTCH SHELL PLC SPONSORED ADR RESPTG	$142,000	+42.0%	1,993	+30.3%	0.05%	+31.6%
BX	Buy	BLACKSTONE GROUP L P COM UNIT REPSTG (BX)	$141,000	+29.4%	4,500	+2.3%	0.05%	+22.0%
SWN	Buy	SOUTHWESTERN ENERGY CO COM	$137,000	+18.1%	3,500	+9.4%	0.05%	+11.4%
ET	Sell	ENERGY TRANSFER EQUITY UNITS	$138,000	+5.3%	1,700	-15.0%	0.05%	0.0%
IDGCL		ING GROEP NV 7.375%preferred equity	$134,000	+1.5%	5,300	0.0%	0.05%	-4.0%
CMCSA	Buy	COMCAST CORP CL A	$134,000	+20.7%	2,579	+4.5%	0.05%	+14.3%
TEVA	Sell	TEVA PHARMACEUTICAL INDUSTRIES LTD ADR ISI	$133,000	-2.9%	3,332	-8.3%	0.05%	-9.6%
DEO		DIAGEO PLC SPONSORED ADR	$132,000	+3.9%	1,000	0.0%	0.05%	-2.1%
C	Sell	CITIGROUP	$132,000	-2.9%	2,544	-9.5%	0.05%	-7.8%
NKSH		NATIONAL BANKSHARES INC VA COM	$129,000	+3.2%	3,500	0.0%	0.05%	-2.1%
CAT	Buy	CATERPILLAR INC	$126,000	+8.6%	1,392	+0.1%	0.04%	+2.3%
OGE		OGE ENERGY CORP	$127,000	-5.9%	3,766	0.0%	0.04%	-11.8%
EPS		WISDOMTREE TR EARNING 500 FD (EPS)exchange traded product	$128,000	+9.4%	2,000	0.0%	0.04%	+2.3%
EMC	Buy	EMC CORP (MASS) COM	$123,000	+7.0%	4,907	+8.5%	0.04%	+2.3%
HSY	Sell	HERSHEY CO COM	$125,000	-15.5%	1,292	-19.4%	0.04%	-21.4%
NSC	Sell	NORFOLK SOUTHERN CORP	$123,000	+9.8%	1,325	-9.2%	0.04%	+4.8%
YUM		YUM BRANDS INC COM	$117,000	+5.4%	1,555	0.0%	0.04%	0.0%
FDUS		FIDUS INVT CORP COM	$118,000	+12.4%	5,460	0.0%	0.04%	+5.0%
LH		LABORATORY CORP AMER HLDGS	$118,000	-7.8%	1,300	0.0%	0.04%	-12.5%
SCHW		CHARLES SCHWAB CORP COM NEW	$117,000	+23.2%	4,500	0.0%	0.04%	+16.7%
MLM		MARTIN MARIETTA MATERIAL INC	$119,000	+1.7%	1,200	0.0%	0.04%	-4.5%
GSK	Sell	GLAXOSMITHKLINE PLC SPONS ADR	$116,000	+3.6%	2,190	-2.0%	0.04%	-2.4%
PHYS	New	SPROTT PHYSICAL GOLD TR UNIT (PHYS)exchange traded product	$114,000	–	11,500	+100.0%	0.04%	–
SBUX	Buy	STARBUCKS CORP COM	$115,000	+7.5%	1,476	+5.4%	0.04%	+2.5%
ETV	Buy	EATON VANCE TAX MGD BUY WRITE OPP (ETV)exchange traded product	$116,000	+24.7%	8,325	+16.4%	0.04%	+17.1%
COST	Buy	COSTCO WHSL CORP	$113,000	+16.5%	956	+13.0%	0.04%	+8.1%
SPXX		NUVEEN EQUITY PREM & GROWTH FD COM (JPG)exchange traded product	$112,000	+3.7%	8,000	0.0%	0.04%	-2.4%
IWP		ISHARES RUSSELL MIDCAP GROWTH INDEX (IWP)exchange traded product	$110,000	+7.8%	1,305	0.0%	0.04%	+2.6%
EXC	Sell	EXELON CORP COM	$109,000	-46.3%	4,000	-41.8%	0.04%	-49.4%
RF	Buy	REGIONS FINL CORP NEW COM	$106,000	+8.2%	10,761	+1.5%	0.04%	+2.7%
NI	Sell	NISOURCE INC HLDG CO COM STK	$108,000	+0.9%	3,285	-5.9%	0.04%	-5.0%
STR		QUESTAR CORP COM	$103,000	+2.0%	4,500	0.0%	0.04%	-2.6%
L	Sell	LOEWS CORP COM	$105,000	-1.9%	2,189	-5.1%	0.04%	-7.5%
F	Sell	FORD MOTOR CO	$100,000	-35.1%	6,544	-28.5%	0.04%	-37.9%
KRFT	Buy	KRAFT FOODS GROUP	$102,000	+4.1%	1,897	+0.6%	0.04%	-2.7%
NCI		NAVIGANT CONSULTING	$101,000	+24.7%	5,300	0.0%	0.04%	+16.1%
ALL		ALLSTATE CORP	$100,000	+8.7%	1,834	0.0%	0.04%	+2.9%
NEE	Sell	NEXTERA ENERGY INC COM	$102,000	+6.2%	1,200	-0.6%	0.04%	0.0%
PHACL		PULTE GROUP 7.375%preferred equity	$99,000	0.0%	4,000	0.0%	0.04%	-5.4%
IWD		iSHARES TR RUSSELL 1000 VALUE INDEX (IWD)exchange traded product	$99,000	+10.0%	1,052	0.0%	0.04%	+2.9%
NE	Buy	NOBLE CORP	$99,000	+3.1%	2,650	+3.9%	0.04%	-2.8%
PLPC		PREFORMED LINES PRODS CO	$95,000	+2.2%	1,300	0.0%	0.03%	-2.9%
MUB	Buy	ISHARES S&P NATL MUNI BONDexchange traded product	$96,000	+357.1%	929	+348.8%	0.03%	+325.0%
FMC	Buy	FMC CORP NEW	$94,000	+16.0%	1,257	+10.9%	0.03%	+6.5%
DE	Buy	DEERE & CO	$94,000	+38.2%	1,038	+23.9%	0.03%	+26.9%
DATA	New	TABLEAU SOFTWARE INC CL A	$93,000	–	1,354	+100.0%	0.03%	–
GMKYY		GRUMA SAB	$91,000	+37.9%	3,000	0.0%	0.03%	+28.0%
GG	Sell	GOLDCORP INC	$91,000	-75.2%	4,234	-70.0%	0.03%	-76.8%
ROST		ROSS STORES INC	$91,000	+3.4%	1,219	0.0%	0.03%	-3.0%
ETN		EATON CORP	$88,000	+11.4%	1,162	0.0%	0.03%	+3.3%
XLE		SELECT SECTOR SPDR TR ENERGY (XLE)exchange traded product	$88,000	+7.3%	998	0.0%	0.03%	0.0%
ORLY	New	O'REILLY AUTOMOTIVE INC COM	$84,000	–	653	+100.0%	0.03%	–
VIAB	Buy	VIACOM INC CL B	$85,000	+10.4%	980	+6.1%	0.03%	+3.4%
HON	Sell	HONEYWELL INTL INC	$83,000	-10.8%	912	-18.8%	0.03%	-17.1%
CNL		CLECO CORP	$83,000	+3.8%	1,800	0.0%	0.03%	-3.3%
BMS	Sell	BEMIS INC	$81,000	-65.8%	2,000	-67.2%	0.03%	-67.4%
GS		GOLDMAN SACHS GROUP	$83,000	+12.2%	469	0.0%	0.03%	+3.6%
LLY	Sell	LILLY ELI & CO COM	$81,000	-45.3%	1,600	-45.6%	0.03%	-48.2%
IWN		ISHARES TR RUSSELL 2000 VALUE INDEX (IWN)exchange traded product	$82,000	+9.3%	825	0.0%	0.03%	+3.6%
SU		SUNCOR ENERGY INC NEW COM	$80,000	-2.4%	2,300	0.0%	0.03%	-9.7%
PAYX		PAYCHEX INC	$79,000	+12.9%	1,737	0.0%	0.03%	+7.7%
AAN	New	AARONS INC CL A	$79,000	–	2,700	+100.0%	0.03%	–
CB		CHUBB CORP	$79,000	+8.2%	820	0.0%	0.03%	0.0%
DEM	Buy	WISDOMTREE EMG MKTS YIELDING EQUITY (DEM)exchange traded product	$78,000	+41.8%	1,530	+41.7%	0.03%	+33.3%
VMC	Sell	VULCAN MATERIALS CO HLDG CO COM	$77,000	-12.5%	1,300	-23.5%	0.03%	-18.2%
APA	Buy	APACHE CORP	$75,000	+476.9%	876	+454.4%	0.03%	+440.0%
HAL	Buy	HALLIBURTON CO COM	$75,000	+13.6%	1,489	+8.0%	0.03%	+8.0%
VDC		VANGUARD WORLD CONSUMER STAPLES (VDC)exchange traded product	$73,000	+5.8%	669	0.0%	0.03%	0.0%
SHW		SHERWIN WILLIAMS CO	$73,000	+1.4%	400	0.0%	0.03%	-3.7%
UUP	Buy	POWERSHARES US DOLLAR BULL (UUP)exchange traded product	$74,000	+23.3%	3,475	+25.2%	0.03%	+13.0%
WU	Sell	WESTERN UN CO COM	$70,000	-94.9%	4,100	-94.4%	0.02%	-95.1%
PTF		POWERSHARES DYNAMIC TECHNOLOGY (PTF)exchange traded product	$70,000	+9.4%	1,980	0.0%	0.02%	+4.2%
MDT		MEDTRONIC INC	$70,000	+9.4%	1,220	0.0%	0.02%	+4.2%
IVE	Buy	ISHARES TR S&P 500 VALUEexchange traded product	$69,000	+43.8%	818	+31.9%	0.02%	+38.9%
HSIC		HENRY SCHEIN INC	$68,000	+9.7%	600	0.0%	0.02%	+4.3%
PFF		ISHARES TR S&P U S PFD STK INDEX (PFF)exchange traded product	$66,000	-2.9%	1,800	0.0%	0.02%	-11.5%
	New	DIVDEND CAPITAL DIVERSIFIED PROPERTY	$64,000	–	9,306	+100.0%	0.02%	–
ROK		ROCKWELL AUTOMATION INC COM FORMERLY ROCKW	$65,000	+10.2%	554	0.0%	0.02%	+4.5%
POT	Buy	POTASH CORP OF SASKATCHEWAN INC COM	$64,000	+14.3%	1,962	+8.8%	0.02%	+9.5%
IJR		ISHARES TR S&P SMALLCAP 600 INDEX (IJR)exchange traded product	$65,000	+10.2%	600	0.0%	0.02%	+4.5%
BEN		FRANKLIN RESOURCES INC	$64,000	+14.3%	1,113	0.0%	0.02%	+9.5%
ESV	Buy	ENSCO PLC A	$62,000	+21.6%	1,085	+13.0%	0.02%	+15.8%
DOO		WISDOMTREE TR INTL DIVID EX FINLS (DOO)exchange traded product	$58,000	+5.5%	1,220	0.0%	0.02%	0.0%
PGX	Sell	POWERSHARES AGG PREFERRED (PGX)exchange traded product	$60,000	-70.3%	4,500	-69.6%	0.02%	-72.4%
PXD		PIONEER NAT RES CO COM	$58,000	-1.7%	316	0.0%	0.02%	-4.5%
ITT	Sell	ITT CORP	$58,000	+11.5%	1,350	-6.9%	0.02%	+5.0%
DPS		DR PEPPER SNAPPLE GROUP INC	$58,000	+9.4%	1,200	0.0%	0.02%	+5.0%
TXN	Buy	TEXAS INSTRUMENTS INC	$57,000	+18.8%	1,311	+8.3%	0.02%	+11.1%
BPL		BUCKEYE PARTNERS L.P	$56,000	+7.7%	800	0.0%	0.02%	0.0%
ZF		ZWEIG FD INC COM NEWexchange traded product	$55,000	+10.0%	3,750	0.0%	0.02%	+5.3%
XYL	Sell	XYLEM INC	$55,000	+10.0%	1,600	-11.1%	0.02%	+5.3%
XEL	Buy	XCEL ENERGY INC	$57,000	+14.0%	2,065	+12.4%	0.02%	+5.3%
TMO		THERMO FISHER SCIENTIFIC INC	$57,000	+21.3%	520	0.0%	0.02%	+11.1%
BACPRZCL		BAC CAP TR VIII 6% GTD CAP SEC INC SER A Ppreferred equity	$54,000	0.0%	2,200	0.0%	0.02%	-5.0%
VYM		VANGUARD WHITEHALL FDS HIGH DIVIDEND YIELDexchange traded product	$53,000	+8.2%	865	0.0%	0.02%	+5.6%
ADRA		BLDRS INDEX FDS TR ASIA 50 ADR INDEX FD	$54,000	+1.9%	1,850	0.0%	0.02%	-5.0%
USB	Sell	US BANCORP DEL COM	$53,000	-17.2%	1,326	-25.1%	0.02%	-20.8%
SEP		SPECTRA ENERGY PARTNERS	$54,000	+3.8%	1,200	0.0%	0.02%	-5.0%
NNC	Sell	NUVEEN NC PREMIUM INCOME MUNIclosed end	$53,000	-37.6%	4,513	-35.0%	0.02%	-40.6%
GLW	Sell	CORNING INC COM	$53,000	+17.8%	3,010	-3.2%	0.02%	+11.8%
RTN	Sell	RAYTHEON CO COM NEW	$53,000	+1.9%	587	-14.6%	0.02%	-5.0%
NVR		NVR INC COM	$51,000	+13.3%	50	0.0%	0.02%	+5.9%
XLV		SELECT SECTOR SPDR HEALTHCAREexchange traded product	$51,000	+8.5%	932	0.0%	0.02%	0.0%
AON		AON PLC SHARES	$50,000	+13.6%	600	0.0%	0.02%	+5.9%
YHOO	Buy	YAHOO INC COM	$50,000	+92.3%	1,250	+56.2%	0.02%	+80.0%
MCK		MCKESSON CORP COM	$50,000	+28.2%	310	0.0%	0.02%	+20.0%
SIAL	Sell	SIGMA ALDRICH	$52,000	-8.8%	560	-16.4%	0.02%	-14.3%
CEF	Sell	CENTRAL FD	$52,000	-16.1%	3,970	-7.0%	0.02%	-21.7%
AEP	Sell	AMERICAN ELECTRIC POWER CO	$50,000	-12.3%	1,085	-18.2%	0.02%	-14.3%
SMB	Sell	MARKET VECTORS ETF SHORT MUNI INDEX (SMB)exchange traded product	$52,000	-22.4%	3,000	-22.5%	0.02%	-28.0%
VGT		VANGUARD WORLD INFORMATION TECH (VGT)exchange traded product	$50,000	+11.1%	560	0.0%	0.02%	+5.9%
HBAN	Buy	HUNTINGTON BANCSHARES INC	$52,000	+44.4%	5,434	+22.6%	0.02%	+28.6%
WNAPRCL		WACHOVIA PRF FDG CORP PERP PFD SECS SER Apreferred equity	$49,000	-5.8%	2,000	0.0%	0.02%	-15.0%
WAT		WATERS CORP COM	$49,000	-5.8%	495	0.0%	0.02%	-15.0%
MNKKQ	Sell	MALLINCKRODT PUB LTD CO SHS	$49,000	+16.7%	941	-1.3%	0.02%	+6.2%
BIIB		BIOGEN IDEC INC	$47,000	+17.5%	169	0.0%	0.02%	+13.3%
CNBW		CNB CORP CDT COM ISSUE INACTIVE	$47,000	0.0%	1,080	0.0%	0.02%	-5.6%
DON		WISDOMTREE TR MIDCAP DIVIDEND FUNDexchange traded product	$48,000	+6.7%	650	0.0%	0.02%	0.0%
MTD		METTLER TOLEDO INTL COM	$48,000	0.0%	200	0.0%	0.02%	-5.6%
LMCA		LIBERTY MEDIA CORP DELAWARE CL A	$49,000	-2.0%	341	0.0%	0.02%	-10.5%
KEY		KEYCORP NEW COM	$49,000	+16.7%	3,710	0.0%	0.02%	+6.2%
IEBS	Sell	INDEPENDENCE BANCSHARES INC	$48,000	-21.3%	32,000	-8.6%	0.02%	-26.1%
COKE	Buy	COCA COLA BOTTLING CO	$47,000	+51.6%	651	+27.6%	0.02%	+41.7%
DBD		DIEBOLD	$49,000	+11.4%	1,500	0.0%	0.02%	0.0%
HYS		PIMCO ETF TR 0-5 YR HIGH YIELD CORP (HYS)exchange traded product	$47,000	0.0%	450	0.0%	0.02%	-5.6%
CBS	Buy	CBS CORP CL B	$45,000	+25.0%	719	+10.1%	0.02%	+14.3%
DTN		WISDOMTREE TR DIVID EX-FINANCIALS FD (DTN)exchange traded product	$44,000	+7.3%	650	0.0%	0.02%	+6.7%
DBA		POWERSHS AGRICULTURE FUND (DBA)exchange traded product	$46,000	-4.2%	1,900	0.0%	0.02%	-11.1%
WAG	Buy	WALGREEN CO	$45,000	+45.2%	785	+34.2%	0.02%	+33.3%
LNCE	New	LANCE INC	$46,000	–	1,633	+100.0%	0.02%	–
TAP		MOLSON COORS BREWING CL B	$45,000	+12.5%	805	0.0%	0.02%	+6.7%
PKB	Buy	POWERSHARES BLDG & CONSTRUCTION (PKB)exchange traded product	$44,000	+37.5%	1,975	+23.4%	0.02%	+33.3%
ING		ING GROEP N V	$44,000	+22.2%	3,176	0.0%	0.02%	+14.3%
CCI		CROWN CASTLE INTL CORP COM	$42,000	0.0%	580	0.0%	0.02%	-6.2%
SNY	Buy	SANOFI AVENTIS SPONSORED ADR	$43,000	+19.4%	811	+13.3%	0.02%	+7.1%
AKZOY	Buy	AKZO NOBEL NV	$41,000	+36.7%	1,622	+16.5%	0.02%	+36.4%
GIS	Sell	GENERAL MILLS INC COM	$41,000	-42.3%	830	-44.1%	0.02%	-44.4%
GLD	Sell	SPDR GOLD TR GOLD SHS (GLD)exchange traded product	$42,000	-55.8%	366	-50.8%	0.02%	-58.3%
EMN	Sell	EASTMAN CHEMICAL CO	$42,000	-25.0%	530	-27.4%	0.02%	-28.6%
IVW	Buy	ISHARES TR S&P500 GRW (IVW)exchange traded product	$43,000	+126.3%	436	+96.4%	0.02%	+114.3%
NEM	Sell	NEWMONT MINING CORP (HLDG CO)	$43,000	-85.2%	1,900	-81.6%	0.02%	-86.2%
BCV	Buy	BANCROFT FD LTDclosed end	$40,000	+5.3%	2,169	+1.1%	0.01%	0.0%
CFN		CAREFUSION CORP COM	$38,000	+8.6%	959	0.0%	0.01%	+7.7%
DIA	New	DIAMONDS TR UNIT SER 1	$39,000	–	240	+100.0%	0.01%	–
WFCPRN		WELLS FARGO & CO NEW DEP SHS PERP PRFD Apreferred equity	$38,000	-5.0%	1,920	0.0%	0.01%	-6.7%
TTE	Buy	TOTAL S A SPONSORED ADR	$38,000	+22.6%	622	+14.8%	0.01%	+16.7%
COL		ROCKWELL COLLINS INC COM	$40,000	+8.1%	554	0.0%	0.01%	0.0%
HPQ	Sell	HEWLETT PACKARD	$39,000	+21.9%	1,405	-8.2%	0.01%	+16.7%
ANF		ABERCROMBIE & FITCH CO CL A	$39,000	-7.1%	1,204	0.0%	0.01%	-12.5%
CXP	New	COLUMBIA PROPERTY TRUST	$38,000	–	1,530	+100.0%	0.01%	–
R		RYDER SYS INC	$36,000	+24.1%	500	0.0%	0.01%	+18.2%
ABBV	Sell	ABBVIE INC	$36,000	-14.3%	692	-26.5%	0.01%	-18.8%
VO		VANGUARD MID CAP (VO)exchange traded product	$36,000	+5.9%	334	0.0%	0.01%	0.0%
ADBE		ADOBE SYSTEMS INC	$37,000	+15.6%	622	0.0%	0.01%	+8.3%
A309PS		DIRECT TV CLASS A	$36,000	+16.1%	527	0.0%	0.01%	+8.3%
BBTPRG		BB&T CORP DEP SHS REPSTG (BBT PRG)preferred equity	$37,000	-5.1%	2,010	0.0%	0.01%	-13.3%
WETF	New	WISDOMTREE INVTS INC COM	$37,000	–	2,100	+100.0%	0.01%	–
S	Buy	SPRINT CORP COM SER 1	$36,000	+260.0%	3,407	+108.6%	0.01%	+225.0%
PID		POWERSHARES EXCHANGE TRADED INTL DIV (PID)exchange traded product	$36,000	+5.9%	2,000	0.0%	0.01%	0.0%
LO	Sell	LORILLARD INC COM	$35,000	-12.5%	700	-22.2%	0.01%	-20.0%
MWOCL		MORGAN STANLEY CAP TR V CAP SECS PFD 5.75%preferred equity	$33,000	-5.7%	1,500	0.0%	0.01%	-7.7%
FDX	Buy	FEDEX CORP COM	$34,000	+54.5%	239	+19.5%	0.01%	+50.0%
VGBK		VIRGINIA HERITAGE BANK COM	$35,000	+9.4%	2,000	0.0%	0.01%	0.0%
		SHANGHAI ERFANGJI LTD SPONSORED ADR	$35,000	+16.7%	5,500	0.0%	0.01%	+9.1%
HOG		HARLEY DAVIDSON INC	$35,000	+6.1%	519	0.0%	0.01%	0.0%
BIDU	New	BAIDU COM INC	$35,000	–	200	+100.0%	0.01%	–
AZN	Sell	ASTRAZENECA PLC	$35,000	+12.9%	606	-1.6%	0.01%	0.0%
PL		PROTECTIVE LIFE CORP	$35,000	+20.7%	704	0.0%	0.01%	+9.1%
HSBCPRA		HSBC HLDGS PLC ADR SER A REP 1/40 SER A 6.preferred equity	$35,000	0.0%	1,450	0.0%	0.01%	-7.7%
KMB	Buy	KIMBERLY CLARK	$34,000	+30.8%	335	+17.1%	0.01%	+20.0%
IG	New	IGI LABORATORIES INC COM	$34,000	–	11,250	+100.0%	0.01%	–
COH	Sell	COACH INC COM	$31,000	0.0%	560	-4.3%	0.01%	-8.3%
ABT	Sell	ABBOTT LABORATORIES	$30,000	-3.2%	792	-15.9%	0.01%	-8.3%
PHO		POWERSHARES WATER RESOURCES (PHO)exchange traded product	$30,000	+11.1%	1,150	0.0%	0.01%	+10.0%
EBAY	Buy	EBAY INC COM	$31,000	+19.2%	572	+22.5%	0.01%	+10.0%
CPRSCL		CITIGROUP CAP IX TR PFD SECS 6.00% CALLABLpreferred equity	$32,000	0.0%	1,300	0.0%	0.01%	-8.3%
VOT		VANGUARD INDEX MID-CAP GROWTHexchange traded product	$32,000	+6.7%	361	0.0%	0.01%	0.0%
MERPRK		MERRILL LYNCH K SERIES 6.45%preferred equity	$32,000	+3.2%	1,300	0.0%	0.01%	-8.3%
TRIP	Buy	TRIPADVISOR INC	$32,000	+14.3%	387	+1.8%	0.01%	0.0%
XLF	New	SECTOR SPDR TR SHS BEN INT FINANCIAL (XLF)exchange traded product	$32,000	–	1,500	+100.0%	0.01%	–
PH		PARKER HANNIFIN CORP COM	$31,000	+19.2%	242	0.0%	0.01%	+10.0%
UPLMQ		ULTRA PETE CORP COM	$32,000	+6.7%	1,500	0.0%	0.01%	0.0%
TDC		TERADATA CORP DEL COM	$31,000	-18.4%	700	0.0%	0.01%	-21.4%
BBBY		BED BATH & BEYOND INC	$30,000	+3.4%	375	0.0%	0.01%	0.0%
ABC	Sell	AMERISOURCEBERGEN CORP	$30,000	-47.4%	440	-53.0%	0.01%	-47.6%
BHP	Sell	BHP BILLITON LTD	$27,000	-22.9%	405	-24.3%	0.01%	-23.1%
CLGX		CORELOGIC INC	$28,000	+33.3%	800	0.0%	0.01%	+25.0%
JWN		NORDSTROM	$28,000	+12.0%	455	0.0%	0.01%	+11.1%
PTH		POWERSHARES DYNAMIC HEALTHCARE (PTH)exchange traded product	$27,000	+8.0%	590	0.0%	0.01%	+11.1%
STX	New	SEAGATE TECHNOLOGY	$27,000	–	495	+100.0%	0.01%	–
EELV	Sell	POWERSHARES EMERGING MKT LOW VOL (EELV)exchange traded product	$27,000	-60.3%	1,000	-60.0%	0.01%	-61.5%
PRU		PRUDENTIAL FINL INC COM	$29,000	+16.0%	323	0.0%	0.01%	+11.1%
AGOPRF		ASSURED GTY MUN HLDGS INC NTpreferred equity	$28,000	-9.7%	1,500	0.0%	0.01%	-16.7%
MET	Sell	METLIFE INC COM	$29,000	-6.5%	539	-18.8%	0.01%	-16.7%
WFM		WHOLE FOODS MKT INC	$29,000	-3.3%	514	0.0%	0.01%	-9.1%
REGN		REGENERON PHARMA	$27,000	-12.9%	100	0.0%	0.01%	-16.7%
IJK		ISHARES S&P MIDCAP 400 GROWTH INDEX FDexchange traded product	$27,000	+8.0%	183	0.0%	0.01%	+11.1%
GSPRICL		GOLDMAN SACHS GROUP INC 5.95% PERPETUAL PFpreferred equity	$29,000	-3.3%	1,365	0.0%	0.01%	-9.1%
AVP		AVON PRODS INC	$29,000	-17.1%	1,717	0.0%	0.01%	-23.1%
HBI		HANES BRANDS INC COM	$27,000	+17.4%	385	0.0%	0.01%	+11.1%
EL	Sell	ESTEE LAUDER COS	$29,000	+3.6%	390	-4.9%	0.01%	-9.1%
VFC	Buy	V F CORP	$27,000	+22.7%	444	+300.0%	0.01%	+25.0%
EEM		ISHARES TR MSCI EMERGING MKTS INDEX (EEM)exchange traded product	$27,000	+3.8%	649	0.0%	0.01%	0.0%
TWC	Buy	TIME WARNER CABLE INC COM	$25,000	+66.7%	189	+35.0%	0.01%	+50.0%
ITW		ILLINOIS TOOL WORKS INC COM	$25,000	+13.6%	300	0.0%	0.01%	+12.5%
AEG		AEGON N V ORD AMER REG	$26,000	+30.0%	2,766	0.0%	0.01%	+12.5%
XNTK		SPDR MORGAN STANLEY TECHNOLOGY (MTK)exchange traded product	$26,000	+8.3%	300	0.0%	0.01%	0.0%
BP	Sell	BP PLC	$25,000	-40.5%	521	-49.0%	0.01%	-43.8%
SLM		SLM CORP COM	$26,000	+8.3%	1,000	0.0%	0.01%	0.0%
CART		CAROLINA BK LINCOLNTON NC	$24,000	+14.3%	7,500	0.0%	0.01%	+12.5%
LINEQ	Buy	LINN ENERGY LLC UNIT LTD LIAB	$25,000	+38.9%	819	+17.0%	0.01%	+28.6%
VOD	Sell	VODAFONE GROUP PLC SPON ADR	$26,000	+8.3%	683	-3.0%	0.01%	0.0%
WPC		WP CAREY & CO	$26,000	-3.7%	432	0.0%	0.01%	-10.0%
GSPRC		GOLDMAN SACHS FLOATING PFD SERIES Cpreferred equity	$26,000	-7.1%	1,400	0.0%	0.01%	-18.2%
RCII	Sell	RENT A CENTER INC	$26,000	-89.3%	800	-87.5%	0.01%	-90.2%
RJI		SWEDISH ELEMENTS ROGERS COMMODITY (RJI)exchange traded product	$24,000	0.0%	3,000	0.0%	0.01%	0.0%
IXC		ISHARES TR S&P GLOBAL ENERGY SECTOR INDEXexchange traded product	$25,000	+4.2%	600	0.0%	0.01%	0.0%
BLE		BLACKROCK MUN INCOME TR IIclosed end	$24,000	-4.0%	1,816	0.0%	0.01%	0.0%
DOV	Buy	DOVER CORP	$25,000	+733.3%	268	+523.3%	0.01%	+800.0%
CL	Sell	COLGATE PALMOLIVE CO	$26,000	-33.3%	400	-39.9%	0.01%	-40.0%
IR		INGERSOLL RAND PLC SHS	$26,000	-3.7%	423	0.0%	0.01%	-10.0%
AIG	Sell	AMERICAN INTL GROUP INC	$26,000	-92.9%	526	-93.0%	0.01%	-93.5%
EW		EDWARDS LIFESCIENCES	$26,000	-7.1%	409	0.0%	0.01%	-18.2%
IGD		ING GLOBAL EQUITY DIVID & PREM OPP (IGD)exchange traded product	$26,000	-3.7%	3,000	0.0%	0.01%	-10.0%
OAK		OAKTREE CAP GROUP LLC	$23,000	+15.0%	400	0.0%	0.01%	0.0%
TSLA		TESLA MTRS INC COM	$22,000	-24.1%	150	0.0%	0.01%	-27.3%
UNH		UNITEDHEALTH GROUP INC COM	$23,000	+4.5%	310	0.0%	0.01%	0.0%
VEA		VANGUARD TAX MGD EUROPE PACIFIC (VEA)exchange traded product	$22,000	+4.8%	550	0.0%	0.01%	0.0%
WIN	Sell	WINDSTREAM HLDGS INC COM	$22,000	-26.7%	2,816	-25.5%	0.01%	-27.3%
		ING GROEP	$23,000	+27.8%	1,668	0.0%	0.01%	+14.3%
NEEPRCCL		FPL GROUP CAP TR I PFD TR SECS CALLABLEpreferred equity	$23,000	0.0%	975	0.0%	0.01%	-11.1%
FB	Sell	FACEBOOK	$23,000	-55.8%	434	-58.4%	0.01%	-60.0%
FAF	Sell	FIRST AMERICAN FINANCIAL CORP	$22,000	+4.8%	800	-11.1%	0.01%	0.0%
ADRE		BLDRS INDEX FDS TR EMER MK 50 ADR	$22,000	0.0%	600	0.0%	0.01%	0.0%
CNI	Buy	CANADIAN NATL RY CO COM	$22,000	+10.0%	400	+100.0%	0.01%	0.0%
AMLP	Sell	ALPS ETF ALERIAN MLP (AMLP)exchange traded product	$19,000	-51.3%	1,100	-51.4%	0.01%	-53.3%
UL	Buy	UNILEVER PLC SPON ADR	$19,000	+58.3%	484	+49.4%	0.01%	+40.0%
ISRG		INTUITIVE SURGICAL INC COM NEW	$19,000	+5.6%	50	0.0%	0.01%	0.0%
SFE		SAFEGUARD SCIENTIFIC INC COM NEW	$20,000	+33.3%	1,000	0.0%	0.01%	+16.7%
HSH	Sell	HILLSHIRE BRANDS CO COM	$20,000	-66.1%	616	-68.1%	0.01%	-68.2%
SXT		SENSIENT TECHNOLOGIES CORP COM	$19,000	0.0%	400	0.0%	0.01%	0.0%
RBSPRECL		RBS CAP FDG TR V GTD TR PFD SECS 5.90%preferred equity	$20,000	-4.8%	1,000	0.0%	0.01%	-12.5%
ETP	Sell	ENERGY TRANSFER PART LP	$19,000	+5.6%	340	-3.1%	0.01%	0.0%
EES		WISDOMTREE TR SMALLCAP EARNING FD (EES)exchange traded product	$19,000	+11.8%	236	0.0%	0.01%	+16.7%
UTG		REAVES UTIL INCOME FD COM SHS BEN INT	$21,000	0.0%	839	0.0%	0.01%	-12.5%
MYL	Sell	MYLAN INC COM	$21,000	-4.5%	487	-15.9%	0.01%	-12.5%
RAD	Buy	RITE AID CORP	$19,000	+18.8%	3,939	+14.5%	0.01%	+16.7%
FTR	Buy	FRONTIER COMMUNICATION COM	$21,000	+40.0%	4,691	+24.2%	0.01%	+16.7%
PIF	New	INSURED MUN INCOME FD COMclosed end	$20,000	–	1,200	+100.0%	0.01%	–
JAZZ		JAZZ PHARMACEUTICALS PLC SHS	$20,000	+42.9%	160	0.0%	0.01%	+40.0%
VIS		VANGUARD WORLD FDS INDUSTRIAL ETFexchange traded product	$19,000	+11.8%	195	0.0%	0.01%	+16.7%
APH		AMPHENOL CORP A	$20,000	+17.6%	230	0.0%	0.01%	+16.7%
VMO	New	VAN KAMPEN AMERICAN CAPITAL MUNI OPP (VMO)exchange traded product	$21,000	–	1,829	+100.0%	0.01%	–
CELG		CELGENE CORP	$19,000	+11.8%	113	0.0%	0.01%	+16.7%
HUM		HUMANA INC	$20,000	+11.1%	200	0.0%	0.01%	0.0%
NAT	New	NORDIC AMERICAN TANKER COM	$19,000	–	2,021	+100.0%	0.01%	–
MMC		MARSH & MCLENNAN COS INC COM	$19,000	+11.8%	400	0.0%	0.01%	+16.7%
BSJH	New	BULLETSHARES 2017 HIGH YIELD (BSJH)exchange traded product	$21,000	–	800	+100.0%	0.01%	–
SPXC		SPX CORP	$19,000	+18.8%	200	0.0%	0.01%	+16.7%
QRTEA		LIBERTY MEDIA HLDG CRP INT COM SER A	$19,000	+26.7%	673	0.0%	0.01%	+16.7%
LUTHP		LUCENT TECHNOLOGIES CAP TR I CONV TR PFD Spreferred equity	$20,000	0.0%	20	0.0%	0.01%	-12.5%
MRC		MRC GLOBAL INC COM	$16,000	+23.1%	500	0.0%	0.01%	+20.0%
FRX		FOREST LABS INC	$18,000	+38.5%	310	0.0%	0.01%	+20.0%
NQU		NUVEEN QUALITY INCOME MUNICIPAL FD INCclosed end	$17,000	-5.6%	1,466	0.0%	0.01%	-14.3%
SJM	Sell	SMUCKER J M CO COM NEW	$18,000	-5.3%	178	-2.2%	0.01%	-14.3%
KXI		ISHARES S&P GLOBAL CONS STAPLESexchange traded product	$18,000	0.0%	220	0.0%	0.01%	-14.3%
DNP	Sell	DNP SELECT INCOME FD INC COMclosed end	$18,000	-50.0%	2,000	-48.0%	0.01%	-57.1%
HSC		HARSCO CORP	$16,000	+14.3%	598	0.0%	0.01%	+20.0%
XLB		SELECT SECTOR SPDR MATERIALS (XLB)exchange traded product	$18,000	+12.5%	400	0.0%	0.01%	0.0%
FXI		ISHARES TR FTSE XINHUA HK CHINA (FXI)exchange traded product	$17,000	+6.2%	450	0.0%	0.01%	0.0%
RCI	New	ROGERS COMMUNICATIONS INC	$16,000	–	370	+100.0%	0.01%	–
PSMT	Sell	PRICESMART INC COM	$18,000	-5.3%	160	-20.0%	0.01%	-14.3%
PWE	New	PENN WEST ENERGY TR TR UNIT	$17,000	–	2,150	+100.0%	0.01%	–
DEG		ESTALISSEMENTS DELHAIZE FRERES ET CIE LE L	$18,000	-5.3%	313	0.0%	0.01%	-14.3%
EXPE	Buy	EXPEDIA INC	$17,000	+41.7%	257	+2.8%	0.01%	+20.0%
IXJ		ISHARES S&P GLOBAL HEALTHCARE SECTOR (IXJ)exchange traded product	$17,000	+6.2%	203	0.0%	0.01%	0.0%
AET	Sell	AETNA US HEALTHCARE INC	$17,000	0.0%	258	-6.9%	0.01%	0.0%
LBTYA	Buy	LIBERTY GLOBAL PLC SHS CL A	$18,000	+50.0%	204	+25.9%	0.01%	+20.0%
RSG		REPUBLIC SVCS INC COM	$16,000	0.0%	500	0.0%	0.01%	0.0%
PPR		ING PRIME RATE TR SH BEN INTexchange traded product	$18,000	-5.3%	3,159	0.0%	0.01%	-14.3%
PF	Buy	PINNACLE FOODS INC DEL COM	$16,000	+23.1%	600	+20.0%	0.01%	+20.0%
MSI		MOTOROLA INC	$18,000	+20.0%	268	0.0%	0.01%	0.0%
GWR	Buy	GENESEE & WYO INC CL A	$17,000	+30.8%	180	+20.0%	0.01%	+20.0%
RNP		COHEN & STEERS REIT & PFD INCOME FD INC COexchange traded product	$15,000	0.0%	1,000	0.0%	0.01%	-16.7%
ECH		ISHARES MSCI CHILE (ECH)exchange traded product	$15,000	-6.2%	335	0.0%	0.01%	-16.7%
DFS		DISCOVER FINL SVCS COM INC	$13,000	+8.3%	250	0.0%	0.01%	0.0%
BRCM	Buy	BROADCOM CORP CL A	$14,000	+100.0%	505	+65.6%	0.01%	+66.7%
IBDRY		IBERDROLA SA	$13,000	+8.3%	522	0.0%	0.01%	0.0%
CFCPRBCL		COUNTRYWIDE CAP V GTD CAP SECS 7.00% 11/01preferred equity	$15,000	0.0%	600	0.0%	0.01%	-16.7%
PETM		PETSMART INC	$14,000	-6.7%	200	0.0%	0.01%	-16.7%
IWM		ISHARES TR RUSSELL 2000 INDEX (IWM)exchange traded product	$14,000	+7.7%	129	0.0%	0.01%	0.0%
TRP	Sell	TRANSCANADA CORP	$13,000	0.0%	300	-3.5%	0.01%	0.0%
HTSI		HARRIS TEETER SUPERMARKETS INC COM	$15,000	0.0%	317	0.0%	0.01%	-16.7%
IYM		ISHARES DOW JONES US BASIC MATERIALS (IYM)exchange traded product	$13,000	+8.3%	165	0.0%	0.01%	0.0%
HALO		HALOZYME THERAPEUTICS INC COM	$14,000	+27.3%	1,000	0.0%	0.01%	+25.0%
GT		GOODYEAR TIRE & RUBBER COMPANY	$15,000	+7.1%	655	0.0%	0.01%	0.0%
UAL		UNITED CONTL HLDGS INC COM	$13,000	+30.0%	355	0.0%	0.01%	+25.0%
RPG	Sell	RYDEX GUGGENHEIM S&P 500 PURE GROWTH (RPG)exchange traded product	$13,000	-35.0%	195	-38.7%	0.01%	-37.5%
BSV		VANGUARD BD INDEX FD INC SHORT TERM BD ETFexchange traded product	$15,000	-6.2%	200	0.0%	0.01%	-16.7%
VHT		VANGUARD WORLD HEALTH CARE (VHT)exchange traded product	$13,000	+8.3%	136	0.0%	0.01%	0.0%
MERPRDCL		MERRILL LYNCH PFD CAP TR III TR ORIG PFD Spreferred equity	$15,000	+7.1%	600	0.0%	0.01%	0.0%
MERPRECL	Buy	MERRILL LYNCH PFD CAP TR IV TR ORIGINATEDpreferred equity	$14,000	+100.0%	560	+80.6%	0.01%	+66.7%
SPG		SIMON PPTY GROUP INC NEW COM	$15,000	+7.1%	100	0.0%	0.01%	0.0%
EPP		ISHARES INC MSCI PACIFIC EX JAPAN INDEX FDexchange traded product	$14,000	0.0%	300	0.0%	0.01%	0.0%
FFC		FLAHERTY & CRUMRINE CLAYMORE PFD SEC INC Cpreferred equity	$14,000	0.0%	800	0.0%	0.01%	0.0%
NOV		NATIONAL OILWELL VARCO INC	$13,000	+8.3%	165	0.0%	0.01%	0.0%
FHN	Sell	FIRST HORIZON NATL CORP COM	$13,000	-76.8%	1,179	-77.2%	0.01%	-76.2%
FNMAT		FEDERAL NATL MTG ASSN 8.25% SER T PFD SHSpreferred equity	$13,000	+30.0%	1,300	0.0%	0.01%	+25.0%
NICK	Sell	NICHOLAS FINL INC BC COM NEW	$15,000	-57.1%	992	-54.3%	0.01%	-61.5%
COF	Buy	CAPITAL ONE FINL CORP COM	$13,000	+1200.0%	176	+576.9%	0.01%	–
DISCA		DISCOVERY COMMUNICATIONS INC SER A	$10,000	0.0%	121	0.0%	0.00%	0.0%
BGCP	Buy	BGC PARTNERS	$12,000	+9.1%	2,041	+2.0%	0.00%	0.0%
IXN		ISHARES S&P GLOBAL INFO TECHNOLOGY (IXN)exchange traded product	$12,000	+9.1%	150	0.0%	0.00%	0.0%
WYND		WYNDHAM WORLDWIDE CORP COM	$10,000	+25.0%	140	0.0%	0.00%	+33.3%
		UPS CLASS A PRIVATE PLACEMENT	$10,000	+11.1%	104	0.0%	0.00%	+33.3%
GGP	New	GENERAL GROWTH PPTYS INC NEW COM	$10,000	–	517	+100.0%	0.00%	–
RNRPRCCL		RENAISSANCERE HOLDINGS LTD PREF SHS C 6.08preferred equity	$10,000	-9.1%	500	0.0%	0.00%	0.0%
XVGCL		CORPORATE BACKED TR CTFS 2003-7 BOEING COpreferred equity	$10,000	0.0%	400	0.0%	0.00%	0.0%
DISCK		DISCOVERY COMMUNICATIONS INC SER C	$10,000	+11.1%	121	0.0%	0.00%	+33.3%
CINF		CINCINNATI FINL CORP	$10,000	+11.1%	210	0.0%	0.00%	+33.3%
SAN	Buy	BANCO SANTANDER SA	$12,000	+20.0%	1,327	+2.1%	0.00%	0.0%
CHL		CHINA MOBILE LTD	$10,000	-9.1%	196	0.0%	0.00%	0.0%
MS	Buy	MORGAN STANLEY COM NEW	$12,000	+9.1%	414	+0.2%	0.00%	0.0%
FLS		FLOWSERVE CORP COM	$11,000	+22.2%	150	0.0%	0.00%	+33.3%
SMMU		PIMCO ETF TR SHORT TERM MUN BD (SMMU)exchange traded product	$10,000	0.0%	200	0.0%	0.00%	0.0%
RAI		REYNOLDS AMERN INC COM	$12,000	0.0%	260	0.0%	0.00%	-20.0%
CPB		CAMPBELL SOUP CO	$10,000	+11.1%	243	0.0%	0.00%	+33.3%
KLAC		KLA TENCOR CORP	$12,000	0.0%	200	0.0%	0.00%	-20.0%
FLR		FLUOR CORP NEW COM	$10,000	+11.1%	135	0.0%	0.00%	+33.3%
PFG		PRINCIPAL FINL GROUP INC COMpreferred equity	$10,000	+11.1%	222	0.0%	0.00%	+33.3%
PCL	Buy	PLUM CREEK TIMBER CO INC COM	$11,000	+450.0%	253	+377.4%	0.00%	+300.0%
ETW	Buy	EATON VANCE TAX MGD BUY WRITE OPP (ETW)exchange traded product	$11,000	–	950	+4030.4%	0.00%	–
NSRGY		NESTLE SA SPONSORED ADR	$11,000	+10.0%	150	0.0%	0.00%	0.0%
AYI		ACUITY BRANDS INC	$10,000	+11.1%	100	0.0%	0.00%	+33.3%
NPI	Buy	NUVEEN PREMIUM INCOME MUNI FD INCclosed end	$10,000	0.0%	816	+0.2%	0.00%	0.0%
TCPC		TCP CAP CORP COM	$10,000	0.0%	650	0.0%	0.00%	0.0%
SNI		SCRIPPS NETWORKS INTERACTIVE INC CL A	$10,000	+11.1%	125	0.0%	0.00%	+33.3%
IRWD	New	IRONWOOD	$11,000	–	1,000	+100.0%	0.00%	–
HOT		STARWOOD HOTELS & RESORTS WORLDWIDE INC CO	$12,000	+20.0%	154	0.0%	0.00%	0.0%
SPLS		STAPLES INC	$10,000	+11.1%	675	0.0%	0.00%	+33.3%
TSC	New	TRISTATE CAP HLDGS INC COM	$11,000	–	1,000	+100.0%	0.00%	–
PNG		PAA NAT GAS STORAGE LP COM UNIT LTD PART I	$11,000	0.0%	509	0.0%	0.00%	0.0%
AXAHY	Buy	AXA SA SPONS ADR	$12,000	+71.4%	448	+45.5%	0.00%	+33.3%
SDOCQ		SANDRIDGE ENERGY INC COM	$12,000	+9.1%	2,000	0.0%	0.00%	0.0%
MCR		MFS CHARTER INCOME TRUST NEWclosed end	$10,000	0.0%	1,182	0.0%	0.00%	0.0%
DJP	Sell	BARCLAYS BK PLC DJAIG CMDT ETN (DJP)exchange traded product	$11,000	-38.9%	314	-35.1%	0.00%	-42.9%
TRN		TRINITY INDUSTRIES INC	$10,000	+11.1%	200	0.0%	0.00%	+33.3%
UN		UNILEVER N V N Y SHS NEW	$12,000	+9.1%	312	0.0%	0.00%	0.0%
TRV	Buy	TRAVELERS COS INC COM	$11,000	+266.7%	124	+202.4%	0.00%	+300.0%
KKD	Buy	KRISPY KREME DOUGHNUTS COM	$10,000	+900.0%	564	+781.2%	0.00%	–
CNQ		CANADIAN NATURAL RES LTD	$8,000	+14.3%	252	0.0%	0.00%	0.0%
STRZA		STARZ LIBERTY CAP COM SER A	$9,000	0.0%	341	0.0%	0.00%	0.0%
MAR		MARRIOTT INTL INC NEW CL A	$9,000	+12.5%	200	0.0%	0.00%	0.0%
ARG		AIRGAS INC	$8,000	0.0%	76	0.0%	0.00%	0.0%
AAXJ		ISHARES TR MSCI ALL COUNTRY ASIA EX JAPANexchange traded product	$8,000	+14.3%	135	0.0%	0.00%	0.0%
CMP		COMPASS MINERALS	$8,000	+14.3%	100	0.0%	0.00%	0.0%
ISCA		INTERNATIONAL SPEEDWAY CORP CL A	$9,000	+12.5%	260	0.0%	0.00%	0.0%
COSWF	New	CANADIAN OIL SANDS	$9,000	–	500	+100.0%	0.00%	–
MPC	Sell	MARATHON PETROLEUM CORP	$8,000	-33.3%	98	-50.5%	0.00%	-40.0%
PHM		PULTE HOMES INC	$8,000	+33.3%	400	0.0%	0.00%	+50.0%
BBL		BHP BILLITON PLC ADR	$8,000	+14.3%	131	0.0%	0.00%	0.0%
IAC	Buy	IAC INTERACTIVE CORP	$9,000	+50.0%	135	+5.5%	0.00%	+50.0%
EQIX		EQUINIX INC	$8,000	-11.1%	50	0.0%	0.00%	0.0%
TROW	Buy	PRICE T ROWE GROUP INC COM	$9,000	+350.0%	109	+220.6%	0.00%	+200.0%
HRB	New	H&R BLOCK	$9,000	–	318	+100.0%	0.00%	–
PKX		POSCO SPON ADR	$8,000	0.0%	114	0.0%	0.00%	0.0%
QIHU	New	QIHOO 360 TECHNOLOGY CO LTD ADS	$8,000	–	100	+100.0%	0.00%	–
EWA	Sell	ISHARES MSCI AUSTRALIA INDEX (EWA)exchange traded product	$9,000	-74.3%	403	-71.3%	0.00%	-76.9%
ITB	New	ISHARES TR DOW JONES US HOME CONSTN (ITB)exchange traded product	$8,000	–	350	+100.0%	0.00%	–
VAR		VARIAN MED SYS INC COM	$9,000	+12.5%	120	0.0%	0.00%	0.0%
ASH		ASHLAND INC	$9,000	+12.5%	97	0.0%	0.00%	0.0%
NRK		NUVEEN NEW YORK AMT- FREE MUN INCOME FD	$8,000	0.0%	703	0.0%	0.00%	0.0%
GCI	Sell	GANNETT COMPANY INC	$8,000	-38.5%	300	-40.0%	0.00%	-40.0%
HMIN	New	HOME INNS & HOTELS MGMT INC SPONS ADR	$8,000	–	200	+100.0%	0.00%	–
IWR		ISHARES TR RUSSELL MIDCAP INDEX FD (IWR)exchange traded product	$8,000	0.0%	60	0.0%	0.00%	0.0%
TGP	New	TEEKAY LNG PARTNERS LP	$8,000	–	200	+100.0%	0.00%	–
UAA		UNDER ARMOUR INC CL A	$8,000	+14.3%	100	0.0%	0.00%	0.0%
DHR	New	DANAHER CORP	$8,000	–	110	+100.0%	0.00%	–
LNVGY		LENOVO GROUP LTD SPONS ADR	$9,000	+12.5%	400	0.0%	0.00%	0.0%
FO	New	FORTUNE BRANDS INC COM	$8,000	–	128	+100.0%	0.00%	–
NFLX		NETFLIX	$9,000	+28.6%	25	0.0%	0.00%	0.0%
AEVCL		AEGON NV PERPETUAL CAP SECS CALLABLE 09/1preferred equity	$9,000	0.0%	400	0.0%	0.00%	0.0%
GJAZ		STRATS TR FOR BELLSOUTH TELECOMMN CTFS 200preferred equity	$9,000	0.0%	400	0.0%	0.00%	0.0%
TEL	New	TYCO ELECTRONICS LTD SWITZERLAND	$8,000	–	150	+100.0%	0.00%	–
DOL		WISDOMTREE TR INTL LARGECAP DIVID (DOL)exchange traded product	$8,000	0.0%	170	0.0%	0.00%	0.0%
SHM		SPDR BARCLAYS CAPITAL S-T MUNI BOND (SHM)exchange traded product	$9,000	0.0%	400	0.0%	0.00%	0.0%
FMCKJ		FEDERAL HOME LN MTG CP PFD 8.375% NCMpreferred equity	$5,000	+66.7%	600	0.0%	0.00%	+100.0%
IP		INTERNATIONAL PAPER CO	$7,000	+16.7%	150	0.0%	0.00%	0.0%
HDV		ISHARES HIGH DIVIDEND EQUITY (HDV)exchange traded product	$5,000	0.0%	80	0.0%	0.00%	0.0%
ICE	New	INTERCONTINENTAL EXCHANGE GROUP INC COM	$6,000	–	31	+100.0%	0.00%	–
BBVA	Buy	BANCO BILBAO VIZCAYA ARGENTARIA SA	$6,000	+200.0%	556	+126.0%	0.00%	+100.0%
JNPR	New	JUNIPER NETWORKS	$5,000	–	260	+100.0%	0.00%	–
BNPQY	New	BNP PARIBAS	$5,000	–	130	+100.0%	0.00%	–
BONC	Sell	BANK OF COMMERCE NC	$7,000	-94.6%	2,000	-95.1%	0.00%	-95.9%
HHC	New	HOWARD HUGHES CORP COM	$5,000	–	49	+100.0%	0.00%	–
BCS	Buy	BARCLAYS PLC	$5,000	+400.0%	327	+179.5%	0.00%	–
GOLD	Sell	BARRICK GOLD CORP COM	$6,000	-60.0%	356	-57.8%	0.00%	-66.7%
LYG	Buy	LLOYDS BANKING GROUP PLC SPONS ADR	$5,000	+400.0%	1,109	+270.9%	0.00%	–
PDT		JHANCOCK PATRIOT PREMIUM DIVIDEND (PDT)exchange traded product	$5,000	0.0%	460	0.0%	0.00%	0.0%
MA		MASTERCARD INC CL A COM	$5,000	+25.0%	7	0.0%	0.00%	0.0%
MXIM	New	MAXIM INTEGRATED PRODUCTS INC	$5,000	–	180	+100.0%	0.00%	–
GCO		GENESCO INC	$5,000	+25.0%	75	0.0%	0.00%	0.0%
MHFI	Sell	MCGRAW HILL COMPANIES INC	$5,000	-82.8%	76	-83.3%	0.00%	-81.8%
MEG	Sell	MEDIA GEN INC CL A	$6,000	-25.0%	282	-50.0%	0.00%	-33.3%
MERPRPCL		MERRILL LYNCH CAP TR III 7.375% PFD SHS MApreferred equity	$7,000	0.0%	300	0.0%	0.00%	-33.3%
MCRS		MICRO SYS INC	$6,000	+20.0%	118	0.0%	0.00%	0.0%
MCHP		MICROCHIP TECHNOLOGY INC COM	$7,000	+16.7%	160	0.0%	0.00%	0.0%
MDY	New	MIDCAP SPDR TRUST UNIT SER 1 S&P (MDY)exchange traded product	$7,000	–	30	+100.0%	0.00%	–
ATO		ATMOS ENERGY CORP.	$7,000	0.0%	174	0.0%	0.00%	-33.3%
GOM		GMAC LLC MAT 12/16/44 CALLABLE 12/16/09preferred equity	$6,000	0.0%	250	0.0%	0.00%	0.0%
FBHS		FORTUNE BRANDS HOMES & SEC INC	$5,000	0.0%	128	0.0%	0.00%	0.0%
NLP		NTS RLTY HLDGS LTD PARTNERSHIP	$6,000	+50.0%	906	0.0%	0.00%	0.0%
TRK		SPEEDWAY MOTORSPORTS INC COM	$5,000	+25.0%	265	0.0%	0.00%	0.0%
NU		NORTHEAST UTILITIES	$6,000	0.0%	161	0.0%	0.00%	0.0%
ETR	Sell	ENTERGY CORP	$6,000	-14.3%	100	-12.3%	0.00%	-33.3%
DUC		DUFF AND PHELPS UTILITY & CORPORATE BOND T	$6,000	0.0%	667	0.0%	0.00%	0.0%
PDLI	New	PDL BIOPHARMA INC	$5,000	–	700	+100.0%	0.00%	–
DVN		DEVON ENERGY CORP	$5,000	+25.0%	85	0.0%	0.00%	0.0%
4305PS	Sell	ALCATEL LUCENT SPON ADR	$5,000	+25.0%	1,203	-5.1%	0.00%	0.0%
BTU		PEABODY ENERGY CORP COM	$5,000	0.0%	305	0.0%	0.00%	0.0%
	New	AMAZON.COM	$7,000	–	19	+100.0%	0.00%	–
CME		CME GROUP INC	$7,000	0.0%	97	0.0%	0.00%	-33.3%
ACAS	Sell	AMERICAN CAPITAL LTD	$5,000	-16.7%	333	-27.6%	0.00%	0.0%
		WAL MART DE MEXICO SA DE CV SHS SER V ISIN	$5,000	0.0%	2,000	0.0%	0.00%	0.0%
1338PS	Buy	UBS AG	$5,000	+66.7%	292	+80.2%	0.00%	+100.0%
CA		CA INC COM	$6,000	+20.0%	180	0.0%	0.00%	0.0%
CAM	New	CAMERON INTL CORP COM	$5,000	–	85	+100.0%	0.00%	–
WFT		WEATHERFORD INTL	$5,000	0.0%	333	0.0%	0.00%	0.0%
	New	CLARIANT AG	$5,000	–	300	+100.0%	0.00%	–
ACE		ACE LIMITED	$6,000	0.0%	66	0.0%	0.00%	0.0%
UTIW		UTI WORLDWIDE INC	$5,000	+25.0%	300	0.0%	0.00%	0.0%
NBR		NABORS INDS LTD	$5,000	+25.0%	300	0.0%	0.00%	0.0%
LBTYK	Buy	LIBERTY GLOBAL PLC SHS CL C	$7,000	+133.3%	92	+84.0%	0.00%	+100.0%
CMCSK	New	COMCAST CORP	$5,000	–	105	+100.0%	0.00%	–
ESGR		ENSTAR GROUP LIMITED	$6,000	0.0%	45	0.0%	0.00%	0.0%
ACN	Buy	ACCENTURE PLC IRELAND	$7,000	+133.3%	90	+100.0%	0.00%	+100.0%
ALLE	New	ALLEGION	$6,000	–	140	+100.0%	0.00%	–
	New	SIEMENS AG	$6,000	–	50	+100.0%	0.00%	–
YDKN		YADKIN VY FINL	$6,000	0.0%	374	0.0%	0.00%	0.0%
PMM		PUTNAM MANAGED MUNICIPAL INCOME TRUSTclosed end	$6,000	0.0%	1,010	0.0%	0.00%	0.0%
WY		WEYERHAEUSER CO	$5,000	+25.0%	161	0.0%	0.00%	0.0%
VMW	Buy	VMWARE INC CL A COM	$6,000	+100.0%	76	+85.4%	0.00%	+100.0%
RVT		ROYCE VALUE TR INC (RUT)exchange traded product	$7,000	0.0%	440	0.0%	0.00%	-33.3%
SPDW	New	S&P WORLD INDEX EX USexchange traded product	$5,000	–	200	+100.0%	0.00%	–
FOXA	Sell	TWENTY-FIRST CENTURY FOX A	$5,000	-37.5%	160	-38.5%	0.00%	-33.3%
XOP		SPDR S&P OIL GAS EXPL & PRODTN (XOP)exchange traded product	$7,000	0.0%	110	0.0%	0.00%	-33.3%
AGN	New	ALLERGAN INC	$6,000	–	55	+100.0%	0.00%	–
TM	Buy	TOYOTA MTR CO SPON ADR	$7,000	+133.3%	61	+125.9%	0.00%	+100.0%
TWX	Buy	TIME WARNER INC COM NEW	$6,000	+20.0%	98	+21.0%	0.00%	0.0%
CNP		CENTERPOINT ENERGY INC COM	$5,000	0.0%	247	0.0%	0.00%	0.0%
CNPZP		CENTERPOINT ENERGY INC ZERO PREMIUM EXCHANpreferred equity	$6,000	+20.0%	120	0.0%	0.00%	0.0%
TAL	New	TAL INTL GROUP	$6,000	–	115	+100.0%	0.00%	–
SYT		SYNGENTA AG SPONSORED ADR	$5,000	0.0%	67	0.0%	0.00%	0.0%
NFJ		ALLIANZ NFJ DIVIDEND PREM STRATEGY (NFJ)	$7,000	+16.7%	400	0.0%	0.00%	0.0%
SYK		STRYKER CORP	$7,000	+16.7%	100	0.0%	0.00%	0.0%
CHK		CHESAPEAKE ENERGY CORP	$5,000	0.0%	200	0.0%	0.00%	0.0%
EFA	Sell	ISHARES TR MSCI EAFE INDEX FD (EFA)exchange traded product	$6,000	-71.4%	100	-70.1%	0.00%	-75.0%
AALCP	New	AMERICAN AIRLS GROUP INCpreferred equity	$3,000	–	117	+100.0%	0.00%	–
BTI	New	BAT INDUSTRIES PLC SPONSORED ADR	$4,000	–	46	+100.0%	0.00%	–
OMC	New	OMNICOM GROUP	$4,000	–	60	+100.0%	0.00%	–
IMO	New	IMPERIAL OIL LTD COM	$3,000	–	90	+100.0%	0.00%	–
KORS		MICHAEL KORS HLDGS LTD SHS	$3,000	0.0%	45	0.0%	0.00%	0.0%
TSCDY	New	TESCO PLC SPONSORED ADR	$2,000	–	150	+100.0%	0.00%	–
PAGG		POWERSHARES GLOBAL AGRICULTURE (PAGG)exchange traded product	$2,000	0.0%	100	0.0%	0.00%	0.0%
AIGWS	Buy	AMERICAN INTL GROUP WTwarrants	$4,000	+33.3%	214	+7.5%	0.00%	0.0%
EDPFY	New	EDP ELECTICIDADE DE PORTUGAL	$3,000	–	90	+100.0%	0.00%	–
TKPPY	New	TECHNIP NEW SPONSORED ADR	$3,000	–	130	+100.0%	0.00%	–
CHH	New	CHOICE HOTELS INTL	$4,000	–	100	+100.0%	0.00%	–
IYZ		ISHARES TR DJ US TELECOMMexchange traded product	$3,000	0.0%	132	0.0%	0.00%	0.0%
INFA	New	INFORMATICA CORP	$4,000	–	100	+100.0%	0.00%	–
SVNDY		SEVEN & I HOLDINGS CO	$2,000	0.0%	29	0.0%	0.00%	0.0%
NUV		NUVEEN MUNICIPAL VALUE FUND INCclosed end	$4,000	0.0%	500	0.0%	0.00%	-50.0%
PCLN	New	PRICELINE COM INC COM NEW	$4,000	–	4	+100.0%	0.00%	–
EOG	Sell	EOG RES INC COM	$2,000	-87.5%	12	-87.8%	0.00%	-83.3%
JTD		NUVEEN TAX ADV DIVIDEND GROWTH FUND (JTD)exchange traded product	$4,000	0.0%	300	0.0%	0.00%	-50.0%
ZFSVY	New	ZURICH FINL SVCS SPONS ADR	$4,000	–	140	+100.0%	0.00%	–
JQC		NUVEEN MULTI STRATEGY INC GROW FD 2 (JQC)exchange traded product	$4,000	0.0%	490	0.0%	0.00%	-50.0%
PLD		PROLOGIS	$2,000	0.0%	67	0.0%	0.00%	0.0%
EVV		EATON VANCE LTD DURATION INC (EVV)exchange traded product	$3,000	0.0%	217	0.0%	0.00%	0.0%
YUEIY	New	YUE YUEN INDL	$2,000	–	130	+100.0%	0.00%	–
NVO		NOVO NORDISK A.S. ADR FORMERLY NOVO INDUST	$4,000	0.0%	25	0.0%	0.00%	-50.0%
JBT		JOHN BEAN TECHNOLOGIES CORP COM	$2,000	0.0%	92	0.0%	0.00%	0.0%
CMG		CHIPOTLE MEXICAN GRILL INC	$4,000	+33.3%	8	0.0%	0.00%	0.0%
XRX	New	XEROX CORPORATION	$2,000	–	200	+100.0%	0.00%	–
AGPPY		ANGLO AMERICAN PLAT UNSPON ADR	$3,000	-25.0%	630	0.0%	0.00%	-50.0%
WYNN		WYNN RESORTS LTD COM	$3,000	0.0%	20	0.0%	0.00%	0.0%
AU	Sell	ANGLOGOLD ASHANTI LTD	$2,000	-75.0%	220	-65.0%	0.00%	-66.7%
NBL		NOBLE ENERGY INC COM	$2,000	0.0%	38	0.0%	0.00%	0.0%
NSANY		NISSAN MOTOR LTD SPON ADR	$2,000	0.0%	121	0.0%	0.00%	0.0%
NTTYY		NIPPON TELEG & TELEPHONE CORP SPONSORED AD	$2,000	0.0%	110	0.0%	0.00%	0.0%
Y		ALLEGHANY CORP	$3,000	0.0%	8	0.0%	0.00%	0.0%
XLS		EXELIS INC	$3,000	0.0%	200	0.0%	0.00%	0.0%
CAH		CARDINAL HEALTH INC COM	$3,000	+50.0%	57	0.0%	0.00%	0.0%
WPX		WPX ENERGY	$4,000	+33.3%	200	0.0%	0.00%	0.0%
FNMAK		FEDERAL NATL MTG ASSN PFD DIV 5.5% CALLABLpreferred equity	$2,000	+100.0%	200	0.0%	0.00%	–
NRP	New	NATURAL RESOURCES PARTNERS LP COM UNIT LTD	$4,000	–	230	+100.0%	0.00%	–
SHECY	New	SHIN ETSU CHEM CO LTD ADR	$3,000	–	250	+100.0%	0.00%	–
FE		FIRSTENERGY CORP COM	$3,000	0.0%	100	0.0%	0.00%	0.0%
ENL	New	REED ELSEVIER NV SPON ADR NEW	$3,000	–	80	+100.0%	0.00%	–
EOD		WELLS FARGO ADV GLOBAL DIVIDEND OPP (EOD)exchange traded product	$4,000	0.0%	650	0.0%	0.00%	-50.0%
V107SC	Sell	WELLPOINT INC	$3,000	-62.5%	40	-60.0%	0.00%	-66.7%
GLO	New	CLOUGH GLOBAL OPPORTUNITIES (GLO)	$3,000	–	270	+100.0%	0.00%	–
BLK	New	BLACKROCK INC	$3,000	–	10	+100.0%	0.00%	–
REXMY	New	REXAM PLC SPONS ADR	$3,000	–	80	+100.0%	0.00%	–
BLKB		BLACKBAUD INC	$3,000	0.0%	100	0.0%	0.00%	0.0%
WBC		WABCO HLDGS INC COM	$3,000	+50.0%	33	0.0%	0.00%	0.0%
APD		AIR PRODUCTS & CHEMS INC	$3,000	+50.0%	27	0.0%	0.00%	0.0%
CCL	New	CARNIVAL CORP	$4,000	–	100	+100.0%	0.00%	–
RHHBY	New	ROCHE HLDGS LTD SPONSORED ADR	$4,000	–	60	+100.0%	0.00%	–
EWW		ISHARES INC MSCI MEXICO INVESTABLE MARKETexchange traded product	$2,000	0.0%	44	0.0%	0.00%	0.0%
VRTX		VERTEX PHARMACEUTICALS COM	$4,000	0.0%	60	0.0%	0.00%	-50.0%
GPS		GAP INC	$3,000	0.0%	77	0.0%	0.00%	0.0%
RYCEY	New	ROLLS ROYCE GROUP PLC SPONS ADR	$3,000	–	35	+100.0%	0.00%	–
OGZPY		GAZPROM L	$3,000	0.0%	430	0.0%	0.00%	0.0%
CUK	New	CARNIVAL PLC	$3,000	–	90	+100.0%	0.00%	–
MERPRMCL		MERRILL LYNCH CP TR II PFD GDR TRpreferred equity	$2,000	0.0%	100	0.0%	0.00%	0.0%
GD		GENERAL DYNAMICS CORP COM	$4,000	0.0%	46	0.0%	0.00%	-50.0%
GM	Buy	GENERAL MOTORS	$4,000	+33.3%	101	+7.4%	0.00%	0.0%
SIEGY	New	SIEMENS A G SPONSORED ADR	$3,000	–	25	+100.0%	0.00%	–
RYAAY	New	RYANAIR HLDGS PLC	$3,000	–	65	+100.0%	0.00%	–
GMWSA	Buy	GM WARRANTS EXP 7/10/19 @18.33warrants	$3,000	+50.0%	111	+3.7%	0.00%	0.0%
MJN		MEAD JOHNSON NUTRITION CO COM CL A	$2,000	0.0%	31	0.0%	0.00%	0.0%
GMWSB	Buy	GM WARRANTS EXP 7/10/16 @10warrants	$2,000	+100.0%	111	+3.7%	0.00%	–
GVDNY	New	GIVAUDAN SA ADR	$2,000	–	90	+100.0%	0.00%	–
GDXJ		MARKET VECTORS ETF JR GOLD MINERS (GDXJ)	$3,000	0.0%	97	0.0%	0.00%	0.0%
GDX	Sell	MARKET VECTORS ETF TR GOLD MINERS (GDX)exchange traded product	$4,000	-80.0%	215	-73.6%	0.00%	-87.5%
MRO	Sell	MARATHON OIL CORP COM	$2,000	-88.2%	58	-88.2%	0.00%	-83.3%
CAR		CENDANT	$2,000	0.0%	70	0.0%	0.00%	0.0%
HSBC	New	HSBC HLDGS PLC	$4,000	–	90	+100.0%	0.00%	–
IMKTA	New	INGLES MARKETS	$2,000	–	100	+100.0%	0.00%	–
SBY		SILVER BAY RLTY TR CORP COM	$3,000	0.0%	195	0.0%	0.00%	0.0%
LYV	Buy	LIVE NATION INC COM	$2,000	0.0%	139	+3.0%	0.00%	0.0%
ICAGY	New	INTERNATIONAL CONS AIRLS GROUP SA SPONS	$2,000	–	90	+100.0%	0.00%	–
ABB		ABB LTD	$2,000	0.0%	87	0.0%	0.00%	0.0%
HAR		HARMAN INTL INDS INC COM	$2,000	+100.0%	26	0.0%	0.00%	–
LNEGY	New	LINDE AG SPONS	$3,000	–	180	+100.0%	0.00%	–
		RSTK CBEYOND COMMUNICATIONS INC	$4,000	0.0%	724	0.0%	0.00%	-50.0%
HTHIY	New	HITACHI LIMITED 10 COM	$3,000	–	50	+100.0%	0.00%	–
LVNTA		LIBERTY INTERACTIVE CORP	$3,000	+50.0%	32	0.0%	0.00%	0.0%
BKJAY	New	BANK YOKOHAMA LTD JAPAN	$2,000	–	130	+100.0%	0.00%	–
AOD		ALPINE TOTAL DYNAMIC DIVID FD (AOD)exchange traded product	$2,000	0.0%	500	0.0%	0.00%	0.0%
DDR		DDR CORP	$2,000	0.0%	136	0.0%	0.00%	0.0%
SAP	New	SAP AG SPONSORED ADR	$3,000	–	40	+100.0%	0.00%	–
POM	Buy	PEPCO HLDGS INC COM	$3,000	+200.0%	183	+120.5%	0.00%	–
CBST		CUBIST PHARMACEUTICALS COM	$4,000	+33.3%	60	0.0%	0.00%	0.0%
POFCY	New	PETROFAC LTD	$3,000	–	360	+100.0%	0.00%	–
PBRA		PETROLEO BRASILERIO SA ADR	$4,000	-20.0%	330	0.0%	0.00%	-50.0%
LSI		LSI CORP COM	$2,000	+100.0%	213	0.0%	0.00%	–
CHSCP		CHS INC PFD 8%preferred equity	$4,000	0.0%	166	0.0%	0.00%	-50.0%
BRGYY	New	BG GROUP PLC	$2,000	–	130	+100.0%	0.00%	–
CHRW		C H ROBINSON WORLDWIDE INC	$4,000	0.0%	73	0.0%	0.00%	-50.0%
CEO	New	CNOOC LTD	$3,000	–	20	+100.0%	0.00%	–
PSO	New	PEARSON PLC SPONSORED ADR	$4,000	–	190	+100.0%	0.00%	–
CBG	New	CB RICHARD ELLIS GROUP CL A	$3,000	–	150	+100.0%	0.00%	–
IAU		ISHARES COMEX GOLD TR ISHARES (IAU)exchange traded product	$2,000	0.0%	200	0.0%	0.00%	0.0%
DVA		DAVITA INC COM	$3,000	+50.0%	52	0.0%	0.00%	0.0%
IILG	Buy	INTERVAL LEISURE GROUP COM	$3,000	+50.0%	115	+2.7%	0.00%	0.0%
KMIWS		KINDER MORGAN WT EXP 2/15/17warrants	$2,000	-33.3%	640	0.0%	0.00%	0.0%
DBOEY	New	DEUTSCHE BOERSE ADR	$3,000	–	430	+100.0%	0.00%	–
BOND		PIMCO ETF TR TOTAL RETURN (BOND)exchange traded product	$3,000	0.0%	30	0.0%	0.00%	0.0%
PNR		PENTAIR LTD	$2,000	0.0%	35	0.0%	0.00%	0.0%
DPSGY	New	DEUTSCHE POST	$4,000	–	110	+100.0%	0.00%	–
CALM		CAL MAINE FOODS INC COM	$2,000	+100.0%	40	0.0%	0.00%	–
AAPR	New	ALCOA INC PFD $3.75preferred equity	$3,000	–	50	+100.0%	0.00%	–
CCJ		CAMECO CORP COM	$2,000	0.0%	112	0.0%	0.00%	0.0%
GRMN	New	GARMIN LTD ORD	$4,000	–	100	+100.0%	0.00%	–
KDDIY	New	KDDI CORP ADR	$3,000	–	210	+100.0%	0.00%	–
PBI		PITNEY BOWES INC	$3,000	0.0%	166	0.0%	0.00%	0.0%
PCAR		PACCAR INC	$2,000	0.0%	37	0.0%	0.00%	0.0%
DGI		DIGITALGLOBE INC COM NEW	$3,000	+50.0%	75	0.0%	0.00%	0.0%
PNLYY	New	POSTNL N V	$2,000	–	500	+100.0%	0.00%	–
PBPB	New	POTBELLY CORP COM	$3,000	–	150	+100.0%	0.00%	–
CLSN	New	CELSION CORP	$2,000	–	563	+100.0%	0.00%	–
SXC		SUNCOKE	$3,000	+50.0%	147	0.0%	0.00%	0.0%
SMFG	New	SUMITOMO MITSUI FINL GROUP	$3,000	–	340	+100.0%	0.00%	–
PRGO	New	PERRIGO CO	$3,000	–	25	+100.0%	0.00%	–
KBCSY	New	KBC GROUP NV ADR	$3,000	–	140	+100.0%	0.00%	–
BR	Buy	BROADRIDGE FINL SOLUTIONS INC	$3,000	+50.0%	100	+33.3%	0.00%	0.0%
TPC		TUTOR PERINI CORP COM	$0	–	5	0.0%	0.00%	–
ACCO		ACCO BRANDS CORP	$0	–	16	0.0%	0.00%	–
AMCX		AMC NETWORKS	$1,000	0.0%	27	0.0%	0.00%	–
AAMRQ		AMR CORP	$0	–	14	0.0%	0.00%	–
AOL	Buy	AOL INC.	$0	–	4	+33.3%	0.00%	–
ADGR		ADAL GROUP INC	$0	–	35	0.0%	0.00%	–
	New	AIR CHARTER EXPRESS INC COM	$0	–	1	+100.0%	0.00%	–
AA	Sell	ALCOA INC	$1,000	0.0%	143	-6.5%	0.00%	–
ARE		ALEXANDRIA REAL ESTATE EQUITIES INC	$0	–	5	0.0%	0.00%	–
ACG		ALLIANCEBERNSTEIN INCOME FD INC (ACG)exchange traded product	$0	–	108	0.0%	0.00%	–
AWCMY		ALUMINA LTD	$1,000	0.0%	305	0.0%	0.00%	–
ARKAY		ARKEMA	$0	–	3	0.0%	0.00%	–
ASCMA	Sell	ASCENT MEDIA CORP	$0	–	10	-16.7%	0.00%	–
AVXT		AVAX TECHNOLOGIES INC COM	$0	–	750	0.0%	0.00%	–
ACLS		AXCELIS TECHNOLOGIES	$0	–	342	0.0%	0.00%	–
BLDP		BALLARD POWER SYSTEMS	$0	-100.0%	600	0.0%	0.00%	–
BCAR		BANK OF THE CAROLINAS	$0	–	691	0.0%	0.00%	–
BCONQ		BEACON PWR CORP	$0	–	1,410	0.0%	0.00%	–
BDE		BLACK DIAMOND INC COM	$0	–	25	0.0%	0.00%	–
BB		BLACKBERRY LTD COM	$0	–	15	0.0%	0.00%	–
HYT	Buy	BLACKROCK CORPORATE HIGH YIELD FD (HYT)exchange traded product	$1,000	–	122	+212.8%	0.00%	–
BCOR		BLUCORA INC	$0	–	10	0.0%	0.00%	–
BRCD		BROCADE COMMUNICATIONS	$1,000	0.0%	125	0.0%	0.00%	–
BWLD		BUFFALO WILD WINGS INC	$1,000	0.0%	10	0.0%	0.00%	–
CVC		CABLEVISION SYS CORP	$1,000	0.0%	110	0.0%	0.00%	–
CBIS		CANNABIS SCIENCE INC	$0	–	3,400	0.0%	0.00%	–
CE		CELANESE CORP	$1,000	0.0%	30	0.0%	0.00%	–
CELP		CELLULAR PRODUCTS	$0	–	1,000	0.0%	0.00%	–
CERN		CERNER CORP	$1,000	0.0%	32	0.0%	0.00%	–
CTKH		CETEK TECHNOLOGIES INC NEW	$0	–	326	0.0%	0.00%	–
CHS		CHICOS FAS INC	$1,000	0.0%	70	0.0%	0.00%	–
CHYR	New	CHYRONHEGO CORP	$0	–	50	+100.0%	0.00%	–
CRGE	New	CLENEGEN CORP	$0	–	2,000	+100.0%	0.00%	–
COB	Buy	COMMUNITY BANCORP	$1,000	–	107	+1428.6%	0.00%	–
ELP		COMPANHIA PARANAESE DE ENERGIA COPEL	$0	–	12	0.0%	0.00%	–
CRWG	New	CROWDGATHER INC	$0	–	1,500	+100.0%	0.00%	–
CYT		CYTEC INDS INC	$1,000	–	12	0.0%	0.00%	–
		ESC CEF DWS RREEF REAL ESTATE FUND 11	$0	–	19	0.0%	0.00%	–
EACO		EACO CORP	$0	–	22	0.0%	0.00%	–
E		ENI SPA	$1,000	0.0%	40	0.0%	0.00%	–
ELNK		EARTHLINK INC COM	$0	–	100	0.0%	0.00%	–
EWBC		EAST WEST BANCORP INC COM	$0	–	4	0.0%	0.00%	–
EOI		EATON VANCE ENHANCED EQUITY INCOME (EOI)exchange traded product	$0	–	9	0.0%	0.00%	–
EDGW		EDGEWATER TECHNOLOGY	$0	–	100	0.0%	0.00%	–
ENMD		ENTREMED INC COM NEW	$0	–	9	0.0%	0.00%	–
ECGP		ENVITT CAP GROUP INC COM	$0	–	151	0.0%	0.00%	–
ERIC		ERICSSON	$0	–	25	0.0%	0.00%	–
ERC	New	WELLS FARGO MULTI SECTOR INCOME FD (ERC)exchange traded product	$0	–	20	+100.0%	0.00%	–
FNBN		FNB UNITED CORP	$0	–	7	0.0%	0.00%	–
FRCMQ		FAIRPOINT COMMUNICATIONS INC COM	$0	–	29	0.0%	0.00%	–
FNMA		FANNIE MAE COM	$0	–	100	0.0%	0.00%	–
FCH		FELCOR LODGING TR INC COM	$0	–	21	0.0%	0.00%	–
FNSR		FINISAR CORP COM NEW	$0	–	2	0.0%	0.00%	–
FINL		FINISH LINE INC	$0	–	25	0.0%	0.00%	–
FMER		FIRSTMERIT BANCORP	$0	–	24	0.0%	0.00%	–
FCEL		FUELCELL ENERGY INC COM	$0	–	100	0.0%	0.00%	–
FIO		FUSION-IO INC COM	$0	–	30	0.0%	0.00%	–
GGN		GAMCO GLOBAL GOLD & NAT RES & INCOMEexchange traded product	$1,000	-50.0%	200	0.0%	0.00%	-100.0%
GFI		GOLD FIELDS LTD NEW	$0	–	109	0.0%	0.00%	–
GXP		GREAT PLAINS ENERGY INC COM	$0	–	34	0.0%	0.00%	–
GRMS		GREEN ENERGY MGMT SVCS HOLDINGS INC	$0	–	14	0.0%	0.00%	–
HQNT	New	H QUOTIENT INC COM COMPANY DISSOLVED	$0	–	1,142	+100.0%	0.00%	–
HSNI	Buy	HSN INC COM	$0	–	14	+27.3%	0.00%	–
HSTX	New	AVIAT NETWORKS INC COM	$0	–	22	+100.0%	0.00%	–
		RSTK HEALTHNOSTICS INC COM PAR NEW	$0	–	1	0.0%	0.00%	–
HL		HECLA MINING COMPANY	$1,000	0.0%	509	0.0%	0.00%	–
HSP	Sell	HOSPIRA INC	$0	-100.0%	20	-83.3%	0.00%	-100.0%
HST		HOST HOTELS & RESORTS INC	$1,000	0.0%	101	0.0%	0.00%	–
HCBK		HUDSON CITY BANCORP COM	$1,000	0.0%	125	0.0%	0.00%	–
HII		HUNTINGTON INGALLS	$1,000	0.0%	17	0.0%	0.00%	–
HYGS		HYDROGENICS CORP	$0	–	4	0.0%	0.00%	–
IBIN		IBSG INTL INC COM NEW	$0	–	120	0.0%	0.00%	–
IFSH		IFS INTL	$0	–	4,000	0.0%	0.00%	–
IPGP		PHOTONICS CORP	$1,000	0.0%	21	0.0%	0.00%	–
IEP		ICAHAN ENTERPRISES	$0	–	8	0.0%	0.00%	–
IDARQ		IDEARC INC COM	$0	–	79	0.0%	0.00%	–
IACH		INFORMATION ARCHITECTS	$0	–	1	0.0%	0.00%	–
IART		INTEGRA LIFESCIENCES	$0	–	14	0.0%	0.00%	–
ILIU		INTERLEUKIN GENETICS COM	$0	–	150	0.0%	0.00%	–
	New	INTERNETARRAY INC RSTK COM	$0	–	1	+100.0%	0.00%	–
IVBK		INTERVISUAL BOOKS INC	$0	–	1,200	0.0%	0.00%	–
J		JACOBS ENGINEERING GROUP INC	$0	–	2	0.0%	0.00%	–
KIM		KIMCO REALTY CORP COM	$0	–	24	0.0%	0.00%	–
KGC		KINROSS GOLD CORP COM NO PAR	$1,000	0.0%	327	0.0%	0.00%	–
KMTUY		KOMATSU LTD	$1,000	0.0%	51	0.0%	0.00%	–
LEHLQ		LEHMAN BROS HLDGS D CAP TR IV PFD SER L 1preferred equity	$0	–	400	0.0%	0.00%	–
USA	Sell	LIBERTY ALL STAR EQUITY FD SBI (USA)exchange traded product	$0	–	84	-2.3%	0.00%	–
LPNT		LIFEPOINT HOSPITALS COM	$0	–	1	0.0%	0.00%	–
LINC	New	LINCOLN EDL SVCS CORP COM	$0	–	200	+100.0%	0.00%	–
LLNXF	New	LINK LINUX INC COM	$0	–	1	+100.0%	0.00%	–
MTWOY		M 2003 PLC SPONSORED ADR	$0	–	1,500	0.0%	0.00%	–
M		MACYS INC COM	$0	–	10	0.0%	0.00%	–
MMP		MAGELLAN MIDSTREAM PARTNERS LP COM UNIT RE	$1,000	0.0%	25	0.0%	0.00%	–
VAC		MARRIOTT VACATIONS WORLDWIDE	$1,000	–	20	0.0%	0.00%	–
MDTH		MEDCATH CORP COM	$0	–	500	0.0%	0.00%	–
MLR		MILLER INDUSTRIES NEW	$0	–	20	0.0%	0.00%	–
	Buy	ESCROW MIRANT CORP COM NEW	$0	–	693	+4.8%	0.00%	–
MOS	New	MOSAIC CO COM	$1,000	–	24	+100.0%	0.00%	–
MTLQU	Buy	MOTORS LIQ CO GUC TR COM	$1,000	0.0%	37	+23.3%	0.00%	–
MUR		MURPHY OIL CORP	$0	–	2	0.0%	0.00%	–
NCR		NCR CORP COM	$0	-100.0%	26	0.0%	0.00%	–
NRG	Buy	NRG ENERGY INC COM NEW	$1,000	0.0%	49	+2.1%	0.00%	–
DCMYY		NTT DOCOMO INC	$1,000	0.0%	70	0.0%	0.00%	–
NEWN		NEW ENERGY SYS GROUP COM	$0	–	30	0.0%	0.00%	–
NCMGY		NEWCREST MNG LTD SPONSORED ADR	$0	-100.0%	101	0.0%	0.00%	–
NWSA	Sell	NEWS CORP A NEW	$0	-100.0%	39	-39.1%	0.00%	–
NRTLQ		NORTEL NETWORKS NEW COM	$0	–	60	0.0%	0.00%	–
NTRS		NORTHERN TRUST CORP	$0	–	7	0.0%	0.00%	–
NUAN		NUANCE COMMUNICATIONS COM	$0	–	48	0.0%	0.00%	–
ODP	Sell	OFFICE DEPOT INC COM	$0	-100.0%	10	-98.4%	0.00%	-100.0%
OTVLQ	New	ONETRAVEL HLDGS INC COM NEW	$0	–	301	+100.0%	0.00%	–
ORKLY		ORKLA A S SPONSORED ADR	$0	–	101	0.0%	0.00%	–
PHH		PHH CORP COM NEW	$0	–	32	0.0%	0.00%	–
PNRA		PANERA BREAD CO CL A	$1,000	0.0%	8	0.0%	0.00%	–
PFMS		PAPERFREE MED SOLUTION COM	$0	–	50	0.0%	0.00%	–
PFND		SYNTHEMED INC COM	$0	–	167	0.0%	0.00%	–
PTSC		PATRIOT SCIENTIFIC CORP	$0	–	1,000	0.0%	0.00%	–
PCXCQ		PATRIOT COAL CORP COM	$0	–	230	0.0%	0.00%	–
JCPNQ		PENNEY J C INC	$0	–	25	0.0%	0.00%	–
PAG		PENSKE AUTO GROUP INC COM	$0	–	10	0.0%	0.00%	–
PBCT		PEOPLES UTD FINL INC COM	$0	–	14	0.0%	0.00%	–
PBR		PETROLEO BRASILEIRO SA PETROBRAS SPONSORED	$0	–	32	0.0%	0.00%	–
PMC	Sell	PHARMERICA CORP COM	$0	–	13	-51.9%	0.00%	–
	New	PHARMAGEN INC	$0	–	1,000	+100.0%	0.00%	–
PHMD		PHOTOMEDEX INC COM PAR	$0	–	2	0.0%	0.00%	–
PML		PIMCO MUN INCOME FD II COM (PML)exchange traded product	$0	–	7	0.0%	0.00%	–
PHK		PIMCO HIGH INCOME FD COM SHS (PHK)exchange traded product	$0	–	7	0.0%	0.00%	–
PFN		PIMCO FLOATING RATE STRATEGY FD COM (PFN)exchange traded product	$1,000	0.0%	118	0.0%	0.00%	–
PNW		PINNACLE WEST CAPITAL CORP	$1,000	0.0%	22	0.0%	0.00%	–
PHD	Sell	PIONEER FLOATING RATE TR COM (PHD)exchange traded product	$0	–	6	-86.0%	0.00%	–
PIPR	Sell	PIPER JAFFRAY COS COM	$0	–	1	-80.0%	0.00%	–
PLUG		PLUG PWR INC COM NEW	$0	–	10	0.0%	0.00%	–
PREX		PROGRESS ENERGY CONTINGENT VALUE OBLIG	$0	–	300	0.0%	0.00%	–
KWKAQ		QUICKSILVER RES INC COM	$1,000	0.0%	600	0.0%	0.00%	–
RPM		RPM INTL INC	$1,000	–	27	0.0%	0.00%	–
RFMD		RF MICRO DEVICES INC COM	$0	–	100	0.0%	0.00%	–
RSHCQ		RADIOSHACK CORP	$1,000	-50.0%	600	0.0%	0.00%	-100.0%
RPT		RAMCO GERSHENSON PPTYS TR COM SH BEN INT	$1,000	0.0%	88	0.0%	0.00%	–
RYN		RAYONIER INC COM	$1,000	-50.0%	46	0.0%	0.00%	-100.0%
RHI		ROBERT HALF INTL INC	$0	–	5	0.0%	0.00%	–
RSE	New	ROUSE PPTYS INC COM	$0	–	19	+100.0%	0.00%	–
RGT	New	ROYAL GLOBAL VALUE TR	$0	–	62	+100.0%	0.00%	–
SKM	New	SK TELECOM LTD SPONSORED ADR	$1,000	–	70	+100.0%	0.00%	–
SWY	New	SAFEWAY INC COM NEW	$0	–	10	+100.0%	0.00%	–
GCVRZ		SANOFI CONTINGENT VALUE RTS EXP 12/31/20rights	$0	–	42	0.0%	0.00%	–
SCHB		SCHWAB STRATEGIC TR US BROAD MKT (SCHB)exchange traded product	$0	–	6	0.0%	0.00%	–
SCHA		SCHWAB STRATEGIC TR US SMALL CAP (SCHA)	$0	–	4	0.0%	0.00%	–
SCHE		SCHWAB STRATEGIC EMERGING MKTS EQ (SCHE)exchange traded product	$0	–	5	0.0%	0.00%	–
SCHF		SCHWAB STRATEGIC TR INTL EQUITY (SCHF)exchange traded product	$0	–	5	0.0%	0.00%	–
SCHH		SCHWAB STRATEGIC TR US REIT (SCHH)	$0	–	4	0.0%	0.00%	–
SBGL		SIBANYE GOLD LTD	$0	–	27	0.0%	0.00%	–
SSD		SIMPSON MANUFACTURING CO	$0	–	10	0.0%	0.00%	–
SIRI	New	SIRIUS XM RADIO INC COM	$0	–	240	+100.0%	0.00%	–
LUV		SOUTHWEST AIRLINES CO	$1,000	0.0%	100	0.0%	0.00%	–
SNDH	Buy	STANDARD HLDGS GROUP	$0	–	6,489	+1.8%	0.00%	–
STRL	New	STERLING CONSTRUCTION	$0	–	4	+100.0%	0.00%	–
SWC		STILLWATER MINING CO COMMON STOCK	$1,000	0.0%	100	0.0%	0.00%	–
SWSH		SWISHER HYGIENE INC	$1,000	-50.0%	3,500	0.0%	0.00%	-100.0%
SCMR		SYCAMORE NETWORKS INC	$0	–	2	0.0%	0.00%	–
SNV	Sell	SYNOVUS FINL CORP COM	$0	-100.0%	23	-97.8%	0.00%	-100.0%
TMJG		TAMIJA GOLD & DIAMOND COM	$0	–	1	0.0%	0.00%	–
TSTC	New	TELESTONE TECHNOLOGIES CORP COM	$0	–	400	+100.0%	0.00%	–
TLYN		TELYNX INC CL A PAR 0.01	$0	–	2	0.0%	0.00%	–
TIBX		TIBCO SOFTWARE INC COM	$0	-100.0%	40	0.0%	0.00%	–
TD		TORONTO DOMINION BK COM NEW	$1,000	0.0%	17	0.0%	0.00%	–
TA		TRAVELCENTERS AMER LLC COM	$0	–	20	0.0%	0.00%	–
TREE	Buy	TREE COM INC COM	$0	–	27	+22.7%	0.00%	–
UTEK		ULTRATECH INC COM	$0	–	13	0.0%	0.00%	–
UIS	New	UNISYS CORP COM NEW	$0	–	7	+100.0%	0.00%	–
BLV	New	VANGUARD BD INDEX FDexchange traded product	$0	–	4	+100.0%	0.00%	–
VTEQ	New	VERITEQ CORP COM	$0	–	1	+100.0%	0.00%	–
	New	WI FI WIRELESS LTD COM	$0	–	13	+100.0%	0.00%	–
WBMD		WEBMD HEALTH CORP COM	$0	–	3	0.0%	0.00%	–
WFCNP		WELLS FARGO & CO NEW PFD DIVID EQUALIZATIOpreferred equity	$0	–	5	0.0%	0.00%	–
AUY		YAMANA GOLD INC COM	$1,000	0.0%	122	0.0%	0.00%	–
YARCQ		YARC SYS INC	$0	–	500	0.0%	0.00%	–
ZEGG		ZEGARELLI GROUP INTL COM	$0	–	400	0.0%	0.00%	–
	New	OSRAM LICHT AG NAMENS AKTIEN O N	$0	–	4	+100.0%	0.00%	–
	Buy	100,000THS FIRST HORIZON NATIONAL CORP	$0	–	744,395	+67.4%	0.00%	–
		100,000THS KINDER MORGAN MGMT LLC SHS	$0	–	426,565	0.0%	0.00%	–
HLF		HERBALIFE LTD COM USD SHS	$1,000	0.0%	18	0.0%	0.00%	–
PRTA		PROTHENA CORP	$0	–	1	0.0%	0.00%	–
RDC		ROWAN COMPANIES PLC SHS CLASS A	$1,000	0.0%	35	0.0%	0.00%	–
		STONE RESOURCES LTD SHS	$0	–	167	0.0%	0.00%	–
RIG	Sell	TRANSOCEAN LTD	$1,000	0.0%	25	-37.5%	0.00%	–
CRNT		CERAGON NETWORKS LTD	$0	–	25	0.0%	0.00%	–
TE	Exit	TECO ENERGY INC COM	$0	–	-27	-100.0%	0.00%	–
WIP	Exit	SPDR DB INTL GOVT INFLATION PROTECTexchange traded product	$0	–	-21	-100.0%	0.00%	–
SIRI	Exit	SIRIUS XM RADIO INC COM	$0	–	-240	-100.0%	0.00%	–
SMP	Exit	STANDARD MOTOR PRODS INC COM	$0	–	-40	-100.0%	0.00%	–
RGLD	Exit	ROYAL GOLD INC	$0	–	-13	-100.0%	0.00%	–
PCY	Exit	POWERSHARES GLOBAL EMERGING MARKETS (PCY)exchange traded product	$0	–	-26	-100.0%	0.00%	–
AZC	Exit	AUGUSTA RES CORP COM NEW	$0	–	-100	-100.0%	0.00%	–
AWI	Exit	ARMSTRONG WORLD INDS INC NEW COM	$0	–	-11	-100.0%	0.00%	–
BDC	Exit	BELDEN CDT INC	$0	–	-28	-100.0%	0.00%	–
TIP	Exit	ISHARES BARCLAYS TIPS BD PROTECTED (TIP)exchange traded product	$0	–	-12	-100.0%	0.00%	–
JPC	Exit	NUVEEN MULTI STRATEGY INC & GROW (JPC)exchange traded product	$0	–	-38	-100.0%	0.00%	–
MGLN	Exit	MAGELLAN HEALTH SVCS INC COM NEW	$0	–	-20	-100.0%	0.00%	–
RWX	Exit	SPDR INDEX SHS FDS DOW JONES INTL REAL ESTexchange traded product	$0	–	-36	-100.0%	0.00%	–
PDCE	Exit	PDC ENERGY INC COM	$0	–	-30	-100.0%	0.00%	–
PPL	Exit	PPL CORP COM	$0	–	-21	-100.0%	0.00%	–
BKLN	Exit	POWERSHARES SENIOR LOAN PORTFOLIO (BKLN)exchange traded product	$0	–	-20	-100.0%	0.00%	–
NCU	Exit	NUVEEN CALIF PREM INCOME MUN FD (NCU)	$0	–	-50	-100.0%	0.00%	–
ELN	Exit	ELAN PLC ADR REPSTG SHS	$0	–	-51	-100.0%	0.00%	–
CCMP	Exit	CABOT MICROELECTRONICS CORP COM	$0	–	-10	-100.0%	0.00%	–
ANRZQ	Exit	ALPHA NAT RES INC COM	$0	–	-300	-100.0%	0.00%	–
BCE	Exit	BCE INC	$0	–	-12	-100.0%	0.00%	–
TLSYY	Exit	TELSTRA LTD SPON ADR FINAL INSTALLMENT RPS	$0	–	-24	-100.0%	0.00%	–
INKPQ	Exit	INNKEEPERS USA TR 8% PFD SER C CALLABLE 1/preferred equity	$0	–	-500	-100.0%	0.00%	–
KMR	Exit	KINDER MORGAN MGMT LLC SHS	$0	–	-2	-100.0%	0.00%	–
IQNT	Exit	INTELIQUENT INC	$0	–	-30	-100.0%	0.00%	–
HAP	Exit	MKT VECTORS RVE HARD ASSETS PRODUCER (HAP)	$0	–	-50	-100.0%	0.00%	–
DIGA	Exit	DIGITAL ANGEL CORP NEW	$0	–	-35	-100.0%	0.00%	–
PPT	Exit	PUTNAM PREMIER INCOMEclosed end	$0	–	-139	-100.0%	0.00%	–
BGT	Exit	BLACKROCK GLOBAL FLG	$0	–	-13	-100.0%	0.00%	–
INT	Exit	WORLD FUEL SERVICES CORP COMMON STOCK	$0	–	-37	-100.0%	0.00%	–
CYE	Exit	BLACKROCK CORPORATE HIGH YIELD (CYE)exchange traded product	$0	–	-200	-100.0%	0.00%	–
JRO	Exit	NUVEEN FLTNG RATE INCOME OPPTNTY (JRO)exchange traded product	$0	–	-41	-100.0%	0.00%	–
ODFL	Exit	OLD DOMINION FREIGHT LINE INC COM	$0	–	-22	-100.0%	0.00%	–
SVU	Exit	SUPERVALU INC	$0	–	-29	-100.0%	0.00%	–
SMT	Exit	SMART TECHNOLOGIES INC	$0	–	-200	-100.0%	0.00%	–
AVNW	Exit	AVIAT NETWORKS INC COM	$0	–	-22	-100.0%	0.00%	–
NDMN	Exit	NEWDOMINION BK CHARLOTTE NC	$0	–	-110,000	-100.0%	0.00%	–
MOS	Exit	MOSAIC CO COM	$0	–	-24	-100.0%	0.00%	–
FEIC	Exit	FEI COMPANY COMMON	$0	–	-14	-100.0%	0.00%	–
AOS	Exit	SMITH A O CORP COMMON	$0	–	-44	-100.0%	0.00%	–
BCSRT	Exit	BARCLAYS RTS EXP 10/1/23rights	$0	–	-29	-100.0%	0.00%	–
VSS	Exit	VANGUARD INTL EQ FTSE ALL WORLD X US SMALLexchange traded product	$0	–	-20	-100.0%	0.00%	–
EMB	Exit	ISHARES JPM EMERGING MKT BONDexchange traded product	$0	–	-4	-100.0%	0.00%	–
IYR	Exit	ISHARES TR DOW JONES U S REAL ESTATE INDEXexchange traded product	$0	–	-25	-100.0%	0.00%	–
DTE	Exit	DTE ENERGY CO COM	$0	–	-8	-100.0%	0.00%	–
LMT	Exit	LOCKHEED MARTIN CORP COM	$0	–	-6	-100.0%	0.00%	–
JNK	Exit	SPDR SER TR BARCLAYS HIGH YIELD BOND (JNK)exchange traded product	$0	–	-1	-100.0%	0.00%	–
HNR	Exit	HARVEST NATURAL RESOURCES	$0	–	-500	-100.0%	-0.00%	–
RZG	Exit	RYDEX GUGGENHEIM S&P SMALLCAP 600 GROWTHexchange traded product	$0	–	-38	-100.0%	-0.00%	–
SLW	Exit	SILVER WHEATON CORP COM	$0	–	-100	-100.0%	-0.00%	–
NPD	Exit	CHINA NEPSTAR CHAIN DRUGSTORE	$0	–	-2,000	-100.0%	-0.00%	–
CIT	Exit	CIT GROUP	$0	–	-61	-100.0%	-0.00%	–
ILF	Exit	ISHARES TR S&P LATIN AMER 40 INDEX FDexchange traded product	$0	–	-84	-100.0%	-0.00%	–
CIK	Exit	CREDIT SUISSE ASSET MGMT INCOME (CIK)	$0	–	-962	-100.0%	-0.00%	–
CBRE	Exit	CB RICHARD ELLIS GROUP CL A	$0	–	-150	-100.0%	-0.00%	–
CLSN	Exit	CELSION CORP	$0	–	-2,535	-100.0%	-0.00%	–
BSX	Exit	BOSTON SCIENTIFIC CORP	$0	–	-200	-100.0%	-0.00%	–
DELL	Exit	DELL COMPUTER	$0	–	-229	-100.0%	-0.00%	–
AAR	Exit	AMR CORP DEL PUB INCOME NT PINES 7.875%preferred equity	$0	–	-100	-100.0%	-0.00%	–
ASTX	Exit	SUPERGEN INC	$0	–	-300	-100.0%	-0.00%	–
IYE	Exit	ISHARES TR DJ US ENERGYexchange traded product	$0	–	-122	-100.0%	-0.00%	–
NQI	Exit	NUVEEN QUALITY MUN FD INC COM (NQI)	$0	–	-500	-100.0%	-0.00%	–
	Exit	RSTK VELOCITY PORTFOLIO GROUP	$0	–	-11,112	-100.0%	-0.00%	–
IEO	Exit	ISHARES DOW JONES US OIL & GAS (IEO)exchange traded product	$0	–	-61	-100.0%	-0.00%	–
IEZ	Exit	ISHARES DOW JONES US OIL & EQUIP (IEZ)exchange traded product	$0	–	-98	-100.0%	-0.00%	–
HAS	Exit	HASBRO	$0	–	-100	-100.0%	-0.00%	–
	Exit	H&R BLOCK	$0	–	-318	-100.0%	-0.00%	–
BEAM	Exit	FORTUNE BRANDS INC COM	$0	–	-128	-100.0%	-0.00%	–
BTO	Exit	HANCOCK JOHN BK & THRIFT OPP (BTO)exchange traded product	$0	–	-455	-100.0%	-0.00%	–
TEL	Exit	TYCO ELECTRONICS LTD SWITZERLAND	$0	–	-150	-100.0%	-0.00%	–
ACT	Exit	ACTAVIS INC	$0	–	-60	-100.0%	-0.00%	–
CNLHN	Exit	CONNECTICUT LIGHT & POWER CO PFDpreferred equity	$0	–	-179	-100.0%	-0.00%	–
AINV	Exit	APPOLLO INVT CORP	$0	–	-1,030	-100.0%	-0.00%	–
LQD	Exit	ISHARES TR IBOXX USD INVT GRADE CORP (LQD)exchange traded product	$0	–	-65	-100.0%	-0.00%	–
WEC	Exit	WISCONSIN ENERGY CORP COM	$0	–	-285	-100.0%	-0.00%	–
VT	Exit	VANGUARD INTL EQUITY TOTAL WORLDexchange traded product	$0	–	-210	-100.0%	-0.00%	–
JBICL	Exit	CORPORATE BACKED TR CTFS DUKE CAP CORP NTpreferred equity	$0	–	-400	-100.0%	-0.00%	–
LULU	Exit	LULULEMON ATHLETICA INC COM	$0	–	-150	-100.0%	-0.00%	–
CCE	Exit	COCA COLA ENTERPRISES INC NEW COM	$0	–	-274	-100.0%	-0.00%	–
MTW	Exit	MANITOWOC INC	$0	–	-604	-100.0%	-0.00%	–
IFNA	Exit	ISHARES TR NORTH AMER REAL ESTATE (IFNA)exchange traded product	$0	–	-238	-100.0%	-0.00%	–
CPRRCL	Exit	CITIGROUP CAP X CAP SECS-TRUPS 6.10% 09/30preferred equity	$0	–	-400	-100.0%	-0.00%	–
FXA	Exit	CURRENCYSHS AUSTRALIAN AUSTRALIAN DOL	$0	–	-125	-100.0%	-0.00%	–
STX	Exit	SEAGATE TECHNOLOGY	$0	–	-245	-100.0%	-0.00%	–
X	Exit	UNITED STS STL CORP NEW COM	$0	–	-500	-100.0%	-0.00%	–
HAO	Exit	CLAYMORE GUGGENHEIM CHINA SMALL CAP (HAO)exchange traded product	$0	–	-500	-100.0%	-0.01%	–
ULTA	Exit	ULTA SALON COSMETICS & FRAGRANCE INC COM	$0	–	-108	-100.0%	-0.01%	–
EXL	Exit	EXCEL TR INC COM	$0	–	-1,000	-100.0%	-0.01%	–
NWS	Exit	NEWS CORP NEW B	$0	–	-775	-100.0%	-0.01%	–
GSFCL	Exit	GOLDMAN SACHS GROUP INC NT 6 1/8%preferred equity	$0	–	-500	-100.0%	-0.01%	–
VNRSQ	Exit	VANGUARD NAT RES LLCCOM UNITexchange traded product	$0	–	-600	-100.0%	-0.01%	–
PGJ	Exit	POWERSHARES CHINA (PGJ)exchange traded product	$0	–	-568	-100.0%	-0.01%	–
ADEP	Exit	ADEP TECHNOLOGY	$0	–	-2,800	-100.0%	-0.01%	–
KOL	Exit	MARKET VECTORS ETF TR COAL ETF	$0	–	-1,187	-100.0%	-0.01%	–
SPE	Exit	INSURED MUN INCOME FD COMclosed end	$0	–	-1,200	-100.0%	-0.01%	–
VMO	Exit	VAN KAMPEN AMERICAN CAPITAL MUNI OPP (VMO)exchange traded product	$0	–	-1,829	-100.0%	-0.01%	–
ERC	Exit	WELLS FARGO MULTI SECTOR INCOME FD (ERC)exchange traded product	$0	–	-1,520	-100.0%	-0.01%	–
FRN	Exit	CLAYMORE/BNY MELLON FRONTIER MKTS (FRN)exchange traded product	$0	–	-1,500	-100.0%	-0.01%	–
PWE	Exit	PENN WEST ENERGY TR TR UNIT	$0	–	-2,150	-100.0%	-0.01%	–
MDY	Exit	MIDCAP SPDR TRUST UNIT SER 1 S&P (MDY)exchange traded product	$0	–	-105	-100.0%	-0.01%	–
SLV	Exit	ISHARES SILVER TR ISHARES (SLV)exchange traded product	$0	–	-1,197	-100.0%	-0.01%	–
ILCV	Exit	ISHARES TR MORNINGSTAR LARGE VALUE (JKF)exchange traded product	$0	–	-425	-100.0%	-0.01%	–
OIH	Exit	MARKET VECTORS ETF TR OIL SVCS ETFexchange traded product	$0	–	-750	-100.0%	-0.01%	–
TJX	Exit	TJX COMPANIES INC (NEW)	$0	–	-680	-100.0%	-0.01%	–
TWO	Exit	TWO HBRS INVT CORP COM	$0	–	-4,000	-100.0%	-0.01%	–
RFG	Exit	RYDEX GUGGENHEIM S&P MIDCAP 400 GROWTH-RFGexchange traded product	$0	–	-353	-100.0%	-0.02%	–
VNQ	Exit	VANGUARD INDEX FDS REIT ETF (VNQ)exchange traded product	$0	–	-633	-100.0%	-0.02%	–
FOF	Exit	COHEN & STEERS CLOSED END OPPORTUNITY FDexchange traded product	$0	–	-3,500	-100.0%	-0.02%	–
DIA	Exit	DIAMONDS TR UNIT SER 1	$0	–	-288	-100.0%	-0.02%	–
AUXL	Exit	AUXILIUM PHARMACEUTICL	$0	–	-2,700	-100.0%	-0.02%	–
JPMPRDCL	Exit	JPMORGAN CHASE & CO DEP SHS REPSTG 5.50%preferred equity	$0	–	-2,230	-100.0%	-0.02%	–
JXI	Exit	ISHARES TR GLOBAL UTILS (JXI)exchange traded product	$0	–	-1,111	-100.0%	-0.02%	–
LNCE	Exit	LANCE INC	$0	–	-1,633	-100.0%	-0.02%	–
	Exit	OLDTOWN BANK CL B	$0	–	-10,000	-100.0%	-0.02%	–
PSK	Exit	SPDR WELLS FARGO PFD STOCK ETF (PSK)exchange traded product	$0	–	-1,500	-100.0%	-0.02%	–
CPSE	Exit	CAPSTONE BK RALEIGH NC	$0	–	-6,572	-100.0%	-0.03%	–
UNM	Exit	UNUMPROVIDENT CORP	$0	–	-2,361	-100.0%	-0.03%	–
CATO	Exit	CATO CORP NEW CL A	$0	–	-2,763	-100.0%	-0.03%	–
EWZ	Exit	ISHARES INC MSCI BRAZIL (EWZ)exchange traded product	$0	–	-1,676	-100.0%	-0.03%	–
IGKCL	Exit	ING GROEP N V 8.5% PERPETUAL HYBRID CAP SEpreferred equity	$0	–	-3,125	-100.0%	-0.03%	–
ORLY	Exit	O'REILLY AUTOMOTIVE INC COM	$0	–	-653	-100.0%	-0.03%	–
BGB	Exit	BLACKSTONE FINANCIAL (BGB)	$0	–	-4,800	-100.0%	-0.03%	–
PXH	Exit	POWERSHARES FTSE RAFI EMERGING MKTS (PXH)exchange traded product	$0	–	-5,000	-100.0%	-0.04%	–
FOX	Exit	TWENTY-FIRST CENTURY FOX INC B	$0	–	-3,100	-100.0%	-0.04%	–
	Exit	PREMIER COMMERCIAL BANK	$0	–	-20,000	-100.0%	-0.06%	–
ESRX	Exit	EXPRESS SCRIPTS INC COM	$0	–	-3,364	-100.0%	-0.08%	–
TRW	Exit	TRW AUTOMOTIVE HOLDINGS COM	$0	–	-3,000	-100.0%	-0.08%	–
AVGO	Exit	AVAGO TECHNOLOGIES	$0	–	-5,000	-100.0%	-0.08%	–
SIGI	Exit	SELECTIVE INS GROUP	$0	–	-9,245	-100.0%	-0.08%	–
F113PS	Exit	COVIDIEN PLC	$0	–	-7,656	-100.0%	-0.18%	–
UBSH	Exit	UNION BANKSHARES CORP COM	$0	–	-34,011	-100.0%	-0.30%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2014-02-06

Signatures

The EDGAR filing(s) were signed by:

Dennis C. Adams — Compliance Administrator

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
ISHARES TR MSCI USA MINIMUM VOLATILITY INDEX FD	35	Q4 2021	14.8%
ISHARES TR MSCI USA MOMENTUM FACTOR (MTUM)	35	Q4 2021	3.8%
APPLE INC COM	35	Q4 2021	3.5%
MICROSOFT CORP COM	35	Q4 2021	4.5%
EXXON MOBIL CORPORATION	35	Q4 2021	7.7%
VANGUARD SPECIALIZED PORTFOLIOS DIV (VIG)	35	Q4 2021	3.7%
STANDARD & POORS 500 (SPY)	35	Q4 2021	4.2%
JOHNSON & JOHNSON COM	35	Q4 2021	5.6%
DUKE ENERGY CORP NEW COM NEW	35	Q4 2021	1.6%
ISHARES TR S&P 500 INDEX (IVV)	35	Q4 2021	1.9%

View Carroll Financial Associates, Inc.'s complete holdings history.

Latest filings

Type	Filed
13F-HR	2022-01-06
13F-HR	2021-10-07
13F-HR	2021-07-13
13F-HR	2021-04-06
13F-HR	2021-01-08
13F-HR	2020-10-06
13F-HR	2020-07-09
13F-HR	2020-04-10
13F-HR	2020-01-08
13F-HR	2019-10-09

View Carroll Financial Associates, Inc.'s complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (281837000.0 != 281401000.0)

Export Carroll Financial Associates, Inc.'s holdings

Carroll Financial Associates, Inc. - Q4 2013 holdings

Original filings

Signatures

Top long-term holdings

Latest filings

All filings